FIRST TRUST EXCHANGE-TRADED FUND III - FCAL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 942,264 | 46,067 | 0.01% | 0.01% | 1 | +69,454 | 7.96% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Added to | 228,955 | 11,193 | 0.0% | 0.0% | 2 | +10,532 | 4.82% | Q1 2026 | May 15, 2026 |
| Composition Wealth, LLC | History | Reduced | 143,476 | 7,014 | 0.1% | 0.11% | 3 | -6,024 | -4.03% | Q1 2026 | Apr 08, 2026 |
| Citizens Business Bank | History | New | 118,812 | 5,808 | 0.95% | — | 4 | +118,812 | New | Q1 2026 | May 01, 2026 |
| Westside Investment Management, Inc. | History | Reduced | 105,885 | 5,181 | 0.79% | 0.84% | 5 | -730 | -0.68% | Q1 2026 | May 04, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 97,015 | 4,743 | 0.04% | 0.03% | 6 | -1,249 | -1.27% | Q1 2026 | May 15, 2026 |
| Mariner, LLC | History | Added to | 91,324 | 4,464 | 0.01% | 0.0% | 7 | +40,720 | 80.47% | Q1 2026 | May 13, 2026 |
| Cetera Investment Advisers | History | Added to | 86,321 | 4,220 | 0.0% | 0.0% | 8 | +6,763 | 8.5% | Q1 2026 | May 13, 2026 |
| Ignite Planners, LLC | History | Reduced | 59,874 | 2,927 | 0.45% | 0.46% | 9 | -508 | -0.84% | Q1 2026 | Apr 17, 2026 |
| Magnus Financial Group LLC | History | Added to | 44,242 | 2,162 | 0.18% | 0.17% | 10 | +148 | 0.34% | Q1 2026 | Apr 10, 2026 |
| Compound Planning, Inc. | History | Added to | 43,679 | 2,135 | 0.07% | 0.06% | 11 | +1,726 | 4.11% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Reduced | 42,649 | 2,085 | 0.0% | 0.0% | 12 | -603 | -1.39% | Q1 2026 | May 05, 2026 |
| CHANNEL WEALTH LLC | History | Added to | 41,084 | 2,008 | 0.49% | 0.43% | 13 | +6,575 | 19.05% | Q1 2026 | May 11, 2026 |
| Running Point Capital Advisors, LLC | History | No change | 39,693 | 1,957 | 0.53% | 0.53% | 14 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Cerity Partners LLC | History | New | 36,279 | 1,773 | 0.0% | — | 15 | +36,279 | New | Q1 2026 | May 15, 2026 |
| Southland Equity Partners LLC | History | Reduced | 35,863 | 1,753 | 0.34% | 0.42% | 16 | -7,576 | -17.44% | Q1 2026 | Apr 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 35,388 | 1,730 | 0.0% | — | 17 | +35,388 | New | Q1 2026 | May 15, 2026 |
| INTEGRAL INVESTMENT ADVISORS, INC. | History | Added to | 32,755 | 1,601 | 0.4% | 0.4% | 18 | +250 | 0.77% | Q1 2026 | Apr 28, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 30,181 | 1,475 | 0.0% | 0.0% | 19 | -42,310 | -58.37% | Q1 2026 | May 12, 2026 |
| Navigation Group, LLC | History | New | 29,536 | 1,444 | 0.34% | — | 20 | +29,536 | New | Q1 2026 | May 05, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 28,695 | 1,402 | 0.03% | 0.03% | 21 | -180 | -0.62% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 28,539 | 1,395 | 0.0% | 0.0% | 22 | -4,132 | -12.65% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 28,122 | 1,374 | 0.0% | 0.0% | 23 | +1,370 | 5.12% | Q1 2026 | May 05, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 24,982 | 1,221 | 0.04% | 0.03% | 24 | +6,854 | 37.81% | Q1 2026 | May 13, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 24,085 | 1,177 | 0.0% | 0.01% | 25 | -42,886 | -64.04% | Q1 2026 | May 14, 2026 |
| New Insight Wealth Advisors | History | Added to | 21,172 | 1,035 | 0.37% | 0.32% | 26 | +3,010 | 16.57% | Q1 2026 | May 07, 2026 |
| Entruity Wealth, LLC | History | Reduced | 20,766 | 1,015 | 0.69% | 0.74% | 27 | -335 | -1.59% | Q1 2026 | May 08, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 19,668 | 961 | 0.02% | — | 28 | +19,668 | New | Q1 2026 | May 15, 2026 |
| Mutual Advisors, LLC | History | Reduced | 19,602 | 958 | 0.02% | 0.02% | 29 | -528 | -2.62% | Q1 2026 | May 01, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 18,692 | 914 | 0.0% | 0.0% | 30 | +509 | 2.8% | Q1 2026 | Apr 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 18,428 | 900 | 0.0% | 0.0% | 31 | -718 | -3.75% | Q1 2026 | Apr 27, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 18,275 | 893 | 0.1% | 0.1% | 32 | -1,266 | -6.48% | Q1 2026 | Apr 28, 2026 |
| Catalina Capital Group, LLC | History | Added to | 16,540 | 808 | 0.48% | 0.49% | 33 | +123 | 0.75% | Q1 2026 | Apr 23, 2026 |
| WESPAC Advisors SoCal, LLC | History | Reduced | 14,801 | 723 | 0.15% | 0.18% | 34 | -3,659 | -19.82% | Q1 2026 | Apr 15, 2026 |
| Climber Capital SA | History | No change | 14,635 | 715 | 0.47% | 0.47% | 35 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 13,998 | 684 | 0.0% | 0.0% | 36 | -55,911 | -79.98% | Q1 2026 | May 15, 2026 |
| Warren Street Wealth Advisors, LLC | History | Added to | 13,481 | 659 | 0.17% | 0.16% | 37 | +1,877 | 16.18% | Q1 2026 | Apr 16, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 12,732 | 622 | 0.0% | 0.0% | 38 | +830 | 6.97% | Q1 2026 | May 14, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 12,152 | 594 | 0.02% | 0.02% | 39 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 11,985 | 586 | 0.03% | 0.03% | 40 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC | History | No change | 11,345 | 554 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Farther Finance Advisors, LLC | History | No change | 11,000 | 539 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Guild Investment Management, Inc. | History | No change | 11,000 | 537 | 0.38% | 0.4% | 43 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Quantinno Capital Management LP | History | No change | 10,696 | 522 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CLG LLC | History | Added to | 10,286 | 502 | 0.12% | 0.11% | 45 | +1,378 | 15.47% | Q1 2026 | May 14, 2026 |
| WCG Wealth Advisors LLC | History | Reduced | 10,070 | 492 | 0.01% | 0.01% | 46 | -696 | -6.46% | Q1 2026 | May 12, 2026 |
| Perennial Investment Advisors, LLC | History | Added to | 9,389 | 459 | 0.04% | 0.03% | 47 | +1,878 | 25.0% | Q1 2026 | May 15, 2026 |
| Inspire Advisors, LLC | History | Added to | 9,402 | 459 | 0.04% | 0.04% | 48 | +439 | 4.9% | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 9,299 | 454 | 0.0% | 0.0% | 49 | +1,511 | 19.4% | Q1 2026 | May 05, 2026 |
| FORONJY FINANCIAL LLC | History | Reduced | 9,256 | 452 | 0.19% | 0.21% | 50 | -838 | -8.3% | Q1 2026 | Apr 23, 2026 |
| Tidemark, LLC | History | Reduced | 8,743 | 427 | 0.11% | 0.15% | 51 | -1,818 | -17.21% | Q1 2026 | May 07, 2026 |
| Blue Zone Wealth Advisors, LLC | History | Reduced | 8,000 | 391 | 0.08% | 0.1% | 52 | -3,000 | -27.27% | Q1 2026 | Apr 16, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 7,776 | 380 | 0.04% | 0.04% | 53 | +30 | 0.39% | Q1 2026 | Apr 15, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 7,222 | 353 | 0.0% | 0.02% | 54 | -306,851 | -97.7% | Q1 2026 | Jun 02, 2026 |
| Towerpoint Wealth, LLC | History | Reduced | 6,950 | 339 | 0.14% | 0.14% | 55 | -127 | -1.79% | Q1 2026 | Apr 08, 2026 |
| ASL Financial, LLC | History | Reduced | 6,160 | 301 | 0.24% | 0.29% | 56 | -1,250 | -16.87% | Q1 2026 | Apr 09, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 5,399 | 263 | 0.0% | 0.0% | 57 | +572 | 11.85% | Q1 2026 | May 04, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 5,300 | 259 | 0.0% | 0.0% | 58 | +200 | 3.92% | Q1 2026 | May 08, 2026 |
| TriaGen Wealth Management LLC | History | Reduced | 5,259 | 257 | 0.07% | 0.07% | 59 | -264 | -4.78% | Q1 2026 | Apr 29, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 5,199 | 255 | 0.0% | 0.0% | 60 | -845 | -13.98% | Q1 2026 | Apr 08, 2026 |
| Argyle Capital Partners, LLC | History | No change | 5,051 | 246 | 0.18% | 0.18% | 61 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 4,423 | 216 | 0.01% | 0.01% | 63 | -1,116 | -20.15% | Q1 2026 | Apr 28, 2026 |
| Cypress Wealth Services, LLC | History | Added to | 4,428 | 216 | 0.03% | 0.03% | 62 | +37 | 0.84% | Q1 2026 | Apr 15, 2026 |
| Gerald Baker Financial Group LLC | History | New | 4,396 | 214 | 0.07% | — | 64 | +4,396 | New | Q1 2026 | May 06, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 3,494 | 170 | 0.04% | — | 65 | +3,494 | New | Q1 2026 | May 08, 2026 |
| Rossby Financial, LCC | History | No change | 2,971 | 145 | 0.03% | 0.05% | 66 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Allworth Financial LP | History | Reduced | 2,857 | 139 | 0.0% | 0.0% | 67 | -163 | -5.4% | Q1 2026 | May 14, 2026 |
| Arax Advisory Partners | History | Added to | 2,400 | 117 | 0.0% | 0.0% | 68 | +1,200 | 100.0% | Q1 2026 | May 13, 2026 |
| AMERIFLEX GROUP, INC. | History | Added to | 1,836 | 89 | 0.05% | 0.05% | 69 | +9 | 0.49% | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 992 | 48 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 954 | 46 | 0.0% | — | 71 | +954 | New | Q1 2026 | May 01, 2026 |
| Larson Financial Group LLC | History | No change | 900 | 44 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Global Retirement Partners, LLC | History | No change | 913 | 44 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 857 | 41 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 805 | 39 | 0.0% | 0.0% | 75 | -97 | -10.75% | Q1 2026 | May 15, 2026 |
| Dunhill Financial, LLC | History | No change | 288 | 14 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| ASSETMARK, INC | History | Reduced | 268 | 13 | 0.0% | 0.0% | 77 | -133 | -33.17% | Q1 2026 | May 06, 2026 |
| PRIVATE TRUST CO NA | History | No change | 131 | 6 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Team Financial Group, LLC | History | No change | 35 | 1 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,935 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Koshinski Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -10,000 | -100.0% | Q1 2026 | Apr 27, 2026 |
| FF Advisors,LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -6,711 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Equitable Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,193 | -100.0% | Q1 2026 | May 15, 2026 |
| Integrity Financial Corp /WA | History | Closed out | 0 | 0 | — | 0.12% | — | -4,742 | -100.0% | Q1 2026 | May 14, 2026 |
| FLAGSTAR ADVISORS INC | History | Closed out | 0 | 0 | — | 0.07% | — | -4,454 | -100.0% | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,423 | -100.0% | Q1 2026 | Apr 30, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |