Carter Bankshares, Inc. - CARE
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | History | Reduced | 1,678,946 | 33,008 | 0.0% | 0.0% | 1 | -5,119 | -0.3% | Q4 2025 | Feb 12, 2026 |
| VANGUARD GROUP INC | History | Added to | 1,288,798 | 25,337 | 0.0% | 0.0% | 2 | +4,584 | 0.36% | Q4 2025 | Jan 29, 2026 |
| Fourthstone LLC | History | Added to | 1,236,393 | 24,307 | 4.55% | 3.61% | 3 | +197,850 | 19.05% | Q4 2025 | Feb 13, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 1,123,730 | 22,092 | 0.0% | 0.0% | 4 | -6,325 | -0.56% | Q4 2025 | Feb 12, 2026 |
| STATE STREET CORP | History | Reduced | 517,341 | 10,170 | 0.0% | 0.0% | 5 | -9,554 | -1.81% | Q4 2025 | Feb 13, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 508,322 | 9,995 | 0.0% | 0.0% | 6 | -21,126 | -3.99% | Q4 2025 | Feb 09, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 473,787 | 9,314 | 0.0% | 0.0% | 7 | +60,586 | 14.66% | Q4 2025 | Feb 13, 2026 |
| KENNEDY CAPITAL MANAGEMENT LLC | History | Added to | 441,281 | 8,675 | 0.18% | 0.19% | 8 | +205 | 0.05% | Q4 2025 | Feb 13, 2026 |
| MALTESE CAPITAL MANAGEMENT LLC | History | Added to | 395,800 | 7,781 | 1.38% | 1.08% | 9 | +26,800 | 7.26% | Q4 2025 | Feb 17, 2026 |
| Petiole USA ltd | History | No change | 386,873 | 7,605 | 4.93% | 5.19% | 10 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 300,553 | 5,908 | 0.0% | 0.0% | 11 | +29,924 | 11.06% | Q4 2025 | Mar 25, 2026 |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | History | No change | 191,238 | 3,759 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Huber Capital Management LLC | History | Added to | 191,053 | 3,756 | 0.55% | 0.59% | 13 | +500 | 0.26% | Q4 2025 | Feb 13, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 171,293 | 3,367 | 0.0% | 0.0% | 14 | -11,056 | -6.06% | Q4 2025 | Feb 17, 2026 |
| EJF Capital LP | History | Added to | 161,129 | 3,167 | 1.8% | 1.81% | 15 | +624 | 0.39% | Q4 2025 | Feb 17, 2026 |
| Diversified Trust Co | History | Reduced | 131,388 | 2,583 | 0.05% | 0.05% | 16 | -2,710 | -2.02% | Q4 2025 | Jan 09, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Added to | 126,663 | 2,490 | 0.05% | 0.05% | 17 | +17,650 | 16.19% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 126,189 | 2,480 | 0.0% | 0.0% | 18 | -48,056 | -27.58% | Q4 2025 | Feb 13, 2026 |
| MENDON CAPITAL ADVISORS CORP | History | No change | 117,392 | 2,307 | 0.68% | 0.87% | 19 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 104,218 | 2,048 | 0.0% | 0.0% | 20 | -19,436 | -15.72% | Q4 2025 | Feb 17, 2026 |
| Curi Capital, LLC | History | Reduced | 93,295 | 1,834 | 0.03% | 0.03% | 21 | -11 | -0.01% | Q4 2025 | Feb 17, 2026 |
| Squarepoint Ops LLC | History | New | 90,021 | 1,769 | 0.0% | — | 22 | +90,021 | New | Q4 2025 | Feb 13, 2026 |
| Bank of New York Mellon Corp | History | Added to | 88,914 | 1,748 | 0.0% | 0.0% | 23 | +16,515 | 22.81% | Q4 2025 | Feb 10, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 78,518 | 1,543 | 0.0% | 0.0% | 24 | -3,892 | -4.72% | Q4 2025 | Feb 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 65,269 | 1,283 | 0.0% | 0.0% | 25 | -2,356 | -3.48% | Q4 2025 | Feb 13, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Reduced | 64,987 | 1,275 | 0.0% | 0.0% | 26 | -40,335 | -38.3% | Q4 2025 | Feb 10, 2026 |
| Oppenheimer & Close, LLC | History | No change | 62,500 | 1,228 | 0.84% | 0.82% | 27 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| MARTINGALE ASSET MANAGEMENT L P | History | New | 60,484 | 1,189 | 0.03% | — | 28 | +60,484 | New | Q4 2025 | Feb 13, 2026 |
| FIRST MANHATTAN CO. LLC. | History | No change | 60,000 | 1,179 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Trexquant Investment LP | History | Added to | 59,917 | 1,177 | 0.01% | 0.01% | 30 | +11,952 | 24.92% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 55,717 | 1,095 | 0.0% | 0.0% | 31 | -50 | -0.09% | Q4 2025 | Feb 13, 2026 |
| Daytona Street Capital LLC | History | New | 52,536 | 1,032 | 0.8% | — | 32 | +52,536 | New | Q4 2025 | Jan 21, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 47,896 | 941 | 0.0% | 0.0% | 33 | -1 | -0.0% | Q4 2025 | Feb 17, 2026 |
| Nuveen, LLC | History | No change | 47,556 | 934 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | No change | 46,795 | 919 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 46,161 | 907 | 0.0% | 0.0% | 36 | -1,303 | -2.75% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 43,340 | 852 | 0.0% | 0.0% | 37 | -3,058 | -6.59% | Q4 2025 | Feb 17, 2026 |
| D. E. Shaw & Co., Inc. | History | Reduced | 42,616 | 837 | 0.0% | 0.0% | 38 | -32,951 | -43.61% | Q4 2025 | Feb 17, 2026 |
| Creative Planning | History | Added to | 40,224 | 790 | 0.0% | 0.0% | 39 | +3,121 | 8.41% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 39,374 | 774 | 0.0% | 0.0% | 40 | +6,589 | 20.1% | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 38,674 | 760 | 0.0% | 0.0% | 41 | -20,444 | -34.58% | Q4 2025 | Feb 11, 2026 |
| SEI INVESTMENTS CO | History | New | 38,543 | 757 | 0.0% | — | 42 | +38,543 | New | Q4 2025 | Feb 13, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 36,700 | 721 | 0.0% | 0.0% | 43 | +3,700 | 11.21% | Q4 2025 | Feb 12, 2026 |
| UBS Group AG | History | Added to | 35,097 | 690 | 0.0% | 0.0% | 44 | +12,289 | 53.88% | Q4 2025 | Jan 29, 2026 |
| BARCLAYS PLC | History | Added to | 34,902 | 686 | 0.0% | 0.0% | 45 | +2,625 | 8.13% | Q4 2025 | Feb 13, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | Reduced | 33,519 | 658 | 0.0% | 0.01% | 46 | -30,820 | -47.9% | Q4 2025 | Feb 13, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 33,097 | 650 | 0.01% | 0.01% | 47 | -1,000 | -2.93% | Q4 2025 | Feb 09, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 31,470 | 618 | 0.0% | 0.0% | 48 | -276 | -0.87% | Q4 2025 | Feb 17, 2026 |
| GSA CAPITAL PARTNERS LLP | History | New | 31,375 | 617 | 0.05% | — | 49 | +31,375 | New | Q4 2025 | Feb 06, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 31,311 | 615 | 0.0% | 0.0% | 50 | -26,987 | -46.29% | Q4 2025 | Feb 12, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 29,836 | 586 | 0.0% | 0.0% | 51 | -5,250 | -14.96% | Q4 2025 | Feb 13, 2026 |
| Invesco Ltd. | History | Reduced | 28,694 | 564 | 0.0% | 0.0% | 52 | -2,985 | -9.42% | Q4 2025 | Feb 19, 2026 |
| SALZHAUER MICHAEL | History | No change | 27,744 | 545 | 0.22% | 0.26% | 53 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Richard Young Associates, Ltd. | History | New | 26,681 | 524 | 0.41% | — | 54 | +26,681 | New | Q4 2025 | Feb 05, 2026 |
| PRUDENTIAL FINANCIAL INC | History | Reduced | 25,325 | 497 | 0.0% | 0.0% | 55 | -6,945 | -21.52% | Q4 2025 | Feb 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 24,310 | 477 | 0.0% | 0.0% | 56 | -39,327 | -61.8% | Q4 2025 | Feb 17, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 23,490 | 461 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Quantinno Capital Management LP | History | Added to | 22,050 | 433 | 0.0% | 0.0% | 58 | +5,028 | 29.54% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 20,500 | 403 | 0.0% | 0.0% | 59 | -600 | -2.84% | Q4 2025 | Feb 17, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 20,322 | 399 | 0.0% | 0.0% | 60 | +38 | 0.19% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Reduced | 19,947 | 392 | 0.0% | 0.0% | 61 | -1,410 | -6.6% | Q4 2025 | Feb 11, 2026 |
| FRANKLIN RESOURCES INC | History | Reduced | 18,201 | 357 | 0.0% | 0.0% | 62 | -3 | -0.02% | Q4 2025 | Feb 11, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 15,896 | 312 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Polymer Capital Management (US) LLC | History | Added to | 15,460 | 303 | 0.03% | 0.03% | 64 | +2,734 | 21.48% | Q4 2025 | Feb 17, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 13,791 | 272 | 0.0% | 0.0% | 65 | +1,695 | 14.01% | Q4 2025 | Feb 17, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 13,776 | 270 | 0.0% | 0.0% | 66 | -3,720 | -21.26% | Q4 2025 | Feb 02, 2026 |
| Campbell & CO Investment Adviser LLC | History | Reduced | 13,061 | 256 | 0.01% | 0.02% | 67 | -1,942 | -12.94% | Q4 2025 | Feb 12, 2026 |
| Partners in Financial Planning | History | Reduced | 12,862 | 252 | 0.04% | 0.05% | 68 | -1,685 | -11.58% | Q4 2025 | Feb 02, 2026 |
| MetLife Investment Management, LLC | History | Reduced | 11,371 | 223 | 0.0% | 0.0% | 69 | -2,321 | -16.95% | Q4 2025 | Feb 12, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 11,137 | 218 | 0.0% | 0.0% | 70 | -5,461 | -32.9% | Q4 2025 | Feb 17, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Reduced | 10,459 | 205 | 0.0% | 0.0% | 71 | -39 | -0.37% | Q4 2025 | Feb 17, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Reduced | 11,686 | 201 | 0.0% | 0.0% | 72 | -4,216 | -26.51% | Q4 2025 | Feb 11, 2026 |
| SG Americas Securities, LLC | History | New | 9,132 | 180 | 0.0% | — | 73 | +9,132 | New | Q4 2025 | Jan 09, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 6,800 | 133 | 0.0% | 0.0% | 74 | -200 | -2.86% | Q4 2025 | Feb 12, 2026 |
| FMR LLC | History | Added to | 6,036 | 118 | 0.0% | 0.0% | 75 | +464 | 8.33% | Q4 2025 | Feb 17, 2026 |
| STRS OHIO | History | Reduced | 5,500 | 108 | 0.0% | 0.0% | 76 | -8,900 | -61.81% | Q4 2025 | Feb 02, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | Reduced | 5,367 | 105 | 0.0% | 0.0% | 77 | -2,011 | -27.26% | Q4 2025 | Feb 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 5,271 | 103 | 0.0% | 0.0% | 78 | -2,063 | -28.13% | Q4 2025 | Feb 10, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 4,531 | 89 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Salomon & Ludwin, LLC | History | No change | 4,365 | 86 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 4,100 | 80 | 0.0% | 0.0% | 81 | -100 | -2.38% | Q4 2025 | Feb 11, 2026 |
| State of Alaska, Department of Revenue | History | Added to | 3,233 | 63 | 0.0% | 0.0% | 82 | +2,291 | 243.21% | Q4 2025 | Jan 23, 2026 |
| Geneos Wealth Management Inc. | History | No change | 2,625 | 51 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| CITIGROUP INC | History | Added to | 2,499 | 49 | 0.0% | 0.0% | 84 | +238 | 10.53% | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | Reduced | 2,454 | 48 | 0.0% | 0.0% | 85 | -182 | -6.9% | Q4 2025 | Jan 26, 2026 |
| Legal & General Group Plc | History | No change | 2,132 | 41 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 1,998 | 39 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| FEDERATED HERMES, INC. | History | Added to | 1,626 | 31 | 0.0% | 0.0% | 88 | +806 | 98.29% | Q4 2025 | Feb 12, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 1,548 | 30 | 0.0% | — | 89 | +1,548 | New | Q4 2025 | Feb 13, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 1,383 | 27 | 0.0% | 0.0% | 90 | -53 | -3.69% | Q4 2025 | Feb 17, 2026 |
| Larson Financial Group LLC | History | No change | 1,239 | 24 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Torren Management, LLC | History | New | 1,092 | 21 | 0.01% | — | 93 | +1,092 | New | Q4 2025 | Jan 30, 2026 |
| Sterling Capital Management LLC | History | Reduced | 1,093 | 21 | 0.0% | 0.0% | 92 | -222 | -16.88% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 917 | 18 | 0.0% | 0.0% | 94 | -300 | -24.65% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 805 | 16 | 0.0% | — | 95 | +805 | New | Q4 2025 | Feb 17, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 833 | 16 | 0.0% | 0.0% | 96 | +134 | 19.17% | Q4 2025 | Jan 23, 2026 |
| AMALGAMATED BANK | History | Reduced | 705 | 14 | 0.0% | 0.0% | 97 | -187 | -20.96% | Q4 2025 | Feb 05, 2026 |
| Versant Capital Management, Inc | History | No change | 742 | 14 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| CIBC Private Wealth Group LLC | History | Reduced | 712 | 13 | 0.0% | 0.0% | 99 | -778 | -52.21% | Q4 2025 | Feb 12, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 606 | 11 | 0.0% | 0.0% | 100 | -247 | -28.96% | Q4 2025 | Feb 17, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 513 | 10 | 0.0% | 0.0% | 101 | -502 | -49.46% | Q4 2025 | Feb 06, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 465 | 9 | 0.0% | 0.0% | 102 | -712 | -60.49% | Q4 2025 | Feb 06, 2026 |
| NewEdge Advisors, LLC | History | Added to | 467 | 9 | 0.0% | 0.0% | 103 | +122 | 35.36% | Q4 2025 | Feb 18, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Reduced | 412 | 8 | 0.0% | 0.0% | 104 | -302 | -42.3% | Q4 2025 | Jan 15, 2026 |
| GAMMA Investing LLC | History | Added to | 411 | 8 | 0.0% | 0.0% | 105 | +40 | 10.78% | Q4 2025 | Jan 05, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | Reduced | 325 | 6 | 0.0% | 0.0% | 106 | -305 | -48.41% | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | New | 295 | 5 | 0.0% | — | 108 | +295 | New | Q4 2025 | Feb 05, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 268 | 5 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Fortitude Family Office, LLC | History | Reduced | 227 | 4 | 0.0% | 0.0% | 110 | -1 | -0.44% | Q4 2025 | Jan 15, 2026 |
| Optiver Holding B.V. | History | No change | 210 | 4 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| HARBOR CAPITAL ADVISORS, INC. | History | Reduced | 171 | 3 | 0.0% | 0.0% | 111 | -3 | -1.72% | Q4 2025 | Jan 20, 2026 |
| North Star Investment Management Corp. | History | New | 145 | 2 | 0.0% | — | 112 | +145 | New | Q4 2025 | Jan 30, 2026 |
| Rockefeller Capital Management L.P. | History | New | 84 | 1 | 0.0% | — | 113 | +84 | New | Q4 2025 | Mar 16, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 77 | 1 | 0.0% | — | 116 | +36 | 87.8% | Q4 2025 | Feb 13, 2026 |
| Covestor Ltd | History | Reduced | 63 | 1 | 0.0% | 0.0% | 114 | -13 | -17.11% | Q4 2025 | Feb 06, 2026 |
| True Wealth Design, LLC | History | No change | 54 | 1 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| WPG Advisers, LLC | History | No change | 72 | 1 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Empowered Funds, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -64,628 | -100.0% | Q3 2025 | Nov 13, 2025 |
| TWO SIGMA ADVISERS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -46,100 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Vermillion Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -40,000 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -37,086 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -19,793 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Black Maple Capital Management LP | History | Closed out | 0 | 0 | — | 0.09% | — | -10,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -4,977 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Rhino Investment Partners, Inc | History | Closed out | 0 | 0 | — | 0.02% | — | -3,758 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,268 | -100.0% | Q3 2025 | Oct 21, 2025 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,150 | -100.0% | Q3 2025 | Oct 07, 2025 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.0% | — | -511 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -57 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Physician Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | — | — | -43 | -100.0% | Q3 2025 | Nov 04, 2025 |
| SIGNATUREFD, LLC | History | New | 31 | 0 | — | — | — | +31 | New | Q4 2025 | Jan 20, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 23 | 0 | — | — | — | +23 | New | Q4 2025 | Feb 13, 2026 |
| MAI Capital Management | History | New | 11 | 0 | — | — | — | +11 | New | Q4 2025 | Feb 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Reduced | 41 | 0 | — | — | — | -9 | -18.0% | Q4 2025 | Feb 10, 2026 |
| Parallel Advisors, LLC | History | Reduced | 28 | 0 | — | — | — | -9 | -24.32% | Q4 2025 | Feb 11, 2026 |
| IFP Advisors, Inc | History | Reduced | 49 | 0 | — | — | — | -1 | -2.0% | Q4 2025 | Feb 06, 2026 |
| SBI Securities Co., Ltd. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 05, 2025 |