Bain Capital Specialty Finance, Inc. - BCSF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bain Capital Credit, LP | History | No change | 11,822,433 | 146,598 | 48.39% | 43.01% | 1 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 2,737,475 | 33,944 | 0.0% | 0.0% | 2 | -465,464 | -14.53% | Q1 2026 | May 15, 2026 |
| Cresset Asset Management, LLC | History | Added to | 2,072,844 | 25,703 | 0.11% | 0.1% | 3 | +324,740 | 18.58% | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 1,514,955 | 18,785 | 0.02% | 0.01% | 4 | +884,972 | 140.48% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 1,404,548 | 17,416 | 0.0% | 0.0% | 5 | -202,662 | -12.61% | Q1 2026 | May 05, 2026 |
| DIMENSION CAPITAL MANAGEMENT LLC | History | Added to | 1,224,490 | 15,183 | 2.13% | 1.58% | 6 | +413,805 | 51.04% | Q1 2026 | May 15, 2026 |
| Melia Wealth LLC | History | Added to | 1,163,088 | 14,422 | 6.98% | 7.29% | 7 | +28,877 | 2.55% | Q1 2026 | May 08, 2026 |
| MORGAN STANLEY | History | Added to | 1,146,133 | 14,212 | 0.0% | 0.0% | 8 | +103,299 | 9.91% | Q1 2026 | May 15, 2026 |
| VAN ECK ASSOCIATES CORP | History | Reduced | 1,124,424 | 13,943 | 0.01% | 0.02% | 9 | -248,939 | -18.13% | Q1 2026 | May 15, 2026 |
| Muzinich & Co., Inc. | History | Added to | 801,257 | 9,935 | 3.48% | 3.43% | 10 | +17,110 | 2.18% | Q1 2026 | Apr 23, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 583,700 | 8,119 | 0.02% | 0.02% | 11 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | No change | 601,097 | 7,453 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| FRANKLIN RESOURCES INC | History | Added to | 585,999 | 7,266 | 0.0% | 0.0% | 13 | +80,062 | 15.82% | Q1 2026 | May 13, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 532,532 | 6,603 | 0.01% | 0.0% | 14 | +353,308 | 197.13% | Q1 2026 | May 08, 2026 |
| Legal & General Group Plc | History | Added to | 500,213 | 6,202 | 0.0% | 0.0% | 15 | +38,363 | 8.31% | Q1 2026 | May 08, 2026 |
| HighTower Advisors, LLC | History | Added to | 373,972 | 4,637 | 0.0% | 0.0% | 16 | +305,154 | 443.42% | Q1 2026 | May 05, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 355,903 | 4,413 | 0.15% | 0.19% | 17 | -46,560 | -11.57% | Q1 2026 | May 13, 2026 |
| North Ground Capital | History | Reduced | 333,982 | 4,141 | 4.99% | 4.33% | 18 | -292,532 | -46.69% | Q1 2026 | May 11, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 234,117 | 2,903 | 0.05% | 0.05% | 19 | +9,760 | 4.35% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | Added to | 230,050 | 2,852 | 0.08% | 0.0% | 20 | +225,050 | 4501.0% | Q1 2026 | May 13, 2026 |
| BlackRock, Inc. | History | Reduced | 204,910 | 2,540 | 0.0% | 0.0% | 21 | -163,546 | -44.39% | Q1 2026 | May 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 167,501 | 2,077 | 0.0% | 0.0% | 22 | +56,500 | 50.9% | Q1 2026 | May 12, 2026 |
| Texas Yale Capital Corp. | History | Added to | 163,552 | 2,028 | 0.06% | 0.07% | 23 | +4,080 | 2.56% | Q1 2026 | May 04, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Added to | 161,044 | 1,997 | 0.02% | 0.02% | 24 | +4,707 | 3.01% | Q1 2026 | Apr 16, 2026 |
| Mariner, LLC | History | Reduced | 160,671 | 1,992 | 0.0% | 0.0% | 25 | -3,910 | -2.38% | Q1 2026 | May 13, 2026 |
| Trexquant Investment LP | History | Added to | 138,994 | 1,723 | 0.01% | 0.01% | 26 | +36,097 | 35.08% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 135,793 | 1,683 | 0.0% | 0.01% | 27 | -372,218 | -73.27% | Q1 2026 | May 14, 2026 |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | History | Reduced | 127,430 | 1,580 | 0.87% | 1.32% | 28 | -46,785 | -26.85% | Q1 2026 | May 12, 2026 |
| Lansforsakringar Fondforvaltning AB (publ) | History | Added to | 119,266 | 1,478 | 0.01% | 0.01% | 29 | +16,390 | 15.93% | Q1 2026 | Apr 23, 2026 |
| LPL Financial LLC | History | Added to | 115,815 | 1,436 | 0.0% | 0.0% | 30 | +10,995 | 10.49% | Q1 2026 | May 06, 2026 |
| Pathstone Holdings, LLC | History | Added to | 114,970 | 1,425 | 0.01% | 0.01% | 31 | +1 | 0.0% | Q1 2026 | May 11, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 113,615 | 1,408 | 0.01% | 0.01% | 32 | -5,195 | -4.37% | Q1 2026 | Apr 30, 2026 |
| Callodine Capital Management, LP | History | No change | 107,349 | 1,331 | 0.09% | 0.12% | 33 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Cerity Partners LLC | History | Reduced | 105,828 | 1,312 | 0.0% | 0.0% | 34 | -7,317 | -6.47% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | Added to | 104,532 | 1,296 | 0.02% | 0.03% | 35 | +28,552 | 37.58% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 103,952 | 1,289 | 0.0% | 0.0% | 36 | -9,499 | -8.37% | Q1 2026 | May 11, 2026 |
| Alpine Global Management, LLC | History | New | 101,384 | 1,257 | 0.19% | — | 37 | +101,384 | New | Q1 2026 | May 15, 2026 |
| Curated Wealth Partners LLC | History | No change | 100,000 | 1,240 | 0.16% | 0.15% | 38 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Neuberger Berman Group LLC | History | Reduced | 96,633 | 1,198 | 0.0% | 0.0% | 39 | -32,234 | -25.01% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 95,199 | 1,180 | 0.0% | 0.0% | 40 | +43,795 | 85.2% | Q1 2026 | May 15, 2026 |
| ARES MANAGEMENT LLC | History | Added to | 94,654 | 1,173 | 0.08% | 0.05% | 41 | +26,059 | 37.99% | Q1 2026 | May 15, 2026 |
| Heritage Trust Co | History | No change | 91,325 | 1,132 | 0.11% | 0.13% | 42 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Reduced | 86,684 | 1,074 | 0.02% | 0.02% | 43 | -5,430 | -5.89% | Q1 2026 | Apr 01, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 86,673 | 1,072 | 0.0% | 0.0% | 44 | -13,961 | -13.87% | Q1 2026 | May 15, 2026 |
| Cerberus Capital Management, L.P. | History | New | 85,000 | 1,054 | 0.04% | — | 45 | +85,000 | New | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 78,105 | 968 | 0.0% | 0.0% | 46 | +6,466 | 9.03% | Q1 2026 | May 14, 2026 |
| Campbell & CO Investment Adviser LLC | History | Reduced | 76,385 | 947 | 0.05% | 0.06% | 47 | -16,872 | -18.09% | Q1 2026 | May 15, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 76,102 | 943 | 0.96% | 3.47% | 48 | -346,708 | -82.0% | Q1 2026 | May 11, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 75,629 | 938 | 0.0% | 0.0% | 49 | -69,678 | -47.95% | Q1 2026 | May 15, 2026 |
| United Advisor Group, LLC | History | Reduced | 73,793 | 915 | 0.11% | 0.13% | 50 | -315 | -0.43% | Q1 2026 | Apr 17, 2026 |
| Garner Asset Management Corp | History | Reduced | 71,206 | 882 | 0.35% | 0.59% | 51 | -39,234 | -35.53% | Q1 2026 | Apr 28, 2026 |
| NORDEN GROUP LLC | History | Reduced | 70,222 | 870 | 0.08% | 0.1% | 52 | -5,598 | -7.38% | Q1 2026 | Apr 15, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 64,833 | 803 | 0.0% | 0.0% | 53 | -9,767 | -13.09% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 62,010 | 768 | 0.0% | 0.0% | 54 | -36,002 | -36.73% | Q1 2026 | Apr 27, 2026 |
| CANADA LIFE ASSURANCE Co | History | Reduced | 57,297 | 714 | 0.0% | 0.0% | 55 | -10,759 | -15.81% | Q1 2026 | May 14, 2026 |
| Dynamic Technology Lab Private Ltd | History | New | 56,253 | 697 | 0.11% | — | 56 | +56,253 | New | Q1 2026 | May 15, 2026 |
| Lido Advisors, LLC | History | Added to | 54,238 | 672 | 0.0% | 0.0% | 57 | +2,813 | 5.47% | Q1 2026 | May 13, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 52,750 | 654 | 0.01% | 0.02% | 58 | -2,500 | -4.52% | Q1 2026 | May 15, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | New | 51,375 | 637 | 0.0% | — | 59 | +51,375 | New | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 50,416 | 625 | 0.0% | 0.0% | 60 | -200 | -0.4% | Q1 2026 | Apr 30, 2026 |
| Invesco Ltd. | History | Added to | 48,367 | 599 | 0.0% | 0.0% | 61 | +3,373 | 7.5% | Q1 2026 | May 12, 2026 |
| Spartan Wealth Advisory Services LLC | History | New | 48,227 | 598 | 0.05% | — | 62 | +48,227 | New | Q1 2026 | May 06, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 47,536 | 589 | 0.0% | 0.0% | 63 | +30,948 | 186.57% | Q1 2026 | Apr 22, 2026 |
| Allworth Financial LP | History | Reduced | 44,237 | 548 | 0.0% | 0.0% | 64 | -11,003 | -19.92% | Q1 2026 | May 14, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 42,488 | 526 | 0.15% | 0.18% | 65 | -5,149 | -10.81% | Q1 2026 | May 14, 2026 |
| COMERICA BANK | History | No change | 37,104 | 516 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Ethos Financial Group, LLC | History | No change | 36,850 | 512 | 0.04% | 0.04% | 67 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | New | 37,978 | 507 | 0.01% | — | 68 | +37,978 | New | Q1 2026 | May 01, 2026 |
| Beaumont Financial Advisors, LLC | History | Reduced | 39,379 | 488 | 0.03% | 0.05% | 69 | -10,209 | -20.59% | Q1 2026 | May 05, 2026 |
| FIFTH THIRD BANCORP | History | New | 34,755 | 430 | 0.0% | — | 70 | +34,755 | New | Q1 2026 | May 01, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 34,580 | 425 | 0.0% | 0.0% | 71 | +4,330 | 14.31% | Q1 2026 | Apr 07, 2026 |
| &PARTNERS | History | Added to | 33,977 | 421 | 0.0% | 0.0% | 72 | +2,367 | 7.49% | Q1 2026 | May 15, 2026 |
| CFO4Life Group, LLC | History | Added to | 33,895 | 420 | 0.06% | 0.06% | 73 | +1,120 | 3.42% | Q1 2026 | May 11, 2026 |
| Foster Victor Wealth Advisors, LLC | History | Added to | 32,278 | 419 | 0.02% | 0.02% | 74 | +3,000 | 10.25% | Q1 2026 | Apr 20, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | Reduced | 26,813 | 332 | 0.03% | 0.03% | 75 | -4,045 | -13.11% | Q1 2026 | May 13, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | Added to | 26,715 | 331 | 0.01% | 0.01% | 76 | +10,000 | 59.83% | Q1 2026 | Apr 07, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 24,650 | 305 | 0.03% | 0.04% | 77 | -3,750 | -13.2% | Q1 2026 | Apr 15, 2026 |
| M.E. ALLISON & CO., INC. | History | Added to | 24,527 | 304 | 0.2% | 0.23% | 78 | +97 | 0.4% | Q1 2026 | Apr 08, 2026 |
| Onyx Bridge Wealth Group LLC | History | Reduced | 24,432 | 302 | 0.03% | 0.04% | 79 | -489 | -1.96% | Q1 2026 | Apr 22, 2026 |
| DENALI ADVISORS LLC | History | Reduced | 24,061 | 298 | 0.03% | 0.04% | 80 | -1,468 | -5.75% | Q1 2026 | May 08, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 23,000 | 285 | 0.0% | 0.0% | 81 | -29,416 | -56.12% | Q1 2026 | May 15, 2026 |
| Advisor OS, LLC | History | Added to | 23,058 | 285 | 0.02% | 0.02% | 82 | +762 | 3.42% | Q1 2026 | May 07, 2026 |
| Entropy Technologies, LP | History | New | 21,479 | 266 | 0.01% | — | 83 | +21,479 | New | Q1 2026 | May 14, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 20,814 | 256 | 0.02% | 0.03% | 84 | -8,150 | -28.14% | Q1 2026 | May 01, 2026 |
| MERIDIAN INVESTMENT COUNSEL INC. | History | Added to | 19,566 | 242 | 0.06% | 0.06% | 85 | +750 | 3.99% | Q1 2026 | Apr 28, 2026 |
| EAGLE GLOBAL ADVISORS LLC | History | Reduced | 18,710 | 232 | 0.01% | 0.01% | 86 | -1,200 | -6.03% | Q1 2026 | May 15, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 18,115 | 224 | 0.0% | 0.0% | 87 | -402,482 | -95.69% | Q1 2026 | May 15, 2026 |
| nVerses Capital, LLC | History | New | 17,290 | 214 | 0.19% | — | 88 | +17,290 | New | Q1 2026 | May 13, 2026 |
| Formidable Asset Management, LLC | History | Reduced | 15,247 | 212 | 0.03% | 0.04% | 89 | -6,500 | -29.89% | Q1 2026 | Apr 22, 2026 |
| Cottage Street Advisors LLC | History | Reduced | 17,000 | 210 | 0.09% | 0.23% | 90 | -22,500 | -56.96% | Q1 2026 | Apr 20, 2026 |
| Creative Planning | History | Added to | 16,794 | 208 | 0.0% | 0.0% | 91 | +5,084 | 43.42% | Q1 2026 | May 12, 2026 |
| BTG Pactual Asset Management US LLC | History | Added to | 16,355 | 202 | 0.02% | 0.01% | 92 | +6,234 | 61.59% | Q1 2026 | May 14, 2026 |
| Advisory Services Network, LLC | History | Added to | 15,426 | 191 | 0.0% | 0.0% | 93 | +4,099 | 36.19% | Q1 2026 | May 15, 2026 |
| Almitas Capital LLC | History | No change | 15,000 | 186 | 0.04% | 0.05% | 94 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Strategic Financial Concepts, LLC | History | New | 14,999 | 185 | 0.05% | — | 95 | +14,999 | New | Q1 2026 | May 12, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 14,252 | 176 | 0.0% | 0.0% | 96 | -28,588 | -66.73% | Q1 2026 | May 14, 2026 |
| PDT Partners, LLC | History | Added to | 14,259 | 176 | 0.01% | 0.01% | 97 | +1,288 | 9.93% | Q1 2026 | May 15, 2026 |
| Employees Retirement System of Texas | History | No change | 14,064 | 174 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 12,974 | 160 | 0.0% | 0.0% | 99 | +12,724 | 5089.6% | Q1 2026 | May 07, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Reduced | 12,615 | 157 | 0.0% | 0.0% | 100 | -7,785 | -38.16% | Q1 2026 | May 15, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 12,500 | 155 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Seelaus Asset Management LLC | History | No change | 12,050 | 149 | 0.11% | 0.13% | 102 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Mill Creek Capital Advisors, LLC | History | No change | 12,092 | 149 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Nicholas Hoffman & Company, LLC. | History | New | 12,000 | 148 | 0.0% | — | 104 | +12,000 | New | Q1 2026 | Apr 29, 2026 |
| Cordoba Advisory Partners LLC | History | New | 10,878 | 134 | 0.04% | — | 105 | +10,878 | New | Q1 2026 | Apr 28, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 10,829 | 132 | 0.01% | 0.01% | 106 | -9,145 | -45.78% | Q1 2026 | Apr 24, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 10,223 | 126 | 0.0% | 0.0% | 107 | -1,108 | -9.78% | Q1 2026 | May 04, 2026 |
| Sanctuary Advisors, LLC | History | New | 10,130 | 125 | 0.0% | — | 108 | +10,130 | New | Q1 2026 | May 05, 2026 |
| Prairiewood Capital, LLC | History | New | 10,130 | 125 | 0.04% | — | 109 | +10,130 | New | Q1 2026 | Apr 16, 2026 |
| CAZ INVESTMENTS LP | History | New | 10,000 | 124 | 0.14% | — | 111 | +10,000 | New | Q1 2026 | May 12, 2026 |
| Waverly Advisors, LLC | History | No change | 10,000 | 124 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BOKF, NA | History | No change | 9,750 | 120 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Triumph Capital Management | History | Reduced | 8,322 | 103 | 0.02% | 0.16% | 113 | -44,551 | -84.26% | Q1 2026 | May 13, 2026 |
| Anfield Capital Management, LLC | History | No change | 7,995 | 99 | 0.03% | 0.04% | 114 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | No change | 67,000 | 66 | 0.02% | 0.02% | 115 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| MAI Capital Management | History | No change | 5,181 | 64 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Register Financial Advisors LLC | History | Reduced | 4,975 | 61 | 0.02% | 0.05% | 117 | -3,653 | -42.34% | Q1 2026 | Apr 15, 2026 |
| Security National Bank | History | No change | 4,353 | 53 | 0.01% | 0.01% | 118 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 3,489 | 43 | 0.0% | 0.0% | 119 | +67 | 1.96% | Q1 2026 | May 08, 2026 |
| Motiv8 Investments LLC | History | No change | 2,716 | 38 | 0.02% | 0.02% | 120 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 3,000 | 37 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 2,500 | 34 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 2,603 | 32 | 0.0% | 0.0% | 123 | -900 | -25.69% | Q1 2026 | May 12, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 2,083 | 25 | 0.0% | 0.0% | 124 | -31,767 | -93.85% | Q1 2026 | May 13, 2026 |
| Burk Holdings LLC | History | New | 1,740 | 21 | 0.01% | — | 125 | +1,740 | New | Q1 2026 | May 07, 2026 |
| Nalls Sherbakoff Group, LLC | History | No change | 750 | 10 | 0.01% | 0.01% | 126 | 0 | 0.0% | Q4 2025 | Mar 12, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 719 | 8 | 0.0% | 0.0% | 127 | -260 | -26.56% | Q1 2026 | May 15, 2026 |
| AdvisorNet Financial, Inc | History | No change | 500 | 6 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Financial Network Wealth Advisors LLC | History | No change | 556 | 6 | 0.01% | 0.01% | 129 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CWM, LLC | History | No change | 383 | 4 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ROGCO, LP | History | No change | 340 | 4 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| WealthCollab, LLC | History | New | 320 | 3 | 0.0% | — | 132 | +320 | New | Q1 2026 | May 13, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 200 | 2 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 100 | 1 | 0.0% | 0.0% | 134 | -400 | -80.0% | Q1 2026 | May 15, 2026 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -78,772 | -100.0% | Q1 2026 | May 15, 2026 |
| Brevan Howard Capital Management LP | History | Closed out | 0 | 0 | — | 0.01% | — | -53,965 | -100.0% | Q1 2026 | May 15, 2026 |
| Diversify Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -36,589 | -100.0% | Q1 2026 | May 01, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -30,654 | -100.0% | Q1 2026 | May 15, 2026 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.01% | — | -28,152 | -100.0% | Q1 2026 | May 13, 2026 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -27,049 | -100.0% | Q1 2026 | May 05, 2026 |
| Kohmann Bosshard Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,000 | -100.0% | Q1 2026 | May 01, 2026 |
| Kovack Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -21,653 | -100.0% | Q1 2026 | May 12, 2026 |
| VARCOV Co. | History | Closed out | 0 | 0 | — | 0.12% | — | -21,500 | -100.0% | Q1 2026 | May 15, 2026 |
| FOX RUN MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.04% | — | -20,481 | -100.0% | Q1 2026 | May 12, 2026 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,172 | -100.0% | Q1 2026 | May 15, 2026 |
| Focus Partners Wealth | History | Closed out | 0 | 0 | — | 0.0% | — | -17,231 | -100.0% | Q1 2026 | May 14, 2026 |
| Aquatic Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,589 | -100.0% | Q1 2026 | May 15, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,187 | -100.0% | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,839 | -100.0% | Q1 2026 | May 14, 2026 |
| Concurrent Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,501 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -12,092 | -100.0% | Q1 2026 | May 13, 2026 |
| Schonfeld Strategic Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,823 | -100.0% | Q1 2026 | May 15, 2026 |
| Stone House Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,856 | -100.0% | Q1 2026 | Apr 22, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,089 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Harbor Asset Planning, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -622 | -100.0% | Q1 2026 | Apr 22, 2026 |
| NFSG Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -559 | -100.0% | Q1 2026 | May 05, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.0% | — | -420 | -100.0% | Q1 2026 | May 15, 2026 |
| FMR LLC | History | Reduced | 4 | 0 | — | 0.0% | — | -170 | -97.7% | Q1 2026 | May 15, 2026 |
| Strategic Advocates LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -138 | -100.0% | Q1 2026 | May 15, 2026 |
| WFA of San Diego, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2026 | May 11, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 26 | 0 | — | — | — | +26 | New | Q1 2026 | May 11, 2026 |
| SIMPLEX TRADING, LLC | History | New | 5 | 0 | — | — | — | +5 | New | Q1 2026 | May 14, 2026 |
| Dougherty Wealth Advisers LLC | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |