FIRST TRUST EXCHANGE-TRADED FUND III - FCAL
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 13 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 872,810 | 43,035 | 0.01% | 0.01% | 1 | +22,277 | 2.62% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Added to | 218,423 | 10,769 | 0.0% | 0.0% | 2 | +8,879 | 4.24% | Q4 2025 | Feb 13, 2026 |
| Composition Wealth, LLC | History | Reduced | 149,500 | 7,371 | 0.11% | 0.11% | 3 | -3,734 | -2.44% | Q4 2025 | Feb 02, 2026 |
| NewEdge Advisors, LLC | History | Added to | 314,073 | 5,946 | 0.02% | 0.0% | 4 | +306,942 | 4304.33% | Q4 2025 | Feb 18, 2026 |
| Westside Investment Management, Inc. | History | Reduced | 106,615 | 5,257 | 0.84% | 0.86% | 5 | -3,830 | -3.47% | Q4 2025 | Jan 23, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 98,264 | 4,845 | 0.03% | 0.04% | 6 | -3,782 | -3.71% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 79,558 | 3,922 | 0.0% | 0.0% | 7 | +4,888 | 6.55% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 72,491 | 3,574 | 0.0% | 0.0% | 8 | +56,058 | 341.13% | Q4 2025 | Feb 12, 2026 |
| ROYAL BANK OF CANADA | History | New | 69,909 | 3,447 | 0.0% | — | 9 | +69,909 | New | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 66,971 | 3,302 | 0.01% | 0.0% | 10 | +46,971 | 234.86% | Q4 2025 | Mar 16, 2026 |
| Ignite Planners, LLC | History | Added to | 60,382 | 2,991 | 0.46% | 0.42% | 11 | +7,461 | 14.1% | Q4 2025 | Feb 06, 2026 |
| Mariner, LLC | History | Added to | 50,604 | 2,495 | 0.0% | 0.0% | 12 | +3,101 | 6.53% | Q4 2025 | Feb 13, 2026 |
| Magnus Financial Group LLC | History | Added to | 44,094 | 2,174 | 0.17% | 0.17% | 13 | +1,045 | 2.43% | Q4 2025 | Jan 07, 2026 |
| Southland Equity Partners LLC | History | Reduced | 43,439 | 2,141 | 0.42% | 0.53% | 14 | -10,598 | -19.61% | Q4 2025 | Jan 14, 2026 |
| UBS Group AG | History | Added to | 43,252 | 2,132 | 0.0% | 0.0% | 15 | +3,344 | 8.38% | Q4 2025 | Jan 29, 2026 |
| Compound Planning, Inc. | History | Reduced | 41,953 | 2,068 | 0.06% | 0.07% | 16 | -3,112 | -6.91% | Q4 2025 | Feb 19, 2026 |
| Running Point Capital Advisors, LLC | History | Added to | 39,693 | 1,957 | 0.53% | 0.47% | 17 | +3,406 | 9.39% | Q4 2025 | Feb 17, 2026 |
| CHANNEL WEALTH LLC | History | Added to | 34,509 | 1,701 | 0.43% | 0.29% | 18 | +12,393 | 56.04% | Q4 2025 | Feb 03, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 32,671 | 1,611 | 0.0% | 0.0% | 19 | -887 | -2.64% | Q4 2025 | Feb 17, 2026 |
| INTEGRAL INVESTMENT ADVISORS, INC. | History | Added to | 32,505 | 1,602 | 0.4% | 0.4% | 20 | +1,850 | 6.03% | Q4 2025 | Feb 06, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 28,875 | 1,423 | 0.03% | 0.03% | 21 | -1,000 | -3.35% | Q4 2025 | Feb 03, 2026 |
| HighTower Advisors, LLC | History | Added to | 26,752 | 1,319 | 0.0% | 0.0% | 22 | +185 | 0.7% | Q4 2025 | Feb 06, 2026 |
| Entruity Wealth, LLC | History | Added to | 21,101 | 1,040 | 0.74% | 0.78% | 23 | +366 | 1.77% | Q4 2025 | Feb 03, 2026 |
| Mutual Advisors, LLC | History | Reduced | 20,130 | 992 | 0.02% | 0.02% | 24 | -1,536 | -7.09% | Q4 2025 | Feb 02, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 19,541 | 963 | 0.1% | 0.09% | 25 | +2,373 | 13.82% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 19,146 | 944 | 0.0% | 0.0% | 26 | +225 | 1.19% | Q4 2025 | Feb 12, 2026 |
| WESPAC Advisors SoCal, LLC | History | Added to | 18,460 | 910 | 0.18% | 0.15% | 27 | +3,173 | 20.76% | Q4 2025 | Jan 07, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 18,183 | 897 | 0.0% | 0.0% | 28 | -461 | -2.47% | Q4 2025 | Feb 05, 2026 |
| New Insight Wealth Advisors | History | Added to | 18,162 | 895 | 0.32% | 0.24% | 29 | +5,090 | 38.94% | Q4 2025 | Feb 17, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 18,128 | 893 | 0.03% | 0.01% | 30 | +10,903 | 150.91% | Q4 2025 | Jan 14, 2026 |
| Catalina Capital Group, LLC | History | Reduced | 16,417 | 809 | 0.49% | 0.52% | 31 | -893 | -5.16% | Q4 2025 | Jan 16, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 14,935 | 736 | 0.0% | 0.0% | 32 | -5,472 | -26.81% | Q4 2025 | Feb 06, 2026 |
| Climber Capital SA | History | New | 14,635 | 720 | 0.47% | — | 33 | +14,635 | New | Q4 2025 | Feb 03, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 12,152 | 599 | 0.02% | 0.02% | 34 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 11,985 | 591 | 0.03% | 0.03% | 35 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 11,902 | 586 | 0.0% | 0.0% | 36 | +780 | 7.01% | Q4 2025 | Feb 18, 2026 |
| Warren Street Wealth Advisors, LLC | History | Added to | 11,604 | 572 | 0.16% | 0.13% | 37 | +2,537 | 27.98% | Q4 2025 | Jan 29, 2026 |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC | History | No change | 11,345 | 559 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Guild Investment Management, Inc. | History | Added to | 11,000 | 542 | 0.4% | 0.31% | 39 | +3,000 | 37.5% | Q4 2025 | Jan 21, 2026 |
| Blue Zone Wealth Advisors, LLC | History | Reduced | 11,000 | 542 | 0.1% | 0.14% | 40 | -3,000 | -21.43% | Q4 2025 | Jan 21, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 11,000 | 542 | 0.01% | 0.01% | 41 | +3,000 | 37.5% | Q4 2025 | Jan 23, 2026 |
| WCG Wealth Advisors LLC | History | New | 10,766 | 530 | 0.01% | — | 42 | +10,766 | New | Q4 2025 | Feb 10, 2026 |
| Quantinno Capital Management LP | History | Added to | 10,696 | 527 | 0.0% | 0.0% | 43 | +5,782 | 117.66% | Q4 2025 | Feb 17, 2026 |
| Tidemark, LLC | History | Reduced | 10,561 | 520 | 0.15% | 0.16% | 44 | -787 | -6.94% | Q4 2025 | Feb 10, 2026 |
| FORONJY FINANCIAL LLC | History | Reduced | 10,094 | 497 | 0.21% | 0.35% | 45 | -6,495 | -39.15% | Q4 2025 | Feb 03, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 10,000 | 493 | 0.03% | 0.04% | 46 | -1,165 | -10.43% | Q4 2025 | Feb 03, 2026 |
| Inspire Advisors, LLC | History | Added to | 8,963 | 441 | 0.04% | 0.04% | 47 | +36 | 0.4% | Q4 2025 | Feb 13, 2026 |
| CLG LLC | History | Added to | 8,908 | 439 | 0.11% | 0.09% | 48 | +1,780 | 24.97% | Q4 2025 | Jan 15, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 7,788 | 384 | 0.0% | 0.0% | 49 | -100 | -1.27% | Q4 2025 | Jan 29, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 7,746 | 383 | 0.04% | 0.03% | 50 | +1,829 | 30.91% | Q4 2025 | Jan 12, 2026 |
| Perennial Investment Advisors, LLC | History | Added to | 7,511 | 370 | 0.03% | 0.03% | 51 | +27 | 0.36% | Q4 2025 | Feb 17, 2026 |
| ASL Financial, LLC | History | New | 7,410 | 365 | 0.29% | — | 52 | +7,410 | New | Q4 2025 | Jan 20, 2026 |
| Towerpoint Wealth, LLC | History | Reduced | 7,077 | 348 | 0.14% | 0.14% | 53 | -102 | -1.42% | Q4 2025 | Jan 15, 2026 |
| FF Advisors,LLC | History | New | 6,711 | 330 | 0.15% | — | 54 | +6,711 | New | Q4 2025 | Feb 13, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 6,193 | 305 | 0.0% | 0.0% | 55 | -355 | -5.42% | Q4 2025 | Feb 17, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 6,044 | 298 | 0.0% | 0.0% | 56 | +389 | 6.88% | Q4 2025 | Jan 08, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 5,539 | 273 | 0.01% | 0.02% | 57 | +350 | 6.75% | Q4 2025 | Jan 28, 2026 |
| TriaGen Wealth Management LLC | History | Reduced | 5,523 | 272 | 0.07% | 0.07% | 58 | -213 | -3.71% | Q4 2025 | Jan 27, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 5,100 | 251 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Argyle Capital Partners, LLC | History | No change | 5,051 | 249 | 0.18% | 0.18% | 60 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 4,827 | 238 | 0.0% | 0.0% | 61 | -1,350 | -21.86% | Q4 2025 | Feb 10, 2026 |
| Integrity Financial Corp /WA | History | Reduced | 4,742 | 233 | 0.12% | 0.12% | 62 | -313 | -6.19% | Q4 2025 | Feb 13, 2026 |
| FLAGSTAR ADVISORS INC | History | Reduced | 4,454 | 219 | 0.07% | 0.08% | 63 | -1,125 | -20.16% | Q4 2025 | Jan 13, 2026 |
| Cypress Wealth Services, LLC | History | Added to | 4,391 | 216 | 0.03% | 0.03% | 64 | +36 | 0.83% | Q4 2025 | Jan 14, 2026 |
| Allworth Financial LP | History | New | 3,020 | 148 | 0.0% | — | 65 | +3,020 | New | Q4 2025 | Feb 05, 2026 |
| Rossby Financial, LCC | History | New | 2,971 | 146 | 0.05% | — | 66 | +2,971 | New | Q4 2025 | Feb 12, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 1,827 | 90 | 0.05% | 0.06% | 67 | -1,259 | -40.8% | Q4 2025 | Feb 18, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,423 | 70 | 0.0% | — | 68 | +1,423 | New | Q4 2025 | Feb 13, 2026 |
| Arax Advisory Partners | History | New | 1,200 | 59 | 0.0% | — | 69 | +1,200 | New | Q4 2025 | Feb 13, 2026 |
| COMERICA BANK | History | Added to | 992 | 48 | 0.0% | 0.0% | 70 | +8 | 0.81% | Q4 2025 | Jan 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 902 | 44 | 0.0% | 0.0% | 71 | -574 | -38.89% | Q4 2025 | Feb 09, 2026 |
| Global Retirement Partners, LLC | History | Added to | 913 | 44 | 0.0% | 0.0% | 73 | +8 | 0.88% | Q4 2025 | Feb 06, 2026 |
| Larson Financial Group LLC | History | No change | 900 | 44 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 857 | 42 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| ASSETMARK, INC | History | New | 401 | 19 | 0.0% | — | 75 | +401 | New | Q4 2025 | Jan 23, 2026 |
| Dunhill Financial, LLC | History | Added to | 288 | 14 | 0.0% | 0.0% | 76 | +3 | 1.05% | Q4 2025 | Jan 29, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 131 | 6 | 0.0% | 0.0% | 77 | -1,031 | -88.73% | Q4 2025 | Jan 26, 2026 |
| Team Financial Group, LLC | History | No change | 35 | 1 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| Citizens Business Bank | History | Closed out | 0 | 0 | — | 1.01% | — | -124,520 | -100.0% | Q3 2025 | Nov 12, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -7,935 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -4,797 | -100.0% | Q3 2025 | Oct 30, 2025 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |