FIRST TRUST EXCHANGE-TRADED FUND III - FSMB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 5,246,393 | 104,875 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 2,496,609 | 49,907 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| RMR Wealth Builders | History | Added to | 1,223,928 | 23,817 | 1.39% | 1.43% | 3 | +72,474 | 6.29% | Q3 2026 | Oct 22, 2026 |
| HighTower Advisors, LLC | History | No change | 896,202 | 17,915 | 0.02% | 0.02% | 4 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Corient Private Wealth LP | History | No change | 857,020 | 17,131 | 0.02% | 0.02% | 5 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 822,217 | 16,000 | 0.02% | 0.02% | 6 | +91,376 | 12.5% | Q3 2026 | Nov 02, 2026 |
| UBS Group AG | History | No change | 713,289 | 14,258 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Waverly Advisors, LLC | History | No change | 701,965 | 14,032 | 0.08% | 0.08% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 657,968 | 13,152 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PFS Partners, LLC | History | Reduced | 664,535 | 12,931 | 5.25% | 5.46% | 10 | -10,125 | -1.5% | Q3 2026 | Oct 21, 2026 |
| VAQUERO PRIVATE WEALTH, LTD | History | Added to | 620,507 | 12,075 | 2.53% | 2.48% | 11 | +18,758 | 3.12% | Q3 2026 | Oct 27, 2026 |
| Cetera Investment Advisers | History | No change | 593,655 | 11,867 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 523,415 | 10,463 | 0.02% | 0.02% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 511,049 | 10,215 | 0.03% | 0.03% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 447,272 | 8,940 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EnRich Financial Partners LLC | History | Reduced | 436,519 | 8,494 | 2.04% | 2.09% | 16 | -3,543 | -0.81% | Q3 2026 | Oct 21, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 418,603 | 8,367 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Copper Harbor Investment Advisors, LLC | History | Added to | 416,118 | 8,097 | 1.67% | 0.51% | 18 | +296,158 | 246.88% | Q3 2026 | Oct 16, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 389,403 | 7,784 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Francis Financial, Inc. | History | No change | 357,852 | 7,153 | 1.17% | 1.17% | 20 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ROYAL BANK OF CANADA | History | No change | 354,639 | 7,089 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Per Stirling Capital Management, LLC. | History | No change | 314,616 | 6,289 | 0.6% | 0.6% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 308,552 | 6,004 | 0.01% | 0.01% | 23 | +11,933 | 4.02% | Q3 2026 | Nov 02, 2026 |
| JPMORGAN CHASE & CO | History | No change | 297,628 | 5,946 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Allworth Financial LP | History | No change | 283,413 | 5,665 | 0.02% | 0.02% | 25 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Nilsine Partners, LLC | History | Added to | 286,235 | 5,570 | 0.39% | 0.39% | 26 | +4,943 | 1.76% | Q3 2026 | Nov 02, 2026 |
| CONDOR CAPITAL MANAGEMENT | History | No change | 248,150 | 4,960 | 0.37% | 0.37% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TRUE BLUE FINANCIAL, LLC | History | Added to | 247,082 | 4,808 | 1.78% | 2.01% | 28 | +9,063 | 3.81% | Q3 2026 | Oct 15, 2026 |
| Principle Wealth Partners LLC | History | Added to | 244,161 | 4,751 | 0.23% | 0.23% | 29 | +12,668 | 5.47% | Q3 2026 | Nov 02, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 221,365 | 4,425 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JANE STREET GROUP, LLC | History | No change | 200,133 | 4,000 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 176,814 | 3,534 | 0.21% | 0.21% | 32 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 158,133 | 3,161 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| IFP Advisors, Inc | History | Added to | 136,843 | 2,662 | 0.05% | 0.05% | 34 | +709 | 0.52% | Q3 2026 | Oct 16, 2026 |
| Elequin Capital, LP | History | No change | 133,130 | 2,661 | 0.08% | 0.08% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RFG Advisory, LLC | History | Reduced | 131,445 | 2,557 | 0.04% | 0.04% | 36 | -1,818 | -1.36% | Q3 2026 | Nov 03, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 122,620 | 2,451 | 0.05% | 0.05% | 37 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 116,208 | 2,261 | 0.04% | 0.03% | 38 | +16,352 | 16.38% | Q3 2026 | Oct 28, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 114,548 | 2,229 | 0.01% | 0.01% | 39 | -7,088 | -5.83% | Q3 2026 | Nov 02, 2026 |
| Sanctuary Advisors, LLC | History | No change | 108,917 | 2,177 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 108,299 | 2,107 | 0.06% | 0.06% | 41 | -3,828 | -3.41% | Q3 2026 | Oct 13, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 103,456 | 2,068 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 101,268 | 2,024 | 0.02% | 0.02% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Insight Inv LLC | History | Added to | 94,681 | 1,842 | 0.88% | 0.86% | 44 | +3,196 | 3.49% | Q3 2026 | Oct 26, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 92,068 | 1,840 | 0.05% | 0.05% | 45 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 91,915 | 1,791 | 0.0% | 0.0% | 46 | +63,094 | 218.92% | Q3 2026 | Oct 13, 2026 |
| Equitable Holdings, Inc. | History | No change | 88,077 | 1,760 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Added to | 84,963 | 1,653 | 0.03% | 0.03% | 48 | +8,174 | 10.64% | Q3 2026 | Nov 04, 2026 |
| STEPHENS INC /AR/ | History | No change | 81,821 | 1,635 | 0.02% | 0.02% | 49 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| FIFTH THIRD BANCORP | History | No change | 77,860 | 1,556 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GENESIS PRIVATE WEALTH, LLC | History | Added to | 79,943 | 1,555 | 0.44% | 0.45% | 51 | +297 | 0.37% | Q3 2026 | Nov 02, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 76,789 | 1,535 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Hobart Private Capital, LLC | History | Reduced | 78,265 | 1,523 | 0.26% | 0.3% | 53 | -7,828 | -9.09% | Q3 2026 | Oct 19, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 73,888 | 1,437 | 0.0% | 0.0% | 54 | +25,554 | 52.87% | Q3 2026 | Oct 30, 2026 |
| ARBOR CAPITAL MANAGEMENT INC /ADV | History | No change | 69,922 | 1,392 | 1.37% | 1.37% | 55 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Occidental Asset Management, LLC | History | No change | 66,358 | 1,326 | 0.13% | 0.13% | 56 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 63,793 | 1,275 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Mutual Advisors, LLC | History | No change | 63,393 | 1,267 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AVAII WEALTH MANAGEMENT, LLC | History | Added to | 55,320 | 1,079 | 0.31% | 0.32% | 59 | +1,194 | 2.21% | Q3 2026 | Oct 09, 2026 |
| Private Advisor Group, LLC | History | No change | 53,824 | 1,075 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 53,421 | 1,067 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 47,755 | 954 | 0.04% | 0.04% | 62 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| CASTLE WEALTH MANAGEMENT LLC | History | No change | 46,210 | 923 | 0.27% | 0.27% | 63 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | No change | 45,214 | 903 | 0.25% | 0.25% | 64 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JAMES INVESTMENT RESEARCH, INC. | History | No change | 42,880 | 834 | 0.09% | 0.09% | 65 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Concurrent Investment Advisors, LLC | History | No change | 40,125 | 780 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| XML Financial, LLC | History | Reduced | 38,761 | 754 | 0.05% | 0.75% | 67 | -480,534 | -92.54% | Q3 2026 | Oct 29, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 36,797 | 735 | 0.1% | 0.1% | 68 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Vested Financial Planning, LLC | History | New | 35,773 | 696 | 0.49% | — | 69 | +35,773 | New | Q3 2026 | Oct 28, 2026 |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | History | Reduced | 35,126 | 683 | 0.65% | 0.6% | 70 | -2,374 | -6.33% | Q3 2026 | Oct 22, 2026 |
| TRUST CO OF OKLAHOMA | History | No change | 33,343 | 648 | 0.17% | 0.17% | 71 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 33,211 | 646 | 0.01% | 0.01% | 72 | -18 | -0.05% | Q3 2026 | Oct 30, 2026 |
| Norris Financial Group, LLC | History | No change | 32,353 | 646 | 0.26% | 0.26% | 73 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Added to | 32,972 | 641 | 0.01% | 0.02% | 74 | +1,255 | 3.96% | Q3 2026 | Nov 04, 2026 |
| Eldridge Investment Advisors, Inc. | History | No change | 31,491 | 629 | 0.12% | 0.12% | 75 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV | History | No change | 31,165 | 622 | 0.33% | 0.33% | 76 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | History | No change | 29,870 | 581 | 0.07% | 0.07% | 77 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| IHT Wealth Management, LLC | History | No change | 29,104 | 581 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 28,627 | 557 | 0.0% | 0.0% | 79 | -7,000 | -19.65% | Q3 2026 | Oct 27, 2026 |
| Foster Victor Wealth Advisors, LLC | History | Reduced | 27,748 | 545 | 0.03% | 0.03% | 80 | -20 | -0.07% | Q3 2026 | Oct 21, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 24,513 | 490 | 0.01% | 0.01% | 81 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 24,445 | 488 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GeoWealth Management, LLC | History | No change | 24,129 | 482 | 0.02% | 0.02% | 83 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Summit Wealth Partners, LLC | History | No change | 23,542 | 470 | 0.07% | 0.07% | 84 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| World Investment Advisors | History | No change | 22,407 | 447 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 22,039 | 440 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | History | No change | 21,119 | 410 | 0.17% | 0.18% | 87 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| &PARTNERS | History | No change | 20,234 | 404 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Added to | 20,332 | 395 | 0.23% | 0.02% | 89 | +18,692 | 1139.76% | Q3 2026 | Oct 28, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 19,020 | 370 | 0.0% | 0.0% | 90 | +718 | 3.92% | Q3 2026 | Oct 08, 2026 |
| Uniting Wealth Partners, LLC | History | No change | 17,626 | 352 | 0.07% | 0.07% | 91 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 17,258 | 344 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| AE Wealth Management LLC | History | No change | 16,883 | 337 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| WealthCare Investment Partners, LLC | History | No change | 16,252 | 324 | 0.08% | 0.08% | 94 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Keystone Wealth Services, LLC | History | No change | 16,500 | 319 | 0.06% | 0.06% | 95 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Sigma Planning Corp | History | Reduced | 16,164 | 314 | 0.01% | 0.02% | 96 | -13,978 | -46.37% | Q3 2026 | Oct 23, 2026 |
| Brookstone Capital Management | History | Added to | 15,760 | 306 | 0.0% | 0.0% | 97 | +1,357 | 9.42% | Q3 2026 | Oct 22, 2026 |
| NOVEM GROUP | History | Reduced | 15,650 | 304 | 0.03% | 0.03% | 98 | -1,250 | -7.4% | Q3 2026 | Oct 19, 2026 |
| Janney Montgomery Scott LLC | History | No change | 14,711 | 294 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Sowell Financial Services LLC | History | Reduced | 14,890 | 289 | 0.01% | 0.03% | 100 | -23,942 | -61.66% | Q3 2026 | Oct 23, 2026 |
| Arkadios Wealth Advisors | History | No change | 14,427 | 288 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Snowden Capital Advisors LLC | History | No change | 14,091 | 281 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Capital Analysts, LLC | History | No change | 13,417 | 268 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 12,630 | 252 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Rooted Wealth Advisors, Inc. | History | No change | 12,573 | 251 | 0.06% | 0.06% | 105 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Cannon Financial Strategists, Inc. | History | No change | 12,706 | 247 | 0.03% | 0.03% | 106 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 12,201 | 243 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | No change | 12,453 | 242 | 0.01% | 0.01% | 108 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Certified Advisory Corp | History | No change | 12,400 | 241 | 0.02% | 0.02% | 109 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| CRUX WEALTH ADVISORS | History | No change | 11,663 | 233 | 0.08% | 0.08% | 110 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 11,850 | 230 | 0.01% | 0.02% | 111 | -7,600 | -39.07% | Q3 2026 | Oct 30, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 11,698 | 227 | 0.0% | 0.0% | 112 | +3,852 | 49.1% | Q3 2026 | Nov 02, 2026 |
| Financial Enhancement Group LLC | History | No change | 11,498 | 223 | 0.03% | 0.03% | 113 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Alta Wealth Advisors LLC | History | No change | 10,730 | 214 | 0.06% | 0.06% | 114 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Prime Capital Investment Advisors, LLC | History | Reduced | 10,666 | 207 | 0.0% | 0.0% | 115 | -2,187 | -17.02% | Q3 2026 | Oct 20, 2026 |
| IFG Advisory, LLC | History | No change | 10,342 | 206 | 0.01% | 0.01% | 116 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | No change | 10,278 | 200 | 0.02% | 0.02% | 117 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Atria Investments, Inc | History | New | 10,212 | 198 | 0.0% | — | 118 | +10,212 | New | Q3 2026 | Oct 15, 2026 |
| LVZ, Inc. | History | No change | 10,053 | 195 | 0.02% | 0.02% | 119 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| JPL Wealth Management, LLC | History | No change | 6,767 | 135 | 0.03% | 0.03% | 120 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Farmers & Merchants Trust Co of Chambersburg PA | History | New | 5,253 | 102 | 0.03% | — | 121 | +5,253 | New | Q3 2026 | Oct 14, 2026 |
| Front Row Advisors LLC | History | No change | 5,000 | 99 | 0.03% | 0.03% | 122 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Glen Eagle Advisors, LLC | History | No change | 4,003 | 80 | 0.01% | 0.01% | 123 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| US BANCORP \DE\ | History | No change | 3,407 | 68 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 2,750 | 54 | 0.01% | 0.01% | 125 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Pinnacle Bancorp, Inc. | History | Reduced | 2,319 | 45 | 0.01% | 0.04% | 126 | -5,114 | -68.8% | Q3 2026 | Oct 21, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 1,610 | 31 | 0.0% | 0.01% | 127 | -9,310 | -85.26% | Q3 2026 | Oct 26, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 1,198 | 23 | 0.0% | 0.0% | 128 | +10 | 0.84% | Q3 2026 | Nov 02, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,136 | 22 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 17,345 | 20 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 920 | 18 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Tidemark, LLC | History | No change | 756 | 15 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CX Institutional | History | Added to | 517 | 10 | 0.0% | 0.0% | 133 | +4 | 0.78% | Q3 2026 | Oct 02, 2026 |
| Parallel Advisors, LLC | History | No change | 200 | 3 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Prospera Financial Services Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -49,457 | -100.0% | Q3 2026 | Nov 04, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -15,013 | -100.0% | Q3 2026 | Nov 02, 2026 |
| CoreCap Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,017 | -100.0% | Q3 2026 | Oct 08, 2026 |
| EdgeRock Capital LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -10,592 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Advisory Resource Group | History | Closed out | 0 | 0 | — | 0.03% | — | -10,280 | -100.0% | Q3 2026 | Oct 26, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,104 | -100.0% | Q3 2026 | Oct 29, 2026 |
| LFA - Lugano Financial Advisors SA | History | Closed out | 0 | 0 | — | 0.04% | — | -3,000 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Vermillion Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -269 | -100.0% | Q3 2026 | Oct 26, 2026 |
| Larson Financial Group LLC | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |