Global X Funds - CATH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Fund Evaluation Group, LLC | History | No change | 976,483 | 86,418 | 2.33% | 2.33% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | No change | 537,387 | 47,558 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CENTRAL TRUST Co | History | No change | 532,259 | 47,104 | 0.85% | 0.85% | 3 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 465,612 | 41,206 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 333,276 | 30,221 | 0.04% | 0.04% | 5 | -2,494 | -0.74% | Q3 2026 | Oct 30, 2026 |
| BCM ADVISORS, LLC | History | Reduced | 218,258 | 19,584 | 3.8% | 3.92% | 6 | -11,231 | -4.89% | Q3 2026 | Nov 03, 2026 |
| Choate Investment Advisors | History | No change | 207,035 | 18,322 | 0.32% | 0.32% | 7 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| LPL Financial LLC | History | No change | 174,006 | 15,399 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 164,446 | 14,553 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Corient Private Wealth LP | History | No change | 161,371 | 14,281 | 0.02% | 0.02% | 10 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | History | Reduced | 149,735 | 13,577 | 0.07% | 0.07% | 11 | -1,088 | -0.72% | Q3 2026 | Oct 15, 2026 |
| COMMON FUND FOR NONPROFIT ORGANIZATIONS | History | No change | 121,008 | 10,709 | 0.98% | 0.98% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMERCE BANK | History | No change | 120,135 | 10,631 | 0.05% | 0.05% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 110,886 | 9,813 | 0.04% | 0.04% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 110,112 | 9,744 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sound View Wealth Advisors Group, LLC | History | No change | 97,427 | 8,622 | 0.54% | 0.54% | 16 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| FIFTH THIRD BANCORP | History | No change | 91,725 | 8,117 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Security Financial Services, INC. | History | Added to | 82,401 | 7,472 | 1.0% | 0.1% | 18 | +73,920 | 871.6% | Q3 2026 | Oct 29, 2026 |
| Allworth Financial LP | History | No change | 83,032 | 7,348 | 0.03% | 0.03% | 19 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 74,275 | 6,573 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 73,363 | 6,492 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| First Bank & Trust | History | Reduced | 65,834 | 5,969 | 0.87% | 0.96% | 22 | -8,132 | -10.99% | Q3 2026 | Oct 16, 2026 |
| FIRST NATIONAL BANK OF OMAHA | History | No change | 67,681 | 5,943 | 0.17% | 0.17% | 23 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| DAGCO, INC. | History | No change | 65,000 | 5,894 | 1.02% | 1.06% | 24 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Baird Financial Group, Inc. | History | No change | 65,002 | 5,752 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 62,606 | 5,540 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cerity Partners LLC | History | No change | 62,338 | 5,516 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Savant Capital, LLC | History | No change | 60,537 | 5,359 | 0.02% | 0.02% | 28 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SEI INVESTMENTS CO | History | No change | 51,501 | 4,557 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Added to | 50,086 | 4,541 | 0.01% | 0.01% | 30 | +2,106 | 4.39% | Q3 2026 | Nov 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 47,786 | 4,229 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Aristotle Capital Management, LLC | History | No change | 46,566 | 4,121 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 46,912 | 4,093 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Chevy Chase Trust Holdings, LLC | History | No change | 45,647 | 4,039 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | No change | 45,597 | 4,035 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | No change | 44,894 | 3,973 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Creative Planning | History | Added to | 42,837 | 3,884 | 0.0% | 0.0% | 37 | +2,996 | 7.52% | Q3 2026 | Nov 02, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 38,462 | 3,487 | 0.28% | 0.28% | 38 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Northwest Bancshares, Inc. | History | No change | 35,132 | 3,109 | 0.56% | 0.56% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC | History | No change | 34,706 | 3,071 | 0.1% | 0.1% | 40 | 0 | 0.0% | Q2 2026 | Aug 20, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 34,548 | 3,057 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| AMARILLO NATIONAL BANK | History | Reduced | 32,732 | 2,968 | 0.48% | 0.47% | 42 | -687 | -2.06% | Q3 2026 | Oct 23, 2026 |
| Signet Private Wealth LLC | History | No change | 32,914 | 2,912 | 2.32% | 2.32% | 43 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 31,676 | 2,803 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Hirtle & Co., LLC | History | No change | 30,257 | 2,677 | 0.09% | 0.09% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 29,514 | 2,676 | 0.0% | 0.0% | 46 | -943 | -3.1% | Q3 2026 | Nov 02, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 29,246 | 2,588 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BRADLEY FOSTER & SARGENT INC/CT | History | No change | 28,931 | 2,560 | 0.04% | 0.04% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Atlanta Consulting Group Advisors, LLC | History | No change | 28,617 | 2,540 | 0.4% | 0.4% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HBK Sorce Advisory LLC | History | No change | 27,118 | 2,487 | 0.05% | 0.05% | 50 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BROWN ADVISORY INC | History | No change | 25,743 | 2,278 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | History | Reduced | 24,521 | 2,223 | 2.11% | 1.77% | 52 | -520 | -2.08% | Q3 2026 | Oct 22, 2026 |
| Financial Advisory Corp | History | Reduced | 23,768 | 2,155 | 0.27% | 0.29% | 53 | -652 | -2.67% | Q3 2026 | Oct 14, 2026 |
| MCF Advisors LLC | History | Added to | 23,392 | 2,121 | 0.08% | 0.07% | 54 | +394 | 1.71% | Q3 2026 | Oct 28, 2026 |
| HighTower Advisors, LLC | History | No change | 23,147 | 2,048 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Johnson Financial Group, Inc. | History | No change | 23,030 | 2,044 | 0.07% | 0.07% | 56 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Koss-Olinger Consulting, LLC | History | No change | 22,041 | 1,950 | 0.15% | 0.15% | 57 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Curi Capital, LLC | History | No change | 20,523 | 1,822 | 0.03% | 0.03% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gradient Investments LLC | History | Reduced | 20,045 | 1,817 | 0.03% | 0.02% | 59 | -271 | -1.33% | Q3 2026 | Oct 08, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 19,495 | 1,767 | 0.04% | 0.04% | 60 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Bravera Wealth | History | No change | 19,900 | 1,761 | 0.68% | 0.68% | 61 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Hanson & Doremus Investment Management | History | Added to | 19,391 | 1,758 | 0.18% | 0.16% | 62 | +1,184 | 6.5% | Q3 2026 | Oct 16, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 19,828 | 1,754 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Argent Trust Co | History | No change | 19,523 | 1,727 | 0.05% | 0.05% | 64 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PlanVest Financial, Inc | History | No change | 17,713 | 1,567 | 1.05% | 1.05% | 65 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 16,850 | 1,491 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 16,762 | 1,483 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Trust Point Inc. | History | Reduced | 16,353 | 1,482 | 0.11% | 0.18% | 68 | -7,743 | -32.13% | Q3 2026 | Oct 27, 2026 |
| Advisor OS, LLC | History | Reduced | 16,106 | 1,460 | 0.1% | 0.1% | 69 | -730 | -4.34% | Q3 2026 | Nov 03, 2026 |
| Private Advisor Group, LLC | History | No change | 15,504 | 1,372 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Alesco Advisors, LLC, An ESL Co | History | No change | 15,232 | 1,348 | 0.03% | 0.03% | 71 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| FIRST HAWAIIAN BANK | History | Added to | 14,843 | 1,345 | 0.16% | 0.11% | 72 | +5,123 | 52.71% | Q3 2026 | Oct 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 13,577 | 1,231 | 0.0% | 0.0% | 73 | +779 | 6.09% | Q3 2026 | Nov 02, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 13,301 | 1,177 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | History | No change | 12,630 | 1,117 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Oakworth Capital, Inc. | History | No change | 12,257 | 1,111 | 0.05% | 0.05% | 76 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| SMITH CHAS P & ASSOCIATES PA CPAS | History | No change | 11,840 | 1,076 | 0.05% | 0.05% | 77 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| MISSION WEALTH MANAGEMENT, LP | History | No change | 11,660 | 1,057 | 0.02% | 0.01% | 78 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| WESPAC Advisors SoCal, LLC | History | No change | 11,662 | 1,057 | 0.19% | 0.18% | 79 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| POLEN CAPITAL MANAGEMENT LLC | History | No change | 11,866 | 1,050 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| ISLAY CAPITAL MANAGEMENT, LLC | History | No change | 11,300 | 1,024 | 0.48% | 0.46% | 81 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Prospera Financial Services Inc | History | Added to | 11,389 | 1,022 | 0.01% | 0.01% | 82 | +1 | 0.01% | Q3 2026 | Nov 04, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 11,183 | 1,014 | 0.0% | 0.0% | 83 | +433 | 4.03% | Q3 2026 | Nov 02, 2026 |
| Cornerstone Management, Inc. | History | Added to | 10,950 | 992 | 0.15% | 0.11% | 84 | +2,698 | 32.7% | Q3 2026 | Oct 16, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 11,042 | 977 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| AtlasMark Financial, Inc | History | No change | 10,500 | 952 | 0.47% | 0.46% | 86 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| CDKV HOLDINGS LLC | History | Reduced | 10,400 | 943 | 0.71% | 0.9% | 87 | -2,600 | -20.0% | Q3 2026 | Oct 28, 2026 |
| SOUTH PLAINS FINANCIAL, INC. | History | No change | 10,500 | 929 | 0.5% | 0.5% | 88 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cetera Investment Advisers | History | No change | 10,387 | 919 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NORTHERN TRUST CORP | History | No change | 10,211 | 903 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Dana Investment Advisors, Inc. | History | No change | 9,708 | 859 | 0.02% | 0.02% | 91 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RFG Advisory, LLC | History | Added to | 9,200 | 834 | 0.01% | 0.01% | 92 | +420 | 4.78% | Q3 2026 | Nov 03, 2026 |
| Widmann Financial Services, Inc. | History | No change | 9,315 | 824 | 0.44% | 0.44% | 93 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Human Investing LLC | History | Reduced | 8,643 | 783 | 0.1% | 0.11% | 94 | -756 | -8.04% | Q3 2026 | Oct 19, 2026 |
| FMR LLC | History | No change | 8,282 | 732 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COURIER CAPITAL LLC | History | Reduced | 8,055 | 730 | 0.04% | 0.04% | 96 | -690 | -7.89% | Q3 2026 | Oct 19, 2026 |
| MBE Wealth Management, LLC | History | Added to | 8,028 | 727 | 0.26% | 0.25% | 97 | +16 | 0.2% | Q3 2026 | Oct 26, 2026 |
| AE Wealth Management LLC | History | No change | 8,210 | 726 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| McClarren Financial Advisors, Inc. | History | Reduced | 7,659 | 694 | 0.35% | 0.37% | 99 | -537 | -6.55% | Q3 2026 | Oct 15, 2026 |
| Carter Financial, LLC | History | No change | 7,593 | 671 | 0.5% | 0.5% | 100 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CIBC Bancorp USA Inc. | History | No change | 7,531 | 666 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Firestone Capital Management | History | Reduced | 7,233 | 655 | 0.12% | 0.13% | 102 | -534 | -6.88% | Q3 2026 | Nov 03, 2026 |
| FIRETHORN WEALTH PARTNERS, LLC | History | Added to | 7,132 | 646 | 0.21% | 0.2% | 103 | +18 | 0.25% | Q3 2026 | Oct 14, 2026 |
| Financial Engines Advisors L.L.C. | History | No change | 7,108 | 629 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WIN ADVISORS, INC | History | No change | 6,961 | 616 | 0.22% | 0.22% | 105 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Montecito Bank & Trust | History | No change | 6,765 | 613 | 0.09% | 0.09% | 106 | 0 | 0.0% | Q3 2026 | Oct 01, 2026 |
| MJP ASSOCIATES INC /ADV | History | No change | 6,923 | 612 | 0.07% | 0.07% | 107 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Venture Visionary Partners LLC | History | Reduced | 6,709 | 608 | 0.02% | 0.02% | 108 | -1,150 | -14.63% | Q3 2026 | Oct 07, 2026 |
| FOUNDERS GROVE WEALTH PARTNERS, LLC | History | No change | 6,599 | 598 | 0.12% | 0.12% | 109 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| NICOLET BANKSHARES INC | History | No change | 6,668 | 590 | 0.02% | 0.02% | 110 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Koshinski Asset Management, Inc. | History | Added to | 6,296 | 570 | 0.03% | 0.03% | 111 | +16 | 0.25% | Q3 2026 | Oct 29, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 6,281 | 569 | 0.0% | 0.0% | 112 | -179 | -2.77% | Q3 2026 | Oct 08, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 6,401 | 566 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| OLD NATIONAL BANCORP /IN/ | History | No change | 6,136 | 556 | 0.01% | 0.01% | 114 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| IHT Wealth Management, LLC | History | No change | 6,293 | 556 | 0.01% | 0.01% | 115 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Joseph Group Capital Management | History | Reduced | 6,107 | 553 | 0.1% | 0.11% | 116 | -55 | -0.89% | Q3 2026 | Nov 04, 2026 |
| Lido Advisors, LLC | History | No change | 6,029 | 546 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| SMITH, MOORE & CO. | History | No change | 6,163 | 545 | 0.04% | 0.04% | 118 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STEPH & CO | History | No change | 5,816 | 527 | 0.13% | 0.13% | 119 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| First Financial Bank - Trust Division | History | Added to | 5,665 | 513 | 0.04% | 0.03% | 120 | +1,143 | 25.28% | Q3 2026 | Oct 01, 2026 |
| Convergence Financial, LLC | History | Reduced | 5,551 | 503 | 0.07% | 0.07% | 121 | -4,565 | -45.13% | Q3 2026 | Oct 27, 2026 |
| Disciplined Investments, LLC | History | No change | 5,499 | 486 | 0.16% | 0.16% | 122 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NewEdge Wealth, LLC | History | No change | 5,500 | 486 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | No change | 5,338 | 472 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 5,313 | 470 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 5,187 | 459 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Waverly Advisors, LLC | History | No change | 5,170 | 457 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TOMPKINS FINANCIAL CORP | History | No change | 5,038 | 456 | 0.03% | 0.03% | 128 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| Journey Beyond Wealth, LLC | History | Reduced | 4,935 | 447 | 0.34% | 0.35% | 130 | -94 | -1.87% | Q3 2026 | Nov 03, 2026 |
| Capital Planning LLC | History | No change | 4,937 | 447 | 0.12% | 0.13% | 129 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| eCIO, Inc. | History | Reduced | 4,770 | 442 | 0.15% | 0.12% | 132 | -178 | -3.6% | Q3 2026 | Nov 02, 2026 |
| Heritage Trust Co | History | No change | 5,000 | 442 | 0.04% | 0.04% | 131 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Community Financial Services Group, LLC | History | Added to | 4,759 | 432 | 0.07% | 0.06% | 133 | +303 | 6.8% | Q3 2026 | Oct 15, 2026 |
| Sterling Investment Counsel, LLC | History | No change | 4,729 | 428 | 0.1% | 0.1% | 134 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 4,725 | 418 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Spartan Wealth Advisory Services LLC | History | No change | 4,724 | 418 | 0.03% | 0.03% | 136 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Independence Bank of Kentucky | History | No change | 4,490 | 407 | 0.05% | 0.04% | 137 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 4,545 | 402 | 0.01% | 0.01% | 138 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sellwood Investment Partners LLC | History | Reduced | 4,318 | 391 | 0.14% | 0.17% | 140 | -1,112 | -20.48% | Q3 2026 | Nov 03, 2026 |
| WEBSTER BANK, N. A. | History | No change | 4,425 | 391 | 0.03% | 0.03% | 139 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 4,107 | 363 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BRIDGES INVESTMENT MANAGEMENT INC | History | No change | 4,070 | 360 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Secure Asset Management, LLC | History | Added to | 3,871 | 351 | 0.05% | 0.03% | 143 | +1,100 | 39.7% | Q3 2026 | Oct 19, 2026 |
| Sterling Investment Advisors, Ltd. | History | No change | 3,860 | 350 | 0.06% | 0.06% | 144 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| CARLSON FINANCIAL, INC. | History | No change | 3,913 | 346 | 0.18% | 0.18% | 145 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| Alliance Wealth Advisors, LLC | History | Added to | 3,704 | 335 | 0.11% | 0.09% | 146 | +488 | 15.17% | Q3 2026 | Oct 14, 2026 |
| Jacobi Capital Management LLC | History | No change | 3,700 | 327 | 0.02% | 0.02% | 147 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 3,667 | 324 | 0.01% | 0.01% | 148 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| STAR Financial Bank | History | No change | 3,647 | 322 | 0.13% | 0.13% | 149 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MANNING & NAPIER ADVISORS LLC | History | No change | 3,646 | 320 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GEM Asset Management, LLC | History | Added to | 3,477 | 315 | 0.13% | 0.12% | 152 | +8 | 0.23% | Q3 2026 | Oct 13, 2026 |
| NATURAL INVESTMENTS, LLC | History | No change | 3,560 | 315 | 0.07% | 0.07% | 151 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| UMB Bank, n.a. | History | No change | 3,503 | 310 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BECKER CAPITAL MANAGEMENT INC | History | No change | 3,355 | 297 | 0.01% | 0.01% | 154 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| 1900 WEALTH MANAGEMENT LLC | History | Added to | 3,124 | 283 | 0.02% | 0.02% | 155 | +2 | 0.06% | Q3 2026 | Oct 13, 2026 |
| SWMG, LLC | History | Reduced | 3,106 | 282 | 0.06% | 0.07% | 156 | -51 | -1.62% | Q3 2026 | Oct 23, 2026 |
| Atria Investments, Inc | History | Reduced | 3,106 | 281 | 0.0% | 0.0% | 157 | -51 | -1.62% | Q3 2026 | Oct 15, 2026 |
| Bank Julius Baer & Co. Ltd, Zurich | History | No change | 3,087 | 280 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| JANE STREET GROUP, LLC | History | No change | 3,138 | 277 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GTS SECURITIES LLC | History | No change | 3,088 | 273 | 0.01% | 0.01% | 160 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WESBANCO BANK INC | History | No change | 2,985 | 270 | 0.01% | 0.01% | 161 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Barnes Wealth Management Group, Inc | History | No change | 3,054 | 270 | 0.12% | 0.12% | 162 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Naviter Wealth, LLC | History | No change | 2,978 | 264 | 0.02% | 0.02% | 163 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| True Link Financial Advisors, LLC | History | Added to | 2,901 | 263 | 0.02% | 0.01% | 165 | +27 | 0.94% | Q3 2026 | Oct 27, 2026 |
| Equitable Holdings, Inc. | History | No change | 2,982 | 263 | 0.0% | 0.0% | 164 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| JOHNSON INVESTMENT COUNSEL INC | History | No change | 2,851 | 252 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 2,730 | 251 | 0.0% | — | 168 | +2,730 | New | Q3 2026 | Oct 13, 2026 |
| PITTENGER & ANDERSON INC | History | No change | 2,770 | 251 | 0.01% | 0.01% | 167 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Snowden Capital Advisors LLC | History | No change | 2,800 | 248 | 0.01% | 0.01% | 169 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| XTX Topco Ltd | History | No change | 2,800 | 247 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Banco Santander, S.A. | History | No change | 2,736 | 242 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Advisory Services Network, LLC | History | No change | 2,730 | 241 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| James T. Borello RIA | History | Added to | 2,610 | 236 | 0.05% | 0.05% | 173 | +4 | 0.15% | Q3 2026 | Oct 16, 2026 |
| GREAT LAKES ADVISORS, LLC | History | No change | 2,600 | 230 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Reduced | 2,532 | 227 | 0.0% | 0.0% | 175 | -709 | -21.88% | Q3 2026 | Oct 23, 2026 |
| PLANNING ALTERNATIVES LTD /ADV | History | No change | 2,554 | 226 | 0.02% | 0.02% | 176 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Calamos Wealth Management LLC | History | No change | 2,496 | 226 | 0.01% | 0.01% | 177 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Independent Advisor Alliance | History | No change | 2,527 | 223 | 0.01% | 0.01% | 178 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| &PARTNERS | History | No change | 2,479 | 219 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ramsay, Stattman, Vela & Price, Inc. | History | Reduced | 2,410 | 218 | 0.04% | 0.05% | 180 | -500 | -17.18% | Q3 2026 | Oct 19, 2026 |
| Elwood & Goetz Wealth Advisory Group, LLC | History | No change | 2,388 | 216 | 0.03% | 0.03% | 181 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| WBH ADVISORY INC | History | No change | 2,437 | 215 | 0.01% | 0.01% | 182 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| VOISARD ASSET MANAGEMENT GROUP, INC. | History | Reduced | 2,312 | 209 | 0.04% | 0.04% | 183 | -77 | -3.22% | Q3 2026 | Oct 13, 2026 |
| PFG Investments, LLC | History | No change | 2,325 | 205 | 0.01% | 0.01% | 184 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| RMR Wealth Builders | History | Reduced | 2,228 | 202 | 0.01% | 0.01% | 185 | -276 | -11.02% | Q3 2026 | Oct 22, 2026 |
| Aspect Partners, LLC | History | No change | 2,015 | 182 | 0.07% | 0.07% | 186 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| FINANCIAL CONSULATE, INC | History | No change | 1,977 | 179 | 0.02% | 0.02% | 187 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Clearstead Advisors, LLC | History | No change | 2,000 | 177 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| GoalVest Advisory LLC | History | Added to | 1,350 | 122 | 0.02% | 0.0% | 189 | +1,300 | 2600.0% | Q3 2026 | Oct 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,256 | 111 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 1,111 | 100 | 0.0% | 0.01% | 191 | -876 | -44.09% | Q3 2026 | Nov 04, 2026 |
| Glen Eagle Advisors, LLC | History | No change | 1,031 | 91 | 0.01% | 0.01% | 192 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FLAGSHIP WEALTH ADVISORS, LLC | History | No change | 615 | 55 | 0.01% | 0.01% | 193 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 602 | 53 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | No change | 550 | 49 | 0.0% | 0.0% | 195 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 545 | 48 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| JPMORGAN CHASE & CO | History | No change | 431 | 37 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ASSETMARK, INC | History | No change | 418 | 37 | 0.0% | 0.0% | 198 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 421 | 37 | 0.0% | 0.0% | 199 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| US BANCORP \DE\ | History | No change | 410 | 36 | 0.0% | 0.0% | 200 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ELEVATION WEALTH PARTNERS, LLC | History | Reduced | 338 | 30 | 0.01% | 0.01% | 201 | -31 | -8.4% | Q3 2026 | Oct 07, 2026 |
| IFP Advisors, Inc | History | No change | 327 | 29 | 0.0% | 0.0% | 202 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| MOTCO | History | No change | 315 | 27 | 0.0% | 0.0% | 203 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 313 | 27 | 0.0% | 0.0% | 204 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 204 | 18 | 0.0% | 0.0% | 205 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| BFC Planning, Inc. | History | No change | 204 | 18 | 0.0% | 0.0% | 206 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. | History | New | 177 | 16 | 0.01% | — | 207 | +177 | New | Q3 2026 | Oct 26, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 150 | 13 | 0.01% | 0.01% | 208 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Mosley Wealth Management | History | New | 100 | 9 | 0.0% | — | 209 | +100 | New | Q3 2026 | Oct 16, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 90 | 7 | 0.0% | 0.0% | 210 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| SIMPLEX TRADING, LLC | History | New | 36 | 3 | 0.0% | — | 211 | +36 | New | Q3 2026 | Nov 04, 2026 |
| Root Financial Partners, LLC | History | New | 22 | 1 | 0.0% | — | 213 | +22 | New | Q3 2026 | Oct 21, 2026 |
| Tradewinds Capital Management, LLC | History | No change | 16 | 1 | 0.0% | 0.0% | 212 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Harpswell Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 1.14% | — | -20,000 | -100.0% | Q3 2026 | Oct 09, 2026 |
| Coastline Trust Co | History | Closed out | 0 | 0 | — | 0.02% | — | -2,473 | -100.0% | Q3 2026 | Oct 01, 2026 |
| Acorn Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -2,453 | -100.0% | Q3 2026 | Oct 19, 2026 |
| TrustWell Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -2,269 | -100.0% | Q3 2026 | Oct 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -659 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Avion Wealth | History | Closed out | 0 | 0 | — | 0.01% | — | -598 | -100.0% | Q3 2026 | Nov 03, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -35 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Farmers & Merchants Trust Co of Chambersburg PA | History | New | 1 | 0 | — | — | — | +1 | New | Q3 2026 | Oct 14, 2026 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2026 | Oct 23, 2026 |