Innovator ETFs Trust - BAUG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | History | Added to | 997,013 | 55,117 | 0.54% | 0.01% | 1 | +977,988 | 5140.54% | Q3 2026 | Oct 22, 2026 |
| Penserra Capital Management LLC | History | No change | 489,400 | 26,238 | 0.2% | 0.2% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 199,200 | 10,679 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 155,833 | 8,614 | 0.01% | 0.01% | 4 | -32,208 | -17.13% | Q3 2026 | Nov 02, 2026 |
| Cerity Partners LLC | History | No change | 131,628 | 7,057 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 126,596 | 6,998 | 0.02% | 0.02% | 6 | +14,189 | 12.62% | Q3 2026 | Nov 02, 2026 |
| HighTower Advisors, LLC | History | No change | 87,662 | 4,699 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 86,332 | 4,628 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 57,518 | 3,083 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Diligent Investors, LLC | History | Added to | 53,256 | 2,944 | 0.65% | 0.62% | 10 | +990 | 1.89% | Q3 2026 | Oct 21, 2026 |
| LPL Financial LLC | History | No change | 49,450 | 2,651 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 47,358 | 2,618 | 0.31% | 0.21% | 12 | +15,765 | 49.9% | Q3 2026 | Oct 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 46,808 | 2,509 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 43,979 | 2,357 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Cetera Investment Advisers | History | No change | 43,510 | 2,332 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TopTier Wealth Management, LLC | History | Reduced | 41,195 | 2,277 | 1.33% | 1.35% | 16 | -504 | -1.21% | Q3 2026 | Oct 16, 2026 |
| Snowden Capital Advisors LLC | History | No change | 33,391 | 1,790 | 0.04% | 0.04% | 17 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| INTEGRAL INVESTMENT ADVISORS, INC. | History | Added to | 32,369 | 1,789 | 0.38% | 0.37% | 18 | +1,012 | 3.23% | Q3 2026 | Nov 03, 2026 |
| Janney Montgomery Scott LLC | History | No change | 32,566 | 1,746 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CHAPMAN FINANCIAL GROUP, LLC | History | No change | 28,009 | 1,548 | 1.02% | 1.0% | 20 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Beacon Financial Advisory LLC | History | No change | 27,071 | 1,496 | 0.28% | 0.29% | 21 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Lantz Financial LLC | History | Added to | 26,967 | 1,490 | 0.27% | 0.25% | 22 | +1,378 | 5.39% | Q3 2026 | Oct 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 25,498 | 1,410 | 0.0% | 0.0% | 23 | -922 | -3.49% | Q3 2026 | Nov 02, 2026 |
| FSA Advisors, Inc. | History | No change | 25,213 | 1,351 | 0.62% | 0.62% | 24 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 23,885 | 1,280 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 22,628 | 1,262 | 0.0% | 0.0% | 26 | +16,462 | 266.98% | Q3 2026 | Oct 13, 2026 |
| SAGESPRING WEALTH PARTNERS, LLC | History | New | 21,614 | 1,194 | 0.02% | — | 27 | +21,614 | New | Q3 2026 | Oct 22, 2026 |
| Chris Bulman Inc | History | Added to | 20,803 | 1,150 | 0.4% | 0.2% | 28 | +10,344 | 98.9% | Q3 2026 | Oct 20, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 20,515 | 1,134 | 0.03% | 0.03% | 29 | -516 | -2.45% | Q3 2026 | Oct 08, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 20,923 | 1,121 | 0.02% | 0.02% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Weaver Consulting Group | History | Added to | 19,774 | 1,093 | 0.21% | 0.2% | 31 | +1,667 | 9.21% | Q3 2026 | Oct 07, 2026 |
| COFG Advisors, LLC | History | No change | 20,206 | 1,083 | 0.19% | 0.19% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 19,557 | 1,081 | 0.31% | 0.29% | 33 | +599 | 3.16% | Q3 2026 | Oct 23, 2026 |
| World Investment Advisors | History | No change | 21,628 | 1,065 | 0.02% | 0.02% | 34 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CreativeOne Wealth, LLC | History | No change | 17,872 | 958 | 0.02% | 0.02% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Trek Financial, LLC | History | Added to | 17,208 | 951 | 0.04% | 0.04% | 36 | +330 | 1.96% | Q3 2026 | Oct 29, 2026 |
| BCS Wealth Management | History | Reduced | 16,278 | 899 | 0.16% | 0.16% | 37 | -125 | -0.76% | Q3 2026 | Nov 03, 2026 |
| CRA Financial Services, LLC | History | Reduced | 16,079 | 888 | 0.1% | 0.1% | 38 | -130 | -0.8% | Q3 2026 | Oct 16, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 16,282 | 872 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | New | 14,980 | 828 | 0.04% | — | 40 | +14,980 | New | Q3 2026 | Nov 05, 2026 |
| Strategic Blueprint, LLC | History | Added to | 14,314 | 791 | 0.04% | 0.04% | 41 | +436 | 3.14% | Q3 2026 | Oct 22, 2026 |
| CORRADO ADVISORS, LLC | History | Added to | 14,008 | 774 | 0.38% | 0.19% | 42 | +6,387 | 83.81% | Q3 2026 | Oct 27, 2026 |
| FIRST COMMONWEALTH FINANCIAL CORP /PA/ | History | No change | 14,148 | 758 | 0.11% | 0.11% | 43 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Arax Advisory Partners | History | No change | 14,021 | 751 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Fragasso Financial Advisors Inc | History | No change | 13,104 | 733 | 0.04% | 0.04% | 45 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 13,408 | 718 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 13,180 | 706 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sigma Planning Corp | History | Added to | 12,652 | 699 | 0.02% | 0.02% | 48 | +312 | 2.53% | Q3 2026 | Oct 23, 2026 |
| RED REEF ADVISORS LLC | History | No change | 13,000 | 696 | 0.64% | 0.64% | 49 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 12,073 | 667 | 0.02% | 0.02% | 50 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| GWN SECURITIES INC. | History | No change | 12,430 | 666 | 0.11% | 0.11% | 51 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| HB Wealth Management, LLC | History | New | 11,612 | 641 | 0.0% | — | 52 | +11,612 | New | Q3 2026 | Oct 23, 2026 |
| WealthShield Partners, LLC | History | No change | 11,801 | 632 | 0.1% | 0.1% | 53 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Visionary Wealth Advisors | History | Reduced | 11,089 | 613 | 0.02% | 0.02% | 54 | -252 | -2.22% | Q3 2026 | Nov 04, 2026 |
| IFP Advisors, Inc | History | Added to | 10,900 | 602 | 0.01% | 0.01% | 55 | +1,700 | 18.48% | Q3 2026 | Oct 16, 2026 |
| Berkshire Money Management, Inc. | History | Reduced | 10,800 | 597 | 0.05% | 0.05% | 56 | -1 | -0.01% | Q3 2026 | Oct 21, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 10,569 | 566 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Outlook Wealth Advisors, LLC | History | Added to | 9,872 | 545 | 0.12% | 0.11% | 58 | +500 | 5.34% | Q3 2026 | Oct 28, 2026 |
| Lido Advisors, LLC | History | Reduced | 9,700 | 536 | 0.0% | 0.0% | 59 | -58 | -0.59% | Q3 2026 | Nov 04, 2026 |
| Keystone Wealth Services, LLC | History | Added to | 9,690 | 535 | 0.1% | 0.1% | 60 | +139 | 1.46% | Q3 2026 | Nov 03, 2026 |
| Simplicity Wealth,LLC | History | Added to | 9,597 | 530 | 0.02% | 0.02% | 61 | +278 | 2.98% | Q3 2026 | Oct 23, 2026 |
| MGO ONE SEVEN LLC | History | No change | 8,947 | 494 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Pinnacle Wealth Management Group, Inc. | History | No change | 8,849 | 489 | 0.22% | 0.22% | 63 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Valtinson Bruner Financial Planning LLC | History | Added to | 8,573 | 473 | 0.12% | 0.11% | 64 | +344 | 4.18% | Q3 2026 | Nov 02, 2026 |
| CENTRAL VALLEY ADVISORS, LLC | History | No change | 8,574 | 473 | 0.13% | 0.12% | 65 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Buska Wealth Management, LLC | History | Reduced | 8,049 | 444 | 0.15% | 0.24% | 66 | -4,391 | -35.3% | Q3 2026 | Oct 07, 2026 |
| Chicago Partners Investment Group LLC | History | No change | 7,710 | 424 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Impact Partnership Wealth, LLC | History | No change | 7,450 | 399 | 0.04% | 0.04% | 68 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Selby Wealth Management, LLC | History | No change | 6,200 | 342 | 0.12% | 0.12% | 69 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| AE Wealth Management LLC | History | No change | 6,366 | 341 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| IMG Wealth Management, Inc. | History | Reduced | 5,847 | 323 | 0.17% | 0.18% | 71 | -46 | -0.78% | Q3 2026 | Oct 26, 2026 |
| Share Andrew L. | History | No change | 5,976 | 320 | 0.17% | 0.17% | 72 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 5,327 | 294 | 0.0% | — | 73 | +5,327 | New | Q3 2026 | Oct 16, 2026 |
| VISTA INVESTMENT MANAGEMENT | History | No change | 5,480 | 293 | 0.09% | 0.09% | 74 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| My Personal CFO, LLC | History | Reduced | 5,049 | 279 | 0.1% | 0.11% | 75 | -91 | -1.77% | Q3 2026 | Oct 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 5,183 | 277 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 4,756 | 262 | 0.0% | 0.0% | 77 | +405 | 9.31% | Q3 2026 | Oct 30, 2026 |
| Occidental Asset Management, LLC | History | New | 4,622 | 255 | 0.02% | — | 78 | +4,622 | New | Q3 2026 | Nov 05, 2026 |
| Advisory Services Network, LLC | History | No change | 4,617 | 247 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 4,464 | 239 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| KFG WEALTH MANAGEMENT, LLC | History | New | 4,322 | 238 | 0.03% | — | 81 | +4,322 | New | Q3 2026 | Oct 16, 2026 |
| BAM Wealth Management, LLC | History | Added to | 4,122 | 227 | 0.12% | 0.14% | 82 | +15 | 0.37% | Q3 2026 | Oct 15, 2026 |
| GTS FINANCIAL, LLC | History | No change | 4,855 | 223 | 0.16% | 0.16% | 83 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rothschild Wealth LLC | History | No change | 4,050 | 217 | 0.02% | 0.02% | 84 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HRT FINANCIAL LP | History | No change | 3,943 | 211 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Commerce Advisors, LLC | History | New | 3,700 | 204 | 0.1% | — | 86 | +3,700 | New | Q3 2026 | Oct 19, 2026 |
| Schulz Wealth, LTD. | History | New | 3,660 | 202 | 0.09% | — | 87 | +3,660 | New | Q3 2026 | Nov 03, 2026 |
| Spire Wealth Management | History | No change | 2,642 | 146 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Financial Network Wealth Advisors LLC | History | No change | 1,876 | 103 | 0.1% | 0.1% | 89 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1,538 | 82 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Reduced | 1,145 | 63 | 0.04% | 0.04% | 91 | -90 | -7.29% | Q3 2026 | Oct 28, 2026 |
| IFG Advisory, LLC | History | No change | 1,000 | 53 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 675 | 36 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| BARCLAYS PLC | History | No change | 564 | 30 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ASSETMARK, INC | History | No change | 450 | 24 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 400 | 22 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| William Mack & Associates, Inc. | History | New | 318 | 17 | 0.01% | — | 97 | +318 | New | Q3 2026 | Oct 27, 2026 |
| Integrity Financial Corp /WA | History | No change | 223 | 11 | 0.01% | 0.01% | 98 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Capital Analysts, LLC | History | No change | 134 | 7 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| IAG Wealth Partners, LLC | History | No change | 132 | 7 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Larson Financial Group LLC | History | No change | 123 | 6 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 117 | 6 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GILPIN WEALTH MANAGEMENT, LLC | History | No change | 100 | 5 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| COUNTRY TRUST BANK | History | No change | 79 | 4 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 62 | 3 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CROSSPOINT FINANCIAL, LLC | History | Closed out | 0 | 0 | — | 0.8% | — | -6,548 | -100.0% | Q3 2026 | Nov 03, 2026 |
| PFG Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -5,036 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Bullseye Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -650 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -433 | -100.0% | Q3 2026 | Oct 08, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -363 | -100.0% | Q3 2026 | Oct 15, 2026 |