FIRST TRUST EXCHANGE-TRADED FUND IV - DOGG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 513,451 | 10,936 | 0.0% | 0.0% | 1 | +116,472 | 29.34% | Q2 2026 | Aug 07, 2026 |
| Next Level Private LLC | History | Added to | 111,640 | 2,377 | 0.47% | 0.47% | 2 | +16,575 | 17.44% | Q2 2026 | Jul 09, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 91,519 | 1,949 | 0.0% | 0.01% | 3 | +921 | 1.02% | Q2 2026 | Jul 27, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 89,619 | 1,908 | 0.12% | 0.13% | 4 | +6,453 | 7.76% | Q2 2026 | Aug 07, 2026 |
| Cetera Investment Advisers | History | Added to | 84,259 | 1,794 | 0.0% | 0.0% | 5 | +21,217 | 33.66% | Q2 2026 | Aug 12, 2026 |
| Alessandra Capital Management, LLC | History | Added to | 83,534 | 1,779 | 1.26% | 1.14% | 6 | +22,070 | 35.91% | Q2 2026 | Jul 28, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 82,356 | 1,754 | 0.11% | 0.13% | 7 | +511 | 0.62% | Q2 2026 | Jul 23, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 80,739 | 1,719 | 0.05% | 0.07% | 8 | -776 | -0.95% | Q2 2026 | Jul 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 66,026 | 1,406 | 0.0% | 0.0% | 9 | +19,054 | 40.56% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 63,575 | 1,354 | 0.01% | 0.01% | 10 | +23,260 | 57.7% | Q2 2026 | Jul 17, 2026 |
| HighTower Advisors, LLC | History | New | 61,622 | 1,312 | 0.0% | — | 11 | +61,622 | New | Q2 2026 | Aug 05, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 60,282 | 1,284 | 0.01% | 0.01% | 12 | +11,087 | 22.54% | Q2 2026 | Sep 08, 2026 |
| Arax Advisory Partners | History | Added to | 51,667 | 1,100 | 0.01% | 0.02% | 13 | +11,656 | 29.13% | Q2 2026 | Aug 10, 2026 |
| Cambridge Advisors Inc. | History | Added to | 51,683 | 1,100 | 0.19% | 0.21% | 14 | +1,089 | 2.15% | Q2 2026 | Jul 16, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 49,205 | 1,048 | 0.0% | 0.0% | 15 | +2,365 | 5.05% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 42,923 | 914 | 0.0% | 0.0% | 16 | -375 | -0.87% | Q2 2026 | Jul 29, 2026 |
| Brookstone Capital Management | History | Reduced | 38,061 | 810 | 0.01% | 0.01% | 17 | -2,415 | -5.97% | Q2 2026 | Jul 15, 2026 |
| Benson Wealth Management INC | History | Added to | 37,595 | 800 | 0.8% | 0.17% | 18 | +31,962 | 567.41% | Q2 2026 | Aug 10, 2026 |
| Sterling Manor Financial, LLC | History | No change | 32,066 | 696 | 0.44% | 0.44% | 19 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 30,609 | 651 | 0.0% | 0.0% | 20 | +884 | 2.97% | Q2 2026 | Aug 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 28,391 | 604 | 0.0% | 0.0% | 21 | +3,766 | 15.29% | Q2 2026 | Aug 07, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 27,129 | 577 | 0.0% | 0.0% | 22 | +3,389 | 14.28% | Q2 2026 | Aug 18, 2026 |
| RFG Advisory, LLC | History | New | 25,727 | 547 | 0.01% | — | 23 | +25,727 | New | Q2 2026 | Jul 15, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 25,501 | 543 | 0.0% | 0.0% | 24 | +188 | 0.74% | Q2 2026 | Jul 28, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | No change | 19,363 | 412 | 0.11% | 0.13% | 25 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 19,312 | 411 | 0.01% | 0.01% | 26 | -1,241 | -6.04% | Q2 2026 | Aug 12, 2026 |
| Prospera Financial Services Inc | History | Added to | 18,208 | 387 | 0.01% | 0.01% | 27 | +2,070 | 12.83% | Q2 2026 | Jul 15, 2026 |
| Faithward Advisors, LLC | History | Added to | 16,774 | 357 | 0.04% | 0.05% | 28 | +1,805 | 12.06% | Q2 2026 | Aug 12, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 16,300 | 347 | 0.01% | — | 29 | +16,300 | New | Q2 2026 | Aug 14, 2026 |
| Bright Futures Wealth Management, LLC. | History | Added to | 12,913 | 275 | 0.18% | 0.17% | 30 | +1,339 | 11.57% | Q2 2026 | Jul 24, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 12,800 | 273 | 0.02% | — | 31 | +12,800 | New | Q2 2026 | Jul 22, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 12,640 | 269 | 0.0% | 0.0% | 32 | +1,468 | 13.14% | Q2 2026 | Aug 03, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 12,570 | 267 | 0.02% | 0.02% | 33 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 11,801 | 251 | 0.0% | 0.0% | 34 | -5,171 | -30.47% | Q2 2026 | Aug 12, 2026 |
| WESPAC Advisors SoCal, LLC | History | Added to | 11,709 | 249 | 0.04% | 0.05% | 35 | +1,154 | 10.93% | Q2 2026 | Jul 16, 2026 |
| Integrated Advisors Network LLC | History | Reduced | 11,051 | 235 | 0.01% | 0.01% | 36 | -326 | -2.87% | Q2 2026 | Aug 11, 2026 |
| CENTAURUS FINANCIAL, INC. | History | New | 10,997 | 234 | 0.01% | — | 37 | +10,997 | New | Q2 2026 | Aug 17, 2026 |
| Bullseye Investment Management, LLC | History | Reduced | 10,669 | 227 | 0.11% | 0.15% | 38 | -2,529 | -19.16% | Q2 2026 | Sep 11, 2026 |
| Fortis Group Advisors, LLC | History | Added to | 10,312 | 219 | 0.03% | 0.04% | 39 | +261 | 2.6% | Q2 2026 | Jul 24, 2026 |
| Balboa Wealth Partners | History | New | 10,273 | 218 | 0.03% | — | 40 | +10,273 | New | Q2 2026 | Aug 10, 2026 |
| WCG Wealth Advisors LLC | History | New | 10,029 | 213 | 0.01% | — | 42 | +10,029 | New | Q2 2026 | Aug 14, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 10,000 | 213 | 0.0% | 0.0% | 41 | -1,000 | -9.09% | Q2 2026 | Aug 10, 2026 |
| Private Advisor Group, LLC | History | Reduced | 9,851 | 209 | 0.0% | 0.0% | 43 | -619 | -5.91% | Q2 2026 | Jul 27, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | New | 9,570 | 203 | 0.06% | — | 44 | +9,570 | New | Q2 2026 | Aug 12, 2026 |
| PTM WEALTH MANAGEMENT, LLC | History | New | 9,299 | 202 | 0.09% | — | 45 | +9,299 | New | Q2 2026 | Aug 06, 2026 |
| AE Wealth Management LLC | History | Added to | 5,626 | 119 | 0.0% | 0.0% | 46 | +123 | 2.24% | Q2 2026 | Aug 03, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 2,916 | 62 | 0.0% | 0.0% | 47 | +604 | 26.12% | Q2 2026 | Jul 22, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 2,126 | 45 | 0.0% | 0.0% | 48 | +113 | 5.61% | Q2 2026 | Jul 21, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 1,700 | 36 | 0.0% | 0.0% | 49 | +500 | 41.67% | Q2 2026 | Aug 13, 2026 |
| Triumph Capital Management | History | Added to | 1,231 | 26 | 0.0% | 0.01% | 50 | +17 | 1.4% | Q2 2026 | Jul 20, 2026 |
| AMERIFLEX GROUP, INC. | History | Added to | 1,142 | 24 | 0.01% | 0.01% | 51 | +25 | 2.24% | Q2 2026 | Aug 13, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 394 | 8 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Allspring Global Investments Holdings, LLC | History | No change | 300 | 6 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ancora Advisors LLC | History | No change | 106 | 2 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,933 | -100.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -4,467 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,400 | -100.0% | Q2 2026 | Aug 12, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,200 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Ankerstar Wealth, LLC | History | Reduced | 25 | 0 | — | 0.0% | — | -24 | -48.98% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 1 | 0 | — | — | — | +1 | New | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Added to | 2 | 0 | — | — | — | +1 | 100.0% | Q2 2026 | Aug 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 37 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |