BlackRock Capital Allocation Term Trust - BCAT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 3,603,068 | 57,396 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 2,433,927 | 38,772 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Penserra Capital Management LLC | History | No change | 1,613,297 | 25,699 | 0.2% | 0.2% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COHEN & STEERS, INC. | History | No change | 1,572,657 | 25,052 | 0.04% | 0.04% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 1,551,775 | 24,719 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 1,051,479 | 16,750 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | No change | 699,927 | 11,149 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 680,442 | 10,839 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 580,806 | 9,255 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 464,975 | 7,407 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 442,872 | 7,054 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 401,718 | 6,399 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Advisors Asset Management, Inc. | History | No change | 384,286 | 6,121 | 0.09% | 0.09% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 356,329 | 5,676 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Keebeck Wealth Management | History | No change | 351,976 | 5,606 | 0.55% | 0.55% | 15 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 237,346 | 3,252 | 0.01% | 0.01% | 16 | +3,240 | 1.38% | Q3 2026 | Nov 02, 2026 |
| Lido Advisors, LLC | History | Reduced | 180,766 | 2,476 | 0.01% | 0.01% | 17 | -8,795 | -4.64% | Q3 2026 | Nov 04, 2026 |
| JANE STREET GROUP, LLC | History | No change | 124,513 | 1,983 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 114,613 | 1,825 | 0.12% | 0.12% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 104,070 | 1,657 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PFG Investments, LLC | History | No change | 101,590 | 1,618 | 0.06% | 0.06% | 21 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Baird Financial Group, Inc. | History | No change | 90,490 | 1,441 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Clearstead Advisors, LLC | History | No change | 83,423 | 1,328 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Cetera Investment Advisers | History | No change | 81,181 | 1,293 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Janney Montgomery Scott LLC | History | No change | 80,205 | 1,278 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Formidable Asset Management, LLC | History | Reduced | 78,874 | 1,256 | 0.18% | 0.18% | 26 | -1,243 | -1.55% | Q3 2026 | Nov 03, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 90,264 | 1,236 | 0.0% | 0.0% | 27 | +9,385 | 11.6% | Q3 2026 | Nov 02, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 77,119 | 1,228 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 86,649 | 1,187 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 61,199 | 974 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CoreCap Advisors, LLC | History | Added to | 62,291 | 853 | 0.02% | 0.02% | 31 | +14,145 | 29.38% | Q3 2026 | Oct 08, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Added to | 60,000 | 822 | 0.53% | 0.55% | 32 | +3,000 | 5.26% | Q3 2026 | Oct 07, 2026 |
| Bramshill Investments, LLC | History | No change | 51,268 | 816 | 0.06% | 0.06% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | No change | 51,089 | 813 | 0.05% | 0.05% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| &PARTNERS | History | No change | 49,364 | 786 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mathes Company, Inc. | History | No change | 46,000 | 733 | 0.23% | 0.23% | 36 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Summit Financial, LLC | History | No change | 42,396 | 675 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Triumph Capital Management | History | Added to | 46,159 | 632 | 0.11% | 0.13% | 38 | +2,716 | 6.25% | Q3 2026 | Oct 14, 2026 |
| TD Capital Management LLC | History | No change | 37,467 | 596 | 0.05% | 0.05% | 39 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 35,850 | 571 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VALEN PRIVATE CAPITAL, LLC | History | New | 41,495 | 568 | 0.18% | — | 41 | +41,495 | New | Q3 2026 | Oct 23, 2026 |
| Corient Private Wealth LP | History | No change | 34,651 | 551 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Amplius Wealth Advisors, LLC | History | Added to | 37,124 | 508 | 0.03% | 0.04% | 43 | +1,834 | 5.2% | Q3 2026 | Oct 20, 2026 |
| OneAscent Family Office, LLC | History | No change | 31,259 | 497 | 0.25% | 0.25% | 44 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | No change | 35,850 | 491 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 35,554 | 487 | 0.01% | 0.0% | 46 | +16,000 | 81.82% | Q3 2026 | Oct 26, 2026 |
| Joseph P. Lucia & Associates, LLC | History | Added to | 33,983 | 465 | 0.13% | 0.16% | 48 | +436 | 1.3% | Q3 2026 | Oct 30, 2026 |
| HighTower Advisors, LLC | History | No change | 29,218 | 465 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 31,984 | 438 | 0.02% | 0.02% | 49 | +3,448 | 12.08% | Q3 2026 | Oct 23, 2026 |
| Quantinno Capital Management LP | History | No change | 27,000 | 430 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 26,329 | 419 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Bison Wealth, LLC | History | Reduced | 29,901 | 410 | 0.03% | 0.05% | 52 | -3,176 | -9.6% | Q3 2026 | Oct 13, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 29,025 | 398 | 0.01% | 0.01% | 53 | +10,950 | 60.58% | Q3 2026 | Oct 22, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 24,505 | 390 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Prosperity Consulting Group, LLC | History | No change | 24,141 | 384 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NorthRock Partners, LLC | History | No change | 20,236 | 322 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NewEdge Advisors, LLC | History | No change | 19,830 | 315 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CITADEL ADVISORS LLC | History | No change | 19,405 | 309 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Sovran Advisors, LLC | History | Added to | 18,415 | 254 | 0.02% | 0.02% | 59 | +5,130 | 38.61% | Q3 2026 | Oct 30, 2026 |
| EAGLE ROCK INVESTMENT COMPANY, LLC | History | No change | 17,902 | 245 | 0.03% | 0.04% | 60 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| TWO SIGMA SECURITIES, LLC | History | No change | 15,194 | 242 | 0.02% | 0.02% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 16,938 | 232 | 0.0% | 0.0% | 62 | -2,823 | -14.29% | Q3 2026 | Oct 30, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 14,415 | 229 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | No change | 16,650 | 228 | 0.02% | 0.03% | 64 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 16,241 | 222 | 0.03% | 0.03% | 65 | -1,858 | -10.27% | Q3 2026 | Oct 21, 2026 |
| Advisory Solutions Group, LLC | History | Added to | 15,991 | 219 | 0.05% | 0.07% | 66 | +2,620 | 19.59% | Q3 2026 | Oct 14, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 12,241 | 194 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | No change | 12,206 | 194 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| XTX Topco Ltd | History | No change | 12,009 | 191 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CALTON & ASSOCIATES, INC. | History | No change | 11,442 | 182 | 0.03% | 0.03% | 70 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| FIRETHORN WEALTH PARTNERS, LLC | History | Added to | 13,203 | 180 | 0.06% | 0.06% | 71 | +645 | 5.14% | Q3 2026 | Oct 14, 2026 |
| Mariner, LLC | History | No change | 10,464 | 166 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DAVENPORT & Co LLC | History | New | 12,111 | 165 | 0.0% | — | 75 | +12,111 | New | Q3 2026 | Oct 14, 2026 |
| Creative Planning | History | Added to | 12,102 | 165 | 0.0% | 0.0% | 74 | +410 | 3.51% | Q3 2026 | Nov 02, 2026 |
| Virtu Financial LLC | History | No change | 10,328 | 165 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kestra Advisory Services, LLC | History | New | 11,353 | 155 | 0.0% | — | 76 | +11,353 | New | Q3 2026 | Nov 02, 2026 |
| BlackRock, Inc. | History | No change | 9,561 | 152 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Clear Street Group Inc. | History | No change | 9,506 | 151 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Capital CS Group, LLC | History | New | 10,803 | 148 | 0.11% | — | 79 | +10,803 | New | Q3 2026 | Oct 29, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 9,081 | 144 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Closed-End Fund Advisors, Inc. | History | No change | 10,402 | 142 | 0.15% | 0.16% | 81 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 9,368 | 128 | 0.0% | 0.0% | 82 | -160 | -1.68% | Q3 2026 | Nov 05, 2026 |
| Global Retirement Partners, LLC | History | No change | 7,236 | 115 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 5,500 | 87 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ASSETMARK, INC | History | No change | 5,366 | 73 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| BOKF, NA | History | No change | 5,000 | 68 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| BFC Planning, Inc. | History | No change | 1,750 | 27 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 1,680 | 23 | 0.0% | 0.0% | 88 | -232 | -12.13% | Q3 2026 | Oct 26, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 1,324 | 21 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,296 | 20 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| William Mack & Associates, Inc. | History | New | 1,339 | 18 | 0.01% | — | 91 | +1,339 | New | Q3 2026 | Oct 27, 2026 |
| US BANCORP \DE\ | History | New | 1,000 | 13 | 0.0% | — | 94 | +1,000 | New | Q3 2026 | Nov 05, 2026 |
| JPMORGAN CHASE & CO | History | No change | 825 | 13 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Quantum Portfolio Management LLC | History | No change | 859 | 13 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | No change | 876 | 12 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Osbon Capital Management LLC | History | No change | 669 | 10 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 450 | 7 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| North Star Investment Management Corp. | History | No change | 500 | 6 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| BESSEMER GROUP INC | History | No change | 228 | 4 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Reyes Financial Architecture, Inc. | History | No change | 337 | 4 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 200 | 3 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 250 | 3 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| KERR FINANCIAL PLANNING Corp | History | No change | 211 | 3 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Jul 02, 2026 |
| Root Financial Partners, LLC | History | New | 196 | 2 | 0.0% | — | 105 | +196 | New | Q3 2026 | Oct 21, 2026 |
| Key Capital Management, INC | History | Added to | 200 | 2 | 0.0% | — | 104 | +150 | 300.0% | Q3 2026 | Nov 03, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 95 | 1 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Aviance Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -88,409 | -100.0% | Q3 2026 | Oct 28, 2026 |
| Confluence Wealth Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -13,371 | -100.0% | Q3 2026 | Nov 05, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -12,700 | -100.0% | Q3 2026 | Nov 03, 2026 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,500 | -100.0% | Q3 2026 | Oct 20, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -2,605 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,307 | -100.0% | Q3 2026 | Oct 27, 2026 |
| IFP Advisors, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -1,300 | -100.0% | Q3 2026 | Oct 16, 2026 |
| CULLEN/FROST BANKERS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,250 | -100.0% | Q3 2026 | Oct 28, 2026 |
| WPG Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,034 | -100.0% | Q3 2026 | Oct 27, 2026 |
| Founders Capital Management | History | Closed out | 0 | 0 | — | 0.01% | — | -900 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Wilmington Savings Fund Society, FSB | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q3 2026 | Oct 23, 2026 |
| DANSKE BANK A/S | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |