Caribou Biosciences, Inc. - CRBU
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | History | No change | 7,815,843 | 13,755 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| PFIZER INC | History | No change | 4,690,431 | 7,879 | 4.62% | 4.62% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 4,208,568 | 7,407 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MACKENZIE FINANCIAL CORP | History | Added to | 4,071,819 | 5,171 | 0.01% | 0.01% | 4 | +421,023 | 11.53% | Q3 2026 | Nov 02, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 2,773,545 | 4,881 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kynam Capital Management, LP | History | No change | 2,503,302 | 4,405 | 0.24% | 0.24% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 2,438,778 | 3,097 | 0.0% | 0.0% | 7 | +63,884 | 2.69% | Q3 2026 | Nov 06, 2026 |
| STATE STREET CORP | History | No change | 1,632,914 | 2,873 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 1,410,958 | 2,483 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Reduced | 1,454,725 | 1,846 | 0.0% | 0.0% | 10 | -319,749 | -18.02% | Q3 2026 | Nov 09, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 1,046,279 | 1,841 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 775,809 | 1,365 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FMR LLC | History | No change | 727,115 | 1,279 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHERN TRUST CORP | History | No change | 712,965 | 1,254 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MAVERICK CAPITAL LTD | History | No change | 652,542 | 1,148 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 613,801 | 1,080 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 606,388 | 1,067 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Qube Research & Technologies Ltd | History | No change | 545,755 | 960 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 748,734 | 950 | 0.0% | 0.0% | 19 | -226,593 | -23.23% | Q3 2026 | Nov 04, 2026 |
| UBS Group AG | History | No change | 517,371 | 910 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| 72 Investment Holdings, LLC | History | No change | 474,067 | 834 | 1.67% | 1.67% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GSA CAPITAL PARTNERS LLP | History | No change | 463,416 | 816 | 0.05% | 0.05% | 22 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | No change | 410,979 | 723 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Green Alpha Advisors, LLC | History | Added to | 551,445 | 700 | 0.47% | 0.43% | 24 | +187,121 | 51.36% | Q3 2026 | Oct 08, 2026 |
| MARSHALL WACE, LLP | History | No change | 375,686 | 661 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PFM Health Sciences, LP | History | No change | 354,687 | 624 | 0.05% | 0.05% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 322,875 | 568 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | No change | 301,117 | 529 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 298,315 | 525 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | No change | 269,157 | 473 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 371,710 | 472 | 0.0% | 0.0% | 31 | -10,700 | -2.8% | Q3 2026 | Nov 02, 2026 |
| Bruce & Co., Inc. | History | No change | 250,000 | 440 | 0.12% | 0.12% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 245,314 | 431 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Man Group plc | History | No change | 240,066 | 422 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 197,815 | 348 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 173,375 | 305 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bank of New York Mellon Corp | History | No change | 222,560 | 282 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Susquehanna Portfolio Strategies, LLC | History | No change | 158,597 | 279 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Graham Capital Management, L.P. | History | No change | 155,914 | 274 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MILESTONE ASSET MANAGEMENT, LLC | History | Added to | 202,703 | 257 | 0.04% | 0.06% | 40 | +2,618 | 1.31% | Q3 2026 | Oct 15, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | No change | 140,580 | 247 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | No change | 132,000 | 232 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nuveen, LLC | History | No change | 123,516 | 217 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MORGAN STANLEY | History | No change | 121,320 | 213 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NANO CAP NEW MILLENNIUM GROWTH FUND L P | History | No change | 117,500 | 206 | 0.16% | 0.16% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 113,931 | 200 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BARCLAYS PLC | History | Added to | 129,962 | 165 | 0.0% | 0.0% | 47 | +79,650 | 158.31% | Q3 2026 | Nov 06, 2026 |
| Quadrature Capital Ltd | History | No change | 88,979 | 156 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | No change | 81,100 | 142 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Keystone Financial Group | History | No change | 80,825 | 142 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 70,896 | 124 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Prime Capital Investment Advisors, LLC | History | Added to | 95,945 | 121 | 0.0% | 0.0% | 52 | +63,630 | 196.91% | Q3 2026 | Oct 20, 2026 |
| RHUMBLINE ADVISERS | History | No change | 68,571 | 120 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 78,356 | 99 | 0.0% | 0.0% | 54 | -11,219 | -12.52% | Q3 2026 | Nov 06, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 74,625 | 94 | 0.0% | 0.0% | 55 | +8,325 | 12.56% | Q3 2026 | Nov 04, 2026 |
| LPL Financial LLC | History | Reduced | 72,524 | 92 | 0.0% | 0.0% | 56 | -50,250 | -40.93% | Q3 2026 | Nov 06, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 51,171 | 90 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Virtu Financial LLC | History | No change | 45,188 | 80 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 42,929 | 75 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Nelson Capital Management, LLC | History | No change | 58,685 | 74 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| SEI INVESTMENTS CO | History | No change | 41,939 | 73 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 37,080 | 70 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RBF Capital, LLC | History | No change | 40,000 | 70 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 39,129 | 68 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 35,400 | 62 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | No change | 35,513 | 62 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HSBC HOLDINGS PLC | History | No change | 34,460 | 61 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | No change | 34,715 | 61 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PRUDENTIAL FINANCIAL INC | History | No change | 34,375 | 60 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 46,208 | 58 | 0.0% | 0.0% | 70 | -1,700 | -3.55% | Q3 2026 | Nov 02, 2026 |
| &PARTNERS | History | No change | 32,505 | 57 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | Reduced | 41,387 | 52 | 0.0% | 0.0% | 72 | -19,924 | -32.5% | Q3 2026 | Nov 04, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 29,530 | 51 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CREDIT AGRICOLE S A | History | No change | 29,000 | 51 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 29,101 | 51 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GROUP ONE TRADING LLC | History | No change | 25,116 | 44 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| US BANCORP \DE\ | History | No change | 34,265 | 43 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 23,464 | 41 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Sep 09, 2026 |
| Spark Investment Management LLC | History | No change | 23,600 | 41 | 0.08% | 0.08% | 79 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Creative Planning | History | Added to | 31,587 | 40 | 0.0% | 0.0% | 80 | +6,087 | 23.87% | Q3 2026 | Nov 02, 2026 |
| Thrive Wealth Management, LLC | History | No change | 32,000 | 40 | 0.0% | 0.01% | 81 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Pekin Hardy Strauss, Inc. | History | Added to | 30,000 | 38 | 0.0% | 0.0% | 82 | +20,000 | 200.0% | Q3 2026 | Nov 02, 2026 |
| LIBERTY WEALTH MANAGEMENT LLC | History | No change | 19,500 | 37 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 20,534 | 36 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Next Capital Management LLC | History | No change | 20,000 | 35 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | No change | 19,870 | 34 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 27,084 | 34 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 26,500 | 33 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| HighTower Advisors, LLC | History | No change | 16,934 | 29 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Point72 Asset Management, L.P. | History | No change | 15,769 | 27 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Abel Hall, LLC | History | New | 20,890 | 26 | 0.0% | — | 92 | +20,890 | New | Q3 2026 | Oct 19, 2026 |
| Modern Wealth Management, LLC | History | No change | 15,000 | 26 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 14,314 | 25 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| China Universal Asset Management Co., Ltd. | History | Added to | 19,561 | 24 | 0.0% | 0.0% | 94 | +3,776 | 23.92% | Q3 2026 | Oct 27, 2026 |
| R Squared Ltd | History | New | 17,648 | 22 | 0.01% | — | 95 | +17,648 | New | Q3 2026 | Nov 05, 2026 |
| AXQ CAPITAL, LP | History | No change | 12,249 | 21 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | New | 15,705 | 19 | 0.0% | — | 100 | +15,705 | New | Q3 2026 | Oct 21, 2026 |
| ProShare Advisors LLC | History | Reduced | 15,247 | 19 | 0.0% | 0.0% | 97 | -32 | -0.21% | Q3 2026 | Oct 28, 2026 |
| NewEdge Advisors, LLC | History | No change | 10,925 | 19 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Naviter Wealth, LLC | History | No change | 11,091 | 19 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | No change | 10,309 | 18 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Quantinno Capital Management LP | History | No change | 10,436 | 18 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Algorithmic Investment Models, LLC | History | New | 13,500 | 17 | 0.02% | — | 106 | +13,500 | New | Q3 2026 | Nov 04, 2026 |
| Chevy Chase Trust Holdings, LLC | History | No change | 10,000 | 17 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 10,150 | 17 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AE Wealth Management LLC | History | No change | 10,000 | 17 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| SAX WEALTH ADVISORS, LLC | History | New | 13,231 | 16 | 0.0% | — | 110 | +13,231 | New | Q3 2026 | Oct 13, 2026 |
| Allworth Financial LP | History | New | 9,430 | 16 | 0.0% | — | 109 | +9,430 | New | Q3 2026 | Nov 06, 2026 |
| PINNACLE ASSOCIATES LTD | History | No change | 12,903 | 16 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Pinnacle Wealth Management Advisory Group, LLC | History | No change | 12,903 | 16 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Legal & General Group Plc | History | No change | 8,904 | 15 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 8,852 | 15 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 8,334 | 14 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 11,269 | 14 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 8,431 | 10 | 0.0% | 0.0% | 116 | -28,949 | -77.45% | Q3 2026 | Nov 06, 2026 |
| ROYAL BANK OF CANADA | History | No change | 5,344 | 10 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 7,397 | 9 | 0.0% | — | 117 | +7,297 | 7297.0% | Q3 2026 | Oct 08, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 5,478 | 6 | 0.0% | 0.0% | 118 | +1,042 | 23.49% | Q3 2026 | Oct 28, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 10,623 | 5 | 0.0% | 0.0% | 121 | -385 | -3.5% | Q3 2026 | Oct 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 4,420 | 5 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 3,200 | 5 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| FEDERATED HERMES, INC. | History | No change | 2,722 | 4 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Nvest Wealth Strategies, Inc. | History | No change | 2,525 | 3 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 3,000 | 3 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | Added to | 2,079 | 2 | 0.0% | 0.0% | 126 | +128 | 6.56% | Q3 2026 | Oct 26, 2026 |
| Sterling Capital Management LLC | History | Reduced | 1,811 | 2 | 0.0% | 0.0% | 125 | -40 | -2.16% | Q3 2026 | Oct 22, 2026 |
| SJS Investment Consulting Inc. | History | New | 1,086 | 1 | 0.0% | — | 132 | +1,086 | New | Q3 2026 | Oct 26, 2026 |
| GAMMA Investing LLC | History | New | 1,066 | 1 | 0.0% | — | 133 | +1,066 | New | Q3 2026 | Oct 08, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 1,224 | 1 | 0.0% | 0.0% | 127 | +89 | 7.84% | Q3 2026 | Nov 09, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 1,026 | 1 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Tradewinds Capital Management, LLC | History | No change | 800 | 1 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 1,000 | 1 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Basecamp Wealth Advisors LLC | History | No change | 937 | 1 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HBK Sorce Advisory LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,344 | -100.0% | Q3 2026 | Nov 06, 2026 |
| NFSG Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Parkside Financial Bank & Trust | History | New | 750 | 0 | — | — | — | +750 | New | Q3 2026 | Oct 27, 2026 |
| Essential Partners LLC | History | New | 294 | 0 | — | — | — | +294 | New | Q3 2026 | Oct 14, 2026 |
| EverSource Wealth Advisors, LLC | History | New | 208 | 0 | — | — | — | +208 | New | Q3 2026 | Nov 04, 2026 |
| Gen-Wealth Partners Inc | History | Closed out | 0 | 0 | — | — | — | -136 | -100.0% | Q3 2026 | Nov 04, 2026 |
| True Wealth Design, LLC | History | New | 93 | 0 | — | — | — | +93 | New | Q3 2026 | Oct 13, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 158 | 0 | — | — | — | +79 | 100.0% | Q3 2026 | Oct 21, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | Closed out | 0 | 0 | — | — | — | -75 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Paladin Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -50 | -100.0% | Q3 2026 | Oct 06, 2026 |
| IFP Advisors, Inc | History | New | 26 | 0 | — | — | — | +26 | New | Q3 2026 | Oct 16, 2026 |
| Caitong International Asset Management Co., Ltd | History | Reduced | 139 | 0 | — | — | — | -12 | -7.95% | Q3 2026 | Oct 29, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 78 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Larson Financial Group LLC | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Optiver Holding B.V. | History | No change | 278 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Fortitude Family Office, LLC | History | No change | 646 | 0 | — | 0.0% | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |