FIRST TRUST EXCHANGE-TRADED FUND III - FSMB

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q1 2026 · Compare: Q4 2025
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
RMR Wealth Builders History Added to 1,077,267 21,502 1.69% 1.64% 1 +54,045 5.28% Q1 2026 Apr 22, 2026
PFS Partners, LLC History Reduced 685,295 13,678 6.27% 6.31% 2 -2,341 -0.34% Q1 2026 Apr 09, 2026
TruWealth Advisors, LLC History Added to 668,643 13,346 0.64% 0.61% 3 +49,075 7.92% Q1 2026 Apr 09, 2026
TRUE BLUE FINANCIAL, LLC History Added to 211,162 4,214 3.32% 3.34% 4 +9,436 4.68% Q1 2026 Apr 24, 2026
IFP Advisors, Inc History Added to 137,246 2,739 0.06% 0.05% 5 +22,645 19.76% Q1 2026 Apr 13, 2026
RFG Advisory, LLC History Added to 119,908 2,393 0.04% 0.04% 6 +9,952 9.05% Q1 2026 Apr 17, 2026
Dynamic Advisor Solutions LLC History Added to 103,771 2,071 0.07% 0.05% 7 +20,883 25.19% Q1 2026 Apr 08, 2026
GENESIS PRIVATE WEALTH, LLC History Added to 72,668 1,450 0.46% 0.44% 8 +1,679 2.37% Q1 2026 Apr 16, 2026
Hobart Private Capital, LLC History Added to 66,872 1,334 0.26% 0.22% 9 +10,205 18.01% Q1 2026 Apr 07, 2026
Sowell Financial Services LLC History Reduced 63,735 1,272 0.05% 0.06% 10 -15,624 -19.69% Q1 2026 Apr 20, 2026
AVAII WEALTH MANAGEMENT, LLC History Reduced 55,164 1,101 0.38% 0.4% 11 -162 -0.29% Q1 2026 Apr 21, 2026
Prospera Financial Services Inc History Added to 48,062 959 0.02% 0.01% 12 +5,468 12.84% Q1 2026 Apr 14, 2026
Occidental Asset Management, LLC History Reduced 44,111 880 0.1% 0.11% 13 -1,925 -4.18% Q1 2026 Apr 15, 2026
JAMES INVESTMENT RESEARCH, INC. History Reduced 42,880 855 0.1% 0.1% 14 -706 -1.62% Q1 2026 Apr 24, 2026
Concurrent Investment Advisors, LLC History No change 39,530 789 0.01% 0.01% 15 0 0.0% Q1 2026 Apr 20, 2026
KESTRA PRIVATE WEALTH SERVICES, LLC History Added to 33,750 673 0.01% 0.0% 16 +20,514 154.99% Q1 2026 Apr 20, 2026
TRUST CO OF OKLAHOMA History Added to 33,343 665 0.19% 0.19% 17 +300 0.91% Q1 2026 Apr 20, 2026
INSPIRION WEALTH ADVISORS, LLC History Reduced 30,570 610 0.08% 0.1% 18 -8,725 -22.2% Q1 2026 Apr 08, 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC History Reduced 30,489 609 0.0% 0.0% 19 -1,768 -5.48% Q1 2026 Apr 08, 2026
Foster Victor Wealth Advisors, LLC History Added to 27,440 549 0.03% 0.03% 20 +277 1.02% Q1 2026 Apr 20, 2026
Summit Wealth Partners, LLC History No change 23,394 466 0.07% 0.09% 21 0 0.0% Q1 2026 Apr 17, 2026
ONE PLUS ONE WEALTH MANAGEMENT, LLC History No change 21,119 421 0.18% 0.2% 22 0 0.0% Q1 2026 Apr 20, 2026
Patriot Financial Group Insurance Agency, LLC History Added to 20,556 410 0.02% 0.02% 23 +10,278 100.0% Q1 2026 Apr 22, 2026
Uniting Wealth Partners, LLC History New 17,626 351 0.07% 24 +17,626 New Q1 2026 Apr 22, 2026
NOVEM GROUP History Added to 16,923 337 0.04% 0.04% 25 +608 3.73% Q1 2026 Apr 10, 2026
WealthCare Investment Partners, LLC History Reduced 16,543 330 0.09% 0.1% 26 -245 -1.46% Q1 2026 Apr 08, 2026
FORONJY FINANCIAL LLC History Reduced 15,757 314 0.13% 0.13% 27 -292 -1.82% Q1 2026 Apr 23, 2026
Farther Finance Advisors, LLC History Added to 14,523 290 0.0% 0.0% 28 +1,042 7.73% Q1 2026 Apr 07, 2026
Redhawk Wealth Advisors, Inc. History Added to 12,734 254 0.03% 0.02% 29 +2,537 24.88% Q1 2026 Apr 15, 2026
Rooted Wealth Advisors, Inc. History Reduced 12,573 251 0.07% 0.08% 30 -1,792 -12.47% Q1 2026 Apr 21, 2026
Certified Advisory Corp History No change 12,400 247 0.02% 0.02% 31 0 0.0% Q1 2026 Apr 17, 2026
Brookstone Capital Management History New 12,159 242 0.0% 32 +12,159 New Q1 2026 Apr 16, 2026
NAPLES GLOBAL ADVISORS, LLC History No change 12,000 239 0.02% 0.02% 33 0 0.0% Q1 2026 Apr 20, 2026
CRUX WEALTH ADVISORS History Added to 11,637 232 0.09% 0.09% 34 +25 0.22% Q1 2026 Apr 24, 2026
Financial Enhancement Group LLC History No change 11,498 230 0.03% 0.03% 35 0 0.0% Q1 2026 Apr 20, 2026
Janney Montgomery Scott LLC History Added to 11,439 228 0.0% 0.0% 36 +25 0.22% Q1 2026 Apr 22, 2026
EdgeRock Capital LLC History New 10,592 211 0.06% 37 +10,592 New Q1 2026 Apr 16, 2026
CoreCap Advisors, LLC History Added to 9,141 182 0.01% 0.0% 38 +2,383 35.26% Q1 2026 Apr 07, 2026
Pinnacle Bancorp, Inc. History No change 7,433 148 0.04% 0.04% 39 0 0.0% Q1 2026 Apr 22, 2026
NBC SECURITIES, INC. History Added to 5,854 116 0.01% 0.01% 40 +46 0.79% Q1 2026 Apr 14, 2026
CX Institutional History Reduced 509 10 0.0% 0.0% 41 -2,496 -83.06% Q1 2026 Apr 06, 2026
Vermillion Wealth Management, Inc. History No change 269 5 0.0% 0.0% 42 0 0.0% Q1 2026 Apr 17, 2026
MORGAN STANLEY History Closed out 0 0 0.01% -4,412,903 -100.0% Q4 2025 Feb 13, 2026
LPL Financial LLC History Closed out 0 0 0.01% -1,422,753 -100.0% Q4 2025 Feb 11, 2026
Corient Private Wealth LLC History Closed out 0 0 0.03% -1,225,195 -100.0% Q4 2025 Mar 09, 2026
HighTower Advisors, LLC History Closed out 0 0 0.02% -880,016 -100.0% Q4 2025 Feb 06, 2026
UBS Group AG History Closed out 0 0 0.0% -685,880 -100.0% Q4 2025 Jan 29, 2026
NewEdge Advisors, LLC History Closed out 0 0 0.04% -487,616 -100.0% Q4 2025 Feb 18, 2026
ROYAL BANK OF CANADA History Closed out 0 0 0.0% -479,560 -100.0% Q4 2025 Feb 17, 2026
Rockefeller Capital Management L.P. History Closed out 0 0 0.02% -477,992 -100.0% Q4 2025 Mar 16, 2026
WELLS FARGO & COMPANY/MN History Closed out 0 0 0.0% -461,233 -100.0% Q4 2025 Feb 13, 2026
RAYMOND JAMES FINANCIAL INC History Closed out 0 0 0.0% -458,782 -100.0% Q4 2025 Feb 18, 2026
EnRich Financial Partners LLC History Closed out 0 0 2.16% -396,123 -100.0% Q4 2025 Jan 28, 2026
ENVESTNET ASSET MANAGEMENT INC History Closed out 0 0 0.0% -387,356 -100.0% Q4 2025 Feb 10, 2026
OSAIC HOLDINGS, INC. History Closed out 0 0 0.01% -299,549 -100.0% Q4 2025 Feb 17, 2026
Nilsine Partners, LLC History Closed out 0 0 0.44% -252,715 -100.0% Q4 2025 Jan 15, 2026
Allworth Financial LP History Closed out 0 0 0.02% -235,153 -100.0% Q4 2025 Feb 05, 2026
CONDOR CAPITAL MANAGEMENT History Closed out 0 0 0.37% -230,777 -100.0% Q4 2025 Feb 06, 2026
STIFEL FINANCIAL CORP History Closed out 0 0 0.0% -223,207 -100.0% Q4 2025 Feb 13, 2026
Cetera Investment Advisers History Closed out 0 0 0.0% -214,530 -100.0% Q4 2025 Feb 17, 2026
JPMORGAN CHASE & CO History Closed out 0 0 0.0% -214,080 -100.0% Q4 2025 Feb 11, 2026
TrueWealth Financial Partners History Closed out 0 0 3.34% -201,726 -100.0% Q4 2025 Feb 05, 2026
COMMONWEALTH EQUITY SERVICES, LLC History Closed out 0 0 0.01% -199,110 -100.0% Q4 2025 Feb 12, 2026
Per Stirling Capital Management, LLC. History Closed out 0 0 0.44% -197,053 -100.0% Q4 2025 Feb 17, 2026
Francis Financial, Inc. History Closed out 0 0 0.63% -161,251 -100.0% Q4 2025 Feb 11, 2026
MML INVESTORS SERVICES, LLC History Closed out 0 0 0.01% -147,035 -100.0% Q4 2025 Feb 13, 2026
Cambridge Investment Research Advisors, Inc. History Closed out 0 0 0.01% -137,847 -100.0% Q4 2025 Feb 05, 2026
Sanctuary Advisors, LLC History Closed out 0 0 0.01% -122,211 -100.0% Q4 2025 Jan 29, 2026
STEPHENS INC /AR/ History Closed out 0 0 0.03% -116,454 -100.0% Q4 2025 Feb 05, 2026
Gateway Wealth Partners, LLC History Closed out 0 0 0.26% -115,448 -100.0% Q4 2025 Feb 11, 2026
Envestnet Portfolio Solutions, Inc. History Closed out 0 0 0.01% -112,281 -100.0% Q4 2025 Feb 06, 2026
Orion Porfolio Solutions, LLC History Closed out 0 0 0.02% -108,781 -100.0% Q4 2025 Feb 12, 2026
Pursuit Wealth Management LLC History Closed out 0 0 1.86% -108,238 -100.0% Q4 2025 Jan 26, 2026
Kestra Advisory Services, LLC History Closed out 0 0 0.01% -92,905 -100.0% Q4 2025 Feb 13, 2026
COMERICA BANK History Closed out 0 0 0.01% -90,191 -100.0% Q4 2025 Jan 29, 2026
MGO ONE SEVEN LLC History Closed out 0 0 0.04% -88,418 -100.0% Q4 2025 Feb 03, 2026
Insight Inv LLC History Closed out 0 0 0.99% -88,235 -100.0% Q4 2025 Feb 06, 2026
Equitable Holdings, Inc. History Closed out 0 0 0.01% -80,979 -100.0% Q4 2025 Feb 17, 2026
Mutual Advisors, LLC History Closed out 0 0 0.03% -69,217 -100.0% Q4 2025 Feb 02, 2026
Vestmark Advisory Solutions, Inc. History Closed out 0 0 0.02% -68,375 -100.0% Q4 2025 Feb 06, 2026
ELEVATION POINT WEALTH PARTNERS, LLC History Closed out 0 0 0.07% -68,375 -100.0% Q4 2025 Feb 12, 2026
StoneX Group Inc. History Closed out 0 0 0.06% -63,191 -100.0% Q4 2025 Feb 12, 2026
Tower Research Capital LLC (TRC) History Closed out 0 0 0.03% -57,463 -100.0% Q4 2025 Feb 17, 2026
Pine Valley Investments Ltd Liability Co History Closed out 0 0 0.05% -55,042 -100.0% Q4 2025 Feb 13, 2026
Security Financial Services, INC. History Closed out 0 0 0.17% -54,655 -100.0% Q4 2025 Jan 27, 2026
Elequin Capital, LP History Closed out 0 0 0.08% -51,965 -100.0% Q4 2025 Feb 17, 2026
Summit Financial, LLC History Closed out 0 0 0.02% -51,221 -100.0% Q4 2025 Feb 13, 2026
TRUIST FINANCIAL CORP History Closed out 0 0 0.0% -50,748 -100.0% Q4 2025 Feb 02, 2026
FSB PREMIER WEALTH MANAGEMENT, INC. History Closed out 0 0 0.31% -48,856 -100.0% Q4 2025 Feb 03, 2026
Private Advisor Group, LLC History Closed out 0 0 0.0% -43,845 -100.0% Q4 2025 Feb 17, 2026
Stratos Wealth Partners, LTD. History Closed out 0 0 0.01% -41,958 -100.0% Q4 2025 Jan 20, 2026
D.A. DAVIDSON & CO. History Closed out 0 0 0.01% -40,827 -100.0% Q4 2025 Jan 29, 2026
JANE STREET GROUP, LLC History Closed out 0 0 0.0% -40,551 -100.0% Q4 2025 Feb 12, 2026
ARBOR CAPITAL MANAGEMENT INC /ADV History Closed out 0 0 0.67% -39,775 -100.0% Q4 2025 Jan 28, 2026
FLOW TRADERS U.S. LLC History Closed out 0 0 0.02% -32,291 -100.0% Q4 2025 Feb 13, 2026
Sigma Planning Corp History Closed out 0 0 0.02% -31,553 -100.0% Q4 2025 Jan 30, 2026
Eldridge Investment Advisors, Inc. History Closed out 0 0 0.14% -31,491 -100.0% Q4 2025 Feb 11, 2026
CAPITAL FINANCIAL GROUP INC\CO\ /ADV History Closed out 0 0 0.34% -30,400 -100.0% Q4 2025 Feb 17, 2026
Keating Financial Advisory Services, Inc. History Closed out 0 0 0.08% -28,119 -100.0% Q4 2025 Feb 09, 2026
CASTLE WEALTH MANAGEMENT LLC History Closed out 0 0 0.17% -26,203 -100.0% Q4 2025 Jan 22, 2026
WADDELL & ASSOCIATES, LLC History Closed out 0 0 0.03% -25,059 -100.0% Q4 2025 Feb 11, 2026
STONEHAVEN WEALTH & TAX SOLUTIONS, LLC History Closed out 0 0 0.43% -24,165 -100.0% Q4 2025 Jan 23, 2026
Principle Wealth Partners LLC History Closed out 0 0 0.03% -24,040 -100.0% Q4 2025 Feb 06, 2026
World Investment Advisors History Closed out 0 0 0.01% -22,407 -100.0% Q4 2025 Mar 12, 2026
FIFTH THIRD SECURITIES, INC. History Closed out 0 0 0.03% -21,880 -100.0% Q4 2025 Jan 23, 2026
Snowden Capital Advisors LLC History Closed out 0 0 0.01% -20,803 -100.0% Q4 2025 Feb 17, 2026
Core Wealth Partners LLC History Closed out 0 0 0.18% -19,831 -100.0% Q4 2025 Feb 17, 2026
Capital Investment Advisory Services, LLC History Closed out 0 0 0.03% -19,729 -100.0% Q4 2025 Jan 21, 2026
AE Wealth Management LLC History Closed out 0 0 0.0% -18,420 -100.0% Q4 2025 Jan 26, 2026
Keystone Wealth Services, LLC History Closed out 0 0 0.07% -16,500 -100.0% Q4 2025 Jan 26, 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC History Closed out 0 0 0.02% -14,993 -100.0% Q4 2025 Feb 03, 2026
STRATEGY ASSET MANAGERS LLC History Closed out 0 0 0.05% -14,330 -100.0% Q4 2025 Feb 11, 2026
&PARTNERS History Closed out 0 0 0.0% -14,300 -100.0% Q4 2025 Feb 17, 2026
Hedeker Wealth, LLC History Closed out 0 0 0.06% -13,566 -100.0% Q4 2025 Jan 23, 2026
Prime Capital Investment Advisors, LLC History Closed out 0 0 0.0% -12,696 -100.0% Q4 2025 Jan 21, 2026
Golden State Wealth Management, LLC History Closed out 0 0 0.03% -12,575 -100.0% Q4 2025 Feb 13, 2026
CHILTON CAPITAL MANAGEMENT LLC History Closed out 0 0 0.01% -12,453 -100.0% Q4 2025 Feb 12, 2026
Modern Wealth Management, LLC History Closed out 0 0 0.0% -12,293 -100.0% Q4 2025 Feb 17, 2026
Hilltop Holdings Inc. History Closed out 0 0 0.01% -11,545 -100.0% Q4 2025 Feb 17, 2026
Capital Analysts, LLC History Closed out 0 0 0.01% -10,935 -100.0% Q4 2025 Feb 11, 2026
Shade Tree Advisors LLC History Closed out 0 0 0.16% -10,866 -100.0% Q4 2025 Feb 04, 2026
Mariner, LLC History Closed out 0 0 0.0% -10,686 -100.0% Q4 2025 Feb 13, 2026
Alta Wealth Advisors LLC History Closed out 0 0 0.07% -10,660 -100.0% Q4 2025 Feb 03, 2026
IFG Advisory, LLC History Closed out 0 0 0.01% -10,342 -100.0% Q4 2025 Feb 10, 2026
BlackDiamond Wealth Management, LLC History Closed out 0 0 0.1% -10,310 -100.0% Q4 2025 Feb 10, 2026
CAPTRUST FINANCIAL ADVISORS History Closed out 0 0 0.0% -10,119 -100.0% Q4 2025 Feb 17, 2026
LVZ, Inc. History Closed out 0 0 0.02% -10,053 -100.0% Q4 2025 Feb 10, 2026
Kingsview Wealth Management, LLC History Closed out 0 0 0.0% -10,000 -100.0% Q4 2025 Feb 09, 2026
UPTICK PARTNERS, LLC History Closed out 0 0 0.04% -9,985 -100.0% Q4 2025 Feb 02, 2026
HARBOUR INVESTMENTS, INC. History Closed out 0 0 0.0% -7,690 -100.0% Q4 2025 Feb 09, 2026
Front Row Advisors LLC History Closed out 0 0 0.03% -5,000 -100.0% Q4 2025 Feb 12, 2026
US BANCORP \DE\ History Closed out 0 0 0.0% -4,890 -100.0% Q4 2025 Jan 30, 2026
TUCKER ASSET MANAGEMENT LLC History Closed out 0 0 0.02% -4,100 -100.0% Q4 2025 Feb 05, 2026
Glen Eagle Advisors, LLC History Closed out 0 0 0.01% -3,995 -100.0% Q4 2025 Feb 13, 2026
HAZLETT, BURT & WATSON, INC. History Closed out 0 0 0.02% -2,750 -100.0% Q4 2025 Feb 10, 2026
EVOLUTION WEALTH MANAGEMENT INC. History Closed out 0 0 0.03% -1,640 -100.0% Q4 2025 Feb 10, 2026
Steward Partners Investment Advisory, LLC History Closed out 0 0 0.0% -1,500 -100.0% Q4 2025 Feb 12, 2026
Tidemark, LLC History Closed out 0 0 0.0% -831 -100.0% Q4 2025 Feb 10, 2026
PRIVATE TRUST CO NA History Closed out 0 0 0.0% -616 -100.0% Q4 2025 Jan 26, 2026
Legacy Wealth Managment, LLC/ID History Closed out 0 0 0.0% -296 -100.0% Q4 2025 Feb 03, 2026
Larson Financial Group LLC History Closed out 0 0 -37 -100.0% Q4 2025 Feb 06, 2026