Angel Oak Financial Strategies Income Term Trust - FINS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 10,873,638 | 138,639 | 2.81% | 2.72% | 1 | +587,904 | 5.72% | Q1 2026 | May 13, 2026 |
| Karpus Management, Inc. | History | Reduced | 4,697,846 | 59,897 | 1.87% | 2.09% | 2 | -453,195 | -8.8% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,269,741 | 16,189 | 0.0% | 0.0% | 3 | -31,801 | -2.44% | Q1 2026 | May 11, 2026 |
| UBS Group AG | History | Added to | 740,594 | 9,442 | 0.0% | 0.0% | 4 | +20,319 | 2.82% | Q1 2026 | May 05, 2026 |
| MORGAN STANLEY | History | Reduced | 622,896 | 7,941 | 0.0% | 0.0% | 5 | -32,679 | -4.98% | Q1 2026 | May 15, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 484,445 | 6,176 | 0.32% | 0.34% | 6 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 408,270 | 5,205 | 0.0% | 0.0% | 7 | -1,281 | -0.31% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 371,496 | 4,736 | 0.0% | 0.0% | 8 | -46,665 | -11.16% | Q1 2026 | May 12, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 353,662 | 4,509 | 0.08% | 0.08% | 9 | -10,409 | -2.86% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 239,403 | 3,052 | 0.0% | 0.0% | 10 | -124,551 | -34.22% | Q1 2026 | May 04, 2026 |
| Noble Wealth Management PBC | History | Reduced | 235,470 | 3,002 | 1.51% | 1.56% | 11 | -350 | -0.15% | Q1 2026 | Apr 02, 2026 |
| RIVERBRIDGE PARTNERS LLC | History | Added to | 233,477 | 2,976 | 0.07% | 0.05% | 12 | +17,967 | 8.34% | Q1 2026 | Apr 17, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 203,077 | 2,589 | 0.0% | 0.0% | 13 | +15,750 | 8.41% | Q1 2026 | May 13, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 193,430 | 2,466 | 0.84% | 0.97% | 14 | -23,083 | -10.66% | Q1 2026 | May 12, 2026 |
| LPL Financial LLC | History | Reduced | 177,645 | 2,264 | 0.0% | 0.0% | 15 | -5,470 | -2.99% | Q1 2026 | May 06, 2026 |
| Closed-End Fund Advisors, Inc. | History | Reduced | 120,700 | 1,538 | 1.57% | 0.95% | 16 | -564 | -0.47% | Q1 2026 | May 11, 2026 |
| Dakota Wealth Management | History | Added to | 80,835 | 1,030 | 0.02% | 0.02% | 17 | +3,000 | 3.85% | Q1 2026 | May 07, 2026 |
| Twelve Points Wealth Management LLC | History | Added to | 79,150 | 1,009 | 0.22% | 0.21% | 18 | +7,626 | 10.66% | Q1 2026 | Apr 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 78,999 | 1,007 | 0.0% | 0.0% | 19 | -1,083 | -1.35% | Q1 2026 | May 14, 2026 |
| Focus Partners Wealth | History | Added to | 73,779 | 940 | 0.0% | 0.0% | 20 | +3,000 | 4.24% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 72,979 | 930 | 0.0% | 0.0% | 21 | +1,795 | 2.52% | Q1 2026 | May 15, 2026 |
| &PARTNERS | History | Added to | 54,329 | 692 | 0.0% | 0.0% | 22 | +3,148 | 6.15% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Added to | 42,624 | 543 | 0.0% | 0.0% | 23 | +2,897 | 7.29% | Q1 2026 | May 12, 2026 |
| Cetera Investment Advisers | History | Reduced | 37,729 | 481 | 0.0% | 0.0% | 24 | -19,018 | -33.51% | Q1 2026 | May 13, 2026 |
| CHOREO, LLC | History | Reduced | 26,020 | 331 | 0.0% | 0.0% | 26 | -2,726 | -9.48% | Q1 2026 | May 12, 2026 |
| Summit Asset Management, LLC | History | No change | 26,000 | 331 | 0.05% | 0.05% | 25 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 24,370 | 308 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Live Oak Private Wealth LLC | History | No change | 21,670 | 276 | 0.04% | 0.04% | 28 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 19,686 | 251 | 0.0% | 0.0% | 29 | +1,500 | 8.25% | Q1 2026 | May 14, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 18,807 | 240 | 0.01% | 0.01% | 30 | +827 | 4.6% | Q1 2026 | Apr 21, 2026 |
| Mayflower Financial Advisors, LLC | History | New | 18,700 | 238 | 0.03% | — | 31 | +18,700 | New | Q1 2026 | Apr 23, 2026 |
| Lido Advisors, LLC | History | No change | 13,467 | 171 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 11,954 | 152 | 0.05% | 0.44% | 33 | -93,285 | -88.64% | Q1 2026 | May 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 10,343 | 131 | 0.0% | 0.0% | 34 | +154 | 1.51% | Q1 2026 | Apr 27, 2026 |
| PFG Investments, LLC | History | No change | 10,080 | 128 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| CoreCap Advisors, LLC | History | New | 7,258 | 92 | 0.0% | — | 36 | +7,258 | New | Q1 2026 | Apr 07, 2026 |
| COMERICA BANK | History | No change | 4,446 | 58 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 4,446 | 56 | 0.0% | — | 38 | +4,446 | New | Q1 2026 | May 01, 2026 |
| Mountain Hill Investment Partners Corp. | History | No change | 3,333 | 42 | 0.02% | 0.03% | 39 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| GHP Investment Advisors, Inc. | History | New | 2,500 | 31 | 0.0% | — | 40 | +2,500 | New | Q1 2026 | Apr 21, 2026 |
| Larson Financial Group LLC | History | Added to | 400 | 5 | 0.0% | 0.0% | 41 | +7 | 1.78% | Q1 2026 | May 15, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 357 | 4 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 300 | 3 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -15,349 | -100.0% | Q1 2026 | May 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,428 | -100.0% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,000 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Corient Private Wealth LLC | History | No change | 30,000 | 0 | — | 0.0% | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |