J.P. Morgan Exchange-Traded Fund Trust - BBAX
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 5 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| JPMORGAN CHASE & CO | History | Added to | 83,723,892 | 4,713,655 | 0.3% | 0.27% | 1 | +2,271,983 | 2.79% | Q4 2025 | Feb 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 8,606,678 | 484,555 | 0.04% | 0.03% | 2 | +423,227 | 5.17% | Q4 2025 | Feb 17, 2026 |
| JANUS HENDERSON GROUP PLC | History | Reduced | 469,480 | 26,431 | 0.01% | 0.01% | 3 | -14,497 | -3.0% | Q4 2025 | Feb 17, 2026 |
| AIA Group Ltd | History | Added to | 372,099 | 20,949 | 0.31% | 0.37% | 4 | +4,200 | 1.14% | Q4 2025 | Feb 09, 2026 |
| MORGAN STANLEY | History | Added to | 335,577 | 18,893 | 0.0% | 0.0% | 5 | +11,496 | 3.55% | Q4 2025 | Feb 13, 2026 |
| Municipal Employees' Retirement System of Michigan | History | No change | 298,785 | 16,822 | 0.19% | 0.19% | 6 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Badgley Phelps Wealth Managers, LLC | History | Added to | 248,517 | 13,991 | 0.26% | 0.29% | 7 | +5,442 | 2.24% | Q4 2025 | Jan 28, 2026 |
| ATLAS CAPITAL ADVISORS INC. | History | New | 176,491 | 9,936 | 1.11% | — | 8 | +176,491 | New | Q4 2025 | Feb 13, 2026 |
| SIMON QUICK ADVISORS, LLC | History | Added to | 173,706 | 9,779 | 0.43% | 0.44% | 9 | +166 | 0.1% | Q4 2025 | Jan 29, 2026 |
| UBS Group AG | History | Added to | 79,998 | 4,503 | 0.0% | 0.0% | 10 | +3,717 | 4.87% | Q4 2025 | Jan 29, 2026 |
| JANE STREET GROUP, LLC | History | New | 73,522 | 4,139 | 0.0% | — | 11 | +73,522 | New | Q4 2025 | Feb 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 69,033 | 3,886 | 0.0% | 0.0% | 12 | -320 | -0.46% | Q4 2025 | Feb 13, 2026 |
| PGIM Custom Harvest LLC | History | Added to | 68,452 | 3,853 | 0.06% | 0.05% | 13 | +6,779 | 10.99% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 68,126 | 3,835 | 0.0% | 0.0% | 14 | +15,475 | 29.39% | Q4 2025 | Feb 11, 2026 |
| SYON CAPITAL LLC | History | Reduced | 44,915 | 2,528 | 0.13% | 0.14% | 15 | -2,380 | -5.03% | Q4 2025 | Feb 11, 2026 |
| Keel Point, LLC | History | No change | 44,107 | 2,483 | 0.15% | 0.15% | 16 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 39,140 | 2,203 | 0.0% | 0.0% | 17 | +25,910 | 195.84% | Q4 2025 | Mar 16, 2026 |
| CHOREO, LLC | History | Added to | 36,326 | 2,064 | 0.03% | 0.03% | 18 | +1,438 | 4.12% | Q4 2025 | Jan 23, 2026 |
| NORTHERN TRUST CORP | History | New | 28,404 | 1,599 | 0.0% | — | 19 | +28,404 | New | Q4 2025 | Feb 17, 2026 |
| Quantinno Capital Management LP | History | Reduced | 25,380 | 1,428 | 0.0% | 0.0% | 20 | -2,650 | -9.45% | Q4 2025 | Feb 17, 2026 |
| OLD NATIONAL BANCORP /IN/ | History | Reduced | 24,851 | 1,399 | 0.02% | 0.02% | 21 | -93 | -0.37% | Q4 2025 | Jan 28, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 24,817 | 1,397 | 0.0% | 0.0% | 22 | +1,854 | 8.07% | Q4 2025 | Feb 13, 2026 |
| Robertson Stephens Wealth Management, LLC | History | Added to | 19,139 | 1,077 | 0.03% | 0.01% | 23 | +14,624 | 323.9% | Q4 2025 | Feb 02, 2026 |
| Corient Private Wealth LLC | History | Added to | 14,096 | 793 | 0.0% | 0.0% | 24 | +1,514 | 12.03% | Q4 2025 | Mar 09, 2026 |
| Quadrature Capital Ltd | History | New | 12,673 | 713 | 0.01% | — | 25 | +12,673 | New | Q4 2025 | Feb 17, 2026 |
| COMERICA BANK | History | Reduced | 12,050 | 678 | 0.0% | 0.0% | 26 | -6,467 | -34.92% | Q4 2025 | Jan 29, 2026 |
| CWM, LLC | History | Reduced | 11,695 | 658 | 0.0% | 0.0% | 27 | -292 | -2.44% | Q4 2025 | Jan 26, 2026 |
| Nolet Wealth Management, LLC | History | New | 10,638 | 598 | 0.33% | — | 28 | +10,638 | New | Q4 2025 | Feb 27, 2026 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 10,596 | 596 | 0.0% | 0.0% | 29 | -1,520 | -12.55% | Q4 2025 | Feb 17, 2026 |
| Circle Wealth Management, LLC | History | Added to | 10,542 | 593 | 0.01% | 0.01% | 30 | +671 | 6.8% | Q4 2025 | Feb 13, 2026 |
| US BANCORP \DE\ | History | Added to | 9,860 | 555 | 0.0% | 0.0% | 31 | +741 | 8.13% | Q4 2025 | Jan 30, 2026 |
| OneDigital Investment Advisors LLC | History | Added to | 8,457 | 476 | 0.0% | 0.0% | 32 | +587 | 7.46% | Q4 2025 | Feb 13, 2026 |
| Creative Planning | History | Added to | 8,407 | 473 | 0.0% | 0.0% | 33 | +1,086 | 14.83% | Q4 2025 | Feb 17, 2026 |
| Dorsey & Whitney Trust CO LLC | History | No change | 8,193 | 461 | 0.02% | 0.02% | 34 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Cetera Investment Advisers | History | Added to | 7,539 | 424 | 0.0% | 0.0% | 35 | +200 | 2.73% | Q4 2025 | Feb 17, 2026 |
| Icon Wealth Advisors, LLC | History | Added to | 7,361 | 414 | 0.03% | 0.03% | 36 | +1 | 0.01% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 7,195 | 405 | 0.0% | 0.0% | 37 | +234 | 3.36% | Q4 2025 | Feb 18, 2026 |
| Alvarez & Marsal Private Wealth Partners, LLC | History | New | 7,012 | 394 | 0.08% | — | 38 | +7,012 | New | Q4 2025 | Feb 13, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 6,548 | 368 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Ballentine Partners, LLC | History | No change | 6,434 | 362 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Pathstone Holdings, LLC | History | New | 6,284 | 353 | 0.0% | — | 41 | +6,284 | New | Q4 2025 | Feb 13, 2026 |
| FMR LLC | History | Added to | 6,221 | 350 | 0.0% | 0.0% | 42 | +1,635 | 35.65% | Q4 2025 | Feb 17, 2026 |
| Cerity Partners LLC | History | Reduced | 5,844 | 329 | 0.0% | 0.0% | 43 | -2,930 | -33.39% | Q4 2025 | Feb 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 5,515 | 310 | 0.0% | 0.0% | 44 | +111 | 2.05% | Q4 2025 | Feb 10, 2026 |
| Cloud Capital Management, LLC | History | No change | 5,109 | 287 | 0.14% | 0.15% | 45 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| FSM Wealth Advisors, LLC | History | No change | 4,588 | 258 | 0.04% | 0.04% | 46 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Mariner, LLC | History | Added to | 4,252 | 239 | 0.0% | 0.0% | 47 | +583 | 15.89% | Q4 2025 | Feb 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 4,229 | 238 | 0.0% | 0.0% | 48 | +461 | 12.23% | Q4 2025 | Feb 06, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 4,139 | 233 | 0.0% | 0.0% | 49 | +375 | 9.96% | Q4 2025 | Feb 17, 2026 |
| IEQ CAPITAL, LLC | History | Reduced | 4,082 | 229 | 0.0% | 0.0% | 50 | -272 | -6.25% | Q4 2025 | Feb 13, 2026 |
| TRUIST FINANCIAL CORP | History | New | 3,904 | 219 | 0.0% | — | 51 | +3,904 | New | Q4 2025 | Feb 02, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 3,798 | 213 | 0.0% | 0.0% | 52 | -3,390 | -47.16% | Q4 2025 | Feb 13, 2026 |
| Morton Capital Management LLC/CA | History | No change | 3,775 | 212 | 0.03% | 0.03% | 53 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| BAYBAN | History | New | 3,722 | 209 | 0.18% | — | 55 | +3,722 | New | Q4 2025 | Mar 05, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 3,654 | 209 | 0.0% | — | 54 | +3,654 | New | Q4 2025 | Jan 08, 2026 |
| waypoint wealth counsel | History | No change | 3,571 | 201 | 0.07% | 0.08% | 56 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Kestra Advisory Services, LLC | History | New | 3,023 | 170 | 0.0% | — | 57 | +3,023 | New | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 2,698 | 152 | 0.0% | — | 58 | +2,698 | New | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 2,451 | 138 | 0.0% | 0.0% | 59 | -246 | -9.12% | Q4 2025 | Feb 17, 2026 |
| EXCHANGE TRADED CONCEPTS, LLC | History | Added to | 2,440 | 137 | 0.0% | 0.0% | 60 | +27 | 1.12% | Q4 2025 | Jan 14, 2026 |
| Crewe Advisors LLC | History | No change | 1,653 | 93 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Waverly Advisors, LLC | History | New | 1,444 | 81 | 0.0% | — | 62 | +1,444 | New | Q4 2025 | Feb 17, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 1,366 | 76 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,059 | 59 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 1,040 | 58 | 0.0% | 0.0% | 65 | +69 | 7.11% | Q4 2025 | Feb 11, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 840 | 47 | 0.0% | — | 66 | +840 | New | Q4 2025 | Feb 13, 2026 |
| BlackRock, Inc. | History | Added to | 809 | 45 | 0.0% | 0.0% | 68 | +564 | 230.2% | Q4 2025 | Feb 12, 2026 |
| AE Wealth Management LLC | History | Added to | 803 | 45 | 0.0% | 0.0% | 67 | +190 | 31.0% | Q4 2025 | Jan 26, 2026 |
| BOKF, NA | History | New | 731 | 41 | 0.0% | — | 69 | +731 | New | Q4 2025 | Feb 03, 2026 |
| CIBC Private Wealth Group LLC | History | Added to | 735 | 41 | 0.0% | 0.0% | 70 | +637 | 650.0% | Q4 2025 | Feb 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 704 | 39 | 0.0% | — | 71 | +704 | New | Q4 2025 | Feb 03, 2026 |
| Farmers & Merchants Trust Co of Chambersburg PA | History | No change | 592 | 33 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 488 | 27 | 0.0% | 0.0% | 73 | +19 | 4.05% | Q4 2025 | Jan 23, 2026 |
| EASTERN BANK | History | New | 385 | 21 | 0.0% | — | 74 | +385 | New | Q4 2025 | Jan 14, 2026 |
| SIGNATUREFD, LLC | History | New | 351 | 19 | 0.0% | — | 75 | +351 | New | Q4 2025 | Jan 20, 2026 |
| Avalon Trust Co | History | Reduced | 345 | 19 | 0.0% | 0.0% | 76 | -345 | -50.0% | Q4 2025 | Feb 09, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | New | 295 | 16 | 0.01% | — | 77 | +295 | New | Q4 2025 | Jan 20, 2026 |
| Orion Capital Management LLC | History | No change | 274 | 15 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 251 | 14 | 0.0% | 0.0% | 79 | -58 | -18.77% | Q4 2025 | Feb 18, 2026 |
| Spire Wealth Management | History | No change | 251 | 14 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| MASECO LLP | History | New | 216 | 12 | 0.0% | — | 81 | +216 | New | Q4 2025 | Jan 22, 2026 |
| Blue Trust, Inc. | History | Added to | 197 | 11 | 0.0% | 0.0% | 82 | +24 | 13.87% | Q4 2025 | Jan 16, 2026 |
| ASSETMARK, INC | History | Reduced | 192 | 10 | 0.0% | 0.0% | 83 | -4 | -2.04% | Q4 2025 | Jan 23, 2026 |
| Delos Wealth Advisors, LLC | History | No change | 191 | 10 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 174 | 9 | 0.0% | — | 85 | +174 | New | Q4 2025 | Feb 09, 2026 |
| Atlantic Union Bankshares Corp | History | New | 168 | 9 | 0.0% | — | 86 | +168 | New | Q4 2025 | Feb 04, 2026 |
| Newbridge Financial Services Group, Inc. | History | Added to | 163 | 9 | 0.0% | 0.0% | 87 | +145 | 805.56% | Q4 2025 | Jan 21, 2026 |
| Parkside Financial Bank & Trust | History | New | 156 | 8 | 0.0% | — | 89 | +156 | New | Q4 2025 | Feb 13, 2026 |
| ALBION FINANCIAL GROUP /UT | History | No change | 144 | 8 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Geneos Wealth Management Inc. | History | New | 138 | 7 | 0.0% | — | 91 | +138 | New | Q4 2025 | Jan 28, 2026 |
| Larson Financial Group LLC | History | New | 125 | 7 | 0.0% | — | 90 | +125 | New | Q4 2025 | Feb 06, 2026 |
| Aventura Private Wealth, LLC | History | Reduced | 142 | 7 | 0.0% | 0.0% | 94 | -38 | -21.11% | Q4 2025 | Jan 07, 2026 |
| CVA Family Office, LLC | History | No change | 128 | 7 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Archer Investment Corp | History | No change | 132 | 7 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | Reduced | 100 | 6 | 0.0% | 0.0% | 98 | -193 | -65.87% | Q4 2025 | Feb 09, 2026 |
| VALLEY WEALTH MANAGERS, INC. | History | New | 123 | 6 | 0.0% | — | 96 | +123 | New | Q4 2025 | Feb 04, 2026 |
| FRANKLIN RESOURCES INC | History | New | 120 | 6 | 0.0% | — | 95 | +120 | New | Q4 2025 | Feb 11, 2026 |
| Arax Advisory Partners | History | New | 120 | 6 | 0.0% | — | 100 | +120 | New | Q4 2025 | Feb 13, 2026 |
| Laurel Wealth Advisors LLC | History | New | 119 | 6 | 0.0% | — | 101 | +119 | New | Q4 2025 | Jan 30, 2026 |
| ANGELES WEALTH MANAGEMENT, LLC | History | New | 116 | 6 | 0.0% | — | 102 | +116 | New | Q4 2025 | Feb 17, 2026 |
| Plante Moran Financial Advisors, LLC | History | New | 108 | 6 | 0.0% | — | 99 | +108 | New | Q4 2025 | Feb 05, 2026 |
| MAI Capital Management | History | Added to | 118 | 6 | 0.0% | 0.0% | 97 | +73 | 162.22% | Q4 2025 | Feb 13, 2026 |
| Aptus Capital Advisors, LLC | History | New | 104 | 5 | 0.0% | — | 103 | +104 | New | Q4 2025 | Feb 13, 2026 |
| Breakwater Investment Management | History | No change | 92 | 5 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Kingdom Financial Group LLC. | History | New | 73 | 4 | 0.0% | — | 109 | +73 | New | Q4 2025 | Feb 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 83 | 4 | 0.0% | 0.0% | 106 | -64 | -43.54% | Q4 2025 | Feb 12, 2026 |
| CoreCap Advisors, LLC | History | Added to | 88 | 4 | 0.0% | 0.0% | 108 | +22 | 33.33% | Q4 2025 | Jan 13, 2026 |
| TCTC Holdings, LLC | History | No change | 73 | 4 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 73 | 4 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Legacy Wealth Managment, LLC/ID | History | No change | 74 | 4 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Smartleaf Asset Management LLC | History | New | 63 | 3 | 0.0% | — | 114 | +63 | New | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | New | 60 | 3 | 0.0% | — | 112 | +60 | New | Q4 2025 | Feb 05, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 62 | 3 | 0.0% | 0.0% | 111 | -45 | -42.06% | Q4 2025 | Feb 17, 2026 |
| Covestor Ltd | History | No change | 61 | 3 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Inspire Investing, LLC | History | New | 43 | 2 | 0.0% | — | 118 | +43 | New | Q4 2025 | Feb 17, 2026 |
| BESSEMER GROUP INC | History | New | 38 | 2 | 0.0% | — | 116 | +38 | New | Q4 2025 | Feb 05, 2026 |
| AdvisorNet Financial, Inc | History | Reduced | 39 | 2 | 0.0% | 0.0% | 117 | -8 | -17.02% | Q4 2025 | Jan 20, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 36 | 2 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Bogart Wealth, LLC | History | No change | 44 | 2 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Activest Wealth Management | History | Reduced | 32 | 1 | 0.0% | 0.01% | 124 | -683 | -95.52% | Q4 2025 | Jan 30, 2026 |
| Ancora Advisors LLC | History | New | 35 | 1 | 0.0% | — | 122 | +35 | New | Q4 2025 | Feb 17, 2026 |
| HUNTINGTON NATIONAL BANK | History | New | 23 | 1 | 0.0% | — | 120 | +23 | New | Q4 2025 | Feb 09, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | New | 21 | 1 | 0.0% | — | 128 | +21 | New | Q4 2025 | Feb 19, 2026 |
| Strive Financial Group ,LLC | History | New | 18 | 1 | 0.0% | — | 127 | +18 | New | Q4 2025 | Feb 18, 2026 |
| Global Wealth Strategies & Associates | History | Added to | 19 | 1 | 0.0% | — | 125 | +8 | 72.73% | Q4 2025 | Jan 02, 2026 |
| NBC SECURITIES, INC. | History | No change | 18 | 1 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| McIlrath & Eck, LLC | History | No change | 25 | 1 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Glen Eagle Advisors, LLC | History | No change | 18 | 1 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -80,031 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,677 | -100.0% | Q3 2025 | Nov 14, 2025 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,200 | -100.0% | Q3 2025 | Nov 13, 2025 |
| SEVEN MILE ADVISORY | History | Closed out | 0 | 0 | — | 0.03% | — | -3,569 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -940 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -834 | -100.0% | Q3 2025 | Nov 13, 2025 |
| TOMPKINS FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -723 | -100.0% | Q3 2025 | Oct 08, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -664 | -100.0% | Q3 2025 | Nov 18, 2025 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -423 | -100.0% | Q3 2025 | Nov 07, 2025 |
| QUADRANT CAPITAL GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -287 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Caldwell Trust Co | History | Closed out | 0 | 0 | — | 0.0% | — | -287 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Migdal Insurance & Financial Holdings Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -280 | -100.0% | Q3 2025 | Oct 30, 2025 |
| Russell Investments Group, Ltd. | History | Reduced | 1 | 0 | — | 0.0% | — | -159 | -99.38% | Q4 2025 | Feb 17, 2026 |
| BTG Pactual Asset Management US LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -108 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Pacifica Partners Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -62 | -100.0% | Q3 2025 | Oct 09, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -49 | -100.0% | Q3 2025 | Nov 12, 2025 |
| CARDIFF PARK ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -36 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 13 | 0 | — | — | — | +13 | New | Q4 2025 | Jan 21, 2026 |
| Triumph Capital Management | History | New | 10 | 0 | — | — | — | +10 | New | Q4 2025 | Feb 12, 2026 |
| Ares Financial Consulting, LLC | History | New | 2 | 0 | — | — | — | +2 | New | Q4 2025 | Jan 30, 2026 |
| Eukles Asset Management | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Fortis Group Advisors, LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Granite FO LLC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |