BlackRock Capital Allocation Term Trust - BCAT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 3,603,068 | 57,396 | 0.0% | 0.0% | 1 | -756,684 | -17.36% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 2,433,927 | 38,772 | 0.01% | 0.01% | 2 | -83,858 | -3.33% | Q2 2026 | Aug 14, 2026 |
| Penserra Capital Management LLC | History | Added to | 1,613,297 | 25,699 | 0.2% | 0.26% | 3 | +61,560 | 3.97% | Q2 2026 | Aug 13, 2026 |
| COHEN & STEERS, INC. | History | Reduced | 1,572,657 | 25,052 | 0.04% | 0.04% | 4 | -75,000 | -4.55% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,551,775 | 24,719 | 0.0% | 0.0% | 5 | +74,997 | 5.08% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 1,051,479 | 16,750 | 0.0% | 0.0% | 6 | +72,704 | 7.43% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | Reduced | 699,927 | 11,149 | 0.0% | 0.0% | 7 | -217,468 | -23.7% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 680,442 | 10,839 | 0.0% | 0.0% | 8 | +110,407 | 19.37% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 580,806 | 9,255 | 0.0% | 0.0% | 9 | +460,346 | 382.16% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Reduced | 464,975 | 7,407 | 0.0% | 0.0% | 10 | -7,021 | -1.49% | Q2 2026 | Aug 07, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 442,872 | 7,054 | 0.01% | 0.01% | 11 | +24,853 | 5.95% | Q2 2026 | Aug 13, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 401,718 | 6,399 | 0.01% | 0.01% | 12 | -99,686 | -19.88% | Q2 2026 | Aug 12, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 384,286 | 6,121 | 0.09% | 0.08% | 13 | +23,021 | 6.37% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 356,329 | 5,676 | 0.0% | 0.0% | 14 | +17,799 | 5.26% | Q2 2026 | Aug 14, 2026 |
| Keebeck Wealth Management | History | No change | 351,976 | 5,606 | 0.55% | 0.56% | 15 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 234,106 | 3,729 | 0.01% | 0.01% | 16 | +4,497 | 1.96% | Q2 2026 | Jul 27, 2026 |
| Lido Advisors, LLC | History | Added to | 189,561 | 3,019 | 0.01% | 0.01% | 17 | +3,245 | 1.74% | Q2 2026 | Aug 07, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 124,513 | 1,983 | 0.0% | 0.0% | 18 | +43,374 | 53.46% | Q2 2026 | Aug 14, 2026 |
| Perennial Investment Advisors, LLC | History | Added to | 114,613 | 1,825 | 0.12% | 0.11% | 19 | +19,969 | 21.1% | Q2 2026 | Aug 14, 2026 |
| CWM, LLC | History | No change | 127,774 | 1,805 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 104,070 | 1,657 | 0.0% | 0.0% | 21 | +12,485 | 13.63% | Q2 2026 | Aug 14, 2026 |
| PFG Investments, LLC | History | Added to | 101,590 | 1,618 | 0.06% | 0.06% | 22 | +4,005 | 4.1% | Q2 2026 | Jul 23, 2026 |
| Baird Financial Group, Inc. | History | Added to | 90,490 | 1,441 | 0.0% | 0.0% | 23 | +1,815 | 2.05% | Q2 2026 | Aug 12, 2026 |
| Aviance Capital Partners, LLC | History | Added to | 88,409 | 1,408 | 0.15% | 0.03% | 24 | +67,644 | 325.76% | Q2 2026 | Jul 30, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 86,649 | 1,381 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Clearstead Advisors, LLC | History | No change | 83,423 | 1,328 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Cetera Investment Advisers | History | Added to | 81,181 | 1,293 | 0.0% | 0.0% | 27 | +8,641 | 11.91% | Q2 2026 | Aug 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 80,879 | 1,288 | 0.0% | 0.0% | 28 | +11,768 | 17.03% | Q2 2026 | Jul 29, 2026 |
| Janney Montgomery Scott LLC | History | New | 80,205 | 1,278 | 0.0% | — | 29 | +80,205 | New | Q2 2026 | Aug 05, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 77,119 | 1,228 | 0.01% | 0.01% | 30 | -20,283 | -20.82% | Q2 2026 | Sep 08, 2026 |
| Formidable Asset Management, LLC | History | Added to | 80,117 | 1,132 | 0.18% | 0.14% | 31 | +14,196 | 21.53% | Q2 2026 | Jul 17, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 61,199 | 974 | 0.0% | 0.0% | 32 | -43,191 | -41.37% | Q2 2026 | Aug 11, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Added to | 57,000 | 908 | 0.55% | 0.37% | 33 | +16,000 | 39.02% | Q2 2026 | Jul 15, 2026 |
| Bramshill Investments, LLC | History | Added to | 51,268 | 816 | 0.06% | 0.06% | 34 | +591 | 1.17% | Q2 2026 | Aug 14, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 51,089 | 813 | 0.05% | 0.07% | 35 | -47,980 | -48.43% | Q2 2026 | Aug 12, 2026 |
| &PARTNERS | History | Added to | 49,364 | 786 | 0.0% | 0.0% | 36 | +1,450 | 3.03% | Q2 2026 | Aug 14, 2026 |
| CoreCap Advisors, LLC | History | Added to | 48,146 | 766 | 0.02% | 0.01% | 37 | +21,482 | 80.57% | Q2 2026 | Jul 06, 2026 |
| Mathes Company, Inc. | History | Reduced | 46,000 | 733 | 0.23% | 0.35% | 38 | -22,250 | -32.6% | Q2 2026 | Aug 11, 2026 |
| Triumph Capital Management | History | New | 43,443 | 692 | 0.13% | — | 39 | +43,443 | New | Q2 2026 | Jul 20, 2026 |
| Summit Financial, LLC | History | New | 42,396 | 675 | 0.01% | — | 40 | +42,396 | New | Q2 2026 | Aug 12, 2026 |
| TD Capital Management LLC | History | Added to | 37,467 | 596 | 0.05% | 0.05% | 41 | +1,804 | 5.06% | Q2 2026 | Aug 06, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Reduced | 35,850 | 571 | 0.01% | 0.01% | 42 | -2,300 | -6.03% | Q2 2026 | Aug 14, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Reduced | 35,850 | 571 | 0.01% | 0.01% | 43 | -2,300 | -6.03% | Q2 2026 | Aug 12, 2026 |
| Amplius Wealth Advisors, LLC | History | Reduced | 35,290 | 562 | 0.04% | 0.04% | 44 | -331 | -0.93% | Q2 2026 | Jul 17, 2026 |
| Corient Private Wealth LP | History | Added to | 34,651 | 551 | 0.0% | 0.0% | 45 | +6,592 | 23.49% | Q2 2026 | Aug 27, 2026 |
| Joseph P. Lucia & Associates, LLC | History | Added to | 33,547 | 534 | 0.16% | 0.17% | 46 | +270 | 0.81% | Q2 2026 | Aug 07, 2026 |
| Bison Wealth, LLC | History | Added to | 33,077 | 528 | 0.05% | 0.05% | 47 | +503 | 1.54% | Q2 2026 | Jul 07, 2026 |
| OneAscent Family Office, LLC | History | New | 31,259 | 497 | 0.25% | — | 48 | +31,259 | New | Q2 2026 | Aug 11, 2026 |
| HighTower Advisors, LLC | History | Added to | 29,218 | 465 | 0.0% | 0.0% | 49 | +12,299 | 72.69% | Q2 2026 | Aug 05, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 28,536 | 454 | 0.02% | 0.02% | 50 | +3,537 | 14.15% | Q2 2026 | Jul 27, 2026 |
| Quantinno Capital Management LP | History | Reduced | 27,000 | 430 | 0.0% | 0.0% | 51 | -14,232 | -34.52% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 26,329 | 419 | 0.0% | 0.0% | 52 | +15,486 | 142.82% | Q2 2026 | Aug 03, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 24,505 | 390 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Prosperity Consulting Group, LLC | History | No change | 24,141 | 384 | 0.01% | 0.02% | 54 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NorthRock Partners, LLC | History | Reduced | 20,236 | 322 | 0.0% | 0.0% | 55 | -1,045 | -4.91% | Q2 2026 | Aug 11, 2026 |
| NewEdge Advisors, LLC | History | Added to | 19,830 | 315 | 0.0% | 0.0% | 56 | +2,192 | 12.43% | Q2 2026 | Aug 12, 2026 |
| TRUIST FINANCIAL CORP | History | New | 19,761 | 314 | 0.0% | — | 57 | +19,761 | New | Q2 2026 | Jul 28, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 19,554 | 311 | 0.0% | 0.0% | 58 | -410 | -2.05% | Q2 2026 | Aug 03, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 19,405 | 309 | 0.0% | 0.0% | 59 | -70,731 | -78.47% | Q2 2026 | Sep 02, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 18,099 | 288 | 0.03% | 0.02% | 61 | +2,613 | 16.87% | Q2 2026 | Jul 09, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 18,075 | 288 | 0.01% | 0.01% | 60 | +247 | 1.39% | Q2 2026 | Jul 28, 2026 |
| EAGLE ROCK INVESTMENT COMPANY, LLC | History | No change | 17,902 | 285 | 0.04% | 0.04% | 62 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | Reduced | 16,650 | 265 | 0.03% | 0.03% | 63 | -16,650 | -50.0% | Q2 2026 | Jul 16, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 15,194 | 242 | 0.02% | — | 64 | +15,194 | New | Q2 2026 | Aug 14, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 14,415 | 229 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisory Solutions Group, LLC | History | New | 13,371 | 213 | 0.07% | — | 66 | +13,371 | New | Q2 2026 | Jul 29, 2026 |
| Confluence Wealth Services, Inc. | History | New | 13,371 | 212 | 0.01% | — | 67 | +13,371 | New | Q2 2026 | Jul 22, 2026 |
| Sovran Advisors, LLC | History | No change | 13,285 | 205 | 0.02% | 0.02% | 68 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| StoneX Group Inc. | History | New | 12,700 | 202 | 0.01% | — | 69 | +12,700 | New | Q2 2026 | Aug 12, 2026 |
| FIRETHORN WEALTH PARTNERS, LLC | History | New | 12,558 | 200 | 0.06% | — | 70 | +12,558 | New | Q2 2026 | Jul 15, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 12,241 | 194 | 0.0% | 0.0% | 71 | -6,933 | -36.16% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | Added to | 12,206 | 194 | 0.0% | 0.0% | 72 | +1,500 | 14.01% | Q2 2026 | Jul 27, 2026 |
| XTX Topco Ltd | History | New | 12,009 | 191 | 0.0% | — | 73 | +12,009 | New | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Reduced | 11,692 | 186 | 0.0% | 0.0% | 74 | -3,109 | -21.01% | Q2 2026 | Aug 13, 2026 |
| CALTON & ASSOCIATES, INC. | History | Added to | 11,442 | 182 | 0.03% | 0.02% | 75 | +373 | 3.37% | Q2 2026 | Aug 10, 2026 |
| Mariner, LLC | History | New | 10,464 | 166 | 0.0% | — | 76 | +10,464 | New | Q2 2026 | Aug 13, 2026 |
| Virtu Financial LLC | History | New | 10,328 | 165 | 0.01% | — | 78 | +10,328 | New | Q2 2026 | Aug 13, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 10,402 | 165 | 0.16% | 0.28% | 77 | -8,873 | -46.03% | Q2 2026 | Jul 27, 2026 |
| BlackRock, Inc. | History | No change | 9,561 | 152 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Clear Street Group Inc. | History | New | 9,506 | 151 | 0.0% | — | 81 | +9,506 | New | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 9,528 | 151 | 0.0% | 0.0% | 80 | -178 | -1.83% | Q2 2026 | Aug 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 9,081 | 144 | 0.0% | 0.0% | 82 | +2,310 | 34.12% | Q2 2026 | Aug 13, 2026 |
| JOURNEY STRATEGIC WEALTH LLC | History | No change | 10,000 | 141 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Global Retirement Partners, LLC | History | New | 7,236 | 115 | 0.0% | — | 84 | +7,236 | New | Q2 2026 | Aug 06, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 5,500 | 87 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ASSETMARK, INC | History | No change | 5,366 | 85 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| BOKF, NA | History | New | 5,000 | 79 | 0.0% | — | 87 | +5,000 | New | Q2 2026 | Aug 10, 2026 |
| PRIVATE TRUST CO NA | History | No change | 3,500 | 55 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Anfield Capital Management, LLC | History | No change | 3,674 | 51 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| McIlrath & Eck, LLC | History | No change | 3,130 | 44 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| AdvisorNet Financial, Inc | History | No change | 2,605 | 41 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 2,307 | 36 | 0.0% | 0.0% | 92 | -1,025 | -30.76% | Q2 2026 | Aug 07, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 1,912 | 30 | 0.0% | 0.0% | 93 | +63 | 3.41% | Q2 2026 | Jul 21, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 1,324 | 21 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| IFP Advisors, Inc | History | New | 1,300 | 20 | 0.0% | — | 96 | +1,300 | New | Q2 2026 | Jul 20, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 1,296 | 20 | 0.0% | 0.0% | 95 | +1,046 | 418.4% | Q2 2026 | Aug 12, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 1,250 | 19 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| WPG Advisers, LLC | History | Reduced | 1,034 | 16 | 0.01% | 0.02% | 98 | -469 | -31.2% | Q2 2026 | Aug 05, 2026 |
| Founders Capital Management | History | No change | 900 | 14 | 0.01% | 0.01% | 99 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Quantum Portfolio Management LLC | History | New | 859 | 13 | 0.0% | — | 102 | +859 | New | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | New | 825 | 13 | 0.0% | — | 101 | +825 | New | Q2 2026 | Aug 12, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | No change | 876 | 13 | 0.0% | 0.01% | 100 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 700 | 11 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Osbon Capital Management LLC | History | New | 669 | 10 | 0.01% | — | 104 | +669 | New | Q2 2026 | Aug 13, 2026 |
| North Star Investment Management Corp. | History | New | 500 | 7 | 0.0% | — | 105 | +500 | New | Q2 2026 | Jul 28, 2026 |
| Institute for Wealth Management, LLC. | History | New | 450 | 7 | 0.0% | — | 106 | +450 | New | Q2 2026 | Jul 28, 2026 |
| Reyes Financial Architecture, Inc. | History | No change | 337 | 5 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| BESSEMER GROUP INC | History | New | 228 | 4 | 0.0% | — | 108 | +228 | New | Q2 2026 | Aug 12, 2026 |
| KERR FINANCIAL PLANNING Corp | History | Added to | 211 | 3 | 0.0% | 0.0% | 111 | +7 | 3.43% | Q2 2026 | Jul 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 200 | 3 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 250 | 3 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 95 | 1 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -48,844 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,229 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -19,500 | -100.0% | Q2 2026 | Jul 17, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -18,166 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Walkner Condon Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -17,613 | -100.0% | Q2 2026 | Jul 27, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,800 | -100.0% | Q2 2026 | Aug 14, 2026 |
| CHOREO, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,810 | -100.0% | Q2 2026 | Aug 04, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,012 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -2,076 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -771 | -100.0% | Q2 2026 | Jul 29, 2026 |
| Key Capital Management, INC | History | New | 50 | 0 | — | — | — | +50 | New | Q2 2026 | Jul 27, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q2 2026 | Aug 14, 2026 |
| DANSKE BANK A/S | History | New | 1 | 0 | — | — | — | +1 | New | Q2 2026 | Aug 10, 2026 |