FIRST TRUST EXCHANGE-TRADED FUND - FRI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 856,681 | 27,153 | 0.0% | 0.0% | 1 | -164,133 | -16.08% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Added to | 643,819 | 20,406 | 0.0% | 0.0% | 2 | +73,421 | 12.87% | Q2 2026 | Aug 07, 2026 |
| TCP Asset Management, LLC | History | Added to | 562,592 | 17,832 | 2.02% | 1.99% | 3 | +19,573 | 3.6% | Q2 2026 | Jul 15, 2026 |
| Cetera Investment Advisers | History | Added to | 500,461 | 15,862 | 0.01% | 0.02% | 4 | +2,643 | 0.53% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | Added to | 279,866 | 8,870 | 0.0% | 0.0% | 5 | +159,708 | 132.91% | Q2 2026 | Aug 13, 2026 |
| Aft, Forsyth & Sober, LLC | History | No change | 154,200 | 4,388 | 1.37% | 1.34% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUE BLUE FINANCIAL, LLC | History | Added to | 123,223 | 3,905 | 1.65% | 2.43% | 7 | +14,815 | 13.67% | Q2 2026 | Jul 17, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 76,829 | 2,504 | 0.05% | 0.05% | 8 | -56 | -0.07% | Q2 2026 | Jul 29, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 74,763 | 2,369 | 0.0% | 0.0% | 9 | -2,991 | -3.85% | Q2 2026 | Aug 14, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 74,705 | 2,368 | 0.02% | 0.02% | 10 | -5,954 | -7.38% | Q2 2026 | Jul 24, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 64,511 | 2,044 | 0.0% | — | 11 | +64,511 | New | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 53,540 | 1,697 | 0.0% | 0.0% | 12 | +3,772 | 7.58% | Q2 2026 | Sep 23, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 45,413 | 1,439 | 0.0% | 0.0% | 13 | +822 | 1.84% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | New | 44,642 | 1,415 | 0.0% | — | 14 | +44,642 | New | Q2 2026 | Sep 02, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 44,625 | 1,414 | 0.0% | 0.0% | 15 | -4,989 | -10.06% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 39,828 | 1,262 | 0.0% | 0.0% | 16 | +19,196 | 93.04% | Q2 2026 | Aug 14, 2026 |
| Maia Wealth LLC | History | Added to | 33,771 | 1,070 | 0.16% | 0.14% | 17 | +5,690 | 20.26% | Q2 2026 | Jul 28, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 33,215 | 1,052 | 0.0% | 0.0% | 18 | +21,137 | 175.0% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 20,697 | 656 | 0.0% | 0.0% | 19 | -12,856 | -38.32% | Q2 2026 | Aug 14, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Added to | 18,520 | 587 | 0.35% | 0.37% | 20 | +115 | 0.62% | Q2 2026 | Jul 23, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 17,348 | 549 | 0.0% | 0.0% | 21 | +32 | 0.18% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | Added to | 16,917 | 536 | 0.0% | 0.0% | 22 | +40 | 0.24% | Q2 2026 | Aug 05, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 16,590 | 534 | 0.0% | 0.0% | 23 | +3,105 | 23.03% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 16,753 | 531 | 0.0% | 0.0% | 24 | +2,942 | 21.3% | Q2 2026 | Aug 14, 2026 |
| Harvest Investment Services, LLC | History | Reduced | 14,638 | 463 | 0.07% | 0.08% | 25 | -223 | -1.5% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 13,364 | 423 | 0.0% | — | 26 | +13,364 | New | Q2 2026 | Jul 29, 2026 |
| Private Advisor Group, LLC | History | Added to | 13,123 | 415 | 0.0% | 0.0% | 27 | +61 | 0.47% | Q2 2026 | Jul 27, 2026 |
| AE Wealth Management LLC | History | Added to | 12,987 | 411 | 0.0% | 0.0% | 28 | +1,307 | 11.19% | Q2 2026 | Aug 03, 2026 |
| RPg Family Wealth Advisory, LLC | History | Added to | 12,549 | 397 | 0.08% | 0.07% | 29 | +463 | 3.83% | Q2 2026 | Aug 04, 2026 |
| Risk Paradigm Group, LLC | History | Added to | 12,191 | 386 | 0.3% | 0.28% | 30 | +463 | 3.95% | Q2 2026 | Aug 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 11,392 | 361 | 0.0% | 0.0% | 31 | +929 | 8.88% | Q2 2026 | Aug 07, 2026 |
| Jaffetilchin Investment Partners, LLC | History | No change | 12,421 | 353 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| PURSUE WEALTH PARTNERS LLC | History | No change | 10,061 | 318 | 0.18% | 0.17% | 33 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| PRIVATE TRUST CO NA | History | No change | 9,990 | 316 | 0.03% | 0.03% | 34 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Onyx Bridge Wealth Group LLC | History | No change | 8,864 | 280 | 0.03% | 0.03% | 35 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 8,483 | 268 | 0.0% | 0.0% | 36 | -1,278 | -13.09% | Q2 2026 | Jul 28, 2026 |
| Cerity Partners LLC | History | No change | 8,164 | 258 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stratos Wealth Advisors, LLC | History | Reduced | 8,057 | 255 | 0.01% | 0.02% | 38 | -615 | -7.09% | Q2 2026 | Aug 11, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 7,630 | 241 | 0.0% | 0.0% | 39 | +8 | 0.1% | Q2 2026 | Aug 04, 2026 |
| RVW Wealth, LLC | History | Reduced | 7,591 | 240 | 0.02% | 0.02% | 40 | -907 | -10.67% | Q2 2026 | Jul 07, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 6,519 | 207 | 0.0% | 0.0% | 41 | -2,300 | -26.08% | Q2 2026 | Aug 05, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 5,989 | 189 | 0.0% | 0.0% | 42 | -22 | -0.37% | Q2 2026 | Aug 05, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 4,166 | 132 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| GAMMA Investing LLC | History | No change | 3,079 | 97 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Evelyn Partners Investment Management LLP | History | No change | 3,010 | 85 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Financial Perspectives, Inc | History | Added to | 2,079 | 65 | 0.02% | 0.02% | 46 | +7 | 0.34% | Q2 2026 | Jul 24, 2026 |
| Ancora Advisors LLC | History | Added to | 2,000 | 63 | 0.0% | 0.0% | 47 | +11 | 0.55% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 1,952 | 61 | 0.0% | 0.0% | 48 | -16 | -0.81% | Q2 2026 | Aug 12, 2026 |
| MTM Investment Management, LLC | History | No change | 1,685 | 53 | 0.02% | 0.01% | 49 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 1,327 | 42 | 0.0% | — | 50 | +1,327 | New | Q2 2026 | Jul 22, 2026 |
| IFG Advisory, LLC | History | New | 1,016 | 32 | 0.0% | — | 51 | +1,016 | New | Q2 2026 | Aug 13, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 979 | 31 | 0.0% | 0.0% | 53 | -153 | -13.52% | Q2 2026 | Aug 12, 2026 |
| Arax Advisory Partners | History | No change | 1,000 | 31 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| REAP Financial Group, LLC | History | Reduced | 895 | 28 | 0.0% | 0.01% | 54 | -444 | -33.16% | Q2 2026 | Aug 04, 2026 |
| CX Institutional | History | Reduced | 733 | 23 | 0.0% | 0.02% | 55 | -27,026 | -97.36% | Q2 2026 | Jul 01, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 546 | 17 | 0.0% | 0.0% | 56 | +373 | 215.61% | Q2 2026 | Aug 07, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 408 | 12 | 0.0% | 0.0% | 57 | +204 | 100.0% | Q2 2026 | Aug 06, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 363 | 11 | 0.0% | 0.0% | 58 | +27 | 8.04% | Q2 2026 | Jul 17, 2026 |
| Smartleaf Asset Management LLC | History | No change | 261 | 8 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Benson Wealth Management INC | History | No change | 265 | 8 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| FMR LLC | History | Reduced | 240 | 7 | 0.0% | 0.0% | 61 | -142 | -37.17% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 241 | 7 | 0.0% | 0.0% | 62 | +1 | 0.42% | Q2 2026 | Aug 13, 2026 |
| Millstone Evans Group, LLC | History | No change | 200 | 6 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Decker Retirement Planning Inc. | History | New | 170 | 5 | 0.0% | — | 64 | +170 | New | Q2 2026 | Jul 16, 2026 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 142 | 4 | 0.0% | 0.0% | 65 | -2,622 | -94.86% | Q2 2026 | Aug 12, 2026 |
| Global Retirement Partners, LLC | History | New | 150 | 4 | 0.0% | — | 68 | +150 | New | Q2 2026 | Aug 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 130 | 4 | 0.0% | — | 66 | +129 | 12900.0% | Q2 2026 | Aug 12, 2026 |
| CWM, LLC | History | No change | 164 | 4 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Continuum Advisory, LLC | History | New | 115 | 3 | 0.0% | — | 71 | +115 | New | Q2 2026 | Aug 06, 2026 |
| Financial Gravity Asset Management, Inc. | History | No change | 122 | 3 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| CoreCap Advisors, LLC | History | No change | 117 | 3 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| JPMORGAN CHASE & CO | History | New | 48 | 1 | 0.0% | — | 72 | +48 | New | Q2 2026 | Aug 12, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -46,600 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,143 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Gateway Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,820 | -100.0% | Q2 2026 | Aug 04, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -4,852 | -100.0% | Q2 2026 | Aug 13, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.05% | — | -2,347 | -100.0% | Q2 2026 | Jul 21, 2026 |
| SBI Securities Co., Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -996 | -100.0% | Q2 2026 | Jul 22, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -193 | -100.0% | Q2 2026 | Aug 12, 2026 |