CODEXIS, INC. - CDXS
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 5 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Aberdeen Group plc | History | Added to | 7,966,498 | 12,985 | 0.02% | 0.02% | 1 | +3,874,436 | 94.68% | Q4 2025 | Jan 16, 2026 |
| BlackRock, Inc. | History | Added to | 7,395,740 | 12,055 | 0.0% | 0.0% | 2 | +251,792 | 3.52% | Q4 2025 | Feb 12, 2026 |
| Opaleye Management Inc. | History | Reduced | 6,789,738 | 11,067 | 1.46% | 4.41% | 3 | -6,005,262 | -46.93% | Q4 2025 | Feb 17, 2026 |
| VANGUARD GROUP INC | History | Added to | 4,941,542 | 8,054 | 0.0% | 0.0% | 4 | +271,727 | 5.82% | Q4 2025 | Jan 29, 2026 |
| Nantahala Capital Management, LLC | History | Reduced | 3,990,169 | 6,503 | 0.21% | 0.34% | 5 | -40,450 | -1.0% | Q4 2025 | Feb 13, 2026 |
| Telemark Asset Management, LLC | History | Reduced | 3,846,411 | 6,269 | 0.63% | 0.93% | 6 | -153,589 | -3.84% | Q4 2025 | Feb 11, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 3,793,574 | 6,183 | 0.0% | 0.0% | 7 | +1,019,928 | 36.77% | Q4 2025 | Feb 17, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 3,135,192 | 5,110 | 0.0% | 0.0% | 8 | -932,367 | -22.92% | Q4 2025 | Feb 17, 2026 |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | History | Added to | 2,568,359 | 4,186 | 0.39% | 0.16% | 9 | +1,932,814 | 304.12% | Q4 2025 | Feb 06, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 2,026,006 | 3,303 | 0.0% | 0.0% | 10 | +33,602 | 1.69% | Q4 2025 | Feb 09, 2026 |
| STATE STREET CORP | History | Added to | 1,603,510 | 2,613 | 0.0% | 0.0% | 11 | +62,756 | 4.07% | Q4 2025 | Feb 13, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | New | 1,135,190 | 1,850 | 0.01% | — | 12 | +1,135,190 | New | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Added to | 809,520 | 1,319 | 0.0% | 0.0% | 13 | +287,137 | 54.97% | Q4 2025 | Jan 29, 2026 |
| FRANKLIN RESOURCES INC | History | Reduced | 740,558 | 1,207 | 0.0% | 0.0% | 14 | -15,600 | -2.06% | Q4 2025 | Feb 11, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 737,485 | 1,202 | 0.0% | 0.0% | 15 | +426,999 | 137.53% | Q4 2025 | Feb 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 718,109 | 1,170 | 0.0% | 0.0% | 16 | -6,146 | -0.85% | Q4 2025 | Mar 25, 2026 |
| Private Advisor Group, LLC | History | Added to | 654,581 | 1,066 | 0.01% | 0.01% | 17 | +93,168 | 16.6% | Q4 2025 | Feb 17, 2026 |
| NORTHERN TRUST CORP | History | Added to | 645,296 | 1,051 | 0.0% | 0.0% | 18 | +22 | 0.0% | Q4 2025 | Feb 17, 2026 |
| FMR LLC | History | Added to | 641,926 | 1,046 | 0.0% | 0.0% | 19 | +57,559 | 9.85% | Q4 2025 | Feb 17, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 628,291 | 1,024 | 0.0% | 0.0% | 20 | +454,486 | 261.49% | Q4 2025 | Feb 17, 2026 |
| Assenagon Asset Management S.A. | History | Added to | 566,547 | 923 | 0.0% | 0.0% | 21 | +332,594 | 142.16% | Q4 2025 | Jan 09, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | No change | 537,833 | 876 | 0.0% | 6.09% | 22 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| PERKINS CAPITAL MANAGEMENT INC | History | Added to | 529,500 | 863 | 0.69% | 0.66% | 23 | +221,800 | 72.08% | Q4 2025 | Feb 04, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 516,877 | 842 | 0.0% | 0.0% | 24 | +230,746 | 80.64% | Q4 2025 | Feb 17, 2026 |
| Post Resch Tallon Group Inc. | History | Reduced | 511,748 | 834 | 0.7% | 1.21% | 25 | -48,187 | -8.61% | Q4 2025 | Jan 09, 2026 |
| MORGAN STANLEY | History | Added to | 431,140 | 702 | 0.0% | 0.0% | 26 | +234,514 | 119.27% | Q4 2025 | Feb 13, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | New | 428,921 | 699 | 0.0% | — | 27 | +428,921 | New | Q4 2025 | Feb 17, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 406,004 | 661 | 0.0% | 0.0% | 28 | -197,616 | -32.74% | Q4 2025 | Feb 12, 2026 |
| FEDERATED HERMES, INC. | History | Added to | 347,640 | 566 | 0.0% | 0.0% | 29 | +113,393 | 48.41% | Q4 2025 | Feb 12, 2026 |
| Nuveen, LLC | History | Reduced | 300,852 | 490 | 0.0% | 0.0% | 30 | -619,270 | -67.3% | Q4 2025 | Feb 12, 2026 |
| Potomac Capital Management, Inc. | History | New | 300,000 | 489 | 0.39% | — | 31 | +300,000 | New | Q4 2025 | Feb 11, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 299,930 | 488 | 0.0% | 0.0% | 32 | +249,672 | 496.78% | Q4 2025 | Feb 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 294,653 | 480 | 0.0% | 0.0% | 33 | +264,069 | 863.42% | Q4 2025 | Feb 17, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 274,898 | 448 | 0.0% | 0.0% | 34 | +24,166 | 9.64% | Q4 2025 | Feb 13, 2026 |
| PLATINUM INVESTMENT MANAGEMENT LTD | History | No change | 264,464 | 431 | 0.1% | 0.04% | 35 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Stonepine Capital Management, LLC | History | Added to | 256,106 | 417 | 0.3% | 0.17% | 36 | +167,842 | 190.16% | Q4 2025 | Feb 13, 2026 |
| BARCLAYS PLC | History | Added to | 244,851 | 399 | 0.0% | 0.0% | 37 | +20,359 | 9.07% | Q4 2025 | Feb 13, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 204,749 | 333 | 0.0% | 0.0% | 38 | -3,500 | -1.68% | Q4 2025 | Feb 10, 2026 |
| Atom Investors LP | History | New | 184,655 | 300 | 0.02% | — | 39 | +184,655 | New | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 177,750 | 289 | 0.0% | 0.0% | 40 | -100,591 | -36.14% | Q4 2025 | Feb 13, 2026 |
| Invesco Ltd. | History | Added to | 174,590 | 284 | 0.0% | 0.0% | 41 | +51,454 | 41.79% | Q4 2025 | Feb 19, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Added to | 150,908 | 245 | 0.01% | 0.01% | 42 | +50,000 | 49.55% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 122,030 | 198 | 0.0% | 0.0% | 43 | +45,447 | 59.34% | Q4 2025 | Feb 13, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 118,130 | 192 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 116,567 | 190 | 0.0% | — | 45 | +116,567 | New | Q4 2025 | Feb 17, 2026 |
| Diametric Capital, LP | History | Reduced | 112,254 | 182 | 0.05% | 0.12% | 46 | -17,615 | -13.56% | Q4 2025 | Feb 13, 2026 |
| Man Group plc | History | Reduced | 107,996 | 176 | 0.0% | 0.0% | 48 | -25,839 | -19.31% | Q4 2025 | Feb 17, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 108,582 | 176 | 0.0% | 0.0% | 47 | -3,237 | -2.89% | Q4 2025 | Feb 13, 2026 |
| STRS OHIO | History | No change | 99,100 | 161 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 88,376 | 142 | 0.0% | 0.0% | 50 | +28,011 | 46.4% | Q4 2025 | Feb 10, 2026 |
| Jain Global LLC | History | New | 85,900 | 140 | 0.0% | — | 51 | +85,900 | New | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Reduced | 78,825 | 128 | 0.0% | 0.0% | 52 | -8,845 | -10.09% | Q4 2025 | Feb 11, 2026 |
| XTX Topco Ltd | History | Added to | 74,558 | 121 | 0.0% | 0.0% | 53 | +57,254 | 330.87% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 69,999 | 114 | 0.0% | 0.0% | 54 | +20,247 | 40.7% | Q4 2025 | Feb 17, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 64,675 | 105 | 0.0% | 0.0% | 55 | -19,394 | -23.07% | Q4 2025 | Feb 17, 2026 |
| Point72 Asset Management, L.P. | History | New | 63,089 | 102 | 0.0% | — | 56 | +63,089 | New | Q4 2025 | Feb 17, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 60,778 | 99 | 0.02% | — | 57 | +60,778 | New | Q4 2025 | Mar 03, 2026 |
| TWO SIGMA ADVISERS, LP | History | Added to | 59,400 | 96 | 0.0% | 0.0% | 58 | +31,900 | 116.0% | Q4 2025 | Feb 17, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 59,051 | 96 | 0.0% | 0.0% | 59 | +10,608 | 21.9% | Q4 2025 | Feb 17, 2026 |
| Quadrature Capital Ltd | History | Added to | 54,435 | 88 | 0.0% | 0.0% | 60 | +27,509 | 102.17% | Q4 2025 | Feb 17, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 51,406 | 83 | 0.0% | 0.0% | 61 | +49,759 | 3021.19% | Q4 2025 | Feb 11, 2026 |
| SG Americas Securities, LLC | History | Added to | 50,290 | 82 | 0.0% | 0.0% | 62 | +28,754 | 133.52% | Q4 2025 | Jan 09, 2026 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | No change | 50,000 | 81 | 0.0% | 0.01% | 63 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 44,269 | 73 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 41,398 | 67 | 0.0% | 0.0% | 65 | +2,656 | 6.86% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 40,977 | 66 | 0.0% | 0.0% | 66 | +2,641 | 6.89% | Q4 2025 | Feb 11, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 39,804 | 64 | 0.0% | 0.0% | 68 | +17,059 | 75.0% | Q4 2025 | Feb 17, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Reduced | 39,813 | 64 | 0.0% | 0.0% | 67 | -6,900 | -14.77% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 37,346 | 60 | 0.0% | 0.0% | 69 | -4,344 | -10.42% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 36,565 | 59 | 0.0% | 0.0% | 70 | -500 | -1.35% | Q4 2025 | Feb 17, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Reduced | 35,491 | 57 | 0.0% | 0.0% | 71 | -5,542 | -13.51% | Q4 2025 | Feb 10, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | Reduced | 34,787 | 56 | 0.0% | 0.01% | 72 | -1,140 | -3.17% | Q4 2025 | Feb 17, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 32,751 | 53 | 0.0% | — | 73 | +32,751 | New | Q4 2025 | Feb 13, 2026 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 30,390 | 49 | 0.0% | 0.0% | 74 | -4,903 | -13.89% | Q4 2025 | Feb 17, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | New | 29,000 | 47 | 0.0% | — | 75 | +29,000 | New | Q4 2025 | Jan 27, 2026 |
| Krilogy Financial LLC | History | Added to | 30,101 | 46 | 0.0% | 0.0% | 76 | +72 | 0.24% | Q4 2025 | Jan 27, 2026 |
| Persistent Asset Partners Ltd | History | New | 27,813 | 45 | 0.02% | — | 77 | +27,813 | New | Q4 2025 | Feb 17, 2026 |
| GUGGENHEIM CAPITAL LLC | History | New | 27,355 | 44 | 0.0% | — | 78 | +27,355 | New | Q4 2025 | Feb 17, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 27,409 | 44 | 0.0% | 0.0% | 79 | +17,435 | 174.8% | Q4 2025 | Feb 17, 2026 |
| Elmwood Wealth Management, Inc. | History | No change | 21,695 | 35 | 0.01% | 0.02% | 80 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 20,668 | 33 | 0.0% | 0.0% | 81 | +4,060 | 24.45% | Q4 2025 | Feb 10, 2026 |
| ProShare Advisors LLC | History | Added to | 20,214 | 32 | 0.0% | 0.0% | 82 | +2,999 | 17.42% | Q4 2025 | Feb 06, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 19,441 | 31 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| AIGEN INVESTMENT MANAGEMENT, LP | History | Added to | 17,629 | 28 | 0.01% | 0.01% | 84 | +1,799 | 11.36% | Q4 2025 | Feb 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 17,095 | 27 | 0.0% | 0.0% | 86 | -50,622 | -74.76% | Q4 2025 | Feb 10, 2026 |
| State of Wyoming | History | Added to | 16,870 | 27 | 0.0% | 0.0% | 87 | +3,768 | 28.76% | Q4 2025 | Feb 11, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 16,888 | 27 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Navalign, LLC | History | New | 15,340 | 25 | 0.01% | — | 88 | +15,340 | New | Q4 2025 | Feb 05, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 14,843 | 24 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| China Universal Asset Management Co., Ltd. | History | Reduced | 14,718 | 23 | 0.0% | 0.0% | 90 | -1,105 | -6.98% | Q4 2025 | Jan 29, 2026 |
| FIDUCIARY TRUST CO | History | No change | 13,620 | 22 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| SEI INVESTMENTS CO | History | No change | 10,536 | 17 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | New | 10,000 | 16 | 0.0% | — | 93 | +10,000 | New | Q4 2025 | Feb 05, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | Added to | 10,081 | 16 | 0.0% | 0.0% | 94 | +9 | 0.09% | Q4 2025 | Feb 13, 2026 |
| Legal & General Group Plc | History | No change | 8,500 | 13 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 8,428 | 13 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| CITIGROUP INC | History | Reduced | 5,417 | 8 | 0.0% | 0.0% | 97 | -50,623 | -90.33% | Q4 2025 | Feb 13, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 5,485 | 8 | 0.0% | 0.0% | 98 | -449 | -7.57% | Q4 2025 | Feb 17, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 4,389 | 7 | 0.0% | 0.0% | 99 | +899 | 25.76% | Q4 2025 | Jan 26, 2026 |
| Torren Management, LLC | History | New | 3,801 | 6 | 0.0% | — | 100 | +3,801 | New | Q4 2025 | Jan 30, 2026 |
| AMALGAMATED BANK | History | Added to | 2,803 | 5 | 0.0% | 0.0% | 101 | +23 | 0.83% | Q4 2025 | Feb 05, 2026 |
| GAMMA Investing LLC | History | Added to | 2,604 | 4 | 0.0% | 0.0% | 102 | +1,631 | 167.63% | Q4 2025 | Jan 05, 2026 |
| CWM, LLC | History | Reduced | 1,794 | 3 | 0.0% | 0.0% | 103 | -2,499 | -58.21% | Q4 2025 | Jan 26, 2026 |
| Sterling Capital Management LLC | History | Added to | 1,471 | 2 | 0.0% | 0.0% | 105 | +273 | 22.79% | Q4 2025 | Feb 13, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | Reduced | 1,775 | 2 | 0.0% | 0.0% | 107 | -167 | -8.6% | Q4 2025 | Jan 27, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 1,800 | 2 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 1,587 | 2 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| SIMPLEX TRADING, LLC | History | New | 824 | 1 | 0.0% | — | 109 | +824 | New | Q4 2025 | Feb 11, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 876 | 1 | 0.0% | — | 108 | +799 | 1037.66% | Q4 2025 | Feb 06, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1,000 | 1 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| Optiver Holding B.V. | History | No change | 1,152 | 1 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Pier Capital, LLC | History | Closed out | 0 | 0 | — | 0.72% | — | -1,891,232 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Empire Financial Management Company, LLC | History | Closed out | 0 | 0 | — | 0.82% | — | -1,463,537 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -496,791 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -276,361 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Mink Brook Asset Management LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -220,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WHITE PINE CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -138,187 | -100.0% | Q3 2025 | Nov 10, 2025 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -87,063 | -100.0% | Q3 2025 | Nov 13, 2025 |
| OXFORD ASSET MANAGEMENT LLP | History | Closed out | 0 | 0 | — | 0.63% | — | -54,042 | -100.0% | Q3 2025 | Feb 17, 2026 |
| Brevan Howard Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -48,734 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MetLife Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,281 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Dynamic Technology Lab Private Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -24,106 | -100.0% | Q3 2025 | Nov 13, 2025 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -18,812 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Closed out | 0 | 0 | — | 0.0% | — | -13,643 | -100.0% | Q3 2025 | Nov 13, 2025 |
| CRUX WEALTH ADVISORS | History | Closed out | 0 | 0 | — | 0.01% | — | -13,413 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Jump Financial, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,608 | -100.0% | Q3 2025 | Nov 13, 2025 |
| NISA INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,138 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -3,529 | -100.0% | Q3 2025 | Nov 14, 2025 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -972 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HARBOUR INVESTMENTS, INC. | History | New | 501 | 0 | — | — | — | +501 | New | Q4 2025 | Feb 09, 2026 |
| Physician Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -442 | -100.0% | Q3 2025 | Nov 04, 2025 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -342 | -100.0% | Q3 2025 | Nov 10, 2025 |
| ROTHSCHILD INVESTMENT LLC | History | Reduced | 113 | 0 | — | — | — | -92 | -44.88% | Q4 2025 | Feb 10, 2026 |
| Sunbelt Securities, Inc. | History | New | 30 | 0 | — | — | — | +30 | New | Q4 2025 | Feb 20, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 2 | 0 | — | — | — | -12 | -85.71% | Q4 2025 | Jan 23, 2026 |
| Allworth Financial LP | History | New | 6 | 0 | — | — | — | +6 | New | Q4 2025 | Feb 05, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 321 | 0 | — | — | — | -1 | -0.31% | Q4 2025 | Feb 03, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| MAI Capital Management | History | No change | 138 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Daiwa Securities Group Inc. | History | No change | 269 | 0 | — | 0.0% | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 500 | 0 | — | 0.0% | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Global Retirement Partners, LLC | History | No change | 350 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 325 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Covestor Ltd | History | No change | 23 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |