FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FAB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 63,842 | 5,691 | 0.0% | 0.0% | 1 | +1,320 | 2.11% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 61,727 | 5,503 | 0.0% | 0.0% | 2 | -416 | -0.67% | Q4 2025 | Feb 18, 2026 |
| LPL Financial LLC | History | Added to | 45,669 | 4,071 | 0.0% | 0.0% | 3 | +164 | 0.36% | Q4 2025 | Feb 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 42,940 | 3,828 | 0.01% | 0.0% | 4 | +4,048 | 10.41% | Q4 2025 | Feb 17, 2026 |
| 626 Financial, LLC | History | Reduced | 35,850 | 3,196 | 1.37% | 1.41% | 5 | -846 | -2.31% | Q4 2025 | Feb 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 34,571 | 3,082 | 0.0% | 0.0% | 6 | -2,214 | -6.02% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 33,219 | 2,962 | 0.0% | — | 7 | +33,219 | New | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 22,042 | 1,965 | 0.0% | 0.0% | 8 | -491 | -2.18% | Q4 2025 | Mar 25, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 21,341 | 1,902 | 0.0% | 0.0% | 9 | -311 | -1.44% | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 19,508 | 1,739 | 0.0% | 0.0% | 10 | -895 | -4.39% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 19,042 | 1,697 | 0.0% | 0.0% | 11 | -585 | -2.98% | Q4 2025 | Feb 12, 2026 |
| PFG Advisors | History | Reduced | 14,035 | 1,251 | 0.06% | 0.06% | 12 | -1,490 | -9.6% | Q4 2025 | Jan 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 13,530 | 1,206 | 0.0% | 0.0% | 13 | -18,263 | -57.44% | Q4 2025 | Feb 17, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Reduced | 11,249 | 1,002 | 0.02% | 0.02% | 14 | -5,843 | -34.19% | Q4 2025 | Feb 12, 2026 |
| Private Advisor Group, LLC | History | Reduced | 10,432 | 930 | 0.0% | 0.0% | 15 | -432 | -3.98% | Q4 2025 | Feb 17, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 8,949 | 797 | 0.33% | 0.34% | 16 | -91 | -1.01% | Q4 2025 | Jan 14, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 8,745 | 779 | 0.0% | 0.0% | 17 | +2 | 0.02% | Q4 2025 | Mar 16, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 8,530 | 760 | 0.0% | 0.0% | 18 | +2,252 | 35.87% | Q4 2025 | Feb 17, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 8,163 | 727 | 0.29% | 0.3% | 19 | +102 | 1.27% | Q4 2025 | Feb 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 7,736 | 690 | 0.0% | 0.0% | 20 | +631 | 8.88% | Q4 2025 | Feb 05, 2026 |
| Janney Montgomery Scott LLC | History | No change | 7,321 | 653 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Avidian Wealth Enterprises, LLC | History | Added to | 7,275 | 648 | 0.02% | 0.02% | 22 | +32 | 0.44% | Q4 2025 | Feb 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 7,142 | 636 | 0.01% | 0.01% | 23 | -360 | -4.8% | Q4 2025 | Feb 09, 2026 |
| Cetera Investment Advisers | History | Added to | 6,638 | 591 | 0.0% | 0.0% | 24 | +202 | 3.14% | Q4 2025 | Feb 17, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 6,622 | 590 | 0.04% | 0.05% | 25 | -189 | -2.77% | Q4 2025 | Jan 21, 2026 |
| UBS Group AG | History | Reduced | 6,195 | 552 | 0.0% | 0.0% | 26 | -6,441 | -50.97% | Q4 2025 | Jan 29, 2026 |
| D.A. DAVIDSON & CO. | History | No change | 5,795 | 516 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 4,854 | 432 | 0.31% | 0.31% | 28 | -1 | -0.02% | Q4 2025 | Jan 14, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 4,676 | 416 | 0.0% | 0.01% | 29 | -1,487 | -24.13% | Q4 2025 | Jan 20, 2026 |
| PFG Investments, LLC | History | Added to | 4,343 | 387 | 0.02% | 0.02% | 30 | +257 | 6.29% | Q4 2025 | Jan 26, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 4,246 | 378 | 0.0% | 0.0% | 31 | -985 | -18.83% | Q4 2025 | Feb 02, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 4,226 | 376 | 0.0% | 0.0% | 32 | -1,215 | -22.33% | Q4 2025 | Feb 10, 2026 |
| HFG Advisors, Inc. | History | No change | 4,095 | 365 | 0.26% | 0.26% | 33 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 3,950 | 352 | 0.0% | 0.0% | 34 | -67 | -1.67% | Q4 2025 | Feb 17, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | History | No change | 3,602 | 321 | 0.13% | 0.12% | 35 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Apeiron RIA LLC | History | Reduced | 3,245 | 305 | 0.06% | 0.06% | 36 | -51 | -1.55% | Q4 2025 | Feb 03, 2026 |
| Virtu Financial LLC | History | Added to | 3,391 | 302 | 0.01% | 0.01% | 37 | +762 | 28.98% | Q4 2025 | Feb 23, 2026 |
| Creative Planning | History | Reduced | 3,182 | 283 | 0.0% | 0.0% | 38 | -524 | -14.14% | Q4 2025 | Feb 17, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 3,110 | 277 | 0.13% | 0.13% | 39 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Clearstead Advisors, LLC | History | No change | 2,317 | 206 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Moors & Cabot, Inc. | History | New | 2,254 | 200 | 0.01% | — | 41 | +2,254 | New | Q4 2025 | Feb 10, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,866 | 166 | 0.0% | — | 42 | +1,866 | New | Q4 2025 | Feb 13, 2026 |
| Golden State Wealth Management, LLC | History | No change | 985 | 87 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Sound Income Strategies, LLC | History | New | 891 | 83 | 0.0% | — | 44 | +891 | New | Q4 2025 | Jan 21, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 806 | 71 | 0.0% | 0.0% | 45 | +5 | 0.62% | Q4 2025 | Feb 10, 2026 |
| FMR LLC | History | No change | 789 | 70 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | No change | 700 | 62 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| IFP Advisors, Inc | History | No change | 697 | 62 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 600 | 53 | 0.03% | — | 50 | +600 | New | Q4 2025 | Feb 11, 2026 |
| Parkside Financial Bank & Trust | History | No change | 600 | 53 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | History | No change | 348 | 31 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| NBC SECURITIES, INC. | History | No change | 319 | 28 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| NewEdge Advisors, LLC | History | No change | 320 | 28 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 310 | 27 | 0.0% | 0.0% | 54 | -318 | -50.64% | Q4 2025 | Jan 28, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 280 | 24 | 0.0% | — | 55 | +280 | New | Q4 2025 | Feb 03, 2026 |
| Parallel Advisors, LLC | History | No change | 184 | 16 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| CITIGROUP INC | History | No change | 135 | 12 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Godfrey Financial Associates, Inc. | History | New | 100 | 8 | 0.01% | — | 59 | +100 | New | Q4 2025 | Feb 10, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 98 | 8 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Arax Advisory Partners | History | New | 75 | 6 | 0.0% | — | 61 | +75 | New | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | New | 70 | 6 | 0.0% | — | 60 | +70 | New | Q4 2025 | Feb 05, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 37 | 3 | 0.0% | 0.0% | 62 | +20 | 117.65% | Q4 2025 | Jan 20, 2026 |
| Larson Financial Group LLC | History | No change | 42 | 3 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 15 | 1 | 0.0% | 0.0% | 65 | -28 | -65.12% | Q4 2025 | Feb 06, 2026 |
| Russell Investments Group, Ltd. | History | No change | 20 | 1 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,410 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,903 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,427 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -185 | -100.0% | Q3 2025 | Nov 18, 2025 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -175 | -100.0% | Q3 2025 | Nov 12, 2025 |