FIRST TRUST EXCHANGE-TRADED FUND III - FSMB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 5,146,534 | 102,724 | 0.01% | 0.01% | 1 | +733,631 | 16.62% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 2,267,473 | 45,258 | 0.01% | 0.01% | 2 | +844,720 | 59.37% | Q1 2026 | May 06, 2026 |
| RMR Wealth Builders | History | Added to | 1,077,267 | 21,502 | 1.69% | 1.64% | 3 | +54,045 | 5.28% | Q1 2026 | Apr 22, 2026 |
| Corient Private Wealth LLC | History | Reduced | 1,052,630 | 21,010 | 0.03% | 0.03% | 4 | -172,565 | -14.08% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 949,368 | 18,949 | 0.02% | 0.02% | 5 | +69,352 | 7.88% | Q1 2026 | May 05, 2026 |
| PFS Partners, LLC | History | Reduced | 685,295 | 13,678 | 6.27% | 6.31% | 6 | -2,341 | -0.34% | Q1 2026 | Apr 09, 2026 |
| UBS Group AG | History | Reduced | 678,124 | 13,535 | 0.0% | 0.0% | 7 | -7,756 | -1.13% | Q1 2026 | May 05, 2026 |
| TruWealth Advisors, LLC | History | Added to | 668,643 | 13,346 | 0.64% | 0.61% | 8 | +49,075 | 7.92% | Q1 2026 | Apr 09, 2026 |
| Cetera Investment Advisers | History | Added to | 551,996 | 11,017 | 0.01% | 0.0% | 9 | +337,466 | 157.3% | Q1 2026 | May 13, 2026 |
| NewEdge Advisors, LLC | History | Added to | 531,145 | 10,601 | 0.04% | 0.04% | 10 | +43,529 | 8.93% | Q1 2026 | Jun 02, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 509,788 | 10,175 | 0.02% | 0.02% | 11 | +31,796 | 6.65% | Q1 2026 | May 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 460,518 | 9,191 | 0.0% | 0.0% | 12 | +1,736 | 0.38% | Q1 2026 | May 14, 2026 |
| EnRich Financial Partners LLC | History | Added to | 415,619 | 8,295 | 2.2% | 2.16% | 13 | +19,496 | 4.92% | Q1 2026 | May 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 414,123 | 8,265 | 0.0% | 0.0% | 14 | -47,110 | -10.21% | Q1 2026 | May 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 377,831 | 7,541 | 0.0% | 0.0% | 15 | -9,525 | -2.46% | Q1 2026 | May 04, 2026 |
| Francis Financial, Inc. | History | Added to | 357,351 | 7,132 | 1.32% | 0.63% | 16 | +196,100 | 121.61% | Q1 2026 | May 07, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 323,015 | 6,447 | 0.0% | 0.0% | 17 | -156,545 | -32.64% | Q1 2026 | May 15, 2026 |
| Per Stirling Capital Management, LLC. | History | Added to | 298,162 | 5,951 | 0.66% | 0.44% | 18 | +101,109 | 51.31% | Q1 2026 | May 11, 2026 |
| Nilsine Partners, LLC | History | Added to | 282,049 | 5,639 | 0.44% | 0.44% | 19 | +29,334 | 11.61% | Q1 2026 | Apr 29, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 277,522 | 5,539 | 0.01% | 0.01% | 20 | +139,675 | 101.33% | Q1 2026 | Apr 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 273,172 | 5,452 | 0.01% | 0.01% | 21 | +74,062 | 37.2% | Q1 2026 | Apr 27, 2026 |
| CONDOR CAPITAL MANAGEMENT | History | Added to | 248,646 | 4,962 | 0.41% | 0.37% | 22 | +17,869 | 7.74% | Q1 2026 | May 11, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 234,040 | 4,671 | 0.18% | 0.26% | 23 | +118,592 | 102.72% | Q1 2026 | May 15, 2026 |
| Allworth Financial LP | History | Reduced | 219,812 | 4,387 | 0.02% | 0.02% | 24 | -15,341 | -6.52% | Q1 2026 | May 14, 2026 |
| TRUE BLUE FINANCIAL, LLC | History | Added to | 211,162 | 4,214 | 3.32% | 3.34% | 25 | +9,436 | 4.68% | Q1 2026 | Apr 24, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 210,255 | 4,194 | 0.0% | 0.0% | 26 | -3,825 | -1.79% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 204,536 | 4,082 | 0.01% | 0.01% | 27 | -95,013 | -31.72% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 197,780 | 3,947 | 0.0% | — | 28 | +197,780 | New | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 192,572 | 3,843 | 0.0% | 0.0% | 29 | -30,635 | -13.72% | Q1 2026 | May 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 137,430 | 2,743 | 0.01% | 0.01% | 30 | -9,605 | -6.53% | Q1 2026 | May 04, 2026 |
| IFP Advisors, Inc | History | Added to | 137,246 | 2,739 | 0.06% | 0.05% | 31 | +22,645 | 19.76% | Q1 2026 | Apr 13, 2026 |
| RFG Advisory, LLC | History | Added to | 119,908 | 2,393 | 0.04% | 0.04% | 32 | +9,952 | 9.05% | Q1 2026 | Apr 17, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 111,182 | 2,219 | 0.01% | 0.01% | 33 | +18,277 | 19.67% | Q1 2026 | Apr 30, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 109,309 | 2,181 | 0.02% | 0.02% | 34 | +528 | 0.49% | Q1 2026 | May 13, 2026 |
| Pursuit Wealth Management LLC | History | No change | 108,238 | 2,169 | 1.86% | 1.86% | 35 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 108,639 | 2,168 | 0.01% | 0.01% | 36 | -13,572 | -11.11% | Q1 2026 | May 05, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 103,771 | 2,071 | 0.07% | 0.05% | 37 | +20,883 | 25.19% | Q1 2026 | Apr 08, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 102,125 | 2,038 | 0.03% | 0.03% | 38 | -14,329 | -12.3% | Q1 2026 | Apr 28, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 98,028 | 1,956 | 0.01% | 0.01% | 39 | -14,253 | -12.69% | Q1 2026 | Apr 29, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 94,710 | 1,890 | 0.04% | 0.04% | 40 | +6,292 | 7.12% | Q1 2026 | May 14, 2026 |
| COMERICA BANK | History | No change | 90,191 | 1,807 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Added to | 87,828 | 1,753 | 0.02% | 0.02% | 42 | +19,453 | 28.45% | Q1 2026 | May 15, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Added to | 87,828 | 1,753 | 0.04% | 0.07% | 43 | +19,453 | 28.45% | Q1 2026 | Apr 27, 2026 |
| FIFTH THIRD BANCORP | History | New | 86,917 | 1,734 | 0.0% | — | 44 | +86,917 | New | Q1 2026 | May 01, 2026 |
| Insight Inv LLC | History | Reduced | 86,810 | 1,732 | 0.95% | 0.99% | 45 | -1,425 | -1.62% | Q1 2026 | Apr 27, 2026 |
| Independent Advisor Alliance | History | New | 86,209 | 1,720 | 0.02% | — | 46 | +86,209 | New | Q1 2026 | May 12, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 80,580 | 1,615 | 0.01% | 0.01% | 47 | -399 | -0.49% | Q1 2026 | May 15, 2026 |
| GENESIS PRIVATE WEALTH, LLC | History | Added to | 72,668 | 1,450 | 0.46% | 0.44% | 48 | +1,679 | 2.37% | Q1 2026 | Apr 16, 2026 |
| ARBOR CAPITAL MANAGEMENT INC /ADV | History | Added to | 69,644 | 1,393 | 1.14% | 0.67% | 49 | +29,869 | 75.09% | Q1 2026 | Apr 30, 2026 |
| Mutual Advisors, LLC | History | Added to | 69,335 | 1,383 | 0.03% | 0.03% | 50 | +118 | 0.17% | Q1 2026 | May 01, 2026 |
| Hobart Private Capital, LLC | History | Added to | 66,872 | 1,334 | 0.26% | 0.22% | 51 | +10,205 | 18.01% | Q1 2026 | Apr 07, 2026 |
| Sowell Financial Services LLC | History | Reduced | 63,735 | 1,272 | 0.05% | 0.06% | 52 | -15,624 | -19.69% | Q1 2026 | Apr 20, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 61,924 | 1,236 | 0.01% | 0.0% | 53 | +60,424 | 4028.27% | Q1 2026 | May 08, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 60,042 | 1,198 | 0.05% | 0.05% | 54 | +5,000 | 9.08% | Q1 2026 | Jun 08, 2026 |
| AVAII WEALTH MANAGEMENT, LLC | History | Reduced | 55,164 | 1,101 | 0.38% | 0.4% | 55 | -162 | -0.29% | Q1 2026 | Apr 21, 2026 |
| Security Financial Services, INC. | History | Added to | 54,846 | 1,094 | 0.17% | 0.17% | 56 | +191 | 0.35% | Q1 2026 | May 27, 2026 |
| CASTLE WEALTH MANAGEMENT LLC | History | Added to | 51,942 | 1,036 | 0.34% | 0.17% | 57 | +25,739 | 98.23% | Q1 2026 | May 01, 2026 |
| Summit Financial, LLC | History | Reduced | 50,384 | 1,005 | 0.01% | 0.02% | 58 | -837 | -1.63% | Q1 2026 | May 15, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 50,286 | 1,003 | 0.01% | 0.01% | 59 | +8,328 | 19.85% | Q1 2026 | Apr 28, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Added to | 49,988 | 997 | 0.31% | 0.31% | 60 | +1,132 | 2.32% | Q1 2026 | May 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 48,062 | 959 | 0.02% | 0.01% | 61 | +5,468 | 12.84% | Q1 2026 | Apr 14, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 46,220 | 922 | 0.0% | 0.0% | 62 | -4,528 | -8.92% | Q1 2026 | Apr 27, 2026 |
| Private Advisor Group, LLC | History | Added to | 45,205 | 902 | 0.0% | 0.0% | 63 | +1,360 | 3.1% | Q1 2026 | Apr 24, 2026 |
| Occidental Asset Management, LLC | History | Reduced | 44,111 | 880 | 0.1% | 0.11% | 64 | -1,925 | -4.18% | Q1 2026 | Apr 15, 2026 |
| JAMES INVESTMENT RESEARCH, INC. | History | Reduced | 42,880 | 855 | 0.1% | 0.1% | 65 | -706 | -1.62% | Q1 2026 | Apr 24, 2026 |
| WADDELL & ASSOCIATES, LLC | History | Added to | 39,682 | 792 | 0.04% | 0.03% | 66 | +14,623 | 58.35% | Q1 2026 | May 11, 2026 |
| Concurrent Investment Advisors, LLC | History | No change | 39,530 | 789 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 39,227 | 782 | 0.0% | 0.01% | 68 | -1,600 | -3.92% | Q1 2026 | May 05, 2026 |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | History | Added to | 35,264 | 703 | 0.62% | 0.43% | 69 | +11,099 | 45.93% | Q1 2026 | May 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 33,750 | 673 | 0.01% | 0.0% | 70 | +20,514 | 154.99% | Q1 2026 | Apr 20, 2026 |
| TRUST CO OF OKLAHOMA | History | Added to | 33,343 | 665 | 0.19% | 0.19% | 71 | +300 | 0.91% | Q1 2026 | Apr 20, 2026 |
| Norris Financial Group, LLC | History | Added to | 32,353 | 645 | 0.21% | 0.18% | 72 | +6,396 | 24.64% | Q1 2026 | May 20, 2026 |
| Keating Financial Advisory Services, Inc. | History | Added to | 31,945 | 637 | 0.1% | 0.08% | 73 | +3,826 | 13.61% | Q1 2026 | May 15, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | New | 31,498 | 628 | 0.02% | — | 76 | +31,498 | New | Q1 2026 | May 11, 2026 |
| Principle Wealth Partners LLC | History | Added to | 31,493 | 628 | 0.04% | 0.03% | 75 | +7,453 | 31.0% | Q1 2026 | May 07, 2026 |
| Eldridge Investment Advisors, Inc. | History | No change | 31,491 | 628 | 0.14% | 0.14% | 74 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV | History | Added to | 30,900 | 616 | 0.34% | 0.34% | 77 | +500 | 1.64% | Q1 2026 | Apr 27, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | History | Reduced | 30,570 | 610 | 0.08% | 0.1% | 78 | -8,725 | -22.2% | Q1 2026 | Apr 08, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 30,489 | 609 | 0.0% | 0.0% | 79 | -1,768 | -5.48% | Q1 2026 | Apr 08, 2026 |
| Sigma Planning Corp | History | Reduced | 30,429 | 607 | 0.02% | 0.02% | 80 | -1,124 | -3.56% | Q1 2026 | May 04, 2026 |
| Foster Victor Wealth Advisors, LLC | History | Added to | 27,440 | 549 | 0.03% | 0.03% | 81 | +277 | 1.02% | Q1 2026 | Apr 20, 2026 |
| Summit Wealth Partners, LLC | History | No change | 23,394 | 466 | 0.07% | 0.09% | 82 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 23,164 | 462 | 0.01% | — | 83 | +23,164 | New | Q1 2026 | May 15, 2026 |
| World Investment Advisors | History | No change | 22,407 | 447 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | History | No change | 21,119 | 421 | 0.18% | 0.2% | 85 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Snowden Capital Advisors LLC | History | Added to | 20,985 | 418 | 0.01% | 0.01% | 86 | +182 | 0.87% | Q1 2026 | May 14, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 20,743 | 414 | 0.03% | 0.03% | 87 | +1,014 | 5.14% | Q1 2026 | May 05, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | Added to | 20,556 | 410 | 0.02% | 0.02% | 88 | +10,278 | 100.0% | Q1 2026 | Apr 22, 2026 |
| Western Wealth Management, LLC | History | New | 20,500 | 409 | 0.01% | — | 89 | +20,500 | New | Q1 2026 | May 19, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 20,059 | 400 | 0.01% | 0.0% | 90 | +12,369 | 160.85% | Q1 2026 | May 15, 2026 |
| Uniting Wealth Partners, LLC | History | New | 17,626 | 351 | 0.07% | — | 91 | +17,626 | New | Q1 2026 | Apr 22, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 17,144 | 342 | 0.0% | 0.0% | 92 | -23,407 | -57.72% | Q1 2026 | May 12, 2026 |
| NOVEM GROUP | History | Added to | 16,923 | 337 | 0.04% | 0.04% | 93 | +608 | 3.73% | Q1 2026 | Apr 10, 2026 |
| WealthCare Investment Partners, LLC | History | Reduced | 16,543 | 330 | 0.09% | 0.1% | 94 | -245 | -1.46% | Q1 2026 | Apr 08, 2026 |
| Keystone Wealth Services, LLC | History | No change | 16,500 | 329 | 0.07% | 0.07% | 95 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| OneDigital Investment Advisors LLC | History | New | 16,372 | 326 | 0.0% | — | 96 | +16,372 | New | Q1 2026 | May 08, 2026 |
| FORONJY FINANCIAL LLC | History | Reduced | 15,757 | 314 | 0.13% | 0.13% | 97 | -292 | -1.82% | Q1 2026 | Apr 23, 2026 |
| AE Wealth Management LLC | History | Reduced | 15,375 | 306 | 0.0% | 0.0% | 98 | -3,045 | -16.53% | Q1 2026 | May 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 15,003 | 299 | 0.02% | 0.02% | 99 | +10 | 0.07% | Q1 2026 | May 01, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 14,523 | 290 | 0.0% | 0.0% | 100 | +1,042 | 7.73% | Q1 2026 | Apr 07, 2026 |
| STRATEGY ASSET MANAGERS LLC | History | No change | 14,330 | 286 | 0.05% | 0.05% | 101 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| &PARTNERS | History | No change | 14,300 | 285 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Hedeker Wealth, LLC | History | Added to | 13,911 | 277 | 0.06% | 0.06% | 103 | +345 | 2.54% | Q1 2026 | May 11, 2026 |
| Capital Analysts, LLC | History | Added to | 13,417 | 268 | 0.01% | 0.01% | 104 | +2,482 | 22.7% | Q1 2026 | May 14, 2026 |
| Redhawk Wealth Advisors, Inc. | History | Added to | 12,734 | 254 | 0.03% | 0.02% | 105 | +2,537 | 24.88% | Q1 2026 | Apr 15, 2026 |
| Prime Capital Investment Advisors, LLC | History | Added to | 12,774 | 254 | 0.0% | 0.0% | 106 | +78 | 0.61% | Q1 2026 | May 08, 2026 |
| Cannon Financial Strategists, Inc. | History | New | 12,706 | 253 | 0.03% | — | 107 | +12,706 | New | Q1 2026 | May 12, 2026 |
| Rooted Wealth Advisors, Inc. | History | Reduced | 12,573 | 251 | 0.07% | 0.08% | 108 | -1,792 | -12.47% | Q1 2026 | Apr 21, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | No change | 12,453 | 248 | 0.01% | 0.01% | 109 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Certified Advisory Corp | History | No change | 12,400 | 247 | 0.02% | 0.02% | 110 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Brookstone Capital Management | History | New | 12,159 | 242 | 0.0% | — | 111 | +12,159 | New | Q1 2026 | Apr 16, 2026 |
| NAPLES GLOBAL ADVISORS, LLC | History | No change | 12,000 | 239 | 0.02% | 0.02% | 112 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| CRUX WEALTH ADVISORS | History | Added to | 11,637 | 232 | 0.09% | 0.09% | 113 | +25 | 0.22% | Q1 2026 | Apr 24, 2026 |
| Financial Enhancement Group LLC | History | No change | 11,498 | 230 | 0.03% | 0.03% | 114 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 11,439 | 228 | 0.0% | 0.0% | 115 | +25 | 0.22% | Q1 2026 | Apr 22, 2026 |
| Core Wealth Partners LLC | History | Reduced | 11,230 | 224 | 0.1% | 0.18% | 116 | -8,601 | -43.37% | Q1 2026 | May 08, 2026 |
| Mariner, LLC | History | Added to | 10,799 | 215 | 0.0% | 0.0% | 117 | +113 | 1.06% | Q1 2026 | May 13, 2026 |
| Alta Wealth Advisors LLC | History | Added to | 10,695 | 213 | 0.07% | 0.07% | 118 | +35 | 0.33% | Q1 2026 | May 04, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 10,661 | 212 | 0.0% | — | 119 | +10,661 | New | Q1 2026 | May 15, 2026 |
| EdgeRock Capital LLC | History | New | 10,592 | 211 | 0.06% | — | 120 | +10,592 | New | Q1 2026 | Apr 16, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 10,199 | 203 | 0.0% | 0.0% | 121 | +80 | 0.79% | Q1 2026 | May 14, 2026 |
| LVZ, Inc. | History | No change | 10,053 | 200 | 0.02% | 0.02% | 122 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| CoreCap Advisors, LLC | History | Added to | 9,141 | 182 | 0.01% | 0.0% | 123 | +2,383 | 35.26% | Q1 2026 | Apr 07, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 7,846 | 156 | 0.0% | — | 124 | +7,846 | New | Q1 2026 | May 11, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 7,433 | 148 | 0.04% | 0.04% | 125 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| NBC SECURITIES, INC. | History | Added to | 5,854 | 116 | 0.01% | 0.01% | 126 | +46 | 0.79% | Q1 2026 | Apr 14, 2026 |
| Front Row Advisors LLC | History | No change | 5,000 | 99 | 0.03% | 0.03% | 127 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 4,100 | 82 | 0.02% | 0.02% | 128 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Glen Eagle Advisors, LLC | History | Added to | 3,999 | 79 | 0.01% | 0.01% | 129 | +4 | 0.1% | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | Reduced | 2,769 | 55 | 0.0% | 0.0% | 130 | -2,121 | -43.37% | Q1 2026 | May 14, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 2,750 | 55 | 0.02% | 0.02% | 131 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Added to | 2,666 | 53 | 0.03% | 0.0% | 132 | +2,370 | 800.68% | Q1 2026 | May 07, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 2,194 | 43 | 0.0% | 0.03% | 133 | -55,269 | -96.18% | Q1 2026 | May 15, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 1,640 | 32 | 0.02% | 0.03% | 134 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Advisory Services Network, LLC | History | New | 1,600 | 31 | 0.0% | — | 135 | +1,600 | New | Q1 2026 | May 15, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 1,179 | 23 | 0.0% | 0.03% | 136 | -11,396 | -90.62% | Q1 2026 | Apr 28, 2026 |
| Tidemark, LLC | History | Reduced | 756 | 15 | 0.0% | 0.0% | 137 | -75 | -9.03% | Q1 2026 | May 07, 2026 |
| PRIVATE TRUST CO NA | History | No change | 616 | 12 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| CX Institutional | History | Reduced | 509 | 10 | 0.0% | 0.0% | 139 | -2,496 | -83.06% | Q1 2026 | Apr 06, 2026 |
| Vermillion Wealth Management, Inc. | History | No change | 269 | 5 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Parallel Advisors, LLC | History | New | 200 | 3 | 0.0% | — | 141 | +200 | New | Q1 2026 | Jun 02, 2026 |
| TrueWealth Financial Partners | History | Closed out | 0 | 0 | — | 3.34% | — | -201,726 | -100.0% | Q1 2026 | May 20, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -63,191 | -100.0% | Q1 2026 | May 14, 2026 |
| Elequin Capital, LP | History | Closed out | 0 | 0 | — | 0.08% | — | -51,965 | -100.0% | Q1 2026 | May 11, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -32,291 | -100.0% | Q1 2026 | May 15, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -21,880 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Modern Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,293 | -100.0% | Q1 2026 | May 14, 2026 |
| Hilltop Holdings Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,545 | -100.0% | Q1 2026 | May 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,866 | -100.0% | Q1 2026 | May 15, 2026 |
| Shade Tree Advisors LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -10,866 | -100.0% | Q1 2026 | May 12, 2026 |
| IFG Advisory, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,342 | -100.0% | Q1 2026 | May 12, 2026 |
| BlackDiamond Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -10,310 | -100.0% | Q1 2026 | May 12, 2026 |
| Kingsview Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2026 | May 12, 2026 |
| UPTICK PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -9,985 | -100.0% | Q1 2026 | May 01, 2026 |
| Larson Financial Group LLC | History | Reduced | 30 | 0 | — | — | — | -7 | -18.92% | Q1 2026 | May 15, 2026 |