BlackRock Capital Allocation Term Trust - BCAT
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 12 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 4,244,802 | 60,106 | 0.0% | 0.0% | 1 | -239,913 | -5.35% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 2,047,452 | 28,991 | 0.01% | 0.01% | 2 | -69,756 | -3.29% | Q4 2025 | Feb 13, 2026 |
| COHEN & STEERS, INC. | History | Added to | 1,632,657 | 23,118 | 0.04% | 0.04% | 3 | +10,000 | 0.62% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,476,515 | 20,907 | 0.0% | 0.0% | 4 | +83,529 | 6.0% | Q4 2025 | Feb 17, 2026 |
| Penserra Capital Management LLC | History | Added to | 1,436,103 | 20,335 | 0.24% | 0.23% | 5 | +132,891 | 10.2% | Q4 2025 | Feb 12, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | New | 1,408,167 | 19,939 | 0.94% | — | 6 | +1,408,167 | New | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Reduced | 1,261,012 | 17,855 | 0.0% | 0.0% | 7 | -63,274 | -4.78% | Q4 2025 | Feb 19, 2026 |
| UBS Group AG | History | Reduced | 960,501 | 13,600 | 0.0% | 0.0% | 8 | -178,177 | -15.65% | Q4 2025 | Jan 29, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 469,272 | 6,644 | 0.01% | 0.01% | 9 | -45,673 | -8.87% | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 429,375 | 6,079 | 0.01% | 0.01% | 10 | -33,465 | -7.23% | Q4 2025 | Mar 16, 2026 |
| LPL Financial LLC | History | Added to | 401,175 | 5,680 | 0.0% | 0.0% | 11 | +30,804 | 8.32% | Q4 2025 | Feb 11, 2026 |
| ROYAL BANK OF CANADA | History | New | 379,431 | 5,373 | 0.0% | — | 12 | +379,431 | New | Q4 2025 | Feb 17, 2026 |
| Keebeck Wealth Management | History | Reduced | 359,994 | 5,097 | 0.59% | 0.64% | 13 | -3,876 | -1.07% | Q4 2025 | Feb 17, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | New | 352,521 | 5,083 | 0.58% | — | 14 | +352,521 | New | Q4 2025 | Jan 28, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 354,791 | 5,023 | 0.08% | 0.09% | 15 | +15,459 | 4.56% | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 334,442 | 4,735 | 0.0% | 0.0% | 16 | -133,005 | -28.45% | Q4 2025 | Feb 18, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 214,349 | 3,035 | 0.01% | 0.01% | 17 | +4,792 | 2.29% | Q4 2025 | Feb 05, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | New | 203,918 | 2,887 | 0.12% | — | 18 | +203,918 | New | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | New | 186,712 | 2,643 | 0.0% | — | 19 | +186,712 | New | Q4 2025 | Feb 12, 2026 |
| Lido Advisors, LLC | History | Added to | 180,590 | 2,565 | 0.01% | 0.0% | 20 | +167,144 | 1243.08% | Q4 2025 | Feb 10, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 181,129 | 2,564 | 0.02% | — | 21 | +181,129 | New | Q4 2025 | Feb 02, 2026 |
| Quarry LP | History | New | 142,366 | 2,015 | 0.32% | — | 22 | +142,366 | New | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 120,789 | 1,710 | 0.0% | 0.0% | 23 | +4,383 | 3.77% | Q4 2025 | Feb 17, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 118,423 | 1,676 | 0.0% | 0.0% | 24 | -2,332 | -1.93% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 108,896 | 1,541 | 0.0% | 0.0% | 25 | +35,019 | 47.4% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 99,168 | 1,404 | 0.0% | 0.0% | 26 | +4,312 | 4.55% | Q4 2025 | Feb 17, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | New | 99,077 | 1,402 | 0.08% | — | 27 | +99,077 | New | Q4 2025 | Feb 17, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 91,652 | 1,297 | 0.02% | 0.01% | 28 | -6,289 | -6.42% | Q4 2025 | Feb 13, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 86,649 | 1,227 | 0.0% | 0.0% | 29 | +11,649 | 15.53% | Q4 2025 | Feb 05, 2026 |
| Mathes Company, Inc. | History | Reduced | 86,500 | 1,225 | 0.44% | 0.56% | 30 | -19,000 | -18.01% | Q4 2025 | Feb 09, 2026 |
| Clearstead Advisors, LLC | History | No change | 84,423 | 1,195 | 0.02% | 0.02% | 31 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Baird Financial Group, Inc. | History | Added to | 79,892 | 1,131 | 0.0% | 0.0% | 32 | +3,172 | 4.13% | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 78,769 | 1,115 | 0.0% | 0.0% | 33 | +6,539 | 9.05% | Q4 2025 | Feb 11, 2026 |
| PFG Investments, LLC | History | Added to | 75,757 | 1,072 | 0.05% | 0.04% | 34 | +25,029 | 49.34% | Q4 2025 | Jan 26, 2026 |
| CWM, LLC | History | No change | 70,296 | 995 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Perennial Investment Advisors, LLC | History | Added to | 67,224 | 951 | 0.07% | 0.07% | 36 | +12,357 | 22.52% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Reduced | 66,814 | 946 | 0.0% | 0.0% | 37 | -799 | -1.18% | Q4 2025 | Feb 17, 2026 |
| Almitas Capital LLC | History | New | 55,000 | 778 | 0.17% | — | 38 | +55,000 | New | Q4 2025 | Feb 17, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 50,916 | 720 | 0.01% | 0.01% | 39 | +3,873 | 8.23% | Q4 2025 | Feb 02, 2026 |
| Cerity Partners LLC | History | Added to | 46,632 | 660 | 0.0% | 0.0% | 40 | +4,800 | 11.47% | Q4 2025 | Feb 11, 2026 |
| &PARTNERS | History | Added to | 46,152 | 653 | 0.0% | 0.0% | 41 | +30,033 | 186.32% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 41,263 | 584 | 0.0% | — | 42 | +41,263 | New | Q4 2025 | Feb 17, 2026 |
| Quantinno Capital Management LP | History | Added to | 39,908 | 565 | 0.0% | 0.0% | 43 | +7,885 | 24.62% | Q4 2025 | Feb 17, 2026 |
| Marex Group plc | History | New | 39,300 | 556 | 0.0% | — | 44 | +39,300 | New | Q4 2025 | Feb 12, 2026 |
| Vestmark Advisory Solutions, Inc. | History | New | 38,350 | 543 | 0.01% | — | 45 | +38,350 | New | Q4 2025 | Feb 06, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Reduced | 38,350 | 543 | 0.03% | 0.04% | 46 | -2,650 | -6.46% | Q4 2025 | Feb 12, 2026 |
| Joseph P. Lucia & Associates, LLC | History | Added to | 37,274 | 527 | 0.19% | 0.19% | 47 | +2,695 | 7.79% | Q4 2025 | Jan 28, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 36,623 | 518 | 0.31% | — | 48 | +36,623 | New | Q4 2025 | Feb 11, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | New | 36,229 | 513 | 0.03% | — | 49 | +36,229 | New | Q4 2025 | Feb 13, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Reduced | 36,000 | 509 | 0.34% | 0.49% | 50 | -10,000 | -21.74% | Q4 2025 | Jan 07, 2026 |
| Amplius Wealth Advisors, LLC | History | Added to | 33,877 | 479 | 0.04% | 0.04% | 51 | +1,700 | 5.28% | Q4 2025 | Jan 12, 2026 |
| TD Capital Management LLC | History | Added to | 33,812 | 478 | 0.04% | 0.04% | 52 | +1,805 | 5.64% | Q4 2025 | Feb 26, 2026 |
| Bison Wealth, LLC | History | New | 32,038 | 456 | 0.05% | — | 53 | +32,038 | New | Q4 2025 | Mar 24, 2026 |
| TrueMark Investments, LLC | History | New | 28,859 | 408 | 0.08% | — | 54 | +28,859 | New | Q4 2025 | Jan 14, 2026 |
| Corient Private Wealth LLC | History | No change | 28,059 | 397 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Mar 09, 2026 |
| XTX Topco Ltd | History | New | 25,954 | 367 | 0.01% | — | 56 | +25,954 | New | Q4 2025 | Feb 17, 2026 |
| OneAscent Family Office, LLC | History | No change | 25,000 | 354 | 0.24% | 0.3% | 57 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 24,505 | 346 | 0.0% | 0.0% | 58 | -856 | -3.38% | Q4 2025 | Feb 17, 2026 |
| HRT FINANCIAL LP | History | New | 20,971 | 296 | 0.0% | — | 59 | +20,971 | New | Q4 2025 | Feb 12, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 20,875 | 295 | 0.0% | 0.0% | 60 | -750 | -3.47% | Q4 2025 | Feb 02, 2026 |
| Shaker Financial Services, LLC | History | Added to | 20,335 | 287 | 0.09% | 0.08% | 61 | +4,835 | 31.19% | Q4 2025 | Jan 26, 2026 |
| Camelot Portfolios, LLC | History | No change | 19,500 | 276 | 0.17% | 0.17% | 62 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 18,103 | 256 | 0.01% | 0.01% | 63 | -8,543 | -32.06% | Q4 2025 | Jan 13, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 17,910 | 253 | 0.01% | 0.02% | 65 | -5,174 | -22.41% | Q4 2025 | Jan 28, 2026 |
| EAGLE ROCK INVESTMENT COMPANY, LLC | History | No change | 17,902 | 253 | 0.04% | 0.04% | 64 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| CITADEL ADVISORS LLC | History | New | 17,449 | 247 | 0.0% | — | 66 | +17,449 | New | Q4 2025 | Feb 17, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 17,097 | 246 | 0.02% | 0.03% | 67 | -893 | -4.96% | Q4 2025 | Jan 12, 2026 |
| Prosperity Consulting Group, LLC | History | No change | 16,906 | 239 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | Added to | 16,859 | 238 | 0.0% | 0.0% | 69 | +759 | 4.71% | Q4 2025 | Feb 18, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | No change | 16,650 | 235 | 0.03% | 0.03% | 70 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 16,528 | 234 | 0.01% | 0.01% | 71 | +292 | 1.8% | Q4 2025 | Feb 12, 2026 |
| HighTower Advisors, LLC | History | Added to | 16,300 | 230 | 0.0% | 0.0% | 72 | +602 | 3.83% | Q4 2025 | Feb 06, 2026 |
| Walkner Condon Financial Advisors LLC | History | No change | 16,213 | 229 | 0.03% | 0.04% | 73 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Creative Planning | History | Added to | 14,583 | 206 | 0.0% | 0.0% | 74 | +3,400 | 30.4% | Q4 2025 | Feb 17, 2026 |
| Boreal Capital Management LLC | History | Reduced | 14,414 | 204 | 0.15% | 0.19% | 75 | -1,281 | -8.16% | Q4 2025 | Feb 17, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Reduced | 13,725 | 194 | 0.01% | 0.02% | 76 | -3,644 | -20.98% | Q4 2025 | Feb 12, 2026 |
| CHOREO, LLC | History | Reduced | 11,875 | 172 | 0.0% | 0.0% | 77 | -257 | -2.12% | Q4 2025 | Jan 23, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 12,122 | 171 | 0.01% | 0.01% | 78 | +1,923 | 18.85% | Q4 2025 | Feb 17, 2026 |
| Advisory Services Network, LLC | History | No change | 11,638 | 164 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CALTON & ASSOCIATES, INC. | History | Reduced | 10,686 | 151 | 0.02% | 0.04% | 80 | -7,677 | -41.81% | Q4 2025 | Feb 10, 2026 |
| Private Advisor Group, LLC | History | Reduced | 10,536 | 149 | 0.0% | 0.0% | 81 | -550 | -4.96% | Q4 2025 | Feb 17, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 10,245 | 145 | 0.01% | — | 82 | +10,245 | New | Q4 2025 | Jan 21, 2026 |
| HUB Investment Partners, LLC | History | No change | 10,000 | 141 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| JOURNEY STRATEGIC WEALTH LLC | History | No change | 10,000 | 141 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| COMERICA BANK | History | Reduced | 9,908 | 140 | 0.0% | 0.0% | 85 | -1,097 | -9.97% | Q4 2025 | Jan 29, 2026 |
| BlackRock, Inc. | History | No change | 9,048 | 128 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Global Retirement Partners, LLC | History | Added to | 8,687 | 123 | 0.0% | 0.0% | 87 | +8,243 | 1856.53% | Q4 2025 | Feb 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 6,794 | 96 | 0.0% | 0.0% | 88 | -827 | -10.85% | Q4 2025 | Feb 12, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 5,500 | 77 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| ASSETMARK, INC | History | Added to | 5,366 | 75 | 0.0% | 0.0% | 90 | +80 | 1.51% | Q4 2025 | Jan 23, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 3,795 | 53 | 0.01% | — | 91 | +3,795 | New | Q4 2025 | Feb 13, 2026 |
| Anfield Capital Management, LLC | History | No change | 3,674 | 52 | 0.02% | 0.02% | 92 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| PRIVATE TRUST CO NA | History | No change | 3,500 | 49 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 3,174 | 44 | 0.0% | 0.0% | 94 | +179 | 5.98% | Q4 2025 | Jan 20, 2026 |
| N.E.W. Advisory Services LLC | History | Added to | 2,400 | 33 | 0.0% | 0.0% | 95 | +1,200 | 100.0% | Q4 2025 | Jan 28, 2026 |
| WPG Advisers, LLC | History | Reduced | 1,327 | 18 | 0.01% | 0.01% | 96 | -2 | -0.15% | Q4 2025 | Jan 28, 2026 |
| CULLEN/FROST BANKERS, INC. | History | New | 1,250 | 17 | 0.0% | — | 97 | +1,250 | New | Q4 2025 | Feb 06, 2026 |
| McIlrath & Eck, LLC | History | Reduced | 1,161 | 16 | 0.0% | 0.0% | 99 | -1,838 | -61.29% | Q4 2025 | Feb 03, 2026 |
| NBC SECURITIES, INC. | History | Added to | 1,185 | 16 | 0.0% | 0.0% | 98 | +63 | 5.61% | Q4 2025 | Jan 29, 2026 |
| Founders Capital Management | History | No change | 900 | 12 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | No change | 876 | 12 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 795 | 11 | 0.0% | 0.0% | 102 | -200 | -20.1% | Q4 2025 | Feb 09, 2026 |
| Estate Planners Group, LLC | History | New | 500 | 7 | 0.0% | — | 104 | +500 | New | Q4 2025 | Apr 07, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 500 | 7 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| Reyes Financial Architecture, Inc. | History | No change | 337 | 4 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.44% | — | -1,078,049 | -100.0% | Q3 2025 | Nov 14, 2025 |
| OBSIDIAN CIO, LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -142,143 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Consolidated Portfolio Review Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -12,690 | -100.0% | Q3 2025 | Nov 12, 2025 |
| CARY STREET PARTNERS FINANCIAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,299 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,353 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,200 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Keener Financial Planning LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,000 | -100.0% | Q3 2025 | Nov 07, 2025 |
| ROGCO, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -748 | -100.0% | Q3 2025 | Oct 30, 2025 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -435 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Allworth Financial LP | History | New | 26 | 0 | — | — | — | +26 | New | Q4 2025 | Feb 05, 2026 |