FIRST TRUST EXCHANGE-TRADED FUND IV - FCVT
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 13 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Concurrent Investment Advisors, LLC | History | Added to | 347,194 | 14,941 | 0.17% | 0.12% | 1 | +183,410 | 111.98% | Q4 2025 | Jan 29, 2026 |
| LPL Financial LLC | History | Reduced | 164,880 | 7,095 | 0.0% | 0.0% | 2 | -22,747 | -12.12% | Q4 2025 | Feb 11, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 100,672 | 4,332 | 0.0% | 0.0% | 3 | +9,864 | 10.86% | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 98,808 | 4,252 | 0.0% | 0.0% | 4 | +9,276 | 10.36% | Q4 2025 | Feb 18, 2026 |
| ROYAL BANK OF CANADA | History | New | 88,861 | 3,824 | 0.0% | — | 5 | +88,861 | New | Q4 2025 | Feb 17, 2026 |
| Private Advisory Group LLC | History | New | 86,666 | 3,729 | 0.29% | — | 6 | +86,666 | New | Q4 2025 | Jan 15, 2026 |
| MORGAN STANLEY | History | Added to | 85,635 | 3,685 | 0.0% | 0.0% | 7 | +5,904 | 7.4% | Q4 2025 | Feb 13, 2026 |
| Proactive Wealth Strategies LLC | History | Reduced | 43,047 | 1,852 | 0.73% | 0.79% | 8 | -86 | -0.2% | Q4 2025 | Feb 05, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 42,316 | 1,821 | 0.01% | 0.01% | 9 | +9,057 | 27.23% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 40,347 | 1,736 | 0.0% | 0.0% | 10 | -611 | -1.49% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 31,919 | 1,373 | 0.0% | 0.0% | 11 | +1,416 | 4.64% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 27,058 | 1,164 | 0.0% | 0.0% | 12 | +12,968 | 92.04% | Q4 2025 | Feb 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 26,709 | 1,149 | 0.0% | 0.0% | 13 | -11,287 | -29.71% | Q4 2025 | Feb 17, 2026 |
| Plus Group Wealth Advisors LLC | History | New | 25,927 | 1,115 | 1.24% | — | 14 | +25,927 | New | Q4 2025 | Feb 05, 2026 |
| Milestones Private Investment Advisors LLC | History | Reduced | 24,328 | 1,046 | 0.72% | 0.88% | 15 | -5,906 | -19.53% | Q4 2025 | Jan 26, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 24,262 | 1,044 | 0.01% | 0.01% | 16 | -1,596 | -6.17% | Q4 2025 | Jan 29, 2026 |
| Hershey Financial Advisers, LLC | History | New | 23,490 | 1,010 | 0.85% | — | 17 | +23,490 | New | Q4 2025 | Feb 18, 2026 |
| Tidemark, LLC | History | No change | 22,546 | 970 | 0.28% | 0.28% | 18 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 22,528 | 969 | 0.0% | 0.0% | 19 | +16,983 | 306.28% | Q4 2025 | Feb 10, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 20,624 | 887 | 0.0% | 0.0% | 20 | +13,104 | 174.26% | Q4 2025 | Feb 13, 2026 |
| TRUIST FINANCIAL CORP | History | New | 19,315 | 831 | 0.0% | — | 21 | +19,315 | New | Q4 2025 | Feb 02, 2026 |
| Elequin Capital, LP | History | Added to | 17,504 | 753 | 0.06% | 0.02% | 22 | +8,826 | 101.71% | Q4 2025 | Feb 17, 2026 |
| RiverTree Advisors, LLC | History | Added to | 17,438 | 750 | 0.48% | 0.43% | 23 | +1,687 | 10.71% | Q4 2025 | Jan 15, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 15,757 | 678 | 0.0% | 0.0% | 24 | +2,883 | 22.39% | Q4 2025 | Feb 11, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 14,300 | 615 | 0.01% | 0.01% | 25 | +520 | 3.77% | Q4 2025 | Jan 20, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 13,570 | 583 | 0.01% | 0.01% | 26 | -979 | -6.73% | Q4 2025 | Feb 13, 2026 |
| Kovack Advisors, Inc. | History | New | 12,139 | 522 | 0.02% | — | 27 | +12,139 | New | Q4 2025 | Feb 17, 2026 |
| SkyOak Wealth, LLC | History | No change | 11,536 | 496 | 0.09% | 0.09% | 28 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 11,147 | 479 | 0.0% | 0.0% | 29 | -10,096 | -47.53% | Q4 2025 | Feb 17, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 10,846 | 472 | 0.05% | 0.05% | 30 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| US BANCORP \DE\ | History | Added to | 10,807 | 465 | 0.0% | 0.0% | 31 | +10,484 | 3245.82% | Q4 2025 | Jan 30, 2026 |
| Synergy Asset Management, LLC | History | Reduced | 10,518 | 452 | 0.05% | 0.02% | 32 | -896 | -7.85% | Q4 2025 | Jan 13, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Added to | 9,655 | 415 | 0.3% | 0.25% | 33 | +1,767 | 22.4% | Q4 2025 | Jan 14, 2026 |
| Horst & Graben Wealth Management LLC | History | Added to | 8,483 | 365 | 0.06% | 0.05% | 34 | +209 | 2.53% | Q4 2025 | Jan 27, 2026 |
| Concentrum Wealth Management | History | Added to | 7,542 | 324 | 0.09% | 0.09% | 35 | +3 | 0.04% | Q4 2025 | Feb 04, 2026 |
| Realta Investment Advisors | History | Reduced | 7,173 | 308 | 0.1% | 0.1% | 36 | -90 | -1.24% | Q4 2025 | Jan 20, 2026 |
| TSA Wealth Managment LLC | History | No change | 7,095 | 305 | 0.1% | 0.1% | 37 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| American Financial Advisors, LLC | History | Reduced | 6,811 | 293 | 0.04% | 0.05% | 38 | -2,051 | -23.14% | Q4 2025 | Feb 03, 2026 |
| EVERETT HARRIS & CO /CA/ | History | No change | 6,585 | 283 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| CWM, LLC | History | Reduced | 6,385 | 275 | 0.0% | 0.0% | 40 | -23,191 | -78.41% | Q4 2025 | Jan 26, 2026 |
| Global Retirement Partners, LLC | History | Added to | 6,086 | 261 | 0.0% | 0.0% | 41 | +1,179 | 24.03% | Q4 2025 | Feb 06, 2026 |
| Wagner Wealth Management, Corp | History | New | 5,934 | 255 | 0.25% | — | 42 | +5,934 | New | Q4 2025 | Feb 12, 2026 |
| Richmond Investment Services, LLC | History | Added to | 5,430 | 233 | 0.04% | 0.04% | 43 | +2 | 0.04% | Q4 2025 | Feb 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 5,336 | 229 | 0.0% | 0.0% | 44 | -145 | -2.65% | Q4 2025 | Feb 12, 2026 |
| Prospera Financial Services Inc | History | Added to | 4,988 | 214 | 0.0% | 0.0% | 45 | +212 | 4.44% | Q4 2025 | Feb 09, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 2,602 | 111 | 0.01% | — | 46 | +2,602 | New | Q4 2025 | Feb 03, 2026 |
| Allworth Financial LP | History | New | 1,700 | 73 | 0.0% | — | 47 | +1,700 | New | Q4 2025 | Feb 05, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1,529 | 65 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | No change | 850 | 36 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 689 | 29 | 0.0% | 0.0% | 50 | +340 | 97.42% | Q4 2025 | Mar 16, 2026 |
| AE Wealth Management LLC | History | No change | 652 | 28 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Caldwell Trust Co | History | New | 643 | 27 | 0.0% | — | 53 | +643 | New | Q4 2025 | Jan 30, 2026 |
| Geneos Wealth Management Inc. | History | No change | 650 | 27 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 427 | 18 | 0.01% | — | 54 | +427 | New | Q4 2025 | Feb 11, 2026 |
| N.E.W. Advisory Services LLC | History | Added to | 302 | 13 | 0.0% | 0.0% | 55 | +213 | 239.33% | Q4 2025 | Jan 28, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 295 | 12 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| NBC SECURITIES, INC. | History | Added to | 267 | 11 | 0.0% | 0.0% | 57 | +1 | 0.38% | Q4 2025 | Jan 29, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 172 | 7 | 0.0% | — | 58 | +171 | 17100.0% | Q4 2025 | Feb 13, 2026 |
| AdvisorNet Financial, Inc | History | No change | 143 | 6 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Sound Income Strategies, LLC | History | New | 118 | 5 | 0.0% | — | 60 | +118 | New | Q4 2025 | Jan 21, 2026 |
| ASSETMARK, INC | History | No change | 112 | 4 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Caitlin John, LLC | History | No change | 108 | 4 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 29 | 1 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Ethos Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,942 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,832 | -100.0% | Q3 2025 | Nov 18, 2025 |
| UBS Group AG | History | Reduced | 6 | 0 | — | 0.0% | — | -267 | -97.8% | Q4 2025 | Jan 29, 2026 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -65 | -100.0% | Q3 2025 | Nov 12, 2025 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q3 2025 | Nov 12, 2025 |
| EverSource Wealth Advisors, LLC | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| SBI Securities Co., Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |