FIRST TRUST EXCHANGE-TRADED FUND IV - CAAA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STAR Financial Bank | History | Added to | 551,112 | 11,187 | 5.28% | 4.62% | 1 | +110,073 | 24.96% | Q1 2026 | May 08, 2026 |
| Prospera Financial Services Inc | History | Reduced | 287,744 | 5,841 | 0.09% | 0.1% | 2 | -9,195 | -3.1% | Q1 2026 | Apr 14, 2026 |
| Platform Technology Partners | History | Added to | 94,307 | 1,914 | 0.37% | 0.26% | 3 | +34,737 | 58.31% | Q1 2026 | Apr 27, 2026 |
| Kestra Advisory Services, LLC | History | New | 85,910 | 1,743 | 0.01% | — | 4 | +85,910 | New | Q1 2026 | Apr 30, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 67,790 | 1,376 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 63,228 | 1,284 | 0.01% | 0.02% | 6 | -12,380 | -16.37% | Q1 2026 | Apr 07, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 55,744 | 1,131 | 0.0% | 0.0% | 7 | +20,126 | 56.51% | Q1 2026 | May 15, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | History | Reduced | 30,359 | 616 | 0.08% | 0.08% | 8 | -34 | -0.11% | Q1 2026 | Apr 08, 2026 |
| Belpointe Asset Management LLC | History | Added to | 28,007 | 568 | 0.02% | 0.02% | 9 | +6,237 | 28.65% | Q1 2026 | Apr 28, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 23,056 | 468 | 0.01% | 0.03% | 10 | -16,052 | -41.05% | Q1 2026 | May 15, 2026 |
| Fearless Solutions, LLC dba Best Invest | History | Added to | 21,912 | 444 | 0.27% | 0.13% | 11 | +11,417 | 108.79% | Q1 2026 | Apr 21, 2026 |
| JANE STREET GROUP, LLC | History | New | 13,568 | 275 | 0.0% | — | 12 | +13,568 | New | Q1 2026 | May 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 13,134 | 266 | 0.0% | — | 13 | +13,134 | New | Q1 2026 | Apr 27, 2026 |
| United Advisor Group, LLC | History | New | 9,876 | 200 | 0.02% | — | 14 | +9,876 | New | Q1 2026 | Apr 17, 2026 |
| Ashton Thomas Private Wealth, LLC | History | No change | 9,818 | 199 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 5,020 | 101 | 0.0% | 0.0% | 16 | +2,058 | 69.48% | Q1 2026 | May 15, 2026 |
| Financial Network Wealth Advisors LLC | History | Added to | 3,426 | 69 | 0.07% | 0.02% | 17 | +2,339 | 215.18% | Q1 2026 | May 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 3,000 | 60 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 968 | 19 | 0.0% | 0.0% | 19 | -266 | -21.56% | Q1 2026 | May 15, 2026 |
| Integrated Advisors Network LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -67,470 | -100.0% | Q1 2026 | Apr 28, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,800 | -100.0% | Q1 2026 | May 01, 2026 |
| Bank of Jackson Hole Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -244 | -100.0% | Q1 2026 | May 12, 2026 |
| UBS Group AG | History | Reduced | 12 | 0 | — | 0.0% | — | -127 | -91.37% | Q1 2026 | May 05, 2026 |
| Rossby Financial, LCC | History | New | 49 | 0 | — | — | — | +49 | New | Q1 2026 | May 11, 2026 |