CODEXIS, INC. - CDXS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Aberdeen Group plc | History | Added to | 8,680,368 | 14,149 | 0.02% | 0.02% | 1 | +713,870 | 8.96% | Q1 2026 | Apr 29, 2026 |
| BlackRock, Inc. | History | Reduced | 7,028,773 | 11,456 | 0.0% | 0.0% | 2 | -366,967 | -4.96% | Q1 2026 | May 13, 2026 |
| Opaleye Management Inc. | History | Reduced | 6,785,000 | 11,059 | 1.46% | 1.46% | 3 | -4,738 | -0.07% | Q1 2026 | May 15, 2026 |
| VANGUARD GROUP INC | History | No change | 4,941,542 | 8,054 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Nantahala Capital Management, LLC | History | Added to | 4,123,613 | 6,721 | 0.25% | 0.21% | 5 | +133,444 | 3.34% | Q1 2026 | May 15, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 3,998,130 | 6,516 | 0.0% | 0.0% | 6 | +862,938 | 27.52% | Q1 2026 | May 15, 2026 |
| Telemark Asset Management, LLC | History | No change | 3,846,411 | 6,269 | 0.58% | 0.63% | 7 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 3,668,507 | 5,979 | 0.0% | — | 8 | +3,668,507 | New | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 3,400,496 | 5,542 | 0.0% | 0.0% | 9 | -393,078 | -10.36% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 2,183,775 | 3,559 | 0.0% | 0.0% | 10 | +1,374,255 | 169.76% | Q1 2026 | May 05, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 1,885,353 | 3,073 | 0.0% | 0.0% | 11 | -140,653 | -6.94% | Q1 2026 | May 15, 2026 |
| STATE STREET CORP | History | Added to | 1,666,954 | 2,717 | 0.0% | 0.0% | 12 | +63,444 | 3.96% | Q1 2026 | May 15, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Reduced | 1,088,027 | 1,773 | 0.01% | 0.01% | 13 | -47,163 | -4.15% | Q1 2026 | May 15, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 979,847 | 1,597 | 0.0% | 0.0% | 14 | +351,556 | 55.95% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 919,964 | 1,499 | 0.0% | 0.0% | 15 | +620,034 | 206.73% | Q1 2026 | May 12, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | New | 879,339 | 1,433 | 0.0% | — | 16 | +879,339 | New | Q1 2026 | May 08, 2026 |
| Private Advisor Group, LLC | History | Added to | 847,001 | 1,380 | 0.01% | 0.01% | 17 | +192,420 | 29.4% | Q1 2026 | Apr 24, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 824,870 | 1,344 | 0.0% | 0.0% | 18 | +106,761 | 14.87% | Q1 2026 | May 15, 2026 |
| Assenagon Asset Management S.A. | History | Added to | 751,170 | 1,224 | 0.0% | 0.0% | 19 | +184,623 | 32.59% | Q1 2026 | Apr 20, 2026 |
| FRANKLIN RESOURCES INC | History | Reduced | 688,210 | 1,121 | 0.0% | 0.0% | 20 | -52,348 | -7.07% | Q1 2026 | May 13, 2026 |
| NORTHERN TRUST CORP | History | Added to | 657,139 | 1,071 | 0.0% | 0.0% | 21 | +11,843 | 1.84% | Q1 2026 | May 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 608,601 | 992 | 0.0% | 0.0% | 22 | +543,926 | 841.01% | Q1 2026 | May 15, 2026 |
| Post Resch Tallon Group Inc. | History | Added to | 571,478 | 974 | 0.79% | 0.7% | 23 | +59,730 | 11.67% | Q1 2026 | Apr 08, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 551,008 | 898 | 0.0% | — | 24 | +551,008 | New | Q1 2026 | May 08, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | No change | 537,833 | 876 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| PERKINS CAPITAL MANAGEMENT INC | History | Reduced | 527,500 | 859 | 0.81% | 0.69% | 26 | -2,000 | -0.38% | Q1 2026 | Apr 23, 2026 |
| MORGAN STANLEY | History | Added to | 472,841 | 770 | 0.0% | 0.0% | 27 | +41,701 | 9.67% | Q1 2026 | May 15, 2026 |
| Stonepine Capital Management, LLC | History | Added to | 417,994 | 681 | 0.27% | 0.3% | 28 | +161,888 | 63.21% | Q1 2026 | May 14, 2026 |
| FMR LLC | History | Reduced | 412,597 | 672 | 0.0% | 0.0% | 29 | -229,329 | -35.73% | Q1 2026 | May 15, 2026 |
| Nuveen, LLC | History | Added to | 367,443 | 598 | 0.0% | 0.0% | 30 | +66,591 | 22.13% | Q1 2026 | Apr 30, 2026 |
| Diametric Capital, LP | History | Added to | 359,268 | 585 | 0.15% | 0.05% | 31 | +247,014 | 220.05% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 316,295 | 515 | 0.0% | 0.0% | 32 | -200,582 | -38.81% | Q1 2026 | May 15, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 284,636 | 463 | 0.0% | 0.0% | 33 | -121,368 | -29.89% | Q1 2026 | May 07, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | Reduced | 282,380 | 460 | 0.0% | 0.0% | 34 | -146,541 | -34.17% | Q1 2026 | May 15, 2026 |
| Potomac Capital Management, Inc. | History | Reduced | 274,200 | 446 | 0.39% | 0.39% | 35 | -25,800 | -8.6% | Q1 2026 | May 14, 2026 |
| PLATINUM INVESTMENT MANAGEMENT LTD | History | No change | 264,464 | 431 | 0.11% | 0.1% | 36 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 241,955 | 394 | 0.0% | 0.0% | 38 | +202,151 | 507.87% | Q1 2026 | May 15, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 242,211 | 394 | 0.0% | 0.0% | 37 | -32,687 | -11.89% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 215,365 | 351 | 0.0% | 0.0% | 39 | +98,798 | 84.76% | Q1 2026 | May 15, 2026 |
| Bank of New York Mellon Corp | History | Added to | 209,645 | 341 | 0.0% | 0.0% | 40 | +4,896 | 2.39% | Q1 2026 | May 05, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 198,733 | 323 | 0.0% | 0.0% | 41 | -538,752 | -73.05% | Q1 2026 | May 14, 2026 |
| ALGERT GLOBAL LLC | History | New | 197,447 | 322 | 0.0% | — | 42 | +197,447 | New | Q1 2026 | May 14, 2026 |
| Invesco Ltd. | History | Added to | 180,925 | 294 | 0.0% | 0.0% | 43 | +6,335 | 3.63% | Q1 2026 | May 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 173,955 | 283 | 0.0% | 0.0% | 44 | +103,956 | 148.51% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | Added to | 167,542 | 273 | 0.0% | 0.0% | 45 | +92,984 | 124.71% | Q1 2026 | May 15, 2026 |
| BARCLAYS PLC | History | Reduced | 155,093 | 252 | 0.0% | 0.0% | 46 | -89,758 | -36.66% | Q1 2026 | May 14, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | New | 133,665 | 217 | 0.0% | — | 47 | +133,665 | New | Q1 2026 | May 08, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Reduced | 125,908 | 205 | 0.0% | 0.01% | 48 | -25,000 | -16.57% | Q1 2026 | May 15, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 123,749 | 200 | 0.0% | 0.0% | 49 | +35,373 | 40.03% | Q1 2026 | May 13, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 118,130 | 192 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| GSA CAPITAL PARTNERS LLP | History | New | 116,923 | 191 | 0.01% | — | 51 | +116,923 | New | Q1 2026 | May 08, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 99,314 | 161 | 0.0% | 0.0% | 53 | -9,268 | -8.54% | Q1 2026 | May 12, 2026 |
| STRS OHIO | History | No change | 99,100 | 161 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 93,082 | 151 | 0.0% | 0.0% | 54 | +41,676 | 81.07% | Q1 2026 | May 06, 2026 |
| LPL Financial LLC | History | Reduced | 75,060 | 122 | 0.0% | 0.0% | 55 | -3,765 | -4.78% | Q1 2026 | May 06, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 63,593 | 104 | 0.0% | 0.0% | 56 | +19,324 | 43.65% | Q1 2026 | May 15, 2026 |
| Quadrature Capital Ltd | History | Added to | 64,199 | 104 | 0.0% | 0.0% | 57 | +9,764 | 17.94% | Q1 2026 | May 15, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Added to | 63,753 | 103 | 0.0% | 0.0% | 58 | +23,940 | 60.13% | Q1 2026 | May 14, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 59,400 | 96 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 58,479 | 95 | 0.0% | 0.0% | 60 | -572 | -0.97% | Q1 2026 | May 08, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 56,631 | 92 | 0.0% | 0.0% | 61 | -65,399 | -53.59% | Q1 2026 | May 11, 2026 |
| Krilogy Financial LLC | History | Added to | 36,257 | 92 | 0.0% | 0.0% | 62 | +6,156 | 20.45% | Q1 2026 | Apr 17, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | Added to | 54,680 | 89 | 0.01% | 0.0% | 63 | +19,893 | 57.19% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 53,241 | 86 | 0.0% | 0.0% | 64 | -241,412 | -81.93% | Q1 2026 | May 15, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 42,418 | 69 | 0.0% | 0.0% | 65 | +1,020 | 2.46% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Added to | 39,077 | 63 | 0.0% | 0.0% | 66 | +37,283 | 2078.21% | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 41,407 | 62 | 0.0% | 0.0% | 67 | +430 | 1.05% | Q1 2026 | May 13, 2026 |
| Frec Markets, Inc. | History | New | 36,253 | 59 | 0.01% | — | 70 | +36,253 | New | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 36,414 | 59 | 0.0% | 0.0% | 68 | +19,319 | 113.01% | Q1 2026 | May 04, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 36,565 | 59 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 34,998 | 57 | 0.0% | — | 71 | +34,998 | New | Q1 2026 | May 13, 2026 |
| Cerity Partners LLC | History | New | 32,892 | 53 | 0.0% | — | 72 | +32,892 | New | Q1 2026 | May 15, 2026 |
| Vanguard Global Advisers, LLC | History | New | 32,602 | 53 | 0.0% | — | 73 | +32,602 | New | Q1 2026 | May 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 31,500 | 51 | 0.0% | 0.0% | 74 | -5,846 | -15.65% | Q1 2026 | Apr 27, 2026 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 30,018 | 48 | 0.0% | 0.0% | 75 | -372 | -1.22% | Q1 2026 | May 08, 2026 |
| Capital Advisors, Ltd. LLC | History | New | 28,890 | 47 | 0.01% | — | 77 | +28,890 | New | Q1 2026 | Apr 16, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | No change | 29,000 | 47 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 27,439 | 44 | 0.0% | 0.0% | 78 | -5,312 | -16.22% | Q1 2026 | May 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 26,950 | 43 | 0.0% | 0.0% | 79 | -405 | -1.48% | Q1 2026 | May 15, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Reduced | 24,247 | 39 | 0.0% | 0.0% | 80 | -11,244 | -31.68% | Q1 2026 | May 08, 2026 |
| Mariner, LLC | History | New | 23,529 | 38 | 0.0% | — | 81 | +23,529 | New | Q1 2026 | May 13, 2026 |
| Elmwood Wealth Management, Inc. | History | No change | 21,695 | 35 | 0.01% | 0.01% | 82 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 18,859 | 34 | 0.0% | — | 83 | +18,859 | New | Q1 2026 | Apr 08, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 20,691 | 33 | 0.0% | 0.0% | 84 | +23 | 0.11% | Q1 2026 | May 12, 2026 |
| FNY Investment Advisers, LLC | History | New | 20,000 | 32 | 0.01% | — | 85 | +20,000 | New | Q1 2026 | Apr 15, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 19,441 | 31 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | New | 18,183 | 29 | 0.0% | — | 87 | +18,183 | New | Q1 2026 | May 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 17,679 | 28 | 0.0% | — | 88 | +17,679 | New | Q1 2026 | May 15, 2026 |
| ProShare Advisors LLC | History | Reduced | 16,976 | 27 | 0.0% | 0.0% | 90 | -3,238 | -16.02% | Q1 2026 | Apr 24, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 16,888 | 27 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| China Universal Asset Management Co., Ltd. | History | Added to | 16,029 | 26 | 0.0% | 0.0% | 91 | +1,311 | 8.91% | Q1 2026 | Apr 27, 2026 |
| Navalign, LLC | History | No change | 15,340 | 25 | 0.01% | 0.01% | 92 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Reduced | 14,816 | 24 | 0.0% | 0.0% | 93 | -27 | -0.18% | Q1 2026 | May 12, 2026 |
| StoneX Group Inc. | History | New | 14,096 | 22 | 0.0% | — | 96 | +14,096 | New | Q1 2026 | May 14, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 13,572 | 22 | 0.0% | 0.0% | 95 | -13,837 | -50.48% | Q1 2026 | May 15, 2026 |
| PRUDENTIAL FINANCIAL INC | History | New | 13,580 | 22 | 0.0% | — | 97 | +13,580 | New | Q1 2026 | May 13, 2026 |
| FIDUCIARY TRUST CO | History | No change | 13,620 | 22 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Simplicity Wealth,LLC | History | New | 13,308 | 21 | 0.0% | — | 98 | +13,308 | New | Q1 2026 | Apr 30, 2026 |
| CITIGROUP INC | History | Added to | 11,909 | 19 | 0.0% | 0.0% | 99 | +6,492 | 119.84% | Q1 2026 | May 11, 2026 |
| Pallas Capital Advisors LLC | History | New | 10,325 | 16 | 0.0% | — | 102 | +10,325 | New | Q1 2026 | Apr 21, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | No change | 10,000 | 16 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | No change | 10,081 | 16 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 8,273 | 13 | 0.0% | — | 104 | +8,273 | New | Q1 2026 | May 11, 2026 |
| Essential Partners LLC | History | New | 7,988 | 13 | 0.0% | — | 105 | +7,988 | New | Q1 2026 | May 21, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 8,428 | 13 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Legal & General Group Plc | History | Reduced | 7,142 | 11 | 0.0% | 0.0% | 106 | -1,358 | -15.98% | Q1 2026 | May 08, 2026 |
| GAMMA Investing LLC | History | Added to | 4,406 | 7 | 0.0% | 0.0% | 108 | +1,802 | 69.2% | Q1 2026 | Apr 06, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 4,711 | 7 | 0.0% | 0.0% | 107 | +322 | 7.34% | Q1 2026 | May 04, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 3,876 | 6 | 0.0% | 0.0% | 109 | +3,000 | 342.47% | Q1 2026 | May 08, 2026 |
| Allworth Financial LP | History | Added to | 1,510 | 2 | 0.0% | — | 112 | +1,504 | 25066.67% | Q1 2026 | May 14, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 1,321 | 2 | 0.0% | 0.0% | 111 | +497 | 60.32% | Q1 2026 | May 14, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | Added to | 1,808 | 2 | 0.0% | 0.0% | 113 | +33 | 1.86% | Q1 2026 | Apr 15, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 1,800 | 2 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| EverSource Wealth Advisors, LLC | History | New | 1,016 | 1 | 0.0% | — | 116 | +1,016 | New | Q1 2026 | May 15, 2026 |
| Sterling Capital Management LLC | History | Reduced | 980 | 1 | 0.0% | 0.0% | 114 | -491 | -33.38% | Q1 2026 | Apr 22, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1,000 | 1 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.39% | — | -2,568,359 | -100.0% | Q1 2026 | May 07, 2026 |
| FEDERATED HERMES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -347,640 | -100.0% | Q1 2026 | May 11, 2026 |
| Atom Investors LP | History | Closed out | 0 | 0 | — | 0.02% | — | -184,655 | -100.0% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -177,750 | -100.0% | Q1 2026 | May 12, 2026 |
| Man Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -107,996 | -100.0% | Q1 2026 | May 15, 2026 |
| Jain Global LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -85,900 | -100.0% | Q1 2026 | May 15, 2026 |
| Point72 Asset Management, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -63,089 | -100.0% | Q1 2026 | May 15, 2026 |
| Caitong International Asset Management Co., Ltd | History | Reduced | 1 | 0 | — | 0.02% | — | -60,777 | -100.0% | Q1 2026 | May 11, 2026 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,290 | -100.0% | Q1 2026 | Apr 16, 2026 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | Closed out | 0 | 0 | — | 0.0% | — | -50,000 | -100.0% | Q1 2026 | May 14, 2026 |
| Persistent Asset Partners Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -27,813 | -100.0% | Q1 2026 | May 12, 2026 |
| AIGEN INVESTMENT MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -17,629 | -100.0% | Q1 2026 | May 15, 2026 |
| State of Wyoming | History | Closed out | 0 | 0 | — | 0.0% | — | -16,870 | -100.0% | Q1 2026 | May 13, 2026 |
| SEI INVESTMENTS CO | History | Closed out | 0 | 0 | — | 0.0% | — | -10,536 | -100.0% | Q1 2026 | May 13, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -5,485 | -100.0% | Q1 2026 | May 15, 2026 |
| Torren Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,801 | -100.0% | Q1 2026 | Apr 30, 2026 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -2,803 | -100.0% | Q1 2026 | May 08, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Reduced | 154 | 0 | — | 0.0% | — | -1,433 | -90.3% | Q1 2026 | May 15, 2026 |
| Optiver Holding B.V. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,152 | -100.0% | Q1 2026 | May 15, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Closed out | 0 | 0 | — | — | — | -500 | -100.0% | Q1 2026 | May 11, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 486 | 0 | — | — | — | +484 | 24200.0% | Q1 2026 | Apr 07, 2026 |
| Rialto Wealth Management, LLC | History | New | 420 | 0 | — | — | — | +420 | New | Q1 2026 | May 14, 2026 |
| Arax Advisory Partners | History | New | 301 | 0 | — | — | — | +301 | New | Q1 2026 | May 13, 2026 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | — | — | -269 | -100.0% | Q1 2026 | May 13, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | New | 197 | 0 | — | — | — | +197 | New | Q1 2026 | Apr 30, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 303 | 0 | — | — | — | +190 | 168.14% | Q1 2026 | May 07, 2026 |
| MAI Capital Management | History | Added to | 232 | 0 | — | — | — | +94 | 68.12% | Q1 2026 | May 15, 2026 |
| Root Financial Partners, LLC | History | New | 73 | 0 | — | — | — | +73 | New | Q1 2026 | Apr 24, 2026 |
| SJS Investment Consulting Inc. | History | New | 67 | 0 | — | — | — | +67 | New | Q1 2026 | Apr 23, 2026 |
| IFP Advisors, Inc | History | New | 62 | 0 | — | — | — | +62 | New | Q1 2026 | Apr 13, 2026 |
| Leo H. Evart, Inc. | History | New | 50 | 0 | — | — | — | +50 | New | Q1 2026 | May 13, 2026 |
| Transamerica Financial Advisors, LLC | History | New | 46 | 0 | — | — | — | +46 | New | Q1 2026 | May 15, 2026 |
| True Wealth Design, LLC | History | New | 40 | 0 | — | — | — | +40 | New | Q1 2026 | Apr 13, 2026 |
| Sunbelt Securities, Inc. | History | Closed out | 0 | 0 | — | — | — | -30 | -100.0% | Q1 2026 | May 15, 2026 |
| Covestor Ltd | History | Added to | 52 | 0 | — | — | — | +29 | 126.09% | Q1 2026 | May 05, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 330 | 0 | — | — | — | +9 | 2.8% | Q1 2026 | Apr 27, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 501 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Global Retirement Partners, LLC | History | No change | 350 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 325 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 04, 2026 |