Northern Lights Fund Trust IV - BLES
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 167,608 | 7,434 | 0.0% | 0.0% | 1 | +68 | 0.04% | Q1 2026 | May 06, 2026 |
| CWM, LLC | History | Reduced | 135,364 | 6,003 | 0.02% | 0.02% | 2 | -17,291 | -11.33% | Q1 2026 | May 14, 2026 |
| OneAscent Financial Services LLC | History | Reduced | 129,851 | 5,759 | 0.31% | 0.54% | 3 | -6,027 | -4.44% | Q1 2026 | Apr 21, 2026 |
| UBS Group AG | History | Added to | 121,991 | 5,410 | 0.0% | 0.0% | 4 | +754 | 0.62% | Q1 2026 | May 05, 2026 |
| ASSETMARK, INC | History | Added to | 114,772 | 5,090 | 0.01% | 0.01% | 5 | +2,605 | 2.32% | Q1 2026 | May 06, 2026 |
| Sowell Financial Services LLC | History | Added to | 103,260 | 4,580 | 0.17% | 0.14% | 6 | +11,921 | 13.05% | Q1 2026 | Apr 20, 2026 |
| Atria Investments, Inc | History | Reduced | 98,221 | 4,356 | 0.05% | 0.05% | 7 | -5,157 | -4.99% | Q1 2026 | May 05, 2026 |
| AlphaStar Capital Management, LLC | History | Added to | 88,634 | 3,931 | 0.29% | 0.27% | 8 | +4,068 | 4.81% | Q1 2026 | Apr 15, 2026 |
| Inspire Advisors, LLC | History | Reduced | 78,658 | 3,488 | 0.28% | 0.46% | 9 | -36,293 | -31.57% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 61,996 | 2,749 | 0.0% | 0.0% | 10 | +3,530 | 6.04% | Q1 2026 | May 04, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 60,122 | 2,666 | 0.14% | 0.11% | 11 | +11,306 | 23.16% | Q1 2026 | Apr 15, 2026 |
| Frontier Asset Management, LLC | History | Reduced | 56,269 | 2,495 | 0.52% | 0.63% | 12 | -6,417 | -10.24% | Q1 2026 | May 06, 2026 |
| Range Financial Group LLC | History | Reduced | 40,796 | 1,809 | 0.61% | 0.67% | 13 | -4,150 | -9.23% | Q1 2026 | Apr 30, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 37,363 | 1,657 | 0.1% | 0.09% | 14 | +3,699 | 10.99% | Q1 2026 | Apr 13, 2026 |
| Keel Point, LLC | History | No change | 33,474 | 1,446 | 0.09% | 0.09% | 15 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Inspire Investing, LLC | History | Reduced | 31,478 | 1,396 | 0.11% | 0.12% | 16 | -486 | -1.52% | Q1 2026 | Apr 23, 2026 |
| Cetera Investment Advisers | History | Added to | 28,312 | 1,255 | 0.0% | 0.0% | 17 | +4,501 | 18.9% | Q1 2026 | May 13, 2026 |
| Strategic Equity Management | History | Reduced | 28,008 | 1,242 | 0.47% | 0.41% | 18 | -145 | -0.52% | Q1 2026 | Apr 21, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 26,718 | 1,185 | 0.01% | 0.0% | 19 | +2,918 | 12.26% | Q1 2026 | Apr 29, 2026 |
| MONEYWISE, INC. | History | Added to | 23,218 | 1,029 | 0.45% | 0.41% | 20 | +132 | 0.57% | Q1 2026 | Apr 27, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 20,332 | 879 | 0.0% | 0.0% | 21 | -771 | -3.65% | Q1 2026 | May 13, 2026 |
| Ridgeline Wealth, LLC | History | Reduced | 19,613 | 869 | 0.62% | 0.62% | 22 | -1,148 | -5.53% | Q1 2026 | Apr 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 19,128 | 848 | 0.0% | 0.0% | 23 | +950 | 5.23% | Q1 2026 | Apr 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 18,846 | 835 | 0.0% | 0.0% | 24 | +1,997 | 11.85% | Q1 2026 | May 14, 2026 |
| AMARILLO NATIONAL BANK | History | No change | 17,644 | 782 | 0.14% | 0.13% | 25 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Independent Advisor Alliance | History | Added to | 15,665 | 694 | 0.01% | 0.01% | 26 | +10,440 | 199.81% | Q1 2026 | May 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 14,316 | 634 | 0.0% | 0.0% | 27 | -176 | -1.21% | Q1 2026 | Apr 27, 2026 |
| Arlington Capital Management, Inc. | History | Added to | 13,849 | 614 | 0.35% | 0.15% | 28 | +8,356 | 152.12% | Q1 2026 | May 01, 2026 |
| Revisor Wealth Management LLC | History | Added to | 13,771 | 612 | 0.17% | 0.07% | 29 | +8,027 | 139.75% | Q1 2026 | Apr 27, 2026 |
| VICUS CAPITAL | History | Reduced | 13,204 | 585 | 0.04% | 0.05% | 30 | -780 | -5.58% | Q1 2026 | Apr 22, 2026 |
| Tulsa Wealth Advisors, INC | History | New | 12,441 | 551 | 0.1% | — | 31 | +12,441 | New | Q1 2026 | May 11, 2026 |
| Sterling Investment Advisors, Ltd. | History | Reduced | 10,925 | 484 | 0.09% | 0.09% | 32 | -550 | -4.79% | Q1 2026 | May 04, 2026 |
| JANE STREET GROUP, LLC | History | New | 10,902 | 483 | 0.0% | — | 33 | +10,902 | New | Q1 2026 | May 12, 2026 |
| RFG Advisory, LLC | History | New | 10,498 | 465 | 0.01% | — | 34 | +10,498 | New | Q1 2026 | Apr 17, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 10,091 | 447 | 0.01% | 0.01% | 35 | +620 | 6.55% | Q1 2026 | May 15, 2026 |
| Harvest Investment Services, LLC | History | Reduced | 9,779 | 433 | 0.08% | 0.11% | 36 | -4,060 | -29.34% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 9,652 | 428 | 0.0% | 0.0% | 37 | +224 | 2.38% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 8,819 | 391 | 0.0% | 0.0% | 38 | +1,269 | 16.81% | Q1 2026 | May 15, 2026 |
| Turning Point Benefit Group, Inc. | History | Reduced | 7,556 | 337 | 0.21% | 0.25% | 39 | -3,603 | -32.29% | Q1 2026 | May 12, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Added to | 7,543 | 334 | 0.05% | 0.05% | 41 | +916 | 13.82% | Q1 2026 | May 08, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 7,547 | 334 | 0.01% | 0.01% | 40 | +601 | 8.65% | Q1 2026 | May 15, 2026 |
| Belpointe Asset Management LLC | History | Added to | 7,179 | 318 | 0.01% | 0.01% | 42 | +454 | 6.75% | Q1 2026 | Apr 28, 2026 |
| GTS SECURITIES LLC | History | Reduced | 6,903 | 306 | 0.01% | 0.1% | 43 | -63,977 | -90.26% | Q1 2026 | May 14, 2026 |
| Legacy Wealth Asset Management, LLC | History | Added to | 6,535 | 289 | 0.07% | 0.07% | 45 | +7 | 0.11% | Q1 2026 | Apr 08, 2026 |
| HOWE & RUSLING INC | History | No change | 6,522 | 289 | 0.02% | 0.02% | 44 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Strategic Blueprint, LLC | History | No change | 6,332 | 280 | 0.02% | 0.02% | 46 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 6,207 | 275 | 0.0% | 0.0% | 47 | +820 | 15.22% | Q1 2026 | May 13, 2026 |
| SageOak Financial, LLC | History | No change | 5,719 | 253 | 0.18% | 0.18% | 48 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 5,581 | 248 | 0.01% | — | 49 | +5,581 | New | Q1 2026 | May 15, 2026 |
| Focus Financial Network, Inc. | History | No change | 5,253 | 233 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Well Done, LLC | History | Reduced | 4,997 | 221 | 0.03% | 0.03% | 51 | -24 | -0.48% | Q1 2026 | Apr 14, 2026 |
| Gateway Wealth Partners, LLC | History | New | 4,829 | 214 | 0.01% | — | 52 | +4,829 | New | Q1 2026 | May 15, 2026 |
| Swisher Financial Concepts, Inc. | History | No change | 4,640 | 205 | 0.11% | 0.11% | 53 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Focus Partners Wealth | History | New | 4,605 | 204 | 0.0% | — | 54 | +4,605 | New | Q1 2026 | May 14, 2026 |
| Community Financial Services Group, LLC | History | New | 3,737 | 166 | 0.03% | — | 55 | +3,737 | New | Q1 2026 | Apr 08, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 3,468 | 153 | 0.0% | 0.0% | 56 | +887 | 34.37% | Q1 2026 | May 04, 2026 |
| AE Wealth Management LLC | History | Added to | 2,823 | 125 | 0.0% | 0.0% | 57 | +382 | 15.65% | Q1 2026 | May 13, 2026 |
| CoreCap Advisors, LLC | History | New | 1,233 | 54 | 0.0% | — | 58 | +1,233 | New | Q1 2026 | Apr 07, 2026 |
| Arax Advisory Partners | History | No change | 1,015 | 45 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Root Financial Partners, LLC | History | New | 726 | 32 | 0.0% | — | 60 | +726 | New | Q1 2026 | Apr 24, 2026 |
| Glen Eagle Advisors, LLC | History | Added to | 656 | 29 | 0.0% | 0.0% | 61 | +45 | 7.36% | Q1 2026 | May 15, 2026 |
| Western Wealth Management, LLC | History | New | 500 | 22 | 0.0% | — | 62 | +500 | New | Q1 2026 | May 19, 2026 |
| PRIVATE TRUST CO NA | History | No change | 400 | 17 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| TopTier Wealth Management, LLC | History | New | 368 | 16 | 0.01% | — | 64 | +368 | New | Q1 2026 | May 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 307 | 13 | 0.0% | 0.0% | 65 | -494 | -61.67% | Q1 2026 | May 15, 2026 |
| AdvisorNet Financial, Inc | History | New | 301 | 13 | 0.0% | — | 66 | +301 | New | Q1 2026 | Apr 17, 2026 |
| Winch Advisory Services, LLC | History | No change | 238 | 10 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| TD Waterhouse Canada Inc. | History | New | 100 | 4 | 0.0% | — | 68 | +100 | New | Q1 2026 | May 12, 2026 |
| FMR LLC | History | Added to | 78 | 3 | 0.0% | 0.0% | 69 | +53 | 212.0% | Q1 2026 | May 15, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 75 | 3 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 49 | 2 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| FNY Investment Advisers, LLC | History | New | 30 | 1 | 0.0% | — | 73 | +30 | New | Q1 2026 | Apr 15, 2026 |
| MORGAN STANLEY | History | Added to | 26 | 1 | 0.0% | — | 72 | +25 | 2500.0% | Q1 2026 | May 15, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Closed out | 0 | 0 | — | 0.03% | — | -10,597 | -100.0% | Q1 2026 | Apr 20, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -5,086 | -100.0% | Q1 2026 | May 14, 2026 |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -4,759 | -100.0% | Q1 2026 | May 12, 2026 |
| Cresta Advisors, Ltd. | History | Closed out | 0 | 0 | — | 0.06% | — | -3,502 | -100.0% | Q1 2026 | Apr 27, 2026 |
| CX Institutional | History | Closed out | 0 | 0 | — | 0.0% | — | -1,160 | -100.0% | Q1 2026 | Apr 06, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,115 | -100.0% | Q1 2026 | Apr 27, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -750 | -100.0% | Q1 2026 | May 15, 2026 |
| Blue Trust, Inc. | History | New | 17 | 0 | — | — | — | +17 | New | Q1 2026 | Apr 20, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 11, 2026 |