BlackRock Capital Allocation Term Trust - BCAT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 4,359,752 | 61,603 | 0.0% | 0.0% | 1 | +114,950 | 2.71% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 2,517,785 | 35,576 | 0.01% | 0.01% | 2 | +470,333 | 22.97% | Q1 2026 | May 11, 2026 |
| COHEN & STEERS, INC. | History | Added to | 1,647,657 | 23,281 | 0.04% | 0.04% | 3 | +15,000 | 0.92% | Q1 2026 | May 15, 2026 |
| Penserra Capital Management LLC | History | Added to | 1,551,737 | 21,926 | 0.26% | 0.24% | 4 | +115,634 | 8.05% | Q1 2026 | May 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,476,778 | 20,866 | 0.0% | 0.0% | 5 | +263 | 0.02% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 978,775 | 13,830 | 0.0% | 0.0% | 6 | +18,274 | 1.9% | Q1 2026 | May 05, 2026 |
| Invesco Ltd. | History | Reduced | 917,395 | 12,962 | 0.0% | 0.0% | 7 | -343,617 | -27.25% | Q1 2026 | May 12, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 570,035 | 8,055 | 0.0% | 0.0% | 8 | +190,604 | 50.23% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 501,404 | 7,084 | 0.01% | 0.01% | 9 | +32,132 | 6.85% | Q1 2026 | May 12, 2026 |
| LPL Financial LLC | History | Added to | 471,996 | 6,669 | 0.0% | 0.0% | 10 | +70,821 | 17.65% | Q1 2026 | May 06, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 418,019 | 5,906 | 0.01% | 0.01% | 11 | -11,356 | -2.64% | Q1 2026 | May 14, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 361,265 | 5,104 | 0.08% | 0.08% | 12 | +6,474 | 1.82% | Q1 2026 | May 15, 2026 |
| Keebeck Wealth Management | History | Reduced | 351,976 | 4,973 | 0.56% | 0.59% | 13 | -8,018 | -2.23% | Q1 2026 | May 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 338,530 | 4,783 | 0.0% | 0.0% | 14 | +4,088 | 1.22% | Q1 2026 | May 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 229,609 | 3,244 | 0.01% | 0.01% | 15 | +15,260 | 7.12% | Q1 2026 | Apr 30, 2026 |
| Lido Advisors, LLC | History | Added to | 186,316 | 2,632 | 0.01% | 0.01% | 16 | +5,726 | 3.17% | Q1 2026 | May 13, 2026 |
| CWM, LLC | History | Added to | 127,774 | 1,805 | 0.0% | 0.0% | 17 | +57,478 | 81.77% | Q1 2026 | May 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 120,460 | 1,702 | 0.0% | 0.0% | 18 | -329 | -0.27% | Q1 2026 | May 15, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 104,390 | 1,475 | 0.0% | 0.0% | 19 | -14,033 | -11.85% | Q1 2026 | May 13, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 99,069 | 1,399 | 0.07% | 0.08% | 20 | -8 | -0.01% | Q1 2026 | Apr 16, 2026 |
| PFG Investments, LLC | History | Added to | 97,585 | 1,378 | 0.06% | 0.05% | 21 | +21,828 | 28.81% | Q1 2026 | Apr 27, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 97,402 | 1,376 | 0.01% | 0.02% | 22 | +5,750 | 6.27% | Q1 2026 | May 15, 2026 |
| Perennial Investment Advisors, LLC | History | Added to | 94,644 | 1,337 | 0.11% | 0.07% | 23 | +27,420 | 40.79% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 91,585 | 1,294 | 0.0% | 0.0% | 24 | -7,583 | -7.65% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 90,136 | 1,273 | 0.0% | 0.0% | 25 | +72,687 | 416.57% | Q1 2026 | May 15, 2026 |
| Baird Financial Group, Inc. | History | Added to | 88,675 | 1,252 | 0.0% | 0.0% | 26 | +8,783 | 10.99% | Q1 2026 | May 14, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 86,649 | 1,225 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Clearstead Advisors, LLC | History | Reduced | 83,423 | 1,178 | 0.01% | 0.02% | 28 | -1,000 | -1.18% | Q1 2026 | May 06, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 81,139 | 1,146 | 0.0% | 0.0% | 29 | -105,573 | -56.54% | Q1 2026 | May 12, 2026 |
| Cetera Investment Advisers | History | Added to | 72,540 | 1,024 | 0.0% | 0.0% | 30 | +5,726 | 8.57% | Q1 2026 | May 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 69,111 | 976 | 0.0% | 0.0% | 31 | -39,785 | -36.53% | Q1 2026 | Apr 27, 2026 |
| Mathes Company, Inc. | History | Reduced | 68,250 | 964 | 0.35% | 0.44% | 32 | -18,250 | -21.1% | Q1 2026 | May 08, 2026 |
| Formidable Asset Management, LLC | History | New | 65,921 | 933 | 0.14% | — | 33 | +65,921 | New | Q1 2026 | Apr 22, 2026 |
| Bramshill Investments, LLC | History | New | 50,677 | 716 | 0.06% | — | 34 | +50,677 | New | Q1 2026 | May 15, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 48,844 | 690 | 0.0% | — | 35 | +48,844 | New | Q1 2026 | May 13, 2026 |
| &PARTNERS | History | Added to | 47,914 | 677 | 0.0% | 0.0% | 36 | +1,762 | 3.82% | Q1 2026 | May 15, 2026 |
| Quantinno Capital Management LP | History | Added to | 41,232 | 582 | 0.0% | 0.0% | 37 | +1,324 | 3.32% | Q1 2026 | May 15, 2026 |
| WINEBRENNER CAPITAL MANAGEMENT LLC | History | Added to | 41,000 | 579 | 0.37% | 0.34% | 38 | +5,000 | 13.89% | Q1 2026 | Apr 10, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Reduced | 38,150 | 539 | 0.01% | 0.01% | 39 | -200 | -0.52% | Q1 2026 | May 15, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Reduced | 38,150 | 539 | 0.01% | 0.03% | 40 | -200 | -0.52% | Q1 2026 | Apr 27, 2026 |
| Bison Wealth, LLC | History | Added to | 32,574 | 512 | 0.05% | 0.05% | 41 | +536 | 1.67% | Q1 2026 | May 15, 2026 |
| TD Capital Management LLC | History | Added to | 35,663 | 503 | 0.05% | 0.04% | 42 | +1,851 | 5.47% | Q1 2026 | May 11, 2026 |
| Amplius Wealth Advisors, LLC | History | Added to | 35,621 | 503 | 0.04% | 0.04% | 43 | +1,744 | 5.15% | Q1 2026 | Apr 13, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | Added to | 33,300 | 470 | 0.03% | 0.03% | 44 | +16,650 | 100.0% | Q1 2026 | Apr 22, 2026 |
| Joseph P. Lucia & Associates, LLC | History | Reduced | 33,277 | 470 | 0.17% | 0.19% | 45 | -3,997 | -10.72% | Q1 2026 | May 14, 2026 |
| CoreCap Advisors, LLC | History | Added to | 26,664 | 376 | 0.01% | 0.01% | 46 | +8,561 | 47.29% | Q1 2026 | Apr 07, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 24,999 | 353 | 0.02% | 0.01% | 47 | +7,089 | 39.58% | Q1 2026 | Apr 28, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 24,505 | 346 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Prosperity Consulting Group, LLC | History | Added to | 24,141 | 341 | 0.02% | 0.01% | 49 | +7,235 | 42.8% | Q1 2026 | May 05, 2026 |
| NorthRock Partners, LLC | History | New | 21,281 | 300 | 0.0% | — | 50 | +21,281 | New | Q1 2026 | May 15, 2026 |
| Sanctuary Advisors, LLC | History | New | 21,229 | 299 | 0.0% | — | 51 | +21,229 | New | Q1 2026 | May 05, 2026 |
| Aviance Capital Partners, LLC | History | New | 20,765 | 293 | 0.03% | — | 52 | +20,765 | New | Q1 2026 | May 06, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 19,964 | 282 | 0.0% | 0.01% | 53 | -30,952 | -60.79% | Q1 2026 | Apr 23, 2026 |
| Camelot Portfolios, LLC | History | No change | 19,500 | 275 | 0.2% | 0.17% | 54 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 19,275 | 272 | 0.28% | 0.31% | 55 | -17,348 | -47.37% | Q1 2026 | May 11, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 19,174 | 270 | 0.0% | — | 56 | +19,174 | New | Q1 2026 | May 15, 2026 |
| HRT FINANCIAL LP | History | Reduced | 18,166 | 256 | 0.0% | 0.0% | 57 | -2,805 | -13.38% | Q1 2026 | May 14, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 17,828 | 252 | 0.01% | 0.01% | 58 | +1,300 | 7.87% | Q1 2026 | Apr 21, 2026 |
| EAGLE ROCK INVESTMENT COMPANY, LLC | History | No change | 17,902 | 252 | 0.04% | 0.04% | 59 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| NewEdge Advisors, LLC | History | Added to | 17,638 | 249 | 0.0% | 0.0% | 60 | +779 | 4.62% | Q1 2026 | Jun 02, 2026 |
| Walkner Condon Financial Advisors LLC | History | Added to | 17,613 | 248 | 0.03% | 0.03% | 61 | +1,400 | 8.64% | Q1 2026 | Apr 28, 2026 |
| HighTower Advisors, LLC | History | Added to | 16,919 | 239 | 0.0% | 0.0% | 62 | +619 | 3.8% | Q1 2026 | May 05, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 15,486 | 218 | 0.02% | 0.02% | 63 | -1,611 | -9.42% | Q1 2026 | Apr 15, 2026 |
| Creative Planning | History | Added to | 14,801 | 209 | 0.0% | 0.0% | 64 | +218 | 1.49% | Q1 2026 | May 12, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | Added to | 14,415 | 203 | 0.01% | 0.01% | 65 | +690 | 5.03% | Q1 2026 | May 12, 2026 |
| Sovran Advisors, LLC | History | New | 13,285 | 200 | 0.02% | — | 66 | +13,285 | New | Q1 2026 | May 01, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 12,800 | 180 | 0.0% | — | 67 | +12,800 | New | Q1 2026 | May 15, 2026 |
| CHOREO, LLC | History | Reduced | 11,810 | 166 | 0.0% | 0.0% | 68 | -65 | -0.55% | Q1 2026 | May 12, 2026 |
| CALTON & ASSOCIATES, INC. | History | Added to | 11,069 | 156 | 0.02% | 0.02% | 69 | +383 | 3.58% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 10,843 | 153 | 0.0% | — | 70 | +10,843 | New | Q1 2026 | May 04, 2026 |
| Private Advisor Group, LLC | History | Added to | 10,706 | 151 | 0.0% | 0.0% | 71 | +170 | 1.61% | Q1 2026 | Apr 24, 2026 |
| JOURNEY STRATEGIC WEALTH LLC | History | No change | 10,000 | 141 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| COMERICA BANK | History | No change | 9,908 | 140 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 9,706 | 137 | 0.0% | — | 74 | +9,706 | New | Q1 2026 | May 01, 2026 |
| BlackRock, Inc. | History | Added to | 9,561 | 135 | 0.0% | 0.0% | 75 | +513 | 5.67% | Q1 2026 | May 13, 2026 |
| Advisory Services Network, LLC | History | Reduced | 9,012 | 127 | 0.0% | 0.0% | 76 | -2,626 | -22.56% | Q1 2026 | May 15, 2026 |
| Global Retirement Partners, LLC | History | No change | 8,687 | 123 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 6,771 | 95 | 0.0% | 0.0% | 78 | -23 | -0.34% | Q1 2026 | May 08, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 5,500 | 77 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ASSETMARK, INC | History | No change | 5,366 | 75 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Anfield Capital Management, LLC | History | No change | 3,674 | 51 | 0.01% | 0.02% | 81 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| PRIVATE TRUST CO NA | History | No change | 3,500 | 49 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 3,332 | 47 | 0.0% | 0.01% | 83 | -463 | -12.2% | Q1 2026 | May 11, 2026 |
| McIlrath & Eck, LLC | History | Added to | 3,130 | 44 | 0.0% | 0.0% | 84 | +1,969 | 169.6% | Q1 2026 | May 19, 2026 |
| AdvisorNet Financial, Inc | History | Reduced | 2,605 | 36 | 0.0% | 0.0% | 85 | -569 | -17.93% | Q1 2026 | Apr 17, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 2,076 | 29 | 0.0% | — | 86 | +2,076 | New | Q1 2026 | May 15, 2026 |
| Corient Private Wealth LLC | History | No change | 28,059 | 28 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | Added to | 1,849 | 26 | 0.0% | 0.0% | 88 | +664 | 56.03% | Q1 2026 | Apr 14, 2026 |
| WPG Advisers, LLC | History | Added to | 1,503 | 21 | 0.02% | 0.01% | 89 | +176 | 13.26% | Q1 2026 | Apr 29, 2026 |
| N.E.W. Advisory Services LLC | History | Reduced | 1,324 | 18 | 0.0% | 0.0% | 90 | -1,076 | -44.83% | Q1 2026 | May 04, 2026 |
| CULLEN/FROST BANKERS, INC. | History | No change | 1,250 | 17 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Founders Capital Management | History | No change | 900 | 12 | 0.01% | 0.01% | 92 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | No change | 876 | 12 | 0.01% | 0.01% | 93 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Root Financial Partners, LLC | History | New | 771 | 10 | 0.0% | — | 94 | +771 | New | Q1 2026 | Apr 24, 2026 |
| Wilmington Savings Fund Society, FSB | History | New | 700 | 9 | 0.0% | — | 95 | +700 | New | Q1 2026 | Apr 30, 2026 |
| Reyes Financial Architecture, Inc. | History | No change | 337 | 4 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Reduced | 250 | 3 | 0.0% | 0.0% | 97 | -250 | -50.0% | Q1 2026 | Apr 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 250 | 3 | 0.0% | — | 98 | +250 | New | Q1 2026 | May 07, 2026 |
| KERR FINANCIAL PLANNING Corp | History | New | 204 | 3 | 0.0% | — | 99 | +204 | New | Q1 2026 | Apr 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 200 | 2 | 0.0% | — | 100 | +200 | New | Q1 2026 | May 15, 2026 |
| WHITTIER TRUST CO OF NEVADA INC | History | New | 95 | 1 | 0.0% | — | 101 | +95 | New | Q1 2026 | Apr 28, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.94% | — | -1,408,167 | -100.0% | Q1 2026 | May 15, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.58% | — | -352,521 | -100.0% | Q1 2026 | Apr 22, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.12% | — | -203,918 | -100.0% | Q1 2026 | May 15, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -181,129 | -100.0% | Q1 2026 | May 04, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.32% | — | -142,366 | -100.0% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -78,769 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Almitas Capital LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -55,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -46,632 | -100.0% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -41,263 | -100.0% | Q1 2026 | May 15, 2026 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -39,300 | -100.0% | Q1 2026 | May 13, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.03% | — | -36,229 | -100.0% | Q1 2026 | May 12, 2026 |
| TrueMark Investments, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -28,859 | -100.0% | Q1 2026 | Apr 20, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -25,954 | -100.0% | Q1 2026 | May 15, 2026 |
| OneAscent Family Office, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -25,000 | -100.0% | Q1 2026 | Apr 21, 2026 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -20,875 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -20,335 | -100.0% | Q1 2026 | May 12, 2026 |
| Boreal Capital Management LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -14,414 | -100.0% | Q1 2026 | May 14, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -12,122 | -100.0% | Q1 2026 | Apr 24, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,245 | -100.0% | Q1 2026 | Apr 28, 2026 |
| HUB Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2026 | May 15, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -795 | -100.0% | Q1 2026 | May 11, 2026 |
| Estate Planners Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2026 | May 11, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | — | — | -26 | -100.0% | Q1 2026 | May 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 10 | 0 | — | — | — | +10 | New | Q1 2026 | May 15, 2026 |