Bain Capital Specialty Finance, Inc. - BCSF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bain Capital Credit, LP | History | No change | 11,822,433 | 148,016 | 40.24% | 40.24% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 2,540,286 | 31,804 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cresset Asset Management, LLC | History | No change | 2,394,561 | 29,979 | 0.11% | 0.11% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 1,460,135 | 18,280 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VAN ECK ASSOCIATES CORP | History | No change | 1,378,326 | 17,256 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 1,374,383 | 17,207 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 1,254,889 | 15,711 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DIMENSION CAPITAL MANAGEMENT LLC | History | No change | 1,253,662 | 15,695 | 1.84% | 1.84% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Melia Wealth LLC | History | No change | 872,753 | 10,926 | 6.29% | 6.29% | 9 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Russell Investments Group, Ltd. | History | No change | 779,032 | 9,753 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Muzinich & Co., Inc. | History | Added to | 880,720 | 9,723 | 3.23% | 3.62% | 11 | +33,961 | 4.01% | Q3 2026 | Oct 22, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 643,797 | 8,060 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ARES MANAGEMENT LLC | History | No change | 588,471 | 7,367 | 0.32% | 0.32% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Columbus Macro, LLC | History | Added to | 641,723 | 7,084 | 0.69% | 0.55% | 14 | +190,414 | 42.19% | Q3 2026 | Oct 14, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | Added to | 625,236 | 6,902 | 0.0% | 0.0% | 15 | +7,414 | 1.2% | Q3 2026 | Oct 29, 2026 |
| Legal & General Group Plc | History | No change | 541,547 | 6,780 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 482,581 | 6,041 | 0.04% | 0.04% | 17 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 457,491 | 5,727 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| CAZ INVESTMENTS LP | History | No change | 448,201 | 5,611 | 2.34% | 2.34% | 19 | 0 | 0.0% | Q2 2026 | Nov 04, 2026 |
| Cetera Investment Advisers | History | No change | 445,675 | 5,579 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GCM Grosvenor Holdings, LLC | History | No change | 315,000 | 3,943 | 0.17% | 0.17% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | No change | 313,570 | 3,925 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 327,753 | 3,618 | 0.11% | 0.13% | 23 | -42,388 | -11.45% | Q3 2026 | Oct 13, 2026 |
| North Ground Capital | History | No change | 224,000 | 2,804 | 3.36% | 3.36% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Advisors Asset Management, Inc. | History | No change | 221,091 | 2,768 | 0.04% | 0.04% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Callodine Capital Management, LP | History | No change | 200,000 | 2,504 | 0.16% | 0.16% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 195,937 | 2,453 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Mariner, LLC | History | No change | 160,671 | 2,011 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | New | 176,548 | 1,949 | 0.04% | — | 29 | +176,548 | New | Q3 2026 | Oct 16, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 154,793 | 1,938 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Texas Yale Capital Corp. | History | No change | 154,197 | 1,930 | 0.04% | 0.04% | 31 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| XTX Topco Ltd | History | No change | 152,032 | 1,903 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pathstone Holdings, LLC | History | No change | 127,062 | 1,590 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 125,070 | 1,565 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 110,578 | 1,384 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cerity Partners LLC | History | No change | 109,301 | 1,368 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 120,614 | 1,331 | 0.0% | 0.0% | 37 | -92 | -0.08% | Q3 2026 | Nov 02, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 105,368 | 1,319 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | History | Reduced | 108,176 | 1,194 | 0.56% | 0.66% | 39 | -6,724 | -5.85% | Q3 2026 | Nov 03, 2026 |
| Trexquant Investment LP | History | No change | 92,973 | 1,164 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Heritage Trust Co | History | No change | 91,325 | 1,143 | 0.1% | 0.1% | 41 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Neuberger Berman Group LLC | History | No change | 88,351 | 1,106 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Oct 27, 2026 |
| Curated Wealth Partners LLC | History | No change | 100,000 | 1,104 | 0.09% | 0.15% | 43 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 85,214 | 1,066 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORDEN GROUP LLC | History | Reduced | 96,447 | 1,064 | 0.08% | 0.1% | 46 | -780 | -0.8% | Q3 2026 | Oct 20, 2026 |
| Cerberus Capital Management, L.P. | History | No change | 85,000 | 1,064 | 0.05% | 0.05% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Campbell & CO Investment Adviser LLC | History | No change | 82,139 | 1,028 | 0.05% | 0.05% | 47 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 81,536 | 1,020 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Added to | 90,153 | 995 | 0.02% | 0.02% | 49 | +2,523 | 2.88% | Q3 2026 | Oct 01, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 75,595 | 946 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 66,701 | 836 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Alpine Global Management, LLC | History | No change | 65,369 | 818 | 0.13% | 0.13% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 64,468 | 807 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CANADA LIFE ASSURANCE Co | History | No change | 64,371 | 803 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| United Advisor Group, LLC | History | Reduced | 71,318 | 787 | 0.07% | 0.1% | 55 | -3,628 | -4.84% | Q3 2026 | Nov 02, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 70,037 | 773 | 0.8% | 0.91% | 56 | -4,149 | -5.59% | Q3 2026 | Nov 04, 2026 |
| CITADEL ADVISORS LLC | History | No change | 51,900 | 649 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Invesco Ltd. | History | No change | 49,721 | 622 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 48,772 | 611 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 48,351 | 605 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Lido Advisors, LLC | History | Added to | 54,441 | 601 | 0.0% | 0.0% | 61 | +108 | 0.2% | Q3 2026 | Nov 04, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 51,975 | 573 | 0.0% | 0.0% | 62 | +14,595 | 39.04% | Q3 2026 | Oct 08, 2026 |
| Spartan Wealth Advisory Services LLC | History | No change | 44,250 | 554 | 0.05% | 0.05% | 63 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Ethos Financial Group, LLC | History | No change | 43,519 | 544 | 0.04% | 0.04% | 64 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Privium Fund Management (UK) Ltd | History | Reduced | 46,993 | 527 | 0.26% | 0.5% | 65 | -48,558 | -50.82% | Q3 2026 | Oct 30, 2026 |
| Garner Asset Management Corp | History | Reduced | 50,929 | 511 | 0.17% | 0.27% | 66 | -14,505 | -22.17% | Q3 2026 | Oct 29, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 41,916 | 463 | 0.0% | 0.0% | 67 | -8,100 | -16.19% | Q3 2026 | Nov 02, 2026 |
| Diversify Advisory Services, LLC | History | Added to | 42,762 | 454 | 0.01% | 0.01% | 68 | +760 | 1.81% | Q3 2026 | Oct 20, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | Added to | 42,762 | 454 | 0.01% | 0.01% | 69 | +760 | 1.81% | Q3 2026 | Oct 20, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 41,051 | 453 | 0.0% | 0.0% | 70 | -15,876 | -27.89% | Q3 2026 | Nov 02, 2026 |
| Virtus Investment Advisers, LLC | History | No change | 32,810 | 410 | 0.1% | 0.1% | 71 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| FIFTH THIRD BANCORP | History | No change | 31,941 | 399 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| &PARTNERS | History | No change | 30,936 | 387 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CFO4Life Group, LLC | History | No change | 28,226 | 353 | 0.05% | 0.05% | 74 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | No change | 26,813 | 335 | 0.02% | 0.02% | 75 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Foster Victor Wealth Advisors, LLC | History | Added to | 33,278 | 334 | 0.02% | 0.02% | 76 | +2,000 | 6.39% | Q3 2026 | Oct 21, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | History | Added to | 30,127 | 333 | 0.0% | 0.0% | 77 | +1,189 | 4.11% | Q3 2026 | Oct 22, 2026 |
| PDT Partners, LLC | History | No change | 26,013 | 325 | 0.02% | 0.02% | 78 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Beaumont Financial Advisors, LLC | History | Reduced | 29,208 | 322 | 0.02% | 0.02% | 79 | -1,831 | -5.9% | Q3 2026 | Oct 22, 2026 |
| Allworth Financial LP | History | No change | 25,267 | 316 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 27,964 | 307 | 0.02% | 0.02% | 81 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| DENALI ADVISORS LLC | History | No change | 22,028 | 275 | 0.03% | 0.03% | 82 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Advisor OS, LLC | History | Added to | 24,721 | 272 | 0.02% | 0.02% | 83 | +886 | 3.72% | Q3 2026 | Nov 03, 2026 |
| Crestwood Advisors Group, LLC | History | No change | 23,825 | 263 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Brevan Howard Capital Management LP | History | No change | 20,501 | 256 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| M.E. ALLISON & CO., INC. | History | Reduced | 22,690 | 250 | 0.14% | 0.18% | 86 | -1,913 | -7.78% | Q3 2026 | Oct 08, 2026 |
| Onyx Bridge Wealth Group LLC | History | Reduced | 22,105 | 244 | 0.02% | 0.03% | 88 | -2,336 | -9.56% | Q3 2026 | Oct 16, 2026 |
| JANE STREET GROUP, LLC | History | No change | 19,500 | 244 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Straight Path Wealth Management | History | New | 20,000 | 220 | 0.05% | — | 89 | +20,000 | New | Q3 2026 | Oct 23, 2026 |
| Advisory Services Network, LLC | History | No change | 15,438 | 193 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Strategic Financial Concepts, LLC | History | No change | 15,367 | 192 | 0.06% | 0.06% | 91 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Almitas Capital LLC | History | No change | 15,000 | 187 | 0.04% | 0.04% | 92 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Employees Retirement System of Texas | History | No change | 14,064 | 176 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BTG Pactual Asset Management US LLC | History | No change | 13,520 | 169 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VARCOV Co. | History | No change | 13,165 | 164 | 0.06% | 0.06% | 95 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 12,814 | 160 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 12,500 | 156 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 11,948 | 150 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NOMURA HOLDINGS INC | History | No change | 12,000 | 150 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Aquatic Capital Management LLC | History | No change | 11,355 | 142 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Formidable Asset Management, LLC | History | Reduced | 11,290 | 141 | 0.02% | 0.03% | 102 | -2,957 | -20.76% | Q3 2026 | Nov 03, 2026 |
| Creative Planning | History | No change | 12,794 | 141 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 11,960 | 132 | 0.0% | — | 103 | +11,960 | New | Q3 2026 | Oct 26, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 11,709 | 129 | 0.01% | 0.01% | 104 | +1,581 | 15.61% | Q3 2026 | Oct 08, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 10,265 | 128 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| First Affirmative Financial Network | History | New | 11,372 | 125 | 0.03% | — | 107 | +11,372 | New | Q3 2026 | Oct 21, 2026 |
| Corient Private Wealth LP | History | No change | 10,056 | 125 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Seelaus Asset Management LLC | History | No change | 11,300 | 124 | 0.09% | 0.1% | 108 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Cottage Street Advisors LLC | History | Reduced | 11,000 | 121 | 0.05% | 0.08% | 109 | -6,000 | -35.29% | Q3 2026 | Oct 16, 2026 |
| Cordoba Advisory Partners LLC | History | No change | 10,878 | 120 | 0.01% | 0.03% | 110 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 10,825 | 119 | 0.01% | 0.02% | 111 | -6,300 | -36.79% | Q3 2026 | Oct 21, 2026 |
| BOKF, NA | History | No change | 9,750 | 107 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Triumph Capital Management | History | Added to | 8,432 | 93 | 0.02% | 0.02% | 113 | +375 | 4.65% | Q3 2026 | Oct 14, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 7,975 | 88 | 0.0% | 0.0% | 114 | +7,683 | 2631.16% | Q3 2026 | Nov 04, 2026 |
| SUMMIT SECURITIES GROUP LLC | History | New | 5,862 | 64 | 0.01% | — | 115 | +5,862 | New | Q3 2026 | Nov 05, 2026 |
| Security National Bank | History | No change | 4,353 | 48 | 0.01% | 0.01% | 116 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 3,463 | 43 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. | History | Added to | 3,362 | 37 | 0.01% | 0.0% | 119 | +3,241 | 2678.51% | Q3 2026 | Oct 16, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 3,000 | 37 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Register Financial Advisors LLC | History | No change | 3,175 | 35 | 0.01% | 0.01% | 120 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Global Retirement Partners, LLC | History | No change | 2,500 | 31 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 2,341 | 29 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| State of Alaska, Department of Revenue | History | New | 2,592 | 28 | 0.0% | — | 123 | +2,592 | New | Q3 2026 | Oct 15, 2026 |
| Burk Holdings LLC | History | No change | 1,740 | 19 | 0.01% | 0.01% | 124 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Financial Network Wealth Advisors LLC | History | No change | 556 | 6 | 0.01% | 0.01% | 125 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| GK Wealth Management LLC | History | New | 523 | 5 | 0.0% | — | 126 | +523 | New | Q3 2026 | Oct 09, 2026 |
| ROGCO, LP | History | No change | 340 | 4 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 300 | 3 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 138 | 1 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -35,386 | -100.0% | Q3 2026 | Oct 13, 2026 |
| MERIDIAN INVESTMENT COUNSEL INC. | History | Closed out | 0 | 0 | — | 0.05% | — | -17,476 | -100.0% | Q3 2026 | Oct 14, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,829 | -100.0% | Q3 2026 | Oct 13, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 37 | 0 | — | — | — | +7 | 23.33% | Q3 2026 | Oct 29, 2026 |
| FMR LLC | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Legacies Wealth LLC | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |