Northern Lights Fund Trust IV - BLES
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 251,044 | 11,972 | 0.0% | 0.0% | 1 | +83,436 | 49.78% | Q2 2026 | Aug 07, 2026 |
| CWM, LLC | History | No change | 135,364 | 6,003 | 0.02% | 0.02% | 2 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Reduced | 121,773 | 5,807 | 0.0% | 0.0% | 3 | -218 | -0.18% | Q2 2026 | Aug 13, 2026 |
| ASSETMARK, INC | History | Added to | 116,923 | 5,576 | 0.01% | 0.01% | 4 | +2,151 | 1.87% | Q2 2026 | Jul 30, 2026 |
| Sowell Financial Services LLC | History | Added to | 116,092 | 5,536 | 0.18% | 0.17% | 5 | +12,832 | 12.43% | Q2 2026 | Jul 17, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 104,035 | 4,961 | 0.24% | 0.1% | 6 | +66,672 | 178.44% | Q2 2026 | Jul 28, 2026 |
| AlphaStar Capital Management, LLC | History | Added to | 94,102 | 4,487 | 0.29% | 0.29% | 7 | +5,468 | 6.17% | Q2 2026 | Jul 30, 2026 |
| Inspire Advisors, LLC | History | Reduced | 74,232 | 3,539 | 0.25% | 0.28% | 8 | -4,426 | -5.63% | Q2 2026 | Aug 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 63,418 | 3,024 | 0.0% | 0.0% | 9 | +1,422 | 2.29% | Q2 2026 | Sep 23, 2026 |
| Frontier Asset Management, LLC | History | Added to | 56,335 | 2,686 | 0.48% | 0.52% | 10 | +66 | 0.12% | Q2 2026 | Aug 06, 2026 |
| CARLSON FINANCIAL, INC. | History | Reduced | 51,333 | 2,448 | 1.25% | 1.34% | 11 | -81 | -0.16% | Q2 2026 | Aug 24, 2026 |
| CITADEL ADVISORS LLC | History | New | 44,198 | 2,107 | 0.0% | — | 12 | +44,198 | New | Q2 2026 | Sep 02, 2026 |
| Range Financial Group LLC | History | Reduced | 37,034 | 1,766 | 0.48% | 0.61% | 13 | -3,762 | -9.22% | Q2 2026 | Jul 15, 2026 |
| Keel Point, LLC | History | Reduced | 32,402 | 1,545 | 0.09% | 0.1% | 14 | -83 | -0.26% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Added to | 29,934 | 1,427 | 0.0% | 0.0% | 15 | +1,622 | 5.73% | Q2 2026 | Aug 12, 2026 |
| Strategic Equity Management | History | Added to | 28,077 | 1,338 | 0.45% | 0.47% | 16 | +69 | 0.25% | Q2 2026 | Aug 10, 2026 |
| Inspire Investing, LLC | History | Reduced | 25,754 | 1,228 | 0.05% | 0.11% | 17 | -5,724 | -18.18% | Q2 2026 | Aug 12, 2026 |
| MONEYWISE, INC. | History | Added to | 23,673 | 1,128 | 0.42% | 0.45% | 18 | +455 | 1.96% | Q2 2026 | Jul 21, 2026 |
| Revisor Wealth Management LLC | History | Added to | 21,862 | 1,051 | 0.25% | 0.17% | 19 | +8,091 | 58.75% | Q2 2026 | Jul 21, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 21,020 | 1,002 | 0.0% | 0.01% | 20 | -5,698 | -21.33% | Q2 2026 | Sep 23, 2026 |
| OneAscent Financial Services LLC | History | Reduced | 20,807 | 992 | 0.05% | 0.31% | 21 | -109,044 | -83.98% | Q2 2026 | Aug 11, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 20,752 | 985 | 0.0% | 0.0% | 22 | +420 | 2.07% | Q2 2026 | Aug 12, 2026 |
| Ridgeline Wealth, LLC | History | Added to | 20,094 | 958 | 0.56% | 0.62% | 23 | +481 | 2.45% | Q2 2026 | Jul 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 19,350 | 923 | 0.0% | 0.0% | 24 | +222 | 1.16% | Q2 2026 | Jul 27, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 18,970 | 904 | 0.0% | 0.0% | 25 | +124 | 0.66% | Q2 2026 | Aug 14, 2026 |
| AMARILLO NATIONAL BANK | History | No change | 17,644 | 841 | 0.13% | 0.14% | 26 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Turning Point Benefit Group, Inc. | History | Added to | 15,932 | 758 | 0.33% | 0.21% | 27 | +8,376 | 110.85% | Q2 2026 | Jul 23, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 14,270 | 680 | 0.0% | 0.0% | 28 | -46 | -0.32% | Q2 2026 | Jul 29, 2026 |
| Tulsa Wealth Advisors, INC | History | Added to | 14,090 | 671 | 0.09% | 0.1% | 29 | +1,649 | 13.25% | Q2 2026 | Aug 06, 2026 |
| VICUS CAPITAL | History | Added to | 13,819 | 659 | 0.04% | 0.04% | 30 | +615 | 4.66% | Q2 2026 | Aug 05, 2026 |
| Sterling Investment Advisors, Ltd. | History | No change | 10,925 | 521 | 0.09% | 0.09% | 31 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 10,887 | 519 | 0.01% | 0.01% | 32 | +796 | 7.89% | Q2 2026 | Jul 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 9,656 | 460 | 0.0% | 0.0% | 33 | +837 | 9.49% | Q2 2026 | Aug 14, 2026 |
| Harvest Investment Services, LLC | History | Reduced | 9,253 | 441 | 0.07% | 0.08% | 34 | -526 | -5.38% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 8,160 | 389 | 0.0% | 0.0% | 35 | -1,492 | -15.46% | Q2 2026 | Aug 14, 2026 |
| RFG Advisory, LLC | History | Reduced | 7,701 | 367 | 0.01% | 0.01% | 36 | -2,797 | -26.64% | Q2 2026 | Jul 15, 2026 |
| GTS SECURITIES LLC | History | Added to | 7,582 | 361 | 0.01% | 0.01% | 37 | +679 | 9.84% | Q2 2026 | Aug 14, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 7,485 | 356 | 0.04% | 0.05% | 38 | -58 | -0.77% | Q2 2026 | Aug 11, 2026 |
| Belpointe Asset Management LLC | History | Added to | 7,204 | 343 | 0.01% | 0.01% | 39 | +25 | 0.35% | Q2 2026 | Jul 31, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 6,670 | 318 | 0.01% | 0.01% | 40 | -877 | -11.62% | Q2 2026 | Jul 24, 2026 |
| Legacy Wealth Asset Management, LLC | History | Added to | 6,536 | 311 | 0.07% | 0.07% | 42 | +1 | 0.02% | Q2 2026 | Jul 09, 2026 |
| HOWE & RUSLING INC | History | No change | 6,522 | 311 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 6,154 | 293 | 0.0% | 0.0% | 43 | -4,748 | -43.55% | Q2 2026 | Aug 14, 2026 |
| Strategic Blueprint, LLC | History | Reduced | 6,007 | 286 | 0.01% | 0.02% | 44 | -325 | -5.13% | Q2 2026 | Jul 23, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Reduced | 5,984 | 285 | 0.0% | 0.0% | 45 | -223 | -3.59% | Q2 2026 | Aug 04, 2026 |
| SageOak Financial, LLC | History | No change | 5,719 | 272 | 0.18% | 0.18% | 46 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Focus Financial Network, Inc. | History | Added to | 5,523 | 265 | 0.01% | 0.01% | 47 | +270 | 5.14% | Q2 2026 | Jul 09, 2026 |
| PFG Advisors | History | New | 4,954 | 236 | 0.01% | — | 48 | +4,954 | New | Q2 2026 | Jul 16, 2026 |
| Well Done, LLC | History | Reduced | 4,796 | 228 | 0.03% | 0.03% | 49 | -201 | -4.02% | Q2 2026 | Jul 24, 2026 |
| Focus Partners Wealth | History | No change | 4,605 | 219 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Independent Advisor Alliance | History | Reduced | 4,220 | 201 | 0.0% | 0.01% | 51 | -11,445 | -73.06% | Q2 2026 | Aug 12, 2026 |
| Swisher Financial Concepts, Inc. | History | Reduced | 3,740 | 178 | 0.11% | 0.11% | 53 | -900 | -19.4% | Q2 2026 | Aug 06, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 3,736 | 178 | 0.0% | 0.0% | 52 | +268 | 7.73% | Q2 2026 | Aug 06, 2026 |
| Community Financial Services Group, LLC | History | Reduced | 3,714 | 176 | 0.03% | 0.03% | 54 | -23 | -0.62% | Q2 2026 | Jul 09, 2026 |
| Ameritas Advisory Services, LLC | History | New | 2,636 | 125 | 0.0% | — | 55 | +2,636 | New | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Added to | 2,176 | 103 | 0.0% | 0.0% | 56 | +2,150 | 8269.23% | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | Reduced | 1,965 | 93 | 0.0% | 0.0% | 57 | -858 | -30.39% | Q2 2026 | Aug 03, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 1,871 | 89 | 0.0% | — | 58 | +1,871 | New | Q2 2026 | Aug 13, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,233 | 58 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| Arax Advisory Partners | History | Added to | 1,017 | 48 | 0.0% | 0.0% | 60 | +2 | 0.2% | Q2 2026 | Aug 10, 2026 |
| Glen Eagle Advisors, LLC | History | Added to | 746 | 35 | 0.0% | 0.0% | 62 | +90 | 13.72% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 750 | 35 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Continuum Advisory, LLC | History | New | 658 | 31 | 0.0% | — | 63 | +658 | New | Q2 2026 | Aug 06, 2026 |
| PRIVATE TRUST CO NA | History | No change | 400 | 19 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Keating Financial Advisory Services, Inc. | History | Added to | 313 | 14 | 0.0% | 0.0% | 66 | +264 | 538.78% | Q2 2026 | Aug 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 307 | 14 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Winch Advisory Services, LLC | History | No change | 238 | 11 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| AdvisorNet Financial, Inc | History | Reduced | 192 | 9 | 0.0% | 0.0% | 68 | -109 | -36.21% | Q2 2026 | Jul 23, 2026 |
| Institute for Wealth Management, LLC. | History | New | 162 | 7 | 0.0% | — | 69 | +162 | New | Q2 2026 | Jul 28, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 100 | 4 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| FMR LLC | History | Reduced | 76 | 3 | 0.0% | 0.0% | 71 | -2 | -2.56% | Q2 2026 | Aug 13, 2026 |
| Ameritas Investment Partners, Inc. | History | Reduced | 50 | 2 | 0.0% | 0.0% | 72 | -25 | -33.33% | Q2 2026 | Aug 13, 2026 |
| FNY Investment Advisers, LLC | History | No change | 30 | 1 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.05% | — | -98,221 | -100.0% | Q2 2026 | Jul 28, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Closed out | 0 | 0 | — | 0.14% | — | -60,122 | -100.0% | Q2 2026 | Jul 23, 2026 |
| Arlington Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.35% | — | -13,849 | -100.0% | Q2 2026 | Jul 24, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,581 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Gateway Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,829 | -100.0% | Q2 2026 | Aug 04, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -726 | -100.0% | Q2 2026 | Jul 29, 2026 |
| TopTier Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -368 | -100.0% | Q2 2026 | Jul 14, 2026 |
| Main Street Group, LTD | History | New | 18 | 0 | — | — | — | +18 | New | Q2 2026 | Jul 13, 2026 |
| IFP Advisors, Inc | History | New | 3 | 0 | — | — | — | +3 | New | Q2 2026 | Jul 20, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Blue Trust, Inc. | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |