Innovator ETFs Trust - BAUG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Penserra Capital Management LLC | History | Added to | 409,819 | 20,018 | 0.23% | 0.22% | 1 | +40,959 | 11.1% | Q1 2026 | May 11, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 200,365 | 9,787 | 0.01% | 0.01% | 2 | -559 | -0.28% | Q1 2026 | Apr 27, 2026 |
| Cerity Partners LLC | History | Added to | 135,167 | 6,602 | 0.01% | 0.01% | 3 | +2,061 | 1.55% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 133,439 | 6,518 | 0.02% | 0.02% | 4 | +57,205 | 75.04% | Q1 2026 | Apr 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 130,023 | 6,351 | 0.01% | 0.02% | 5 | -106,922 | -45.13% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 103,997 | 5,080 | 0.0% | 0.0% | 6 | -1,636 | -1.55% | Q1 2026 | May 14, 2026 |
| HighTower Advisors, LLC | History | Added to | 87,902 | 4,293 | 0.0% | 0.0% | 7 | +668 | 0.77% | Q1 2026 | May 05, 2026 |
| Diligent Investors, LLC | History | Reduced | 53,266 | 2,601 | 0.64% | 0.67% | 8 | -1,400 | -2.56% | Q1 2026 | Apr 15, 2026 |
| Cetera Investment Advisers | History | Reduced | 50,761 | 2,479 | 0.0% | 0.0% | 9 | -4,353 | -7.9% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 47,565 | 2,323 | 0.0% | 0.0% | 10 | +24,266 | 104.15% | Q1 2026 | May 04, 2026 |
| Brookstone Capital Management | History | Reduced | 45,776 | 2,236 | 0.03% | 0.35% | 12 | -557,713 | -92.41% | Q1 2026 | Apr 16, 2026 |
| LPL Financial LLC | History | Reduced | 45,782 | 2,236 | 0.0% | 0.0% | 11 | -3,060 | -6.27% | Q1 2026 | May 06, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 45,244 | 2,210 | 0.01% | 0.02% | 13 | +949 | 2.14% | Q1 2026 | May 15, 2026 |
| TopTier Wealth Management, LLC | History | No change | 41,730 | 2,038 | 1.25% | 1.42% | 14 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Snowden Capital Advisors LLC | History | No change | 33,391 | 1,631 | 0.04% | 0.04% | 15 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 32,438 | 1,585 | 0.0% | 0.0% | 16 | -250 | -0.76% | Q1 2026 | Apr 22, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 31,768 | 1,551 | 0.22% | 0.24% | 17 | -956 | -2.92% | Q1 2026 | May 11, 2026 |
| INTEGRAL INVESTMENT ADVISORS, INC. | History | No change | 31,357 | 1,531 | 0.38% | 0.39% | 18 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| CHAPMAN FINANCIAL GROUP, LLC | History | Reduced | 28,869 | 1,410 | 1.01% | 1.16% | 19 | -5,123 | -15.07% | Q1 2026 | May 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 27,643 | 1,350 | 0.0% | 0.0% | 20 | +3,761 | 15.75% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 27,368 | 1,337 | 0.0% | 0.0% | 21 | -3,483 | -11.29% | Q1 2026 | Apr 30, 2026 |
| Beacon Financial Advisory LLC | History | No change | 27,071 | 1,322 | 0.3% | 0.31% | 22 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| FSA Advisors, Inc. | History | Reduced | 26,379 | 1,288 | 0.85% | 0.94% | 23 | -565 | -2.1% | Q1 2026 | May 06, 2026 |
| OLD MISSION CAPITAL LLC | History | Reduced | 26,067 | 1,273 | 0.02% | 0.04% | 24 | -12,832 | -32.99% | Q1 2026 | May 15, 2026 |
| Lantz Financial LLC | History | No change | 25,666 | 1,253 | 0.26% | 0.27% | 25 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| World Investment Advisors | History | Reduced | 21,628 | 1,056 | 0.02% | 0.02% | 26 | -2,292 | -9.58% | Q1 2026 | Apr 27, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 21,049 | 1,028 | 0.03% | 0.04% | 27 | -370 | -1.73% | Q1 2026 | Apr 07, 2026 |
| COFG Advisors, LLC | History | No change | 20,606 | 1,006 | 0.25% | 0.25% | 28 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 20,069 | 980 | 0.02% | 0.03% | 29 | -732 | -3.52% | Q1 2026 | May 15, 2026 |
| GWN SECURITIES INC. | History | Added to | 19,731 | 963 | 0.18% | 0.19% | 30 | +571 | 2.98% | Q1 2026 | May 14, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 19,024 | 929 | 0.31% | 0.32% | 31 | -235 | -1.22% | Q1 2026 | Apr 09, 2026 |
| Weaver Consulting Group | History | Reduced | 18,343 | 896 | 0.21% | 0.23% | 32 | -319 | -1.71% | Q1 2026 | May 15, 2026 |
| Trek Financial, LLC | History | Reduced | 17,170 | 838 | 0.04% | 0.05% | 33 | -1,305 | -7.06% | Q1 2026 | May 13, 2026 |
| CRA Financial Services, LLC | History | No change | 16,939 | 827 | 0.11% | 0.11% | 34 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| BCS Wealth Management | History | Reduced | 16,718 | 816 | 0.17% | 0.17% | 35 | -16,918 | -50.3% | Q1 2026 | Apr 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 16,282 | 795 | 0.0% | 0.0% | 36 | -140 | -0.85% | Q1 2026 | May 08, 2026 |
| RED REEF ADVISORS LLC | History | No change | 15,000 | 732 | 0.77% | 0.76% | 37 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| FIRST COMMONWEALTH FINANCIAL CORP /PA/ | History | No change | 14,236 | 695 | 0.11% | 0.12% | 38 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Strategic Blueprint, LLC | History | No change | 14,167 | 692 | 0.04% | 0.04% | 39 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Buska Wealth Management, LLC | History | Reduced | 13,998 | 683 | 0.27% | 0.33% | 40 | -3,968 | -22.09% | Q1 2026 | Apr 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 13,978 | 682 | 0.0% | 0.0% | 41 | -9,749 | -41.09% | Q1 2026 | May 04, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 13,395 | 654 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 13,273 | 648 | 0.0% | 0.0% | 43 | -44 | -0.33% | Q1 2026 | May 14, 2026 |
| Fragasso Financial Advisors Inc | History | Reduced | 13,104 | 646 | 0.04% | 0.07% | 44 | -9,579 | -42.23% | Q1 2026 | Apr 07, 2026 |
| Sigma Planning Corp | History | Reduced | 13,168 | 643 | 0.02% | 0.02% | 45 | -171 | -1.28% | Q1 2026 | May 04, 2026 |
| CITADEL ADVISORS LLC | History | New | 12,495 | 610 | 0.0% | — | 46 | +12,495 | New | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | Reduced | 12,484 | 609 | 0.02% | 0.02% | 47 | -275 | -2.16% | Q1 2026 | May 13, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 12,407 | 606 | 0.02% | 0.02% | 48 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| WealthShield Partners, LLC | History | No change | 11,801 | 576 | 0.06% | 0.07% | 49 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Visionary Wealth Advisors | History | Reduced | 11,556 | 564 | 0.02% | 0.03% | 50 | -99 | -0.85% | Q1 2026 | May 13, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 11,030 | 538 | 0.01% | 0.01% | 51 | -6,379 | -36.64% | Q1 2026 | May 11, 2026 |
| Berkshire Money Management, Inc. | History | No change | 10,801 | 527 | 0.05% | 0.05% | 52 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Chris Bulman Inc | History | Reduced | 10,769 | 526 | 0.23% | 0.39% | 53 | -6,974 | -39.31% | Q1 2026 | Apr 13, 2026 |
| Lido Advisors, LLC | History | No change | 10,662 | 520 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Fortune Financial Group, Inc. | History | No change | 10,060 | 491 | 0.44% | 0.59% | 55 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| MGO ONE SEVEN LLC | History | No change | 9,947 | 485 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Keystone Wealth Services, LLC | History | No change | 9,551 | 466 | 0.1% | 0.1% | 57 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Outlook Wealth Advisors, LLC | History | Reduced | 9,372 | 457 | 0.11% | 0.13% | 58 | -2,360 | -20.12% | Q1 2026 | Apr 17, 2026 |
| Pinnacle Wealth Management Group, Inc. | History | No change | 8,850 | 432 | 0.21% | 0.22% | 59 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| CENTRAL VALLEY ADVISORS, LLC | History | No change | 8,574 | 418 | 0.11% | 0.13% | 60 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Valtinson Bruner Financial Planning LLC | History | No change | 8,229 | 401 | 0.11% | 0.12% | 61 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Chicago Partners Investment Group LLC | History | No change | 7,710 | 399 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| CORRADO ADVISORS, LLC | History | No change | 7,631 | 372 | 0.19% | 0.19% | 63 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Impact Partnership Wealth, LLC | History | Reduced | 7,461 | 364 | 0.04% | 0.05% | 64 | -36 | -0.48% | Q1 2026 | Apr 23, 2026 |
| IFP Advisors, Inc | History | Added to | 7,094 | 346 | 0.01% | 0.01% | 65 | +8 | 0.11% | Q1 2026 | Apr 13, 2026 |
| CROSSPOINT FINANCIAL, LLC | History | No change | 6,548 | 319 | 0.8% | 0.77% | 66 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| AE Wealth Management LLC | History | Reduced | 6,300 | 307 | 0.0% | 0.0% | 67 | -137 | -2.13% | Q1 2026 | May 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 6,166 | 303 | 0.0% | 0.0% | 68 | -3,360 | -35.27% | Q1 2026 | Apr 08, 2026 |
| Selby Wealth Management, LLC | History | No change | 6,200 | 302 | 0.12% | 0.12% | 69 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Clear Creek Financial Management, LLC | History | New | 6,163 | 301 | 0.02% | — | 70 | +6,163 | New | Q1 2026 | Apr 22, 2026 |
| Share Andrew L. | History | No change | 5,976 | 291 | 0.14% | 0.15% | 71 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| IMG Wealth Management, Inc. | History | No change | 5,893 | 287 | 0.18% | 0.19% | 72 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| VISTA INVESTMENT MANAGEMENT | History | No change | 5,480 | 267 | 0.09% | 0.09% | 73 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 5,183 | 253 | 0.0% | 0.0% | 74 | +1,194 | 29.93% | Q1 2026 | May 15, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 5,175 | 252 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| My Personal CFO, LLC | History | No change | 5,140 | 251 | 0.11% | 0.11% | 76 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| PFG Advisors | History | Reduced | 5,121 | 250 | 0.01% | 0.01% | 77 | -51 | -0.99% | Q1 2026 | May 05, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 4,957 | 242 | 0.0% | 0.0% | 78 | -366 | -6.88% | Q1 2026 | May 13, 2026 |
| Advisory Services Network, LLC | History | No change | 4,617 | 225 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 4,464 | 218 | 0.0% | 0.0% | 80 | -346 | -7.19% | Q1 2026 | May 15, 2026 |
| GTS FINANCIAL, LLC | History | New | 5,056 | 214 | 0.17% | — | 81 | +5,056 | New | Q1 2026 | May 19, 2026 |
| BAM Wealth Management, LLC | History | No change | 4,107 | 200 | 0.15% | 0.15% | 82 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Spire Wealth Management | History | No change | 2,642 | 129 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Financial Network Wealth Advisors LLC | History | No change | 1,876 | 91 | 0.09% | 0.1% | 84 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Motiv8 Investments LLC | History | No change | 1,672 | 84 | 0.05% | 0.05% | 85 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 1,235 | 60 | 0.04% | 0.05% | 86 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | No change | 500 | 24 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| ASSETMARK, INC | History | Added to | 450 | 21 | 0.0% | 0.0% | 88 | +150 | 50.0% | Q1 2026 | May 06, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 400 | 19 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Sunbelt Securities, Inc. | History | No change | 406 | 19 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AdvisorNet Financial, Inc | History | No change | 363 | 17 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| BARCLAYS PLC | History | Reduced | 262 | 12 | 0.0% | 0.0% | 92 | -58 | -18.13% | Q1 2026 | May 14, 2026 |
| Integrity Financial Corp /WA | History | No change | 223 | 10 | 0.0% | 0.01% | 93 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Capital Analysts, LLC | History | No change | 134 | 7 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Larson Financial Group LLC | History | No change | 153 | 7 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| IAG Wealth Partners, LLC | History | New | 132 | 6 | 0.0% | — | 96 | +132 | New | Q1 2026 | Apr 29, 2026 |
| GILPIN WEALTH MANAGEMENT, LLC | History | No change | 100 | 4 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 62 | 3 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.02% | — | -20,490 | -100.0% | Q1 2026 | May 18, 2026 |
| AlphaStar Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -9,629 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Secure Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -7,851 | -100.0% | Q1 2026 | Apr 09, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,247 | -100.0% | Q1 2026 | May 11, 2026 |
| BFI Wealth Solutions, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -6,000 | -100.0% | Q1 2026 | May 15, 2026 |
| NWF Advisory Services Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -5,076 | -100.0% | Q1 2026 | May 04, 2026 |
| RPS ADVISORY SOLUTIONS LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -4,490 | -100.0% | Q1 2026 | May 04, 2026 |
| Rothschild Wealth LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,050 | -100.0% | Q1 2026 | May 06, 2026 |
| Compass Financial Services Inc | History | Closed out | 0 | 0 | — | 0.02% | — | -1,034 | -100.0% | Q1 2026 | May 01, 2026 |
| GAMMA Investing LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -433 | -100.0% | Q1 2026 | Apr 06, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -235 | -100.0% | Q1 2026 | May 05, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -95 | -100.0% | Q1 2026 | May 13, 2026 |