Simplify Exchange Traded Funds - CDX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 1,369,552 | 30,499 | 0.01% | 0.0% | 1 | +1,202,157 | 718.16% | Q4 2025 | Feb 10, 2026 |
| AE Wealth Management LLC | History | Added to | 1,216,909 | 27,100 | 0.16% | 0.15% | 2 | +174,686 | 16.76% | Q4 2025 | Jan 26, 2026 |
| Altiora Financial Group, LLC | History | Added to | 1,074,402 | 23,926 | 4.12% | 4.21% | 3 | +69,041 | 6.87% | Q4 2025 | Feb 12, 2026 |
| Park Edge Advisors, LLC | History | Added to | 753,087 | 16,771 | 3.8% | 3.8% | 4 | +34,075 | 4.74% | Q4 2025 | Jan 16, 2026 |
| LPL Financial LLC | History | Reduced | 725,182 | 16,149 | 0.0% | 0.01% | 5 | -71,077 | -8.93% | Q4 2025 | Feb 11, 2026 |
| Insight Wealth Strategies, LLC | History | Added to | 647,232 | 14,413 | 1.65% | 1.39% | 6 | +132,380 | 25.71% | Q4 2025 | Jan 02, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 386,656 | 8,610 | 0.01% | 0.01% | 7 | +12,943 | 3.46% | Q4 2025 | Feb 12, 2026 |
| DRIVE WEALTH MANAGEMENT, LLC | History | Added to | 372,252 | 8,290 | 1.62% | 0.65% | 8 | +237,952 | 177.18% | Q4 2025 | Feb 04, 2026 |
| NewEdge Wealth, LLC | History | Reduced | 337,443 | 7,514 | 0.08% | 0.11% | 9 | -7,244 | -2.1% | Q4 2025 | Feb 03, 2026 |
| Meridian Wealth Management, LLC | History | New | 319,206 | 7,108 | 0.25% | — | 10 | +319,206 | New | Q4 2025 | Feb 04, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 318,520 | 7,093 | 0.05% | 0.0% | 11 | +295,869 | 1306.21% | Q4 2025 | Feb 12, 2026 |
| Prime Capital Investment Advisors, LLC | History | Reduced | 289,332 | 6,443 | 0.08% | 0.08% | 12 | -1,576 | -0.54% | Q4 2025 | Jan 21, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 279,015 | 6,213 | 0.01% | 0.0% | 13 | +194,490 | 230.1% | Q4 2025 | Feb 17, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 252,039 | 5,612 | 0.26% | 0.25% | 14 | +5,986 | 2.43% | Q4 2025 | Jan 21, 2026 |
| ADAPT WEALTH ADVISORS, LLC | History | Added to | 228,349 | 5,085 | 1.75% | 1.05% | 15 | +104,492 | 84.37% | Q4 2025 | Feb 10, 2026 |
| NewEdge Advisors, LLC | History | Added to | 228,141 | 5,080 | 0.02% | 0.02% | 16 | +18,246 | 8.69% | Q4 2025 | Feb 18, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 226,554 | 5,045 | 0.03% | 0.03% | 17 | +36,084 | 18.94% | Q4 2025 | Feb 12, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 226,433 | 5,042 | 0.08% | 0.04% | 18 | +116,074 | 105.18% | Q4 2025 | Feb 12, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | New | 221,593 | 4,934 | 0.02% | — | 19 | +221,593 | New | Q4 2025 | Feb 06, 2026 |
| Kensington Asset Management, LLC | History | Added to | 218,669 | 4,874 | 0.25% | 0.27% | 20 | +18,497 | 9.24% | Q4 2025 | Feb 13, 2026 |
| Mid-American Wealth Advisory Group, Inc. | History | Added to | 210,408 | 4,685 | 1.98% | 2.0% | 21 | +15,084 | 7.72% | Q4 2025 | Jan 23, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 204,107 | 4,545 | 0.0% | 0.0% | 22 | +164,930 | 420.99% | Q4 2025 | Feb 12, 2026 |
| Security National Bank | History | Added to | 199,112 | 4,434 | 0.64% | 0.63% | 23 | +20,063 | 11.21% | Q4 2025 | Feb 05, 2026 |
| SlateStone Wealth, LLC | History | Added to | 194,553 | 4,333 | 0.36% | 0.33% | 24 | +29,991 | 18.22% | Q4 2025 | Feb 11, 2026 |
| Focus Partners Wealth | History | Added to | 187,408 | 4,173 | 0.0% | 0.01% | 25 | +8,867 | 4.97% | Q4 2025 | Feb 13, 2026 |
| Soltis Investment Advisors LLC | History | Added to | 154,563 | 3,442 | 0.23% | 0.15% | 26 | +58,010 | 60.08% | Q4 2025 | Apr 02, 2026 |
| WCG Wealth Advisors LLC | History | Added to | 154,152 | 3,432 | 0.1% | 0.06% | 27 | +113,040 | 274.96% | Q4 2025 | Feb 10, 2026 |
| Pekin Hardy Strauss, Inc. | History | Reduced | 139,237 | 3,100 | 0.29% | 0.33% | 28 | -4,516 | -3.14% | Q4 2025 | Jan 30, 2026 |
| Summit Financial, LLC | History | Added to | 138,482 | 3,083 | 0.05% | 0.04% | 29 | +12,532 | 9.95% | Q4 2025 | Feb 13, 2026 |
| RiverTree Advisors, LLC | History | Reduced | 129,536 | 2,884 | 1.84% | 2.55% | 30 | -44,443 | -25.55% | Q4 2025 | Jan 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 123,903 | 2,759 | 0.0% | 0.0% | 31 | +107,640 | 661.87% | Q4 2025 | Feb 17, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Added to | 115,525 | 2,572 | 0.17% | 0.18% | 32 | +67 | 0.06% | Q4 2025 | Jan 23, 2026 |
| Ankerstar Wealth, LLC | History | New | 115,326 | 2,568 | 2.56% | — | 33 | +115,326 | New | Q4 2025 | Feb 12, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 107,042 | 2,383 | 0.03% | 0.02% | 34 | +46,291 | 76.2% | Q4 2025 | Feb 09, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Added to | 98,609 | 2,196 | 0.39% | 0.15% | 35 | +65,284 | 195.9% | Q4 2025 | Feb 06, 2026 |
| Centennial Wealth Advisory LLC | History | Added to | 90,438 | 2,014 | 0.53% | 0.53% | 36 | +6,608 | 7.88% | Q4 2025 | Jan 14, 2026 |
| RFG Advisory, LLC | History | Added to | 69,210 | 1,541 | 0.03% | 0.03% | 37 | +11,160 | 19.22% | Q4 2025 | Feb 03, 2026 |
| Private Advisor Group, LLC | History | Reduced | 68,759 | 1,531 | 0.01% | 0.01% | 38 | -3,795 | -5.23% | Q4 2025 | Feb 17, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 63,958 | 1,424 | 0.02% | 0.03% | 39 | -30,921 | -32.59% | Q4 2025 | Feb 05, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Reduced | 57,262 | 1,276 | 0.09% | 0.1% | 40 | -932 | -1.6% | Q4 2025 | Jan 15, 2026 |
| CIBC WORLD MARKET INC. | History | New | 56,374 | 1,255 | 0.0% | — | 41 | +56,374 | New | Q4 2025 | Feb 10, 2026 |
| Whalen Wealth Management Inc. | History | Reduced | 55,956 | 1,246 | 0.67% | 1.37% | 42 | -46,145 | -45.2% | Q4 2025 | Jan 20, 2026 |
| Advisory Services Network, LLC | History | New | 54,974 | 1,224 | 0.02% | — | 43 | +54,974 | New | Q4 2025 | Feb 17, 2026 |
| Worth Asset Management, LLC | History | Added to | 46,324 | 1,031 | 0.44% | 0.2% | 44 | +26,714 | 136.23% | Q4 2025 | Jan 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 43,479 | 968 | 0.0% | 0.0% | 45 | +7,740 | 21.66% | Q4 2025 | Feb 13, 2026 |
| Retirement Planning Group, LLC | History | Added to | 41,122 | 915 | 0.03% | 0.03% | 46 | +3,865 | 10.37% | Q4 2025 | Feb 03, 2026 |
| Cetera Investment Advisers | History | Reduced | 38,583 | 859 | 0.0% | 0.0% | 47 | -40 | -0.1% | Q4 2025 | Feb 17, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 38,161 | 849 | 0.01% | 0.01% | 48 | +2,007 | 5.55% | Q4 2025 | Jan 29, 2026 |
| TD Waterhouse Canada Inc. | History | Added to | 30,400 | 676 | 0.0% | 0.0% | 49 | +7,500 | 32.75% | Q4 2025 | Jan 27, 2026 |
| Cooper Financial Group | History | New | 30,024 | 668 | 0.07% | — | 50 | +30,024 | New | Q4 2025 | Jan 08, 2026 |
| GKV Capital Management Co., Inc. | History | New | 27,705 | 616 | 0.23% | — | 51 | +27,705 | New | Q4 2025 | Feb 10, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 27,510 | 612 | 0.01% | 0.02% | 52 | -5,416 | -16.45% | Q4 2025 | Feb 13, 2026 |
| Advisor Resource Council | History | New | 27,526 | 608 | 0.22% | — | 53 | +27,526 | New | Q4 2025 | Feb 10, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 25,646 | 571 | 0.01% | — | 54 | +25,646 | New | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 21,786 | 485 | 0.0% | 0.0% | 55 | +9,431 | 76.33% | Q4 2025 | Feb 05, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Added to | 19,292 | 429 | 0.07% | 0.05% | 56 | +6,587 | 51.85% | Q4 2025 | Feb 17, 2026 |
| Almanack Investment Partners, LLC. | History | Added to | 19,174 | 427 | 0.07% | 0.04% | 57 | +8,287 | 76.12% | Q4 2025 | Jan 29, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 17,512 | 389 | 0.0% | 0.0% | 58 | +69 | 0.4% | Q4 2025 | Feb 13, 2026 |
| HRT FINANCIAL LP | History | New | 17,054 | 379 | 0.0% | — | 59 | +17,054 | New | Q4 2025 | Feb 12, 2026 |
| Trajan Wealth LLC | History | Reduced | 15,678 | 349 | 0.01% | 0.02% | 60 | -2,256 | -12.58% | Q4 2025 | Feb 06, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 14,983 | 333 | 0.0% | — | 61 | +14,983 | New | Q4 2025 | Feb 17, 2026 |
| StoneX Group Inc. | History | New | 14,044 | 312 | 0.01% | — | 62 | +14,044 | New | Q4 2025 | Feb 12, 2026 |
| Heck Capital Advisors, LLC | History | Added to | 12,975 | 288 | 0.02% | 0.02% | 63 | +1,030 | 8.62% | Q4 2025 | Jan 16, 2026 |
| MBA Advisors LLC | History | New | 11,312 | 251 | 0.1% | — | 64 | +11,312 | New | Q4 2025 | Jan 21, 2026 |
| Belpointe Asset Management LLC | History | Added to | 10,954 | 243 | 0.01% | 0.01% | 65 | +489 | 4.67% | Q4 2025 | Jan 27, 2026 |
| GFS Advisors, LLC | History | New | 10,875 | 242 | 0.03% | — | 66 | +10,875 | New | Q4 2025 | Feb 11, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 10,622 | 237 | 0.0% | 0.0% | 67 | -43,887 | -80.51% | Q4 2025 | Feb 11, 2026 |
| BayBridge Capital Group, LLC | History | Added to | 10,217 | 227 | 0.14% | 0.14% | 68 | +675 | 7.07% | Q4 2025 | Jan 16, 2026 |
| Triumph Capital Management | History | Added to | 9,757 | 217 | 0.05% | 0.06% | 69 | +295 | 3.12% | Q4 2025 | Feb 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 8,100 | 180 | 0.0% | 0.0% | 70 | +4,000 | 97.56% | Q4 2025 | Feb 06, 2026 |
| CWM, LLC | History | New | 5,410 | 120 | 0.0% | — | 71 | +5,410 | New | Q4 2025 | Jan 26, 2026 |
| NBC SECURITIES, INC. | History | New | 1,881 | 41 | 0.0% | — | 72 | +1,881 | New | Q4 2025 | Jan 29, 2026 |
| Clearstead Advisors, LLC | History | New | 1,705 | 37 | 0.0% | — | 73 | +1,705 | New | Q4 2025 | Feb 09, 2026 |
| PRIVATE TRUST CO NA | History | New | 1,353 | 30 | 0.0% | — | 74 | +1,353 | New | Q4 2025 | Jan 26, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | New | 1,293 | 28 | 0.0% | — | 76 | +1,293 | New | Q4 2025 | Jan 27, 2026 |
| Arax Advisory Partners | History | New | 1,260 | 28 | 0.0% | — | 75 | +1,260 | New | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 1,197 | 26 | 0.0% | — | 77 | +1,197 | New | Q4 2025 | Feb 13, 2026 |
| Elevated Capital Advisors, LLC | History | New | 155 | 3 | 0.0% | — | 79 | +155 | New | Q4 2025 | Jan 27, 2026 |
| UBS Group AG | History | Added to | 139 | 3 | 0.0% | 0.0% | 78 | +74 | 113.85% | Q4 2025 | Jan 29, 2026 |
| Quest 10 Wealth Builders, Inc. | History | Reduced | 74 | 1 | 0.0% | 0.0% | 82 | -7 | -8.64% | Q4 2025 | Jan 29, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 71 | 1 | 0.0% | 0.0% | 81 | +1 | 1.43% | Q4 2025 | Jan 28, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 45 | 1 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -378,551 | -100.0% | Q3 2025 | Oct 29, 2025 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,649 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SFG Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.21% | — | -21,602 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Equitable Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -16,200 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Farther Finance Advisors, LLC | History | New | 21 | 0 | — | — | — | +21 | New | Q4 2025 | Jan 23, 2026 |
| MORGAN STANLEY | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |