FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FTRI
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 16 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Reduced | 760,432 | 11,915 | 0.0% | 0.0% | 1 | -30,639 | -3.87% | Q4 2025 | Feb 11, 2026 |
| ROYAL BANK OF CANADA | History | New | 679,252 | 10,643 | 0.0% | — | 2 | +679,252 | New | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 270,072 | 4,231 | 0.01% | 0.01% | 3 | -10,327 | -3.68% | Q4 2025 | Feb 12, 2026 |
| PARK NATIONAL CORP /OH/ | History | Reduced | 262,910 | 4,119 | 0.13% | 0.13% | 4 | -2,200 | -0.83% | Q4 2025 | Jan 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 242,574 | 3,801 | 0.01% | 0.01% | 5 | -46,281 | -16.02% | Q4 2025 | Feb 05, 2026 |
| MORGAN STANLEY | History | Added to | 239,370 | 3,750 | 0.0% | 0.0% | 6 | +96,001 | 66.96% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Reduced | 211,736 | 3,317 | 0.0% | 0.0% | 7 | -37,144 | -14.92% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 190,867 | 2,990 | 0.0% | 0.0% | 8 | -6,044 | -3.07% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 148,082 | 2,320 | 0.0% | 0.0% | 9 | +123,066 | 491.95% | Q4 2025 | Feb 17, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 85,976 | 1,347 | 0.01% | 0.02% | 10 | -20,975 | -19.61% | Q4 2025 | Feb 02, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 75,028 | 1,175 | 0.01% | 0.01% | 11 | +4,743 | 6.75% | Q4 2025 | Jan 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 62,714 | 982 | 0.0% | 0.0% | 12 | -19,118 | -23.36% | Q4 2025 | Feb 10, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 50,450 | 790 | 0.0% | 0.0% | 13 | -1,260 | -2.44% | Q4 2025 | Feb 18, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 46,044 | 721 | 0.01% | 0.01% | 14 | -654 | -1.4% | Q4 2025 | Feb 17, 2026 |
| Lauer Wealth, LLC | History | Added to | 43,830 | 714 | 0.53% | 0.4% | 15 | +7,400 | 20.31% | Q4 2025 | Jan 12, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 44,707 | 700 | 0.0% | 0.0% | 16 | -7,237 | -13.93% | Q4 2025 | Feb 13, 2026 |
| Security National Bank | History | Added to | 43,343 | 679 | 0.1% | 0.0% | 17 | +42,947 | 10845.2% | Q4 2025 | Feb 05, 2026 |
| Summit Financial, LLC | History | No change | 36,326 | 569 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 31,252 | 489 | 0.0% | 0.0% | 19 | -767 | -2.4% | Q4 2025 | Mar 16, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 28,816 | 451 | 0.0% | 0.0% | 20 | -3,902 | -11.93% | Q4 2025 | Feb 17, 2026 |
| Waterfront Wealth Inc. | History | Added to | 24,015 | 429 | 0.08% | 0.03% | 21 | +13,165 | 121.34% | Q4 2025 | Jan 27, 2026 |
| Treasure Coast Financial Planning | History | Added to | 27,429 | 429 | 0.23% | 0.22% | 22 | +1,004 | 3.8% | Q4 2025 | Jan 22, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 26,401 | 413 | 0.0% | 0.0% | 23 | -3,945 | -13.0% | Q4 2025 | Feb 13, 2026 |
| Monument Capital Management | History | Reduced | 26,313 | 412 | 0.1% | 0.14% | 24 | -9,426 | -26.37% | Q4 2025 | Jan 26, 2026 |
| Chris Bulman Inc | History | Added to | 26,036 | 407 | 0.18% | 0.16% | 25 | +5,162 | 24.73% | Q4 2025 | Jan 14, 2026 |
| Brookstone Capital Management | History | Added to | 23,405 | 366 | 0.0% | 0.0% | 26 | +4,193 | 21.82% | Q4 2025 | Jan 15, 2026 |
| MANCHESTER FINANCIAL INC | History | New | 19,126 | 299 | 0.06% | — | 27 | +19,126 | New | Q4 2025 | Feb 12, 2026 |
| Quad-Cities Investment Group, LLC | History | Added to | 18,490 | 289 | 0.12% | 0.12% | 28 | +73 | 0.4% | Q4 2025 | Jan 14, 2026 |
| Focus Financial Network, Inc. | History | Reduced | 18,410 | 288 | 0.01% | 0.01% | 29 | -462 | -2.45% | Q4 2025 | Jan 12, 2026 |
| Cambridge Advisors Inc. | History | Reduced | 17,369 | 272 | 0.05% | 0.05% | 30 | -1,129 | -6.1% | Q4 2025 | Jan 21, 2026 |
| UMB Bank, n.a. | History | No change | 16,625 | 260 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Walkner Condon Financial Advisors LLC | History | Reduced | 16,409 | 257 | 0.04% | 0.04% | 32 | -655 | -3.84% | Q4 2025 | Jan 21, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 16,115 | 252 | 0.01% | 0.01% | 33 | -787 | -4.66% | Q4 2025 | Feb 09, 2026 |
| Van Diest Capital, LLC | History | New | 15,832 | 248 | 0.37% | — | 34 | +15,832 | New | Q4 2025 | Feb 19, 2026 |
| COLUMBIA ADVISORY PARTNERS LLC | History | Reduced | 15,485 | 242 | 0.16% | 0.19% | 35 | -2,446 | -13.64% | Q4 2025 | Jan 22, 2026 |
| PCG Wealth Advisors, LLC | History | Reduced | 14,763 | 231 | 0.07% | 0.35% | 36 | -63,821 | -81.21% | Q4 2025 | Feb 05, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 14,681 | 230 | 0.0% | 0.0% | 37 | -7,609 | -34.14% | Q4 2025 | Jan 29, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 13,924 | 226 | 0.0% | 0.0% | 38 | -919 | -6.19% | Q4 2025 | Jan 08, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 13,948 | 218 | 0.01% | 0.02% | 39 | -7,495 | -34.95% | Q4 2025 | Feb 03, 2026 |
| Holos Integrated Wealth LLC | History | Reduced | 13,409 | 213 | 0.12% | 0.14% | 40 | -2,096 | -13.52% | Q4 2025 | Jan 05, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Reduced | 13,584 | 212 | 0.0% | 0.0% | 41 | -70 | -0.51% | Q4 2025 | Feb 12, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 13,299 | 208 | 0.06% | 0.07% | 42 | -453 | -3.29% | Q4 2025 | Jan 26, 2026 |
| Crumly & Associates Inc. | History | Reduced | 12,096 | 189 | 0.04% | 0.04% | 43 | -259 | -2.1% | Q4 2025 | Jan 14, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | New | 11,812 | 185 | 0.06% | — | 44 | +11,812 | New | Q4 2025 | Feb 03, 2026 |
| CWM, LLC | History | Added to | 11,198 | 175 | 0.0% | 0.0% | 45 | +42 | 0.38% | Q4 2025 | Jan 26, 2026 |
| AE Wealth Management LLC | History | Reduced | 9,291 | 145 | 0.0% | 0.0% | 46 | -251 | -2.63% | Q4 2025 | Jan 26, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 8,809 | 138 | 0.02% | — | 47 | +8,809 | New | Q4 2025 | Feb 09, 2026 |
| Evelyn Partners Investment Management LLP | History | No change | 1,890 | 29 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| US BANCORP \DE\ | History | Reduced | 1,694 | 26 | 0.0% | 0.0% | 49 | -64,232 | -97.43% | Q4 2025 | Jan 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 1,600 | 25 | 0.0% | — | 50 | +1,600 | New | Q4 2025 | Feb 03, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,389 | 21 | 0.0% | — | 51 | +1,388 | 138800.0% | Q4 2025 | Feb 13, 2026 |
| ANGELES WEALTH MANAGEMENT, LLC | History | New | 1,166 | 18 | 0.0% | — | 52 | +1,166 | New | Q4 2025 | Feb 17, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 1,098 | 17 | 0.0% | 0.0% | 53 | +7 | 0.64% | Q4 2025 | Feb 13, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 1,000 | 15 | 0.0% | — | 54 | +1,000 | New | Q4 2025 | Jan 21, 2026 |
| Arax Advisory Partners | History | New | 874 | 13 | 0.0% | — | 55 | +874 | New | Q4 2025 | Feb 13, 2026 |
| MAI Capital Management | History | No change | 721 | 11 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Capital Analysts, LLC | History | Reduced | 400 | 6 | 0.0% | 0.0% | 57 | -400 | -50.0% | Q4 2025 | Feb 11, 2026 |
| Parallel Advisors, LLC | History | New | 300 | 4 | 0.0% | — | 59 | +300 | New | Q4 2025 | Feb 11, 2026 |
| Ancora Advisors LLC | History | No change | 313 | 4 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Triumph Capital Management | History | New | 200 | 3 | 0.0% | — | 60 | +200 | New | Q4 2025 | Feb 12, 2026 |
| Piscataqua Savings Bank | History | No change | 230 | 3 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -142,937 | -100.0% | Q3 2025 | Nov 14, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -78,201 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Fortitude Financial, LLC | History | Closed out | 0 | 0 | — | 0.92% | — | -30,026 | -100.0% | Q3 2025 | Oct 14, 2025 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -26,539 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,348 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,625 | -100.0% | Q3 2025 | Nov 14, 2025 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,410 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CreativeOne Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,563 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,423 | -100.0% | Q3 2025 | Nov 06, 2025 |
| UBS Group AG | History | Reduced | 3 | 0 | — | 0.0% | — | -2,377 | -99.87% | Q4 2025 | Jan 29, 2026 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -503 | -100.0% | Q3 2025 | Nov 03, 2025 |
| AdvisorNet Financial, Inc | History | New | 13 | 0 | — | — | — | +13 | New | Q4 2025 | Jan 20, 2026 |
| Sankala Group LLC | History | New | 7 | 0 | — | — | — | +7 | New | Q4 2025 | Mar 02, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |