SPDR SERIES TRUST - EFIV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bank of Italy | History | No change | 771,136 | 48,644 | 2.2% | 2.22% | 1 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Olde Wealth Management, LLC | History | Added to | 518,574 | 32,711 | 10.35% | 9.92% | 2 | +30,908 | 6.34% | Q1 2026 | May 12, 2026 |
| Koss-Olinger Consulting, LLC | History | Added to | 412,410 | 26,014 | 2.18% | 2.1% | 3 | +3,563 | 0.87% | Q1 2026 | May 07, 2026 |
| Baltimore-Washington Financial Advisors, Inc. | History | Added to | 402,455 | 25,386 | 1.1% | 1.08% | 4 | +8,176 | 2.07% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Reduced | 322,152 | 20,321 | 0.01% | 0.01% | 5 | -5,893 | -1.8% | Q1 2026 | May 06, 2026 |
| TOMPKINS FINANCIAL CORP | History | Added to | 301,366 | 19,010 | 1.51% | 1.48% | 6 | +13,255 | 4.6% | Q1 2026 | Apr 09, 2026 |
| Allworth Financial LP | History | Added to | 219,537 | 13,848 | 0.06% | 0.0% | 7 | +216,279 | 6638.4% | Q1 2026 | May 14, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 186,007 | 11,733 | 0.01% | 0.01% | 8 | +32,030 | 20.8% | Q1 2026 | May 04, 2026 |
| SOA Wealth Advisors, LLC. | History | Reduced | 168,952 | 10,662 | 2.01% | 2.25% | 9 | -32,152 | -15.99% | Q1 2026 | May 20, 2026 |
| GAM Holding AG | History | No change | 151,430 | 10,015 | 0.64% | 0.64% | 10 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Laurel Wealth Planning LLC | History | Reduced | 158,051 | 9,969 | 5.26% | 5.87% | 11 | -2,015 | -1.26% | Q1 2026 | Apr 23, 2026 |
| RETIREMENT CAPITAL STRATEGIES | History | Reduced | 157,122 | 9,911 | 3.75% | 3.9% | 12 | -1,737 | -1.09% | Q1 2026 | May 14, 2026 |
| Private Advisor Group, LLC | History | Reduced | 123,781 | 7,808 | 0.04% | 0.05% | 13 | -28,007 | -18.45% | Q1 2026 | Apr 24, 2026 |
| Blue Edge Capital, LLC | History | No change | 101,227 | 6,696 | 0.9% | 0.9% | 14 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Financial Engines Advisors L.L.C. | History | Added to | 98,197 | 6,194 | 0.01% | 0.01% | 15 | +3,723 | 3.94% | Q1 2026 | May 14, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 90,093 | 5,683 | 0.05% | 0.07% | 16 | +6,338 | 7.57% | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 63,606 | 4,012 | 0.0% | 0.0% | 17 | +6,480 | 11.34% | Q1 2026 | May 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 57,566 | 3,631 | 0.0% | 0.0% | 18 | +19,518 | 51.3% | Q1 2026 | May 15, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 54,825 | 3,626 | 0.02% | 0.02% | 19 | -65 | -0.12% | Q1 2026 | May 15, 2026 |
| Gradient Investments LLC | History | Reduced | 55,961 | 3,530 | 0.05% | 0.06% | 20 | -1,031 | -1.81% | Q1 2026 | Apr 13, 2026 |
| Bank of New York Mellon Corp | History | Added to | 53,233 | 3,357 | 0.0% | 0.0% | 21 | +4,006 | 8.14% | Q1 2026 | May 05, 2026 |
| BIRCHBROOK, INC. | History | Added to | 47,971 | 3,026 | 1.48% | 0.94% | 22 | +19,352 | 67.62% | Q1 2026 | Apr 08, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 46,448 | 2,929 | 0.0% | 0.0% | 23 | -1,269 | -2.66% | Q1 2026 | May 14, 2026 |
| HighTower Advisors, LLC | History | Added to | 45,178 | 2,849 | 0.0% | 0.0% | 24 | +11,149 | 32.76% | Q1 2026 | May 05, 2026 |
| Affiance Financial, LLC | History | New | 44,594 | 2,813 | 0.46% | — | 25 | +44,594 | New | Q1 2026 | Apr 14, 2026 |
| MEITAV INVESTMENT HOUSE LTD | History | Added to | 39,590 | 2,439 | 0.03% | 0.02% | 26 | +18,100 | 84.23% | Q1 2026 | Apr 29, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | New | 37,479 | 2,364 | 0.06% | — | 27 | +37,479 | New | Q1 2026 | Apr 13, 2026 |
| MainStreet Investment Advisors LLC | History | New | 37,479 | 2,364 | 0.36% | — | 28 | +37,479 | New | Q1 2026 | May 11, 2026 |
| Armbruster Capital Management, Inc. | History | Added to | 35,616 | 2,246 | 0.37% | 0.35% | 29 | +3,804 | 11.96% | Q1 2026 | Apr 21, 2026 |
| Larson Financial Group LLC | History | Added to | 35,036 | 2,210 | 0.07% | 0.07% | 30 | +2,116 | 6.43% | Q1 2026 | May 15, 2026 |
| SEEDS INVESTOR LLC | History | Added to | 31,383 | 2,109 | 0.29% | 0.39% | 31 | +290 | 0.93% | Q1 2026 | May 11, 2026 |
| ROGCO, LP | History | New | 31,794 | 2,005 | 0.67% | — | 32 | +31,794 | New | Q1 2026 | May 04, 2026 |
| HUNTINGTON NATIONAL BANK | History | Added to | 31,595 | 1,992 | 0.01% | 0.01% | 33 | +7,744 | 32.47% | Q1 2026 | May 15, 2026 |
| Perennial Investment Advisors, LLC | History | Added to | 30,789 | 1,942 | 0.15% | 0.12% | 34 | +8,344 | 37.18% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 30,107 | 1,899 | 0.0% | 0.0% | 35 | +620 | 2.1% | Q1 2026 | May 11, 2026 |
| Richard P Slaughter Associates Inc | History | Added to | 28,364 | 1,789 | 0.39% | 0.35% | 36 | +3,198 | 12.71% | Q1 2026 | Apr 13, 2026 |
| JOURNEY STRATEGIC WEALTH LLC | History | New | 27,726 | 1,748 | 0.04% | — | 37 | +27,726 | New | Q1 2026 | Apr 15, 2026 |
| Gilbert Capital Group, Inc. | History | Reduced | 27,485 | 1,733 | 1.34% | 1.45% | 38 | -1,761 | -6.02% | Q1 2026 | Apr 20, 2026 |
| Savvy Advisors, Inc. | History | Added to | 25,524 | 1,610 | 0.04% | 0.05% | 39 | +294 | 1.17% | Q1 2026 | May 11, 2026 |
| Creative Planning | History | Added to | 25,509 | 1,609 | 0.0% | 0.0% | 40 | +319 | 1.27% | Q1 2026 | May 12, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 25,128 | 1,585 | 0.02% | 0.02% | 41 | +798 | 3.28% | Q1 2026 | Apr 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 24,252 | 1,529 | 0.0% | 0.0% | 42 | +6,170 | 34.12% | Q1 2026 | May 04, 2026 |
| Napier Financial, LLC | History | Reduced | 23,310 | 1,470 | 0.34% | 0.41% | 43 | -1,595 | -6.4% | Q1 2026 | May 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 22,689 | 1,431 | 0.0% | 0.0% | 44 | +11,061 | 95.12% | Q1 2026 | Apr 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 21,364 | 1,347 | 0.0% | 0.0% | 45 | +1,641 | 8.32% | Q1 2026 | May 15, 2026 |
| R. W. Roge & Company, Inc. | History | Added to | 21,071 | 1,329 | 0.63% | 0.68% | 46 | +402 | 1.94% | Q1 2026 | May 01, 2026 |
| Capital Analysts, LLC | History | Added to | 20,831 | 1,314 | 0.03% | 0.04% | 47 | +1,437 | 7.41% | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 21,229 | 1,301 | 0.0% | 0.0% | 48 | +13,417 | 171.75% | Q1 2026 | May 13, 2026 |
| Crestwood Advisors Group, LLC | History | Added to | 20,224 | 1,275 | 0.02% | 0.02% | 49 | +6,384 | 46.13% | Q1 2026 | May 05, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 19,931 | 1,267 | 0.01% | 0.01% | 50 | -1,221 | -5.77% | Q1 2026 | Apr 07, 2026 |
| Gerber Kawasaki Wealth & Investment Management | History | Added to | 20,000 | 1,261 | 0.04% | 0.04% | 51 | +3,376 | 20.31% | Q1 2026 | May 06, 2026 |
| Cetera Investment Advisers | History | Reduced | 17,996 | 1,135 | 0.0% | 0.0% | 52 | -1,587 | -8.1% | Q1 2026 | May 13, 2026 |
| J.Safra Asset Management Corp | History | Added to | 16,825 | 1,061 | 0.06% | 0.06% | 53 | +21 | 0.12% | Q1 2026 | May 04, 2026 |
| HRT FINANCIAL LP | History | New | 15,947 | 1,005 | 0.0% | — | 54 | +15,947 | New | Q1 2026 | May 14, 2026 |
| Corient Private Wealth LLC | History | Added to | 15,881 | 1,001 | 0.0% | 0.0% | 55 | +20 | 0.13% | Q1 2026 | May 15, 2026 |
| RETIREMENT INCOME SOLUTIONS, INC | History | Reduced | 15,138 | 954 | 0.16% | 0.17% | 56 | -146 | -0.96% | Q1 2026 | May 04, 2026 |
| One Capital Management, LLC | History | Reduced | 15,118 | 953 | 0.03% | 0.03% | 57 | -269 | -1.75% | Q1 2026 | May 12, 2026 |
| Coastline Trust Co | History | Reduced | 14,703 | 927 | 0.09% | 0.09% | 58 | -526 | -3.45% | Q1 2026 | Apr 03, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 14,466 | 912 | 0.0% | 0.0% | 59 | +3,884 | 36.7% | Q1 2026 | May 15, 2026 |
| Mariner, LLC | History | Added to | 14,057 | 886 | 0.0% | 0.0% | 60 | +110 | 0.79% | Q1 2026 | May 13, 2026 |
| JANE STREET GROUP, LLC | History | New | 13,218 | 833 | 0.0% | — | 61 | +13,218 | New | Q1 2026 | May 12, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | Reduced | 12,973 | 818 | 0.0% | 0.0% | 62 | -108 | -0.83% | Q1 2026 | May 14, 2026 |
| Veracity Capital LLC | History | Added to | 12,356 | 779 | 0.28% | 0.24% | 63 | +8 | 0.06% | Q1 2026 | Apr 09, 2026 |
| Sage Advisory Services, Ltd.Co. | History | Reduced | 11,937 | 753 | 0.41% | 0.43% | 64 | -44 | -0.37% | Q1 2026 | May 07, 2026 |
| Ellenbecker Investment Group | History | Reduced | 11,729 | 739 | 0.1% | 0.11% | 65 | -9 | -0.08% | Q1 2026 | Apr 23, 2026 |
| SAX WEALTH ADVISORS, LLC | History | No change | 10,837 | 716 | 0.03% | 0.03% | 66 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| SCHMIDT P J INVESTMENT MANAGEMENT INC | History | Added to | 10,876 | 686 | 0.12% | 0.05% | 67 | +6,673 | 158.77% | Q1 2026 | Apr 29, 2026 |
| FinArc Investments, Inc. | History | New | 9,745 | 614 | 0.59% | — | 68 | +9,745 | New | Q1 2026 | May 20, 2026 |
| Advisory Alpha, LLC | History | Added to | 9,535 | 601 | 0.02% | 0.02% | 69 | +1,039 | 12.23% | Q1 2026 | May 14, 2026 |
| Warren Street Wealth Advisors, LLC | History | Added to | 9,490 | 598 | 0.15% | 0.17% | 70 | +438 | 4.84% | Q1 2026 | Apr 16, 2026 |
| CWM, LLC | History | Added to | 9,398 | 592 | 0.0% | 0.0% | 71 | +1,020 | 12.17% | Q1 2026 | May 14, 2026 |
| VERUS WEALTH MANAGEMENT, LLC | History | No change | 8,950 | 564 | 0.52% | 0.55% | 72 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Opulen Financial Group LLC | History | Added to | 8,691 | 548 | 0.39% | 0.42% | 73 | +22 | 0.25% | Q1 2026 | Apr 29, 2026 |
| Operose Advisors LLC | History | Added to | 8,409 | 530 | 0.12% | 0.13% | 74 | +23 | 0.27% | Q1 2026 | May 12, 2026 |
| Single Point Partners, LLC | History | Added to | 8,223 | 518 | 0.1% | 0.11% | 75 | +6 | 0.07% | Q1 2026 | Apr 15, 2026 |
| ST GERMAIN D J CO INC | History | No change | 7,555 | 476 | 0.02% | 0.02% | 76 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Per Stirling Capital Management, LLC. | History | Added to | 7,422 | 468 | 0.05% | 0.05% | 77 | +611 | 8.97% | Q1 2026 | May 11, 2026 |
| Godfrey Financial Associates, Inc. | History | Added to | 7,193 | 453 | 0.39% | 0.33% | 79 | +1,499 | 26.33% | Q1 2026 | May 11, 2026 |
| Front Row Advisors LLC | History | Added to | 7,194 | 453 | 0.15% | 0.16% | 78 | +8 | 0.11% | Q1 2026 | May 19, 2026 |
| Zhang Financial LLC | History | Added to | 6,964 | 439 | 0.02% | 0.01% | 80 | +1,473 | 26.83% | Q1 2026 | May 06, 2026 |
| DENVER WEALTH MANAGEMENT, INC. | History | Added to | 6,908 | 435 | 0.15% | 0.16% | 81 | +217 | 3.24% | Q1 2026 | Apr 27, 2026 |
| Marshall Financial Group, LLC | History | Added to | 6,047 | 381 | 0.06% | 0.07% | 82 | +685 | 12.78% | Q1 2026 | Apr 10, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 6,012 | 379 | 0.04% | 0.04% | 83 | -117 | -1.91% | Q1 2026 | May 04, 2026 |
| Cannon Financial Strategists, Inc. | History | New | 5,755 | 362 | 0.05% | — | 84 | +5,755 | New | Q1 2026 | May 12, 2026 |
| Hills Bank & Trust Co | History | Reduced | 5,621 | 354 | 0.02% | 0.02% | 86 | -465 | -7.64% | Q1 2026 | May 01, 2026 |
| BRAVE ASSET MANAGEMENT INC | History | Added to | 5,615 | 354 | 0.08% | 0.08% | 85 | +197 | 3.64% | Q1 2026 | Apr 17, 2026 |
| Veridan Wealth LLC | History | Reduced | 5,617 | 354 | 0.13% | 0.13% | 87 | -149 | -2.58% | Q1 2026 | May 15, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 5,608 | 353 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| McClarren Financial Advisors, Inc. | History | Added to | 5,490 | 346 | 0.2% | 0.22% | 89 | +5,424 | 8218.18% | Q1 2026 | Apr 16, 2026 |
| True Link Financial Advisors, LLC | History | Added to | 5,444 | 343 | 0.02% | 0.02% | 90 | +1,240 | 29.5% | Q1 2026 | Apr 29, 2026 |
| NOVARE CAPITAL MANAGEMENT LLC | History | No change | 5,193 | 327 | 0.03% | 0.03% | 91 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| CAPE ANN SAVINGS BANK | History | New | 5,060 | 319 | 0.16% | — | 92 | +5,060 | New | Q1 2026 | Apr 27, 2026 |
| Briggs Wealth Management, Inc | History | New | 4,971 | 313 | 0.33% | — | 94 | +4,971 | New | Q1 2026 | May 15, 2026 |
| CreativeOne Wealth, LLC | History | Reduced | 4,973 | 313 | 0.01% | 0.01% | 93 | -703 | -12.39% | Q1 2026 | May 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | New | 4,900 | 309 | 0.0% | — | 95 | +4,900 | New | Q1 2026 | May 04, 2026 |
| SFG Wealth Management, LLC. | History | Added to | 4,751 | 299 | 0.12% | 0.11% | 97 | +448 | 10.41% | Q1 2026 | Apr 22, 2026 |
| Aptus Capital Advisors, LLC | History | Added to | 4,754 | 299 | 0.0% | 0.0% | 96 | +215 | 4.74% | Q1 2026 | May 11, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 4,691 | 295 | 0.01% | 0.01% | 98 | +1,609 | 52.21% | Q1 2026 | Apr 28, 2026 |
| Horizon Wealth Management, LLC | History | Added to | 4,554 | 287 | 0.04% | 0.05% | 99 | +1 | 0.02% | Q1 2026 | Apr 24, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 4,240 | 267 | 0.0% | 0.0% | 100 | -10,658 | -71.54% | Q1 2026 | May 15, 2026 |
| LongView Asset Management LLC | History | No change | 4,050 | 267 | 0.19% | 0.19% | 101 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| ALTFEST L J & CO INC | History | Reduced | 3,869 | 244 | 0.03% | 0.03% | 102 | -106 | -2.67% | Q1 2026 | Apr 28, 2026 |
| THOMPSON DAVIS & CO., INC. | History | No change | 3,880 | 244 | 0.16% | 0.15% | 103 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| SHP Wealth Management | History | No change | 3,769 | 237 | 0.02% | 0.02% | 104 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Venture Visionary Partners LLC | History | Reduced | 3,621 | 228 | 0.01% | 0.01% | 105 | -10 | -0.28% | Q1 2026 | May 14, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 3,532 | 222 | 0.02% | 0.02% | 106 | +38 | 1.09% | Q1 2026 | Apr 20, 2026 |
| EP Wealth Advisors, LLC | History | New | 3,495 | 220 | 0.0% | — | 108 | +3,495 | New | Q1 2026 | May 14, 2026 |
| Ethic Inc. | History | No change | 3,497 | 220 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| WNY Asset Management, LLC | History | New | 3,307 | 208 | 0.02% | — | 109 | +3,307 | New | Q1 2026 | May 22, 2026 |
| GTS SECURITIES LLC | History | New | 3,247 | 204 | 0.01% | — | 110 | +3,247 | New | Q1 2026 | May 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 3,199 | 201 | 0.0% | 0.0% | 111 | +7 | 0.22% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | No change | 3,178 | 200 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 2,366 | 149 | 0.0% | — | 113 | +2,366 | New | Q1 2026 | May 15, 2026 |
| Milestone Investment Advisors LLC | History | Added to | 2,025 | 127 | 0.03% | 0.02% | 114 | +1,008 | 99.12% | Q1 2026 | May 05, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 1,911 | 120 | 0.0% | 0.0% | 115 | -4,076 | -68.08% | Q1 2026 | May 14, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 1,873 | 118 | 0.02% | 0.02% | 116 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Western Wealth Management, LLC | History | New | 1,865 | 117 | 0.0% | — | 117 | +1,865 | New | Q1 2026 | May 19, 2026 |
| Tradewinds Capital Management, LLC | History | Added to | 1,671 | 105 | 0.02% | 0.02% | 118 | +104 | 6.64% | Q1 2026 | Apr 14, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 1,262 | 80 | 0.0% | 0.0% | 119 | -14,043 | -91.75% | Q1 2026 | May 15, 2026 |
| Rossby Financial, LCC | History | Added to | 1,164 | 74 | 0.02% | 0.02% | 120 | +256 | 28.19% | Q1 2026 | May 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 1,051 | 66 | 0.0% | — | 121 | +1,051 | New | Q1 2026 | May 15, 2026 |
| FMR LLC | History | No change | 983 | 61 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | New | 867 | 54 | 0.0% | — | 123 | +867 | New | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | No change | 672 | 42 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Reduced | 467 | 29 | 0.0% | 0.0% | 125 | -656 | -58.41% | Q1 2026 | May 05, 2026 |
| Salomon & Ludwin, LLC | History | Added to | 383 | 24 | 0.0% | 0.0% | 126 | +207 | 117.61% | Q1 2026 | May 11, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 339 | 21 | 0.0% | 0.0% | 127 | +110 | 48.03% | Q1 2026 | Apr 27, 2026 |
| Investors Portfolio Services LLC | History | Added to | 339 | 21 | 0.02% | 0.01% | 128 | +90 | 36.14% | Q1 2026 | May 14, 2026 |
| AlphaCore Capital LLC | History | No change | 300 | 18 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HORIZON FINANCIAL SERVICES, LLC | History | No change | 113 | 7 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Capitol Family Office, Inc. | History | No change | 94 | 6 | 0.01% | 0.01% | 131 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 65 | 4 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.02% | — | -9,539 | -100.0% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,016 | -100.0% | Q1 2026 | May 15, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,597 | -100.0% | Q1 2026 | Apr 23, 2026 |
| CANTOR FITZGERALD INVESTMENT ADVISORS L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -3,229 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Wells Financial Advisors INC | History | Closed out | 0 | 0 | — | 0.33% | — | -2,610 | -100.0% | Q1 2026 | May 07, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,488 | -100.0% | Q1 2026 | Apr 30, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -630 | -100.0% | Q1 2026 | Apr 17, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -495 | -100.0% | Q1 2026 | May 11, 2026 |
| VANGUARD ADVISERS INC | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 08, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |