FIRST TRUST EXCHANGE-TRADED FUND IV - DOGG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Reduced | 396,979 | 8,618 | 0.0% | 0.0% | 1 | -44,726 | -10.13% | Q1 2026 | May 06, 2026 |
| Next Level Private LLC | History | Added to | 95,065 | 2,063 | 0.47% | 0.44% | 2 | +14,002 | 17.27% | Q1 2026 | Apr 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 90,598 | 1,967 | 0.01% | 0.0% | 3 | +9,421 | 11.61% | Q1 2026 | Apr 30, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 83,166 | 1,805 | 0.13% | 0.1% | 4 | +14,716 | 21.5% | Q1 2026 | Apr 20, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 81,845 | 1,776 | 0.13% | 0.11% | 5 | +6,404 | 8.49% | Q1 2026 | May 05, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 81,515 | 1,769 | 0.07% | 0.03% | 6 | +46,877 | 135.33% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Added to | 63,042 | 1,368 | 0.0% | 0.0% | 7 | +41,290 | 189.82% | Q1 2026 | May 13, 2026 |
| Alessandra Capital Management, LLC | History | Added to | 61,464 | 1,334 | 1.14% | 0.37% | 8 | +41,264 | 204.28% | Q1 2026 | Apr 30, 2026 |
| Cambridge Advisors Inc. | History | Reduced | 50,594 | 1,098 | 0.21% | 0.2% | 9 | -1,205 | -2.33% | Q1 2026 | Apr 16, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 49,195 | 1,068 | 0.01% | 0.01% | 10 | +13,065 | 36.16% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 46,972 | 1,019 | 0.0% | 0.0% | 11 | +36,020 | 328.89% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 46,840 | 1,016 | 0.0% | 0.0% | 12 | +1,894 | 4.21% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 43,298 | 940 | 0.0% | 0.0% | 13 | -2,251 | -4.94% | Q1 2026 | Apr 27, 2026 |
| Brookstone Capital Management | History | Added to | 40,476 | 878 | 0.01% | 0.01% | 14 | +15,766 | 63.8% | Q1 2026 | Apr 16, 2026 |
| Arax Advisory Partners | History | Added to | 40,011 | 868 | 0.02% | 0.02% | 15 | +798 | 2.04% | Q1 2026 | May 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 40,315 | 858 | 0.01% | 0.0% | 16 | +38,944 | 2840.55% | Q1 2026 | Apr 07, 2026 |
| Sterling Manor Financial, LLC | History | Added to | 32,066 | 696 | 0.44% | 0.34% | 17 | +5,640 | 21.34% | Q1 2026 | Apr 10, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 29,725 | 645 | 0.0% | 0.0% | 18 | +704 | 2.43% | Q1 2026 | May 05, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 25,313 | 549 | 0.0% | 0.0% | 19 | +8,012 | 46.31% | Q1 2026 | Apr 30, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 24,625 | 534 | 0.0% | 0.0% | 20 | +13,658 | 124.54% | Q1 2026 | May 04, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 23,740 | 515 | 0.0% | 0.0% | 21 | +8,396 | 54.72% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 20,553 | 446 | 0.01% | 0.01% | 22 | +7,686 | 59.73% | Q1 2026 | May 15, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | Added to | 19,363 | 420 | 0.13% | 0.08% | 23 | +6,944 | 55.91% | Q1 2026 | Apr 06, 2026 |
| NewEdge Advisors, LLC | History | New | 16,972 | 368 | 0.0% | — | 24 | +16,972 | New | Q1 2026 | Jun 02, 2026 |
| Prospera Financial Services Inc | History | Added to | 16,138 | 350 | 0.01% | 0.0% | 25 | +3,875 | 31.6% | Q1 2026 | Apr 14, 2026 |
| JANE STREET GROUP, LLC | History | New | 15,933 | 345 | 0.0% | — | 26 | +15,933 | New | Q1 2026 | May 12, 2026 |
| Faithward Advisors, LLC | History | Reduced | 14,969 | 324 | 0.05% | 0.05% | 27 | -138 | -0.91% | Q1 2026 | Apr 17, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 12,570 | 261 | 0.02% | 0.02% | 28 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Bright Futures Wealth Management, LLC. | History | Added to | 11,574 | 251 | 0.17% | 0.16% | 29 | +1,028 | 9.75% | Q1 2026 | Apr 15, 2026 |
| Integrated Advisors Network LLC | History | Reduced | 11,377 | 247 | 0.01% | 0.01% | 30 | -523 | -4.39% | Q1 2026 | Apr 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 11,172 | 242 | 0.0% | — | 31 | +11,172 | New | Q1 2026 | May 04, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 11,000 | 238 | 0.0% | 0.0% | 32 | -1,211 | -9.92% | Q1 2026 | May 18, 2026 |
| WESPAC Advisors SoCal, LLC | History | New | 10,555 | 229 | 0.05% | — | 33 | +10,555 | New | Q1 2026 | Apr 15, 2026 |
| Private Advisor Group, LLC | History | New | 10,470 | 227 | 0.0% | — | 34 | +10,470 | New | Q1 2026 | Apr 24, 2026 |
| Fortis Group Advisors, LLC | History | Added to | 10,051 | 216 | 0.04% | 0.04% | 35 | +393 | 4.07% | Q1 2026 | May 08, 2026 |
| Benson Wealth Management INC | History | New | 5,633 | 122 | 0.17% | — | 36 | +5,633 | New | Q1 2026 | May 12, 2026 |
| AE Wealth Management LLC | History | Added to | 5,503 | 119 | 0.0% | 0.0% | 37 | +120 | 2.23% | Q1 2026 | May 13, 2026 |
| IFP Advisors, Inc | History | No change | 4,467 | 96 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Advisory Services Network, LLC | History | New | 2,400 | 52 | 0.0% | — | 39 | +2,400 | New | Q1 2026 | May 15, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 2,312 | 50 | 0.0% | 0.0% | 40 | +417 | 22.01% | Q1 2026 | Apr 27, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 2,013 | 43 | 0.0% | 0.0% | 41 | -188 | -8.54% | Q1 2026 | Apr 14, 2026 |
| Triumph Capital Management | History | Reduced | 1,214 | 26 | 0.01% | 0.03% | 42 | -4,426 | -78.48% | Q1 2026 | May 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1,200 | 26 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | New | 1,200 | 25 | 0.0% | — | 44 | +1,200 | New | Q1 2026 | May 13, 2026 |
| AMERIFLEX GROUP, INC. | History | New | 1,117 | 24 | 0.01% | — | 45 | +1,117 | New | Q1 2026 | May 15, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 394 | 9 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 300 | 6 | 0.0% | — | 47 | +300 | New | Q1 2026 | May 05, 2026 |
| Ancora Advisors LLC | History | No change | 106 | 2 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Ankerstar Wealth, LLC | History | No change | 49 | 1 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,859 | -100.0% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,598 | -100.0% | Q1 2026 | Apr 22, 2026 |
| SteelPeak Wealth, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,100 | -100.0% | Q1 2026 | May 05, 2026 |
| CreativeOne Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,929 | -100.0% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 37 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |