FIRST TRUST EXCHANGE-TRADED FUND IV - DOGG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 513,451 | 10,936 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Next Level Private LLC | History | Added to | 137,672 | 2,888 | 0.56% | 0.47% | 2 | +26,032 | 23.32% | Q3 2026 | Oct 20, 2026 |
| Alessandra Capital Management, LLC | History | Added to | 109,838 | 2,304 | 1.62% | 1.26% | 3 | +26,304 | 31.49% | Q3 2026 | Oct 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 97,993 | 2,056 | 0.0% | 0.0% | 4 | +6,474 | 7.07% | Q3 2026 | Nov 02, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 89,619 | 1,908 | 0.12% | 0.12% | 5 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Cetera Investment Advisers | History | No change | 84,259 | 1,794 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 83,332 | 1,748 | 0.11% | 0.11% | 7 | +976 | 1.19% | Q3 2026 | Oct 30, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 80,739 | 1,719 | 0.05% | 0.05% | 8 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 66,026 | 1,406 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | No change | 61,622 | 1,312 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 60,282 | 1,284 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 58,372 | 1,224 | 0.01% | 0.01% | 12 | -5,203 | -8.18% | Q3 2026 | Oct 08, 2026 |
| Arax Advisory Partners | History | No change | 51,667 | 1,100 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Cambridge Advisors Inc. | History | Added to | 52,146 | 1,094 | 0.19% | 0.19% | 14 | +463 | 0.9% | Q3 2026 | Oct 19, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 49,205 | 1,048 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Brookstone Capital Management | History | Added to | 45,425 | 953 | 0.01% | 0.01% | 16 | +7,364 | 19.35% | Q3 2026 | Oct 22, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 42,542 | 892 | 0.0% | 0.0% | 17 | -381 | -0.89% | Q3 2026 | Nov 02, 2026 |
| Benson Wealth Management INC | History | No change | 37,595 | 800 | 0.8% | 0.8% | 18 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| RFG Advisory, LLC | History | Added to | 34,193 | 717 | 0.01% | 0.01% | 19 | +8,466 | 32.91% | Q3 2026 | Nov 03, 2026 |
| Sterling Manor Financial, LLC | History | New | 31,960 | 670 | 0.39% | — | 20 | +31,960 | New | Q3 2026 | Oct 21, 2026 |
| Sanctuary Advisors, LLC | History | No change | 30,609 | 651 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 28,391 | 604 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 27,129 | 577 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 26,451 | 554 | 0.0% | 0.0% | 24 | +950 | 3.73% | Q3 2026 | Nov 02, 2026 |
| Prospera Financial Services Inc | History | Added to | 21,828 | 495 | 0.01% | 0.01% | 25 | +3,620 | 19.88% | Q3 2026 | Nov 04, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 19,312 | 411 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PRIVATE CLIENT SERVICES, LLC | History | No change | 19,363 | 406 | 0.11% | 0.11% | 27 | 0 | 0.0% | Q3 2026 | Oct 02, 2026 |
| Faithward Advisors, LLC | History | No change | 16,774 | 357 | 0.04% | 0.04% | 28 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 16,300 | 347 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bright Futures Wealth Management, LLC. | History | Added to | 13,097 | 274 | 0.19% | 0.18% | 30 | +184 | 1.42% | Q3 2026 | Oct 23, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 12,640 | 269 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 12,570 | 267 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 12,700 | 265 | 0.02% | 0.02% | 33 | -100 | -0.78% | Q3 2026 | Nov 02, 2026 |
| Integrated Advisors Network LLC | History | Added to | 12,548 | 263 | 0.01% | 0.01% | 34 | +1,497 | 13.55% | Q3 2026 | Oct 20, 2026 |
| WESPAC Advisors SoCal, LLC | History | Added to | 12,357 | 259 | 0.05% | 0.04% | 35 | +648 | 5.53% | Q3 2026 | Oct 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 11,801 | 251 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 10,997 | 234 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Balboa Wealth Partners | History | Added to | 10,883 | 228 | 0.03% | 0.03% | 38 | +610 | 5.94% | Q3 2026 | Oct 20, 2026 |
| Fortis Group Advisors, LLC | History | No change | 10,312 | 219 | 0.03% | 0.03% | 39 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Arkadios Wealth Advisors | History | No change | 10,000 | 213 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| WCG Wealth Advisors LLC | History | No change | 10,029 | 213 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | No change | 9,851 | 209 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | No change | 9,570 | 203 | 0.06% | 0.06% | 43 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AE Wealth Management LLC | History | No change | 5,626 | 119 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| James T. Borello RIA | History | No change | 3,504 | 73 | 0.02% | 0.02% | 45 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 3,251 | 68 | 0.0% | 0.0% | 46 | +335 | 11.49% | Q3 2026 | Oct 21, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 2,039 | 42 | 0.0% | 0.0% | 47 | -87 | -4.09% | Q3 2026 | Oct 26, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1,700 | 36 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 1,142 | 24 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Triumph Capital Management | History | Reduced | 1,008 | 21 | 0.0% | 0.0% | 50 | -223 | -18.12% | Q3 2026 | Oct 14, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 394 | 8 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Allspring Global Investments Holdings, LLC | History | No change | 300 | 6 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Ancora Advisors LLC | History | No change | 106 | 2 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bullseye Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -10,669 | -100.0% | Q3 2026 | Oct 29, 2026 |
| PTM WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -9,299 | -100.0% | Q3 2026 | Oct 23, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 37 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Ankerstar Wealth, LLC | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |