FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FAB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 626 Financial, LLC | History | Reduced | 35,722 | 3,377 | 1.51% | 1.37% | 1 | -128 | -0.36% | Q1 2026 | Apr 23, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 17,528 | 1,657 | 0.0% | 0.0% | 2 | -1,514 | -7.95% | Q1 2026 | Apr 27, 2026 |
| Private Advisor Group, LLC | History | Added to | 10,453 | 988 | 0.0% | 0.0% | 3 | +21 | 0.2% | Q1 2026 | Apr 24, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 8,828 | 834 | 0.33% | 0.33% | 4 | -121 | -1.35% | Q1 2026 | Apr 21, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 7,320 | 692 | 0.0% | 0.0% | 5 | -1 | -0.01% | Q1 2026 | Apr 22, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 4,853 | 458 | 0.32% | 0.31% | 6 | -1 | -0.02% | Q1 2026 | Apr 17, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 4,687 | 443 | 0.01% | 0.0% | 7 | +11 | 0.24% | Q1 2026 | Apr 28, 2026 |
| PFG Investments, LLC | History | Added to | 4,358 | 412 | 0.02% | 0.02% | 8 | +15 | 0.35% | Q1 2026 | Apr 27, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 4,126 | 390 | 0.0% | 0.0% | 9 | -120 | -2.83% | Q1 2026 | Apr 27, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | No change | 3,602 | 340 | 0.13% | 0.13% | 10 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Apeiron RIA LLC | History | Reduced | 3,227 | 305 | 0.07% | 0.06% | 11 | -18 | -0.55% | Q1 2026 | Apr 27, 2026 |
| Golden State Wealth Management, LLC | History | No change | 985 | 93 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 811 | 76 | 0.0% | 0.0% | 13 | -80 | -8.98% | Q1 2026 | Apr 27, 2026 |
| IFP Advisors, Inc | History | No change | 697 | 65 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 600 | 56 | 0.03% | 0.03% | 15 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 348 | 32 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| NBC SECURITIES, INC. | History | No change | 319 | 30 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| AdvisorNet Financial, Inc | History | No change | 37 | 3 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -63,842 | -100.0% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -61,727 | -100.0% | Q4 2025 | Feb 18, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,669 | -100.0% | Q4 2025 | Feb 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -42,940 | -100.0% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -34,571 | -100.0% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -33,219 | -100.0% | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,042 | -100.0% | Q4 2025 | Mar 25, 2026 |
| Baird Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -21,341 | -100.0% | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -19,508 | -100.0% | Q4 2025 | Feb 13, 2026 |
| PFG Advisors | History | Closed out | 0 | 0 | — | 0.06% | — | -14,035 | -100.0% | Q4 2025 | Jan 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -13,530 | -100.0% | Q4 2025 | Feb 17, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -11,249 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,745 | -100.0% | Q4 2025 | Mar 16, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,530 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Proactive Wealth Strategies LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -8,163 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,736 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Avidian Wealth Enterprises, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,275 | -100.0% | Q4 2025 | Feb 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -7,142 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -6,638 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Capital Investment Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -6,622 | -100.0% | Q4 2025 | Jan 21, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -6,195 | -100.0% | Q4 2025 | Jan 29, 2026 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,795 | -100.0% | Q4 2025 | Jan 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,226 | -100.0% | Q4 2025 | Feb 10, 2026 |
| HFG Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.26% | — | -4,095 | -100.0% | Q4 2025 | Feb 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,950 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,391 | -100.0% | Q4 2025 | Feb 23, 2026 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -3,182 | -100.0% | Q4 2025 | Feb 17, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.13% | — | -3,110 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,317 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Moors & Cabot, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,254 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,866 | -100.0% | Q4 2025 | Feb 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -806 | -100.0% | Q4 2025 | Feb 10, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -789 | -100.0% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Parkside Financial Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -320 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -310 | -100.0% | Q4 2025 | Jan 28, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -280 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -184 | -100.0% | Q4 2025 | Feb 11, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -135 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Godfrey Financial Associates, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -100 | -100.0% | Q4 2025 | Feb 10, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -98 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -75 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -70 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -42 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -20 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15 | -100.0% | Q4 2025 | Feb 06, 2026 |