Northern Lights Fund Trust IV - BLES
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 167,540 | 7,238 | 0.0% | 0.0% | 1 | +6,202 | 3.84% | Q4 2025 | Feb 11, 2026 |
| CWM, LLC | History | Added to | 152,655 | 6,596 | 0.02% | 0.02% | 2 | +9,634 | 6.74% | Q4 2025 | Jan 26, 2026 |
| OneAscent Financial Services LLC | History | Added to | 135,878 | 5,870 | 0.54% | 0.58% | 3 | +25,154 | 22.72% | Q4 2025 | Feb 11, 2026 |
| UBS Group AG | History | Reduced | 121,237 | 5,238 | 0.0% | 0.0% | 4 | -164 | -0.14% | Q4 2025 | Jan 29, 2026 |
| Inspire Advisors, LLC | History | Reduced | 114,951 | 4,966 | 0.46% | 0.48% | 5 | -2,328 | -1.99% | Q4 2025 | Feb 13, 2026 |
| ASSETMARK, INC | History | Added to | 112,167 | 4,846 | 0.01% | 0.01% | 6 | +3,749 | 3.46% | Q4 2025 | Jan 23, 2026 |
| Atria Investments, Inc | History | Added to | 103,378 | 4,466 | 0.05% | 0.05% | 7 | +4,860 | 4.93% | Q4 2025 | Feb 05, 2026 |
| Sowell Financial Services LLC | History | Reduced | 91,339 | 3,946 | 0.14% | 0.15% | 8 | -450 | -0.49% | Q4 2025 | Jan 21, 2026 |
| AlphaStar Capital Management, LLC | History | Added to | 84,566 | 3,653 | 0.27% | 0.29% | 9 | +6,210 | 7.93% | Q4 2025 | Feb 02, 2026 |
| GTS SECURITIES LLC | History | Added to | 70,880 | 3,062 | 0.1% | 0.07% | 10 | +26,756 | 60.64% | Q4 2025 | Feb 13, 2026 |
| Frontier Asset Management, LLC | History | Reduced | 62,686 | 2,708 | 0.63% | 0.7% | 11 | -3,399 | -5.14% | Q4 2025 | Feb 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 58,466 | 2,526 | 0.0% | 0.0% | 12 | +5,790 | 10.99% | Q4 2025 | Feb 10, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 48,816 | 2,109 | 0.11% | 0.08% | 13 | +17,776 | 57.27% | Q4 2025 | Jan 26, 2026 |
| Range Financial Group LLC | History | Reduced | 44,946 | 1,942 | 0.67% | 0.7% | 14 | -653 | -1.43% | Q4 2025 | Jan 15, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 33,664 | 1,454 | 0.09% | 0.07% | 15 | +8,101 | 31.69% | Q4 2025 | Feb 06, 2026 |
| Keel Point, LLC | History | Reduced | 33,474 | 1,446 | 0.09% | 0.09% | 16 | -916 | -2.66% | Q4 2025 | Feb 12, 2026 |
| Inspire Investing, LLC | History | Reduced | 31,964 | 1,381 | 0.12% | 0.13% | 17 | -38 | -0.12% | Q4 2025 | Feb 17, 2026 |
| Strategic Equity Management | History | Added to | 28,153 | 1,216 | 0.41% | 0.42% | 18 | +1,271 | 4.73% | Q4 2025 | Feb 09, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 23,800 | 1,028 | 0.0% | 0.0% | 20 | +4,728 | 24.79% | Q4 2025 | Feb 06, 2026 |
| Cetera Investment Advisers | History | Added to | 23,811 | 1,028 | 0.0% | 0.0% | 19 | +880 | 3.84% | Q4 2025 | Feb 17, 2026 |
| MONEYWISE, INC. | History | Added to | 23,086 | 997 | 0.41% | 0.43% | 21 | +531 | 2.35% | Q4 2025 | Feb 05, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 21,103 | 911 | 0.0% | 0.0% | 22 | +1,293 | 6.53% | Q4 2025 | Feb 11, 2026 |
| Ridgeline Wealth, LLC | History | Added to | 20,761 | 897 | 0.62% | 0.62% | 23 | +950 | 4.8% | Q4 2025 | Jan 08, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 18,178 | 785 | 0.0% | 0.0% | 24 | -1,199 | -6.19% | Q4 2025 | Feb 05, 2026 |
| AMARILLO NATIONAL BANK | History | No change | 17,644 | 762 | 0.13% | 0.13% | 25 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 16,849 | 728 | 0.0% | 0.0% | 26 | -9,911 | -37.04% | Q4 2025 | Feb 18, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 14,492 | 626 | 0.0% | 0.0% | 27 | +914 | 6.73% | Q4 2025 | Feb 12, 2026 |
| VICUS CAPITAL | History | Reduced | 13,984 | 604 | 0.05% | 0.05% | 28 | -127 | -0.9% | Q4 2025 | Jan 22, 2026 |
| Harvest Investment Services, LLC | History | Reduced | 13,839 | 597 | 0.11% | 0.12% | 29 | -358 | -2.52% | Q4 2025 | Feb 17, 2026 |
| Sterling Investment Advisors, Ltd. | History | No change | 11,475 | 495 | 0.09% | 0.09% | 30 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Turning Point Benefit Group, Inc. | History | Added to | 11,159 | 482 | 0.25% | 0.15% | 31 | +5,349 | 92.07% | Q4 2025 | Jan 30, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Reduced | 10,597 | 461 | 0.03% | 0.03% | 32 | -17 | -0.16% | Q4 2025 | Jan 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 9,428 | 407 | 0.0% | 0.0% | 33 | -10,876 | -53.57% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 7,550 | 326 | 0.0% | — | 34 | +7,550 | New | Q4 2025 | Feb 17, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 6,946 | 300 | 0.01% | 0.02% | 35 | -5,007 | -41.89% | Q4 2025 | Feb 06, 2026 |
| Belpointe Asset Management LLC | History | New | 6,725 | 290 | 0.01% | — | 36 | +6,725 | New | Q4 2025 | Jan 27, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Added to | 6,627 | 286 | 0.05% | 0.04% | 37 | +743 | 12.63% | Q4 2025 | Feb 17, 2026 |
| Legacy Wealth Asset Management, LLC | History | Reduced | 6,528 | 282 | 0.07% | 0.07% | 38 | -256 | -3.77% | Q4 2025 | Jan 12, 2026 |
| HOWE & RUSLING INC | History | No change | 6,522 | 281 | 0.02% | 0.02% | 39 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Strategic Blueprint, LLC | History | Reduced | 6,332 | 273 | 0.02% | 0.01% | 40 | -380 | -5.66% | Q4 2025 | Jan 30, 2026 |
| Revisor Wealth Management LLC | History | New | 5,744 | 260 | 0.07% | — | 41 | +5,744 | New | Q4 2025 | Jan 27, 2026 |
| SageOak Financial, LLC | History | No change | 5,719 | 247 | 0.18% | 0.18% | 42 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Arlington Capital Management, Inc. | History | New | 5,493 | 237 | 0.15% | — | 43 | +5,493 | New | Q4 2025 | Jan 06, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 5,387 | 232 | 0.0% | 0.0% | 44 | +398 | 7.98% | Q4 2025 | Feb 12, 2026 |
| Focus Financial Network, Inc. | History | Reduced | 5,253 | 226 | 0.01% | 0.01% | 45 | -1,359 | -20.55% | Q4 2025 | Jan 12, 2026 |
| Independent Advisor Alliance | History | New | 5,225 | 225 | 0.01% | — | 46 | +5,225 | New | Q4 2025 | Feb 04, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | New | 5,086 | 219 | 0.0% | — | 47 | +5,086 | New | Q4 2025 | Feb 17, 2026 |
| Well Done, LLC | History | Reduced | 5,021 | 216 | 0.03% | 0.04% | 48 | -78 | -1.53% | Q4 2025 | Jan 13, 2026 |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | History | New | 4,759 | 205 | 0.07% | — | 49 | +4,759 | New | Q4 2025 | Feb 12, 2026 |
| Swisher Financial Concepts, Inc. | History | New | 4,640 | 200 | 0.11% | — | 50 | +4,640 | New | Q4 2025 | Feb 10, 2026 |
| Cresta Advisors, Ltd. | History | New | 3,502 | 151 | 0.06% | — | 51 | +3,502 | New | Q4 2025 | Feb 03, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 2,581 | 111 | 0.0% | 0.0% | 52 | +923 | 55.67% | Q4 2025 | Jan 28, 2026 |
| AE Wealth Management LLC | History | Reduced | 2,441 | 105 | 0.0% | 0.0% | 53 | -8 | -0.33% | Q4 2025 | Jan 26, 2026 |
| Sound Income Strategies, LLC | History | New | 1,115 | 50 | 0.0% | — | 54 | +1,115 | New | Q4 2025 | Jan 21, 2026 |
| CX Institutional | History | Added to | 1,160 | 50 | 0.0% | 0.0% | 55 | +965 | 494.87% | Q4 2025 | Feb 02, 2026 |
| Arax Advisory Partners | History | New | 1,015 | 43 | 0.0% | — | 56 | +1,015 | New | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 801 | 34 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| NewEdge Advisors, LLC | History | No change | 750 | 32 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Glen Eagle Advisors, LLC | History | Added to | 611 | 26 | 0.0% | 0.0% | 59 | +5 | 0.83% | Q4 2025 | Feb 13, 2026 |
| PRIVATE TRUST CO NA | History | No change | 400 | 17 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Winch Advisory Services, LLC | History | Added to | 238 | 10 | 0.0% | 0.0% | 61 | +2 | 0.85% | Q4 2025 | Feb 03, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 75 | 3 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 49 | 2 | 0.0% | — | 63 | +49 | New | Q4 2025 | Feb 09, 2026 |
| FMR LLC | History | No change | 25 | 1 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -19,387 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,931 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Whitaker-Myers Wealth Managers, LTD. | History | Closed out | 0 | 0 | — | 0.08% | — | -8,457 | -100.0% | Q3 2025 | Oct 16, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,298 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HHM Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -5,225 | -100.0% | Q3 2025 | Oct 29, 2025 |
| LGT Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -1,402 | -100.0% | Q3 2025 | Nov 17, 2025 |
| Clarity Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -820 | -100.0% | Q3 2025 | Oct 27, 2025 |
| MORGAN STANLEY | History | Reduced | 1 | 0 | — | 0.0% | — | -48 | -97.96% | Q4 2025 | Feb 13, 2026 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30 | -100.0% | Q3 2025 | Dec 15, 2025 |