Northern Lights Fund Trust IV - FDLS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Inspire Advisors, LLC | History | Added to | 766,677 | 28,321 | 2.31% | 2.38% | 1 | +43,849 | 6.07% | Q1 2026 | May 15, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 271,476 | 10,028 | 0.61% | 0.39% | 2 | +99,942 | 58.26% | Q1 2026 | Apr 13, 2026 |
| Strategic Equity Management | History | Added to | 136,333 | 5,036 | 1.89% | 1.31% | 3 | +27,922 | 25.76% | Q1 2026 | Apr 21, 2026 |
| LPL Financial LLC | History | Added to | 128,535 | 4,748 | 0.0% | 0.0% | 4 | +76,078 | 145.03% | Q1 2026 | May 06, 2026 |
| PAX Financial Group, LLC | History | Reduced | 102,134 | 3,772 | 0.64% | 0.63% | 5 | -324 | -0.32% | Q1 2026 | Apr 27, 2026 |
| AE Wealth Management LLC | History | Added to | 92,906 | 3,431 | 0.02% | 0.01% | 6 | +35,353 | 61.43% | Q1 2026 | May 13, 2026 |
| Inspire Investing, LLC | History | Reduced | 88,530 | 3,270 | 0.27% | 0.35% | 7 | -19,193 | -17.82% | Q1 2026 | Apr 23, 2026 |
| Belpointe Asset Management LLC | History | Added to | 78,041 | 2,882 | 0.11% | 0.09% | 8 | +8,034 | 11.48% | Q1 2026 | Apr 28, 2026 |
| MONEYWISE, INC. | History | Added to | 73,092 | 2,700 | 1.18% | 0.69% | 9 | +26,470 | 56.78% | Q1 2026 | Apr 27, 2026 |
| Frontier Asset Management, LLC | History | Added to | 65,404 | 2,416 | 0.51% | 0.53% | 10 | +1,629 | 2.55% | Q1 2026 | May 06, 2026 |
| OneAscent Financial Services LLC | History | Reduced | 65,207 | 2,408 | 0.13% | 0.22% | 11 | -1,715 | -2.56% | Q1 2026 | Apr 21, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 62,228 | 2,298 | 0.0% | 0.0% | 12 | +14,989 | 31.73% | Q1 2026 | May 04, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 53,059 | 1,960 | 0.01% | 0.0% | 13 | +29,891 | 129.02% | Q1 2026 | Apr 30, 2026 |
| GTS SECURITIES LLC | History | Added to | 45,958 | 1,697 | 0.06% | 0.04% | 14 | +9,819 | 27.17% | Q1 2026 | May 14, 2026 |
| Valmark Advisers, Inc. | History | Added to | 35,830 | 1,323 | 0.02% | 0.02% | 15 | +558 | 1.58% | Q1 2026 | May 01, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 35,573 | 1,314 | 0.0% | 0.0% | 16 | +21,674 | 155.94% | Q1 2026 | May 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 28,297 | 1,045 | 0.0% | 0.0% | 17 | +13,208 | 87.53% | Q1 2026 | May 15, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | New | 22,703 | 838 | 0.0% | — | 18 | +22,703 | New | Q1 2026 | Apr 29, 2026 |
| Revisor Wealth Management LLC | History | Reduced | 12,242 | 453 | 0.13% | 0.14% | 19 | -1,760 | -12.57% | Q1 2026 | Apr 27, 2026 |
| Cetera Investment Advisers | History | Added to | 10,955 | 404 | 0.0% | 0.0% | 20 | +3,867 | 54.56% | Q1 2026 | May 13, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 9,716 | 358 | 0.0% | 0.0% | 21 | -7,507 | -43.59% | Q1 2026 | May 05, 2026 |
| Geneos Wealth Management Inc. | History | No change | 9,600 | 354 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Optivise Advisory Services LLC | History | Reduced | 8,808 | 325 | 0.2% | 0.18% | 23 | -86 | -0.97% | Q1 2026 | Apr 15, 2026 |
| Strategic Blueprint, LLC | History | Added to | 8,795 | 324 | 0.02% | 0.02% | 24 | +1,238 | 16.38% | Q1 2026 | Apr 29, 2026 |
| JANE STREET GROUP, LLC | History | New | 8,730 | 322 | 0.0% | — | 25 | +8,730 | New | Q1 2026 | May 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 8,693 | 321 | 0.0% | 0.0% | 26 | +7,019 | 419.3% | Q1 2026 | May 15, 2026 |
| Ascentis Independent Advisors | History | New | 7,375 | 272 | 0.02% | — | 27 | +7,375 | New | Q1 2026 | Apr 28, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 7,340 | 271 | 0.0% | 0.0% | 28 | +1,430 | 24.2% | Q1 2026 | Apr 27, 2026 |
| Arlington Capital Management, Inc. | History | Added to | 7,293 | 269 | 0.15% | 0.15% | 29 | +317 | 4.54% | Q1 2026 | May 01, 2026 |
| Pinnacle Financial Partners, Inc. | History | New | 7,169 | 264 | 0.0% | — | 30 | +7,169 | New | Q1 2026 | May 14, 2026 |
| PRINCIPAL SECURITIES, INC. | History | New | 6,136 | 226 | 0.0% | — | 31 | +6,136 | New | Q1 2026 | May 13, 2026 |
| Integrated Advisors Network LLC | History | No change | 5,602 | 206 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 2,294 | 84 | 0.0% | 0.0% | 33 | +647 | 39.28% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 615 | 22 | 0.0% | 0.0% | 34 | +14 | 2.33% | Q1 2026 | May 15, 2026 |
| AdvisorNet Financial, Inc | History | New | 315 | 11 | 0.0% | — | 35 | +315 | New | Q1 2026 | Apr 17, 2026 |
| FMR LLC | History | No change | 54 | 1 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,820 | -100.0% | Q1 2026 | May 18, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -165 | -100.0% | Q1 2026 | May 07, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Closed out | 0 | 0 | — | 0.0% | — | -131 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | — | — | -21 | -100.0% | Q1 2026 | May 08, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 10 | 0 | — | — | — | +10 | New | Q1 2026 | May 15, 2026 |