Simplify Exchange Traded Funds - CDX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | New | 1,824,491 | 38,934 | 0.79% | — | 1 | +1,824,491 | New | Q1 2026 | Apr 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 1,496,920 | 31,944 | 0.01% | 0.01% | 2 | +127,368 | 9.3% | Q1 2026 | May 04, 2026 |
| AE Wealth Management LLC | History | Added to | 1,264,387 | 26,982 | 0.15% | 0.16% | 3 | +47,478 | 3.9% | Q1 2026 | May 13, 2026 |
| Altiora Financial Group, LLC | History | Reduced | 898,970 | 19,184 | 3.16% | 4.12% | 4 | -175,432 | -16.33% | Q1 2026 | May 08, 2026 |
| Park Edge Advisors, LLC | History | Added to | 755,936 | 16,131 | 3.72% | 3.8% | 5 | +2,849 | 0.38% | Q1 2026 | Apr 20, 2026 |
| Insight Wealth Strategies, LLC | History | Added to | 680,098 | 14,513 | 1.62% | 1.65% | 6 | +32,866 | 5.08% | Q1 2026 | Apr 10, 2026 |
| LPL Financial LLC | History | Reduced | 586,651 | 12,519 | 0.0% | 0.0% | 7 | -138,531 | -19.1% | Q1 2026 | May 06, 2026 |
| DRIVE WEALTH MANAGEMENT, LLC | History | Added to | 396,511 | 8,461 | 1.79% | 1.62% | 8 | +24,259 | 6.52% | Q1 2026 | Apr 13, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 378,392 | 8,074 | 0.12% | 0.08% | 9 | +151,959 | 67.11% | Q1 2026 | May 13, 2026 |
| NewEdge Wealth, LLC | History | Added to | 368,211 | 7,857 | 0.09% | 0.08% | 10 | +30,768 | 9.12% | Q1 2026 | May 13, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 333,447 | 7,115 | 0.06% | 0.05% | 11 | +14,927 | 4.69% | Q1 2026 | May 13, 2026 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | History | Added to | 316,279 | 6,749 | 1.14% | 0.39% | 12 | +217,670 | 220.74% | Q1 2026 | Apr 30, 2026 |
| Meridian Wealth Management, LLC | History | Reduced | 308,412 | 6,581 | 0.23% | 0.25% | 13 | -10,794 | -3.38% | Q1 2026 | May 06, 2026 |
| Prime Capital Investment Advisors, LLC | History | Added to | 305,439 | 6,518 | 0.08% | 0.08% | 14 | +16,107 | 5.57% | Q1 2026 | May 08, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 286,313 | 6,109 | 0.27% | 0.26% | 15 | +34,274 | 13.6% | Q1 2026 | Apr 28, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 243,113 | 5,188 | 0.01% | 0.01% | 16 | -35,902 | -12.87% | Q1 2026 | May 15, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 241,758 | 5,159 | 0.03% | 0.02% | 17 | +20,165 | 9.1% | Q1 2026 | Apr 29, 2026 |
| SlateStone Wealth, LLC | History | Added to | 233,356 | 4,980 | 0.41% | 0.36% | 18 | +38,803 | 19.94% | Q1 2026 | May 14, 2026 |
| Mid-American Wealth Advisory Group, Inc. | History | No change | 210,408 | 4,685 | 1.98% | 1.98% | 19 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Security National Bank | History | Added to | 218,388 | 4,660 | 0.68% | 0.64% | 20 | +19,276 | 9.68% | Q1 2026 | Apr 16, 2026 |
| ADAPT WEALTH ADVISORS, LLC | History | Reduced | 214,160 | 4,570 | 1.66% | 1.75% | 21 | -14,189 | -6.21% | Q1 2026 | May 11, 2026 |
| Focus Partners Wealth | History | Added to | 196,137 | 4,185 | 0.0% | 0.0% | 22 | +8,729 | 4.66% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 189,421 | 4,042 | 0.01% | 0.01% | 23 | -197,235 | -51.01% | Q1 2026 | Apr 27, 2026 |
| WCG Wealth Advisors LLC | History | Added to | 173,191 | 3,695 | 0.1% | 0.1% | 24 | +19,039 | 12.35% | Q1 2026 | May 12, 2026 |
| Soltis Investment Advisors LLC | History | Added to | 172,003 | 3,670 | 0.23% | 0.23% | 25 | +17,440 | 11.28% | Q1 2026 | Apr 27, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 142,941 | 3,050 | 0.02% | 0.03% | 26 | -83,613 | -36.91% | Q1 2026 | May 08, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Added to | 130,418 | 2,783 | 0.18% | 0.17% | 27 | +14,893 | 12.89% | Q1 2026 | Apr 15, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 124,698 | 2,661 | 0.04% | 0.03% | 28 | +17,656 | 16.49% | Q1 2026 | May 12, 2026 |
| Pekin Hardy Strauss, Inc. | History | Reduced | 119,716 | 2,554 | 0.27% | 0.29% | 29 | -19,521 | -14.02% | Q1 2026 | May 06, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 107,640 | 2,297 | 0.0% | 0.0% | 30 | -16,263 | -13.13% | Q1 2026 | May 15, 2026 |
| Independent Wealth Advisors LLC | History | Reduced | 102,390 | 2,185 | 2.15% | 2.46% | 31 | -3,458 | -3.27% | Q1 2026 | May 22, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 100,300 | 2,140 | 0.0% | — | 32 | +100,300 | New | Q1 2026 | May 15, 2026 |
| Centennial Wealth Advisory LLC | History | Added to | 98,145 | 2,094 | 0.51% | 0.53% | 33 | +7,707 | 8.52% | Q1 2026 | Apr 20, 2026 |
| Almanack Investment Partners, LLC. | History | Added to | 86,975 | 1,856 | 0.31% | 0.07% | 34 | +67,801 | 353.61% | Q1 2026 | May 05, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 71,939 | 1,535 | 0.0% | 0.0% | 35 | +61,317 | 577.26% | Q1 2026 | Apr 22, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 63,002 | 1,344 | 0.1% | 0.09% | 36 | +5,740 | 10.02% | Q1 2026 | Apr 20, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 60,584 | 1,292 | 0.02% | 0.02% | 37 | -3,374 | -5.28% | Q1 2026 | Apr 28, 2026 |
| Advisory Services Network, LLC | History | Added to | 59,293 | 1,265 | 0.02% | 0.02% | 38 | +4,319 | 7.86% | Q1 2026 | May 15, 2026 |
| RFG Advisory, LLC | History | Reduced | 57,167 | 1,219 | 0.02% | 0.03% | 39 | -12,043 | -17.4% | Q1 2026 | Apr 17, 2026 |
| Summit Financial, LLC | History | Reduced | 52,480 | 1,119 | 0.01% | 0.05% | 40 | -86,002 | -62.1% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Reduced | 50,164 | 1,070 | 0.01% | 0.01% | 41 | -18,595 | -27.04% | Q1 2026 | Apr 24, 2026 |
| TD Waterhouse Canada Inc. | History | Added to | 48,600 | 1,038 | 0.0% | 0.0% | 42 | +18,200 | 59.87% | Q1 2026 | May 12, 2026 |
| CIBC WORLD MARKET INC. | History | Reduced | 46,099 | 983 | 0.0% | 0.0% | 43 | -10,275 | -18.23% | Q1 2026 | May 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 43,085 | 919 | 0.0% | 0.0% | 44 | -394 | -0.91% | Q1 2026 | May 04, 2026 |
| Retirement Planning Group, LLC | History | Added to | 41,177 | 878 | 0.03% | 0.03% | 45 | +55 | 0.13% | Q1 2026 | May 04, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 194,856 | 861 | 0.04% | 0.02% | 46 | -33,285 | -14.59% | Q1 2026 | May 15, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 31,905 | 680 | 0.02% | 0.01% | 47 | +4,395 | 15.98% | Q1 2026 | May 15, 2026 |
| Belpointe Asset Management LLC | History | Added to | 31,508 | 672 | 0.02% | 0.01% | 48 | +20,554 | 187.64% | Q1 2026 | Apr 28, 2026 |
| Cooper Financial Group | History | No change | 30,024 | 640 | 0.06% | 0.07% | 49 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Advisor Resource Council | History | Added to | 29,309 | 625 | 0.2% | 0.22% | 50 | +1,783 | 6.48% | Q1 2026 | May 07, 2026 |
| Ankerstar Wealth, LLC | History | Reduced | 27,769 | 592 | 0.62% | 2.56% | 51 | -87,557 | -75.92% | Q1 2026 | May 13, 2026 |
| Worth Asset Management, LLC | History | Reduced | 26,457 | 564 | 0.21% | 0.44% | 52 | -19,867 | -42.89% | Q1 2026 | Apr 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 24,177 | 516 | 0.0% | 0.0% | 53 | +2,391 | 10.97% | Q1 2026 | Apr 30, 2026 |
| MATHER GROUP, LLC. | History | New | 21,580 | 460 | 0.0% | — | 54 | +21,580 | New | Q1 2026 | Apr 13, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 21,135 | 451 | 0.0% | — | 55 | +21,135 | New | Q1 2026 | Apr 07, 2026 |
| Fortis Capital Advisors, LLC | History | New | 20,106 | 429 | 0.06% | — | 56 | +20,106 | New | Q1 2026 | Apr 28, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 19,012 | 405 | 0.06% | 0.07% | 57 | -280 | -1.45% | Q1 2026 | May 08, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 18,343 | 391 | 0.0% | 0.0% | 58 | +831 | 4.75% | Q1 2026 | Apr 30, 2026 |
| WealthCare Asset Management, LLC | History | New | 16,801 | 358 | 0.38% | — | 59 | +16,801 | New | Q1 2026 | Apr 30, 2026 |
| Trajan Wealth LLC | History | Reduced | 14,583 | 311 | 0.01% | 0.01% | 60 | -1,095 | -6.98% | Q1 2026 | May 13, 2026 |
| Heck Capital Advisors, LLC | History | Added to | 14,175 | 302 | 0.02% | 0.02% | 61 | +1,200 | 9.25% | Q1 2026 | Apr 16, 2026 |
| MBA Advisors LLC | History | Added to | 11,547 | 246 | 0.09% | 0.1% | 62 | +235 | 2.08% | Q1 2026 | Apr 20, 2026 |
| HighTower Advisors, LLC | History | New | 11,401 | 243 | 0.0% | — | 63 | +11,401 | New | Q1 2026 | May 05, 2026 |
| BayBridge Capital Group, LLC | History | No change | 10,217 | 227 | 0.14% | 0.14% | 64 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Triumph Capital Management | History | Added to | 9,867 | 210 | 0.04% | 0.05% | 65 | +110 | 1.13% | Q1 2026 | May 13, 2026 |
| Cetera Investment Advisers | History | Reduced | 9,561 | 204 | 0.0% | 0.0% | 66 | -29,022 | -75.22% | Q1 2026 | May 13, 2026 |
| CWM, LLC | History | Added to | 9,106 | 194 | 0.0% | 0.0% | 67 | +3,696 | 68.32% | Q1 2026 | May 14, 2026 |
| Realta Investment Advisors | History | New | 8,080 | 172 | 0.06% | — | 69 | +8,080 | New | Q1 2026 | Apr 22, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 8,100 | 172 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| NBC SECURITIES, INC. | History | Added to | 3,610 | 77 | 0.01% | 0.0% | 70 | +1,729 | 91.92% | Q1 2026 | Apr 14, 2026 |
| Western Wealth Management, LLC | History | New | 2,914 | 62 | 0.0% | — | 71 | +2,914 | New | Q1 2026 | May 19, 2026 |
| UBS Group AG | History | Added to | 1,696 | 36 | 0.0% | 0.0% | 72 | +1,557 | 1120.14% | Q1 2026 | May 05, 2026 |
| Ascentis Independent Advisors | History | New | 670 | 14 | 0.0% | — | 73 | +670 | New | Q1 2026 | Apr 28, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 553 | 11 | 0.0% | 0.0% | 74 | -644 | -53.8% | Q1 2026 | May 11, 2026 |
| Global Trust Asset Management, LLC | History | New | 500 | 10 | 0.0% | — | 75 | +500 | New | Q1 2026 | Apr 23, 2026 |
| STANCE CAPITAL LLC | History | New | 454 | 9 | 0.0% | — | 76 | +454 | New | Q1 2026 | May 13, 2026 |
| Signature Equity Partners, LLC | History | New | 281 | 6 | 0.0% | — | 77 | +281 | New | Q1 2026 | May 13, 2026 |
| Clearstead Advisors, LLC | History | Reduced | 275 | 5 | 0.0% | 0.0% | 78 | -1,430 | -83.87% | Q1 2026 | May 06, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | New | 212 | 5 | 0.0% | — | 79 | +212 | New | Q1 2026 | May 01, 2026 |
| ASSETMARK, INC | History | New | 114 | 2 | 0.0% | — | 81 | +114 | New | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Added to | 94 | 2 | 0.0% | — | 80 | +92 | 4600.0% | Q1 2026 | May 15, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 73 | 1 | 0.0% | 0.0% | 82 | +2 | 2.82% | Q1 2026 | May 04, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 74 | 1 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Kensington Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -218,669 | -100.0% | Q1 2026 | May 21, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -204,107 | -100.0% | Q1 2026 | May 12, 2026 |
| RiverTree Advisors, LLC | History | Closed out | 0 | 0 | — | 1.84% | — | -129,536 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Whalen Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.67% | — | -55,956 | -100.0% | Q1 2026 | Apr 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -38,161 | -100.0% | Q1 2026 | Apr 20, 2026 |
| GKV Capital Management Co., Inc. | History | Closed out | 0 | 0 | — | 0.23% | — | -27,705 | -100.0% | Q1 2026 | May 21, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -25,646 | -100.0% | Q1 2026 | May 15, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -17,054 | -100.0% | Q1 2026 | May 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -14,983 | -100.0% | Q1 2026 | May 15, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -14,044 | -100.0% | Q1 2026 | May 14, 2026 |
| GFS Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,875 | -100.0% | Q1 2026 | Apr 30, 2026 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,353 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,293 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -1,260 | -100.0% | Q1 2026 | May 13, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 40 | 0 | — | 0.0% | — | -115 | -74.19% | Q1 2026 | Apr 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -45 | -100.0% | Q1 2026 | May 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 25 | 0 | — | — | — | +25 | New | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | No change | 21 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |