Western Asset Mortgage Opportunity Fund Inc. - DMO
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | History | Added to | 401,952 | 4,321 | 0.0% | 0.0% | 1 | +10,721 | 2.74% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 284,570 | 3,059 | 0.0% | 0.0% | 2 | +32,980 | 13.11% | Q1 2026 | May 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 226,534 | 2,435 | 0.0% | 0.0% | 3 | -35,794 | -13.64% | Q1 2026 | May 04, 2026 |
| MORGAN STANLEY | History | Added to | 194,911 | 2,095 | 0.0% | 0.0% | 4 | +24,992 | 14.71% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 148,042 | 1,591 | 0.0% | 0.0% | 5 | +37,085 | 33.42% | Q1 2026 | May 14, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 134,573 | 1,446 | 0.01% | 0.0% | 6 | +74,234 | 123.03% | Q1 2026 | May 15, 2026 |
| Baird Financial Group, Inc. | History | Added to | 134,409 | 1,444 | 0.0% | 0.0% | 7 | +7,753 | 6.12% | Q1 2026 | May 14, 2026 |
| Venture Visionary Partners LLC | History | Added to | 124,968 | 1,343 | 0.04% | 0.05% | 8 | +50 | 0.04% | Q1 2026 | May 14, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 114,887 | 1,235 | 0.42% | 0.46% | 9 | -6,965 | -5.72% | Q1 2026 | May 12, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | New | 90,282 | 971 | 0.02% | — | 10 | +90,282 | New | Q1 2026 | May 13, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 82,596 | 888 | 0.01% | 0.01% | 11 | +4,952 | 6.38% | Q1 2026 | Apr 07, 2026 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | No change | 53,687 | 595 | 0.25% | 0.24% | 12 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 41,585 | 447 | 0.0% | 0.0% | 13 | -5,075 | -10.88% | Q1 2026 | May 15, 2026 |
| Aviance Capital Partners, LLC | History | Added to | 41,174 | 442 | 0.05% | 0.05% | 14 | +626 | 1.54% | Q1 2026 | May 06, 2026 |
| COHEN & STEERS, INC. | History | New | 40,000 | 430 | 0.0% | — | 15 | +40,000 | New | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 36,301 | 390 | 0.0% | 0.0% | 16 | -1,006 | -2.7% | Q1 2026 | Apr 30, 2026 |
| Noble Wealth Management PBC | History | Added to | 34,797 | 374 | 0.19% | 0.08% | 17 | +20,900 | 150.39% | Q1 2026 | Apr 02, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 33,988 | 365 | 0.0% | 0.0% | 18 | -1,909 | -5.32% | Q1 2026 | Apr 27, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 31,280 | 336 | 0.04% | 0.04% | 19 | -1,092 | -3.37% | Q1 2026 | Apr 15, 2026 |
| JOURNEY STRATEGIC WEALTH LLC | History | Added to | 28,850 | 310 | 0.01% | 0.0% | 20 | +15,500 | 116.1% | Q1 2026 | Apr 15, 2026 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | History | Reduced | 17,566 | 188 | 0.12% | 0.13% | 21 | -108 | -0.61% | Q1 2026 | May 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 17,109 | 183 | 0.0% | 0.0% | 22 | +70 | 0.41% | Q1 2026 | May 15, 2026 |
| CHOREO, LLC | History | Reduced | 15,498 | 166 | 0.0% | 0.0% | 24 | -560 | -3.49% | Q1 2026 | May 12, 2026 |
| OPPENHEIMER & CO INC | History | No change | 15,500 | 166 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 14,220 | 152 | 0.0% | — | 25 | +14,220 | New | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 13,929 | 149 | 0.0% | 0.0% | 26 | -12,875 | -48.03% | Q1 2026 | May 05, 2026 |
| Equitable Holdings, Inc. | History | New | 11,615 | 128 | 0.0% | — | 27 | +11,615 | New | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | New | 10,578 | 114 | 0.0% | — | 29 | +10,578 | New | Q1 2026 | Apr 22, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 10,641 | 114 | 0.0% | 0.0% | 28 | -2,824 | -20.97% | Q1 2026 | May 04, 2026 |
| CoreCap Advisors, LLC | History | No change | 6,400 | 68 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 5,600 | 60 | 0.0% | 0.0% | 31 | -800 | -12.5% | Q1 2026 | May 07, 2026 |
| MAI Capital Management | History | No change | 1,694 | 18 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Osbon Capital Management LLC | History | New | 1,449 | 15 | 0.01% | — | 33 | +1,449 | New | Q1 2026 | May 15, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 1,230 | 13 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,000 | 10 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 603 | 6 | 0.0% | 0.0% | 37 | +280 | 86.69% | Q1 2026 | May 14, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | No change | 590 | 6 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | No change | 317 | 3 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 316 | 3 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| FIFTH THIRD BANCORP | History | New | 232 | 2 | 0.0% | — | 41 | +232 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 232 | 2 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Advisory Services Network, LLC | History | New | 166 | 1 | 0.0% | — | 42 | +166 | New | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,121 | -100.0% | Q1 2026 | May 15, 2026 |
| Logan Stone Capital, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -33,392 | -100.0% | Q1 2026 | May 15, 2026 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -17,100 | -100.0% | Q1 2026 | May 13, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -13,634 | -100.0% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,187 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Kilter Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,177 | -100.0% | Q1 2026 | May 14, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -285 | -100.0% | Q1 2026 | Apr 20, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1 | 0 | — | — | — | -1 | -50.0% | Q1 2026 | May 11, 2026 |
| CITIGROUP INC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |