FIRST TRUST EXCHANGE-TRADED FUND - FRI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 1,020,814 | 29,052 | 0.0% | 0.0% | 1 | +64,951 | 6.8% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 570,398 | 16,233 | 0.0% | 0.0% | 2 | -7,093 | -1.23% | Q1 2026 | May 06, 2026 |
| TCP Asset Management, LLC | History | Added to | 543,019 | 15,454 | 1.99% | 1.75% | 3 | +162,926 | 42.86% | Q1 2026 | Apr 10, 2026 |
| Cetera Investment Advisers | History | Added to | 497,818 | 14,167 | 0.02% | 0.01% | 4 | +2,350 | 0.47% | Q1 2026 | May 13, 2026 |
| Aft, Forsyth & Sober, LLC | History | Reduced | 154,200 | 4,388 | 1.34% | 1.32% | 5 | -5,250 | -3.29% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Reduced | 120,158 | 3,419 | 0.0% | 0.0% | 6 | -1,615 | -1.33% | Q1 2026 | May 05, 2026 |
| TRUE BLUE FINANCIAL, LLC | History | Added to | 108,408 | 3,085 | 2.43% | 2.43% | 7 | +685 | 0.64% | Q1 2026 | Apr 24, 2026 |
| Chicago Partners Investment Group LLC | History | Reduced | 76,885 | 2,313 | 0.05% | 0.06% | 8 | -3,595 | -4.47% | Q1 2026 | May 04, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 80,659 | 2,296 | 0.02% | 0.03% | 9 | -3,798 | -4.5% | Q1 2026 | May 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 77,754 | 2,212 | 0.0% | 0.0% | 10 | -329 | -0.42% | Q1 2026 | May 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 49,768 | 1,416 | 0.0% | 0.0% | 11 | +7,127 | 16.71% | Q1 2026 | May 04, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 49,614 | 1,412 | 0.0% | 0.0% | 12 | -100,320 | -66.91% | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 46,600 | 1,326 | 0.0% | 0.0% | 13 | +12,100 | 35.07% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 44,591 | 1,269 | 0.0% | 0.0% | 14 | -2,353 | -5.01% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 33,553 | 954 | 0.0% | 0.0% | 15 | -13,146 | -28.15% | Q1 2026 | May 14, 2026 |
| Maia Wealth LLC | History | Added to | 28,081 | 799 | 0.14% | 0.13% | 16 | +2,870 | 11.38% | Q1 2026 | May 08, 2026 |
| CX Institutional | History | Added to | 27,759 | 790 | 0.02% | 0.0% | 17 | +24,401 | 726.65% | Q1 2026 | Apr 06, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 20,632 | 587 | 0.0% | 0.0% | 18 | +1,928 | 10.31% | Q1 2026 | May 15, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 18,405 | 523 | 0.37% | 0.38% | 19 | -935 | -4.83% | Q1 2026 | Apr 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 17,316 | 492 | 0.0% | 0.0% | 20 | -528 | -2.96% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 16,877 | 480 | 0.0% | 0.0% | 21 | +23 | 0.14% | Q1 2026 | May 05, 2026 |
| Harvest Investment Services, LLC | History | Reduced | 14,861 | 422 | 0.08% | 0.08% | 22 | -392 | -2.57% | Q1 2026 | May 14, 2026 |
| Virtu Financial LLC | History | New | 14,143 | 403 | 0.02% | — | 23 | +14,143 | New | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 13,811 | 393 | 0.0% | 0.0% | 24 | -4,460 | -24.41% | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 13,485 | 376 | 0.0% | 0.0% | 25 | +3,539 | 35.58% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Reduced | 13,062 | 371 | 0.0% | 0.0% | 26 | -77 | -0.59% | Q1 2026 | Apr 24, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Reduced | 12,421 | 353 | 0.02% | 0.02% | 27 | -2,759 | -18.18% | Q1 2026 | May 13, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 12,078 | 343 | 0.0% | 0.0% | 28 | -36,726 | -75.25% | Q1 2026 | May 12, 2026 |
| RPg Family Wealth Advisory, LLC | History | New | 12,086 | 343 | 0.07% | — | 29 | +12,086 | New | Q1 2026 | May 14, 2026 |
| Risk Paradigm Group, LLC | History | New | 11,728 | 333 | 0.28% | — | 30 | +11,728 | New | Q1 2026 | May 14, 2026 |
| AE Wealth Management LLC | History | Reduced | 11,680 | 332 | 0.0% | 0.01% | 31 | -82,380 | -87.58% | Q1 2026 | May 13, 2026 |
| Gateway Wealth Partners, LLC | History | New | 10,820 | 307 | 0.01% | — | 32 | +10,820 | New | Q1 2026 | May 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 10,463 | 297 | 0.0% | 0.0% | 33 | -1,662 | -13.71% | Q1 2026 | May 04, 2026 |
| PRIVATE TRUST CO NA | History | No change | 9,990 | 296 | 0.03% | 0.02% | 34 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| PURSUE WEALTH PARTNERS LLC | History | No change | 10,061 | 286 | 0.17% | 0.13% | 35 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 9,761 | 277 | 0.0% | 0.0% | 36 | +2,118 | 27.71% | Q1 2026 | Apr 30, 2026 |
| Onyx Bridge Wealth Group LLC | History | Reduced | 8,864 | 252 | 0.03% | 0.03% | 37 | -17 | -0.19% | Q1 2026 | Apr 22, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 8,819 | 251 | 0.0% | 0.0% | 38 | -750 | -7.84% | Q1 2026 | Apr 22, 2026 |
| Stratos Wealth Advisors, LLC | History | Added to | 8,672 | 246 | 0.02% | 0.01% | 39 | +19 | 0.22% | Q1 2026 | Apr 28, 2026 |
| RVW Wealth, LLC | History | No change | 8,498 | 241 | 0.02% | 0.02% | 40 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Cerity Partners LLC | History | No change | 8,164 | 232 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Reduced | 7,622 | 216 | 0.0% | 0.0% | 42 | -452 | -5.6% | Q1 2026 | May 13, 2026 |
| SBI Securities Co., Ltd. | History | New | 996 | 190 | 0.01% | — | 43 | +996 | New | Q1 2026 | Apr 27, 2026 |
| FIFTH THIRD BANCORP | History | New | 6,011 | 171 | 0.0% | — | 44 | +6,011 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 6,011 | 164 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 4,852 | 138 | 0.03% | — | 46 | +4,852 | New | Q1 2026 | May 08, 2026 |
| NBC SECURITIES, INC. | History | No change | 4,166 | 118 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| GAMMA Investing LLC | History | Added to | 3,079 | 87 | 0.0% | 0.0% | 48 | +862 | 38.88% | Q1 2026 | Apr 06, 2026 |
| Evelyn Partners Investment Management LLP | History | No change | 3,010 | 85 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 2,764 | 78 | 0.0% | 0.0% | 50 | +142 | 5.42% | Q1 2026 | May 13, 2026 |
| Western Wealth Management, LLC | History | New | 2,350 | 66 | 0.0% | — | 52 | +2,350 | New | Q1 2026 | May 19, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Added to | 2,347 | 66 | 0.05% | 0.05% | 51 | +107 | 4.78% | Q1 2026 | Apr 27, 2026 |
| Financial Perspectives, Inc | History | Added to | 2,072 | 58 | 0.02% | 0.02% | 53 | +5 | 0.24% | Q1 2026 | May 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 1,968 | 56 | 0.0% | 0.0% | 54 | +1,710 | 662.79% | Q1 2026 | May 15, 2026 |
| Ancora Advisors LLC | History | Added to | 1,989 | 56 | 0.0% | 0.0% | 55 | +6 | 0.3% | Q1 2026 | May 15, 2026 |
| MTM Investment Management, LLC | History | No change | 1,685 | 47 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| REAP Financial Group, LLC | History | Added to | 1,339 | 38 | 0.01% | 0.01% | 57 | +4 | 0.3% | Q1 2026 | May 11, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 1,132 | 32 | 0.0% | 0.0% | 58 | -140 | -11.01% | Q1 2026 | Jun 02, 2026 |
| Arax Advisory Partners | History | No change | 1,000 | 28 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| GPS Wealth Strategies Group, LLC | History | No change | 1,055 | 28 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| FMR LLC | History | Reduced | 382 | 10 | 0.0% | 0.0% | 61 | -28 | -6.83% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | New | 336 | 9 | 0.0% | — | 62 | +336 | New | Q1 2026 | Apr 07, 2026 |
| Smartleaf Asset Management LLC | History | Reduced | 261 | 7 | 0.0% | 0.0% | 63 | -11 | -4.04% | Q1 2026 | May 15, 2026 |
| Benson Wealth Management INC | History | No change | 265 | 7 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 240 | 6 | 0.0% | 0.0% | 65 | -35 | -12.73% | Q1 2026 | May 14, 2026 |
| Advisory Services Network, LLC | History | New | 193 | 5 | 0.0% | — | 68 | +193 | New | Q1 2026 | May 15, 2026 |
| Geneos Wealth Management Inc. | History | No change | 204 | 5 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Millstone Evans Group, LLC | History | No change | 200 | 5 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 173 | 4 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| CWM, LLC | History | No change | 164 | 4 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Financial Gravity Asset Management, Inc. | History | Reduced | 122 | 3 | 0.0% | 0.0% | 71 | -304 | -71.36% | Q1 2026 | May 08, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 117 | 3 | 0.0% | 0.0% | 72 | -63 | -35.0% | Q1 2026 | Apr 07, 2026 |
| TrueWealth Financial Partners | History | Closed out | 0 | 0 | — | 2.43% | — | -107,723 | -100.0% | Q1 2026 | May 20, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,272 | -100.0% | Q1 2026 | May 15, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,986 | -100.0% | Q1 2026 | May 15, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.01% | — | -10,325 | -100.0% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,400 | -100.0% | Q1 2026 | May 12, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,585 | -100.0% | Q1 2026 | May 13, 2026 |
| Reyes Financial Architecture, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -80 | -100.0% | Q1 2026 | May 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 07, 2026 |