FIRST TRUST EXCHANGE-TRADED FUND IV - DOGG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Next Level Private LLC | History | Added to | 95,065 | 2,063 | 0.47% | 0.44% | 1 | +14,002 | 17.27% | Q1 2026 | Apr 23, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 83,166 | 1,805 | 0.13% | 0.1% | 2 | +14,716 | 21.5% | Q1 2026 | Apr 20, 2026 |
| Cambridge Advisors Inc. | History | Reduced | 50,594 | 1,098 | 0.21% | 0.2% | 3 | -1,205 | -2.33% | Q1 2026 | Apr 16, 2026 |
| Brookstone Capital Management | History | Added to | 40,476 | 878 | 0.01% | 0.01% | 4 | +15,766 | 63.8% | Q1 2026 | Apr 16, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 40,315 | 858 | 0.01% | 0.0% | 5 | +38,944 | 2840.55% | Q1 2026 | Apr 07, 2026 |
| Sterling Manor Financial, LLC | History | Added to | 32,066 | 696 | 0.44% | 0.34% | 6 | +5,640 | 21.34% | Q1 2026 | Apr 10, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Added to | 19,363 | 420 | 0.13% | 0.08% | 7 | +6,944 | 55.91% | Q1 2026 | Apr 06, 2026 |
| Prospera Financial Services Inc | History | Added to | 16,138 | 350 | 0.01% | 0.0% | 8 | +3,875 | 31.6% | Q1 2026 | Apr 14, 2026 |
| Faithward Advisors, LLC | History | Reduced | 14,969 | 324 | 0.05% | 0.05% | 9 | -138 | -0.91% | Q1 2026 | Apr 17, 2026 |
| Bright Futures Wealth Management, LLC. | History | Added to | 11,574 | 251 | 0.17% | 0.16% | 10 | +1,028 | 9.75% | Q1 2026 | Apr 15, 2026 |
| WESPAC Advisors SoCal, LLC | History | New | 10,555 | 229 | 0.05% | — | 11 | +10,555 | New | Q1 2026 | Apr 15, 2026 |
| IFP Advisors, Inc | History | No change | 4,467 | 96 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 2,013 | 43 | 0.0% | 0.0% | 13 | -188 | -8.54% | Q1 2026 | Apr 14, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -441,705 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -81,177 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Capital Investment Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -75,441 | -100.0% | Q4 2025 | Jan 21, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,549 | -100.0% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -44,946 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.02% | — | -39,213 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -36,130 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Gladstone Institutional Advisory LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -34,638 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,021 | -100.0% | Q4 2025 | Jan 29, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,859 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -21,752 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,598 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,301 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Beacon Pointe Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,344 | -100.0% | Q4 2025 | Feb 18, 2026 |
| SteelPeak Wealth, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,100 | -100.0% | Q4 2025 | Jan 20, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -12,867 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Main Street Financial Solutions, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,570 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -12,211 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Integrated Advisors Network LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,900 | -100.0% | Q4 2025 | Feb 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,967 | -100.0% | Q4 2025 | Feb 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,952 | -100.0% | Q4 2025 | Feb 17, 2026 |
| CreativeOne Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,929 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Fortis Group Advisors, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -9,658 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Triumph Capital Management | History | Closed out | 0 | 0 | — | 0.03% | — | -5,640 | -100.0% | Q4 2025 | Feb 12, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,383 | -100.0% | Q4 2025 | Jan 26, 2026 |
| SBI Securities Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,895 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,200 | -100.0% | Q4 2025 | Mar 16, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -394 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Ancora Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -106 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Ankerstar Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -49 | -100.0% | Q4 2025 | Feb 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2025 | Feb 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 37 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |