FIRST TRUST EXCHANGE-TRADED FUND III - FCAL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 1,032,799 | 51,280 | 0.01% | 0.01% | 1 | +90,535 | 9.61% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | Reduced | 216,147 | 10,732 | 0.0% | 0.0% | 2 | -12,808 | -5.59% | Q2 2026 | Aug 13, 2026 |
| Citizens Business Bank | History | Reduced | 118,489 | 5,883 | 0.89% | 0.95% | 3 | -323 | -0.27% | Q2 2026 | Aug 03, 2026 |
| Westside Investment Management, Inc. | History | Reduced | 103,785 | 5,153 | 0.68% | 0.79% | 4 | -2,100 | -1.98% | Q2 2026 | Jul 27, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 93,217 | 4,628 | 0.03% | 0.04% | 5 | -3,798 | -3.91% | Q2 2026 | Aug 12, 2026 |
| Cetera Investment Advisers | History | Reduced | 86,212 | 4,280 | 0.0% | 0.0% | 6 | -109 | -0.13% | Q2 2026 | Aug 12, 2026 |
| Ignite Planners, LLC | History | Added to | 80,134 | 3,678 | 0.5% | 0.45% | 7 | +20,260 | 33.84% | Q2 2026 | Jul 23, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 55,361 | 2,749 | 0.0% | 0.0% | 8 | +26,822 | 93.98% | Q2 2026 | Aug 14, 2026 |
| Elequin Capital, LP | History | New | 54,092 | 2,685 | 0.08% | — | 9 | +54,092 | New | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | Added to | 45,083 | 2,238 | 0.0% | 0.0% | 10 | +2,434 | 5.71% | Q2 2026 | Aug 13, 2026 |
| CHANNEL WEALTH LLC | History | Added to | 44,985 | 2,233 | 0.5% | 0.49% | 11 | +3,901 | 9.5% | Q2 2026 | Aug 04, 2026 |
| Magnus Financial Group LLC | History | Added to | 44,624 | 2,215 | 0.16% | 0.18% | 12 | +382 | 0.86% | Q2 2026 | Jul 09, 2026 |
| HighTower Advisors, LLC | History | Added to | 43,481 | 2,158 | 0.0% | 0.0% | 13 | +15,359 | 54.62% | Q2 2026 | Aug 05, 2026 |
| Mariner, LLC | History | Reduced | 42,483 | 2,109 | 0.0% | 0.01% | 14 | -48,841 | -53.48% | Q2 2026 | Aug 13, 2026 |
| INTEGRAL INVESTMENT ADVISORS, INC. | History | Added to | 37,730 | 1,873 | 0.41% | 0.4% | 15 | +4,975 | 15.19% | Q2 2026 | Jul 07, 2026 |
| Stonebridge Financial Group, LLC/CA | History | New | 37,613 | 1,867 | 0.26% | — | 16 | +37,613 | New | Q2 2026 | Aug 13, 2026 |
| Compound Planning, Inc. | History | Reduced | 35,043 | 1,739 | 0.05% | 0.07% | 17 | -8,636 | -19.77% | Q2 2026 | Aug 04, 2026 |
| Cerity Partners LLC | History | Reduced | 34,375 | 1,706 | 0.0% | 0.0% | 18 | -1,904 | -5.25% | Q2 2026 | Aug 14, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 33,563 | 1,666 | 0.05% | 0.04% | 19 | +8,581 | 34.35% | Q2 2026 | Jul 08, 2026 |
| Composition Wealth, LLC | History | Reduced | 33,370 | 1,656 | 0.02% | 0.1% | 20 | -110,106 | -76.74% | Q2 2026 | Jul 22, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 32,001 | 1,588 | 0.14% | 0.1% | 21 | +13,726 | 75.11% | Q2 2026 | Jul 22, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 31,195 | 1,548 | 0.03% | 0.03% | 22 | +2,500 | 8.71% | Q2 2026 | Jul 31, 2026 |
| Southland Equity Partners LLC | History | Reduced | 30,129 | 1,495 | 0.26% | 0.34% | 23 | -5,734 | -15.99% | Q2 2026 | Jul 13, 2026 |
| Navigation Group, LLC | History | No change | 29,536 | 1,466 | 0.29% | 0.34% | 24 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 25,211 | 1,251 | 0.0% | 0.0% | 25 | +1,126 | 4.68% | Q2 2026 | Aug 13, 2026 |
| Savvy Advisors, Inc. | History | New | 20,320 | 1,008 | 0.02% | — | 26 | +20,320 | New | Q2 2026 | Aug 03, 2026 |
| New Insight Wealth Advisors | History | Reduced | 19,897 | 987 | 0.29% | 0.37% | 27 | -1,275 | -6.02% | Q2 2026 | Jul 27, 2026 |
| Warren Street Wealth Advisors, LLC | History | Added to | 19,170 | 951 | 0.21% | 0.17% | 28 | +5,689 | 42.2% | Q2 2026 | Jul 22, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 18,453 | 916 | 0.0% | 0.0% | 29 | +25 | 0.14% | Q2 2026 | Jul 29, 2026 |
| Cascade Financial Partners, LLC | History | New | 18,103 | 898 | 0.08% | — | 30 | +18,103 | New | Q2 2026 | Aug 04, 2026 |
| Mutual Advisors, LLC | History | Reduced | 16,997 | 843 | 0.02% | 0.02% | 31 | -2,605 | -13.29% | Q2 2026 | Aug 14, 2026 |
| Catalina Capital Group, LLC | History | No change | 16,540 | 808 | 0.48% | 0.48% | 32 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| WCG Wealth Advisors LLC | History | Added to | 16,218 | 805 | 0.02% | 0.01% | 33 | +6,148 | 61.05% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 15,916 | 790 | 0.0% | 0.0% | 34 | -2,776 | -14.85% | Q2 2026 | Jul 27, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 15,849 | 786 | 0.0% | 0.0% | 35 | -14,332 | -47.49% | Q2 2026 | Aug 14, 2026 |
| Climber Capital SA | History | No change | 14,635 | 725 | 0.44% | 0.47% | 36 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Precision Wealth Strategies, LLC | History | New | 13,461 | 668 | 0.2% | — | 37 | +13,461 | New | Q2 2026 | Aug 10, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 12,918 | 641 | 0.03% | 0.01% | 38 | +8,495 | 192.06% | Q2 2026 | Jul 27, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 12,845 | 637 | 0.0% | 0.0% | 39 | +113 | 0.89% | Q2 2026 | Aug 14, 2026 |
| Guild Investment Management, Inc. | History | Added to | 12,500 | 620 | 0.42% | 0.38% | 40 | +1,500 | 13.64% | Q2 2026 | Jul 28, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 12,500 | 620 | 0.0% | 0.01% | 41 | +1,500 | 13.64% | Q2 2026 | Jul 17, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 11,985 | 595 | 0.02% | 0.03% | 42 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Perennial Investment Advisors, LLC | History | Added to | 11,583 | 575 | 0.04% | 0.04% | 43 | +2,194 | 23.37% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | New | 11,404 | 566 | 0.0% | — | 44 | +11,404 | New | Q2 2026 | Jul 27, 2026 |
| Quantinno Capital Management LP | History | No change | 10,696 | 531 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | Added to | 10,070 | 499 | 0.0% | 0.0% | 46 | +7,670 | 319.58% | Q2 2026 | Aug 10, 2026 |
| CLG LLC | History | Reduced | 9,972 | 495 | 0.11% | 0.12% | 47 | -314 | -3.05% | Q2 2026 | Jul 16, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 9,934 | 493 | 0.0% | 0.0% | 48 | -4,064 | -29.03% | Q2 2026 | Aug 14, 2026 |
| Inspire Advisors, LLC | History | Added to | 9,445 | 468 | 0.03% | 0.04% | 49 | +43 | 0.46% | Q2 2026 | Aug 13, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 9,273 | 460 | 0.0% | 0.0% | 50 | -26 | -0.28% | Q2 2026 | Jul 24, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | New | 9,151 | 454 | 0.03% | — | 51 | +9,151 | New | Q2 2026 | Aug 07, 2026 |
| CRUX WEALTH ADVISORS | History | New | 8,709 | 432 | 0.15% | — | 52 | +8,709 | New | Q2 2026 | Jul 21, 2026 |
| Tidemark, LLC | History | Reduced | 8,553 | 424 | 0.1% | 0.11% | 53 | -190 | -2.17% | Q2 2026 | Aug 10, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 7,807 | 387 | 0.04% | 0.04% | 54 | +31 | 0.4% | Q2 2026 | Jul 09, 2026 |
| WESPAC Advisors SoCal, LLC | History | Reduced | 7,605 | 377 | 0.07% | 0.15% | 55 | -7,196 | -48.62% | Q2 2026 | Jul 16, 2026 |
| NewEdge Advisors, LLC | History | No change | 7,222 | 358 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FORONJY FINANCIAL LLC | History | Reduced | 7,084 | 351 | 0.13% | 0.19% | 57 | -2,172 | -23.47% | Q2 2026 | Jul 23, 2026 |
| Entruity Wealth, LLC | History | Reduced | 6,782 | 336 | 0.22% | 0.69% | 58 | -13,984 | -67.34% | Q2 2026 | Aug 13, 2026 |
| Blue Zone Wealth Advisors, LLC | History | Reduced | 6,750 | 335 | 0.06% | 0.08% | 60 | -1,250 | -15.63% | Q2 2026 | Jul 14, 2026 |
| Towerpoint Wealth, LLC | History | Reduced | 6,759 | 335 | 0.12% | 0.14% | 59 | -191 | -2.75% | Q2 2026 | Jul 09, 2026 |
| ASL Financial, LLC | History | No change | 6,160 | 305 | 0.21% | 0.24% | 61 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| HCR Wealth Advisors | History | New | 6,075 | 301 | 0.03% | — | 62 | +6,075 | New | Q2 2026 | Jul 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 5,300 | 263 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VAQUERO PRIVATE WEALTH, LTD | History | New | 5,050 | 250 | 0.05% | — | 65 | +5,050 | New | Q2 2026 | Jul 17, 2026 |
| Argyle Capital Partners, LLC | History | No change | 5,051 | 250 | 0.16% | 0.18% | 64 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WEDBUSH SECURITIES INC | History | New | 4,978 | 247 | 0.01% | — | 66 | +4,978 | New | Q2 2026 | Jul 28, 2026 |
| TriaGen Wealth Management LLC | History | Reduced | 4,639 | 230 | 0.06% | 0.07% | 67 | -620 | -11.79% | Q2 2026 | Jul 21, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 4,566 | 226 | 0.0% | — | 68 | +4,565 | 456500.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | New | 4,500 | 223 | 0.0% | — | 69 | +4,500 | New | Q2 2026 | Sep 02, 2026 |
| Cypress Wealth Services, LLC | History | Added to | 4,467 | 221 | 0.03% | 0.03% | 70 | +39 | 0.88% | Q2 2026 | Jul 10, 2026 |
| Gerald Baker Financial Group LLC | History | Added to | 4,434 | 220 | 0.06% | 0.07% | 71 | +38 | 0.86% | Q2 2026 | Aug 03, 2026 |
| ODonnell Financial Services, LLC | History | New | 4,097 | 203 | 0.06% | — | 72 | +4,097 | New | Q2 2026 | Aug 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 4,096 | 202 | 0.0% | 0.0% | 73 | -1,103 | -21.22% | Q2 2026 | Jul 15, 2026 |
| Johnson Bixby & Associates, LLC | History | New | 4,033 | 200 | 0.02% | — | 74 | +4,033 | New | Q2 2026 | Jul 16, 2026 |
| Rossby Financial, LCC | History | No change | 2,971 | 147 | 0.03% | 0.03% | 75 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Allworth Financial LP | History | No change | 2,857 | 141 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| AMERIFLEX GROUP, INC. | History | Added to | 1,845 | 91 | 0.04% | 0.05% | 77 | +9 | 0.49% | Q2 2026 | Aug 13, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 1,598 | 79 | 0.01% | 0.0% | 78 | +1,467 | 1119.85% | Q2 2026 | Jul 28, 2026 |
| IFG Advisory, LLC | History | New | 992 | 49 | 0.0% | — | 79 | +992 | New | Q2 2026 | Aug 13, 2026 |
| Global Retirement Partners, LLC | History | New | 928 | 46 | 0.0% | — | 80 | +928 | New | Q2 2026 | Aug 06, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 893 | 44 | 0.0% | 0.0% | 81 | -61 | -6.39% | Q2 2026 | Aug 05, 2026 |
| Larson Financial Group LLC | History | No change | 900 | 44 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 857 | 42 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 809 | 40 | 0.0% | 0.0% | 84 | +4 | 0.5% | Q2 2026 | Aug 12, 2026 |
| Dunhill Financial, LLC | History | No change | 288 | 14 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ASSETMARK, INC | History | Reduced | 266 | 13 | 0.0% | 0.0% | 86 | -2 | -0.75% | Q2 2026 | Jul 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -35,388 | -100.0% | Q2 2026 | Aug 14, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -19,668 | -100.0% | Q2 2026 | Aug 14, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,152 | -100.0% | Q2 2026 | Aug 14, 2026 |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -11,345 | -100.0% | Q2 2026 | Aug 20, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,399 | -100.0% | Q2 2026 | Aug 03, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,494 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Team Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35 | -100.0% | Q2 2026 | Jul 10, 2026 |
| Spectrum Wealth Advisory Group, LLC | History | New | 16 | 0 | — | — | — | +16 | New | Q2 2026 | Aug 06, 2026 |