FIRST TRUST EXCHANGE-TRADED FUND - FRI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 856,681 | 27,153 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Reduced | 615,093 | 18,188 | 0.0% | 0.0% | 2 | -28,726 | -4.46% | Q3 2026 | Nov 06, 2026 |
| TCP Asset Management, LLC | History | Added to | 576,747 | 17,019 | 1.92% | 2.02% | 3 | +14,155 | 2.52% | Q3 2026 | Oct 14, 2026 |
| Cetera Investment Advisers | History | No change | 500,461 | 15,862 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | No change | 279,866 | 8,870 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Csenge Advisory Group | History | New | 155,821 | 4,607 | 0.18% | — | 6 | +155,821 | New | Q3 2026 | Nov 04, 2026 |
| Aft, Forsyth & Sober, LLC | History | No change | 154,200 | 4,388 | 1.37% | 1.37% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUE BLUE FINANCIAL, LLC | History | Reduced | 97,497 | 2,882 | 1.07% | 1.65% | 8 | -25,726 | -20.88% | Q3 2026 | Oct 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 74,763 | 2,369 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 74,705 | 2,368 | 0.02% | 0.02% | 10 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 78,065 | 2,358 | 0.04% | 0.05% | 11 | +1,236 | 1.61% | Q3 2026 | Oct 26, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 64,511 | 2,044 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 53,540 | 1,697 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 45,413 | 1,439 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 44,642 | 1,415 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| ROYAL BANK OF CANADA | History | No change | 44,625 | 1,414 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 39,828 | 1,262 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 42,395 | 1,246 | 0.0% | — | 18 | +42,395 | New | Q3 2026 | Nov 04, 2026 |
| Maia Wealth LLC | History | Added to | 39,338 | 1,163 | 0.16% | 0.16% | 19 | +5,567 | 16.48% | Q3 2026 | Oct 19, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 33,215 | 1,052 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | New | 30,619 | 905 | 0.01% | — | 21 | +30,619 | New | Q3 2026 | Nov 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 20,697 | 656 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 17,348 | 549 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 18,498 | 546 | 0.33% | 0.35% | 24 | -22 | -0.12% | Q3 2026 | Oct 20, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 16,590 | 534 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 16,753 | 531 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | Added to | 16,964 | 501 | 0.0% | 0.0% | 27 | +47 | 0.28% | Q3 2026 | Nov 09, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 16,345 | 483 | 0.0% | 0.0% | 28 | +7,862 | 92.68% | Q3 2026 | Nov 02, 2026 |
| Harvest Investment Services, LLC | History | No change | 14,638 | 463 | 0.07% | 0.07% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | No change | 13,123 | 415 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| AE Wealth Management LLC | History | No change | 12,987 | 411 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| RPg Family Wealth Advisory, LLC | History | No change | 12,549 | 397 | 0.08% | 0.08% | 32 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 13,155 | 388 | 0.0% | 0.0% | 33 | -209 | -1.56% | Q3 2026 | Nov 02, 2026 |
| Risk Paradigm Group, LLC | History | No change | 12,191 | 386 | 0.3% | 0.3% | 34 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 11,392 | 361 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Jaffetilchin Investment Partners, LLC | History | No change | 11,409 | 361 | 0.02% | 0.02% | 36 | 0 | 0.0% | Q2 2026 | Oct 20, 2026 |
| PURSUE WEALTH PARTNERS LLC | History | No change | 10,061 | 318 | 0.18% | 0.18% | 37 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 9,847 | 291 | 0.02% | 0.03% | 38 | -143 | -1.43% | Q3 2026 | Oct 20, 2026 |
| Onyx Bridge Wealth Group LLC | History | No change | 8,864 | 262 | 0.02% | 0.03% | 39 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Encompass More Asset Management | History | New | 8,727 | 258 | 0.04% | — | 41 | +8,727 | New | Q3 2026 | Oct 16, 2026 |
| Cerity Partners LLC | History | No change | 8,164 | 258 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stratos Wealth Advisors, LLC | History | No change | 8,057 | 255 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 8,548 | 253 | 0.0% | — | 43 | +8,548 | New | Q3 2026 | Nov 02, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 7,630 | 241 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 7,454 | 218 | 0.0% | — | 45 | +7,454 | New | Q3 2026 | Oct 13, 2026 |
| Janney Montgomery Scott LLC | History | No change | 6,519 | 207 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 5,077 | 150 | 0.0% | 0.0% | 47 | -912 | -15.23% | Q3 2026 | Nov 05, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 3,955 | 116 | 0.01% | 0.01% | 48 | -211 | -5.06% | Q3 2026 | Oct 26, 2026 |
| GAMMA Investing LLC | History | Reduced | 3,068 | 90 | 0.0% | 0.0% | 49 | -11 | -0.36% | Q3 2026 | Oct 08, 2026 |
| Evelyn Partners Group Ltd | History | New | 2,980 | 88 | 0.0% | — | 50 | +2,980 | New | Q3 2026 | Nov 10, 2026 |
| Ancora Advisors LLC | History | No change | 2,000 | 63 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Financial Perspectives, Inc | History | Added to | 2,087 | 61 | 0.01% | 0.02% | 52 | +8 | 0.38% | Q3 2026 | Nov 03, 2026 |
| MTM Investment Management, LLC | History | No change | 1,685 | 49 | 0.01% | 0.02% | 53 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 1,067 | 31 | 0.0% | 0.0% | 54 | -885 | -45.34% | Q3 2026 | Nov 09, 2026 |
| Arax Advisory Partners | History | No change | 1,000 | 31 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| NewEdge Advisors, LLC | History | No change | 979 | 31 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| IFG Advisory, LLC | History | No change | 1,016 | 30 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| REAP Financial Group, LLC | History | Added to | 901 | 26 | 0.0% | 0.0% | 58 | +6 | 0.67% | Q3 2026 | Nov 02, 2026 |
| CX Institutional | History | Added to | 737 | 22 | 0.0% | 0.0% | 59 | +4 | 0.55% | Q3 2026 | Oct 02, 2026 |
| Geneos Wealth Management Inc. | History | No change | 408 | 12 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| Park Square Financial Group, LLC | History | New | 383 | 11 | 0.13% | — | 61 | +383 | New | Q3 2026 | Nov 09, 2026 |
| Benson Wealth Management INC | History | No change | 265 | 8 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 241 | 7 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Millstone Evans Group, LLC | History | No change | 200 | 6 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 173 | 5 | 0.0% | 0.0% | 65 | -373 | -68.32% | Q3 2026 | Nov 06, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 142 | 4 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 130 | 4 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Global Retirement Partners, LLC | History | No change | 150 | 4 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| Continuum Advisory, LLC | History | No change | 115 | 3 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CoreCap Advisors, LLC | History | No change | 117 | 3 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| FMR LLC | History | Reduced | 68 | 2 | 0.0% | 0.0% | 71 | -172 | -71.67% | Q3 2026 | Nov 10, 2026 |
| JPMORGAN CHASE & CO | History | No change | 48 | 1 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RVW Wealth, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,591 | -100.0% | Q3 2026 | Oct 06, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,327 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -363 | -100.0% | Q3 2026 | Oct 08, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -261 | -100.0% | Q3 2026 | Nov 10, 2026 |
| Decker Retirement Planning Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -170 | -100.0% | Q3 2026 | Oct 19, 2026 |