FIRST TRUST EXCHANGE-TRADED FUND III - FCAL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 1,032,799 | 51,280 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | No change | 216,147 | 10,732 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Citizens Business Bank | History | No change | 118,489 | 5,883 | 0.89% | 0.89% | 3 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Westside Investment Management, Inc. | History | Added to | 107,385 | 4,969 | 0.63% | 0.68% | 4 | +3,600 | 3.47% | Q3 2026 | Nov 02, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 93,217 | 4,628 | 0.03% | 0.03% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cetera Investment Advisers | History | No change | 86,212 | 4,280 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Ignite Planners, LLC | History | Added to | 80,419 | 3,718 | 0.48% | 0.5% | 7 | +285 | 0.36% | Q3 2026 | Oct 14, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 67,589 | 3,125 | 0.28% | 0.14% | 8 | +35,588 | 111.21% | Q3 2026 | Nov 02, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 55,361 | 2,749 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Elequin Capital, LP | History | No change | 54,092 | 2,685 | 0.08% | 0.08% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | No change | 45,083 | 2,238 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CHANNEL WEALTH LLC | History | No change | 44,985 | 2,233 | 0.5% | 0.5% | 12 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| HighTower Advisors, LLC | History | No change | 43,481 | 2,158 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Mariner, LLC | History | No change | 42,483 | 2,109 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Magnus Financial Group LLC | History | Added to | 45,414 | 2,099 | 0.14% | 0.16% | 15 | +790 | 1.77% | Q3 2026 | Oct 21, 2026 |
| Stonebridge Financial Group, LLC/CA | History | No change | 37,613 | 1,867 | 0.26% | 0.26% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Compound Planning, Inc. | History | No change | 35,043 | 1,739 | 0.05% | 0.05% | 17 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 37,564 | 1,736 | 0.05% | 0.05% | 18 | +4,001 | 11.92% | Q3 2026 | Oct 13, 2026 |
| INTEGRAL INVESTMENT ADVISORS, INC. | History | Reduced | 37,305 | 1,724 | 0.37% | 0.41% | 19 | -425 | -1.13% | Q3 2026 | Nov 03, 2026 |
| Cerity Partners LLC | History | No change | 34,375 | 1,706 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Composition Wealth, LLC | History | No change | 33,370 | 1,656 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 34,738 | 1,606 | 0.03% | 0.03% | 22 | +3,543 | 11.36% | Q3 2026 | Oct 28, 2026 |
| Southland Equity Partners LLC | History | Reduced | 30,031 | 1,388 | 0.24% | 0.26% | 23 | -98 | -0.33% | Q3 2026 | Oct 14, 2026 |
| Navigation Group, LLC | History | No change | 29,536 | 1,365 | 0.27% | 0.29% | 24 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 25,211 | 1,251 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Savvy Advisors, Inc. | History | No change | 20,320 | 1,008 | 0.02% | 0.02% | 26 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| New Insight Wealth Advisors | History | No change | 19,897 | 987 | 0.29% | 0.29% | 27 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Cascade Financial Partners, LLC | History | No change | 18,103 | 898 | 0.08% | 0.08% | 28 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Warren Street Wealth Advisors, LLC | History | Reduced | 19,160 | 885 | 0.17% | 0.21% | 29 | -10 | -0.05% | Q3 2026 | Nov 04, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 19,134 | 884 | 0.0% | 0.0% | 30 | +681 | 3.69% | Q3 2026 | Nov 02, 2026 |
| Mutual Advisors, LLC | History | No change | 16,997 | 843 | 0.02% | 0.02% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WCG Wealth Advisors LLC | History | No change | 16,218 | 805 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 15,849 | 786 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 15,778 | 729 | 0.02% | 0.01% | 34 | +10,800 | 216.95% | Q3 2026 | Oct 22, 2026 |
| Precision Wealth Strategies, LLC | History | No change | 13,461 | 668 | 0.2% | 0.2% | 35 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Climber Capital SA | History | No change | 14,635 | 641 | 0.39% | 0.44% | 36 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 12,845 | 637 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 11,985 | 595 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 11,583 | 575 | 0.04% | 0.04% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | No change | 11,404 | 566 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 12,054 | 557 | 0.0% | 0.0% | 41 | -3,862 | -24.26% | Q3 2026 | Nov 02, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 11,906 | 550 | 0.02% | 0.03% | 42 | -1,012 | -7.83% | Q3 2026 | Oct 23, 2026 |
| Quantinno Capital Management LP | History | No change | 10,696 | 531 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | No change | 10,070 | 499 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ROYAL BANK OF CANADA | History | No change | 9,934 | 493 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Inspire Advisors, LLC | History | No change | 9,445 | 468 | 0.03% | 0.03% | 46 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 9,151 | 454 | 0.03% | 0.03% | 47 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| FF Advisors,LLC | History | New | 9,434 | 436 | 0.16% | — | 48 | +9,434 | New | Q3 2026 | Oct 21, 2026 |
| CRUX WEALTH ADVISORS | History | No change | 8,709 | 432 | 0.15% | 0.15% | 49 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| D.A. DAVIDSON & CO. | History | No change | 9,273 | 428 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Tidemark, LLC | History | No change | 8,553 | 424 | 0.1% | 0.1% | 51 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Guild Investment Management, Inc. | History | Reduced | 8,500 | 392 | 0.25% | 0.42% | 52 | -4,000 | -32.0% | Q3 2026 | Nov 03, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 8,500 | 392 | 0.0% | 0.0% | 53 | -4,000 | -32.0% | Q3 2026 | Oct 08, 2026 |
| NewEdge Advisors, LLC | History | No change | 7,222 | 358 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CLG LLC | History | Reduced | 7,501 | 346 | 0.07% | 0.11% | 55 | -2,471 | -24.78% | Q3 2026 | Oct 13, 2026 |
| Entruity Wealth, LLC | History | No change | 6,782 | 336 | 0.22% | 0.22% | 56 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Blue Zone Wealth Advisors, LLC | History | No change | 6,750 | 312 | 0.05% | 0.06% | 57 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| WESPAC Advisors SoCal, LLC | History | Reduced | 6,563 | 303 | 0.05% | 0.07% | 58 | -1,042 | -13.7% | Q3 2026 | Oct 13, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 6,440 | 297 | 0.03% | 0.04% | 59 | -1,367 | -17.51% | Q3 2026 | Oct 21, 2026 |
| FORONJY FINANCIAL LLC | History | Reduced | 6,409 | 296 | 0.1% | 0.13% | 60 | -675 | -9.53% | Q3 2026 | Oct 14, 2026 |
| Towerpoint Wealth, LLC | History | Reduced | 6,176 | 285 | 0.1% | 0.12% | 61 | -583 | -8.63% | Q3 2026 | Oct 13, 2026 |
| ASL Financial, LLC | History | No change | 6,160 | 284 | 0.19% | 0.21% | 62 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| HCR Wealth Advisors | History | No change | 6,075 | 280 | 0.02% | 0.03% | 63 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 5,928 | 272 | 0.0% | 0.0% | 64 | +1,832 | 44.73% | Q3 2026 | Oct 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 5,300 | 263 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VAQUERO PRIVATE WEALTH, LTD | History | No change | 5,050 | 233 | 0.05% | 0.05% | 66 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 4,566 | 226 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 4,500 | 223 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| TriaGen Wealth Management LLC | History | No change | 4,639 | 214 | 0.05% | 0.06% | 69 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Argyle Capital Partners, LLC | History | Reduced | 4,626 | 213 | 0.13% | 0.16% | 70 | -425 | -8.41% | Q3 2026 | Oct 23, 2026 |
| Cypress Wealth Services, LLC | History | Added to | 4,507 | 208 | 0.02% | 0.03% | 71 | +40 | 0.9% | Q3 2026 | Oct 21, 2026 |
| ODonnell Financial Services, LLC | History | No change | 4,097 | 203 | 0.06% | 0.06% | 72 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Mosley Wealth Management | History | New | 3,710 | 173 | 0.05% | — | 73 | +3,710 | New | Q3 2026 | Oct 16, 2026 |
| Allworth Financial LP | History | No change | 2,857 | 141 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 2,820 | 130 | 0.01% | 0.01% | 75 | +1,222 | 76.47% | Q3 2026 | Oct 20, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 1,845 | 91 | 0.04% | 0.04% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IFG Advisory, LLC | History | No change | 992 | 49 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Parallel Advisors, LLC | History | New | 1,000 | 46 | 0.0% | — | 79 | +1,000 | New | Q3 2026 | Nov 03, 2026 |
| Global Retirement Partners, LLC | History | No change | 928 | 46 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FIFTH THIRD BANCORP | History | No change | 893 | 44 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 857 | 42 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Larson Financial Group LLC | History | No change | 900 | 41 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 809 | 40 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Dunhill Financial, LLC | History | No change | 288 | 14 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Team Financial Group, LLC | History | New | 35 | 1 | 0.0% | — | 85 | +35 | New | Q3 2026 | Oct 30, 2026 |
| Gerald Baker Financial Group LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -4,434 | -100.0% | Q3 2026 | Oct 09, 2026 |
| Johnson Bixby & Associates, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,033 | -100.0% | Q3 2026 | Oct 14, 2026 |
| Rossby Financial, LCC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,971 | -100.0% | Q3 2026 | Nov 05, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -266 | -100.0% | Q3 2026 | Oct 21, 2026 |
| Spectrum Wealth Advisory Group, LLC | History | Closed out | 0 | 0 | — | — | — | -16 | -100.0% | Q3 2026 | Oct 29, 2026 |