FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FTRI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Reduced | 1,079,853 | 17,137 | 0.0% | 0.01% | 1 | -106,488 | -8.98% | Q2 2026 | Aug 07, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 805,957 | 12,790 | 0.0% | 0.0% | 2 | -4,371 | -0.54% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 306,807 | 4,869 | 0.01% | 0.02% | 3 | -21,219 | -6.47% | Q2 2026 | Jul 27, 2026 |
| PARK NATIONAL CORP /OH/ | History | Added to | 273,302 | 4,337 | 0.12% | 0.14% | 4 | +10,589 | 4.03% | Q2 2026 | Jul 15, 2026 |
| MORGAN STANLEY | History | Added to | 240,905 | 3,823 | 0.0% | 0.0% | 5 | +7,123 | 3.05% | Q2 2026 | Aug 13, 2026 |
| Cetera Investment Advisers | History | Added to | 217,030 | 3,444 | 0.0% | 0.0% | 6 | +7,885 | 3.77% | Q2 2026 | Aug 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 178,018 | 2,825 | 0.0% | 0.01% | 7 | -37,774 | -17.5% | Q2 2026 | Jul 29, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 174,310 | 2,766 | 0.0% | 0.0% | 8 | -3,081 | -1.74% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 169,980 | 2,697 | 0.0% | 0.0% | 9 | +99,641 | 141.66% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | New | 132,668 | 2,105 | 0.02% | — | 10 | +132,668 | New | Q2 2026 | Jul 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 91,909 | 1,458 | 0.0% | 0.0% | 11 | -43,514 | -32.13% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 82,806 | 1,314 | 0.01% | 0.01% | 12 | +3,239 | 4.07% | Q2 2026 | Jul 24, 2026 |
| Security National Bank | History | Added to | 78,983 | 1,253 | 0.15% | 0.16% | 13 | +16,009 | 25.42% | Q2 2026 | Jul 15, 2026 |
| Lauer Wealth, LLC | History | Added to | 72,900 | 1,192 | 0.72% | 0.78% | 14 | +19,320 | 36.06% | Q2 2026 | Jul 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 74,985 | 1,190 | 0.0% | 0.0% | 15 | -3,959 | -5.01% | Q2 2026 | Aug 03, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 66,294 | 1,052 | 0.0% | 0.0% | 16 | -6,276 | -8.65% | Q2 2026 | Aug 14, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 51,649 | 819 | 0.03% | 0.04% | 17 | -6,000 | -10.41% | Q2 2026 | Jul 27, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 39,818 | 631 | 0.0% | 0.0% | 18 | -2,091 | -4.99% | Q2 2026 | Jul 28, 2026 |
| MANCHESTER FINANCIAL INC | History | Added to | 39,253 | 622 | 0.11% | 0.13% | 19 | +229 | 0.59% | Q2 2026 | Jul 17, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 37,344 | 592 | 0.0% | 0.0% | 20 | +11,791 | 46.14% | Q2 2026 | Sep 08, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 36,269 | 575 | 0.01% | 0.01% | 21 | +14,132 | 63.84% | Q2 2026 | Aug 14, 2026 |
| Summit Financial, LLC | History | No change | 35,218 | 558 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 34,145 | 541 | 0.0% | 0.0% | 23 | +7,828 | 29.75% | Q2 2026 | Aug 14, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 33,128 | 525 | 0.01% | 0.01% | 24 | -4,743 | -12.52% | Q2 2026 | Aug 13, 2026 |
| Van Diest Capital, LLC | History | Added to | 32,623 | 517 | 0.46% | 0.2% | 25 | +18,569 | 132.13% | Q2 2026 | Aug 04, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 30,042 | 476 | 0.0% | 0.0% | 26 | -1,232 | -3.94% | Q2 2026 | Aug 13, 2026 |
| Private Advisor Group, LLC | History | New | 28,982 | 459 | 0.0% | — | 27 | +28,982 | New | Q2 2026 | Jul 27, 2026 |
| Treasure Coast Financial Planning | History | Reduced | 25,256 | 400 | 0.2% | 0.25% | 28 | -2,173 | -7.92% | Q2 2026 | Jul 29, 2026 |
| Chris Bulman Inc | History | Reduced | 23,257 | 369 | 0.13% | 0.2% | 30 | -2,800 | -10.75% | Q2 2026 | Jul 22, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 23,309 | 369 | 0.0% | 0.0% | 29 | -631 | -2.64% | Q2 2026 | Aug 12, 2026 |
| Crumly & Associates Inc. | History | Added to | 22,683 | 359 | 0.07% | 0.06% | 31 | +6,821 | 43.0% | Q2 2026 | Jul 08, 2026 |
| Walkner Condon Financial Advisors LLC | History | Added to | 21,931 | 348 | 0.04% | 0.05% | 32 | +1,800 | 8.94% | Q2 2026 | Jul 27, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 20,961 | 332 | 0.0% | 0.0% | 33 | +7,503 | 55.75% | Q2 2026 | Aug 04, 2026 |
| Waterfront Wealth Inc. | History | Reduced | 20,500 | 331 | 0.05% | 0.08% | 34 | -3,590 | -14.9% | Q2 2026 | Jul 30, 2026 |
| Brookstone Capital Management | History | Reduced | 20,626 | 327 | 0.0% | 0.0% | 35 | -2,800 | -11.95% | Q2 2026 | Jul 15, 2026 |
| Focus Financial Network, Inc. | History | Added to | 19,894 | 315 | 0.01% | 0.01% | 36 | +821 | 4.3% | Q2 2026 | Jul 09, 2026 |
| Quad-Cities Investment Group, LLC | History | Reduced | 18,556 | 294 | 0.11% | 0.14% | 37 | -533 | -2.79% | Q2 2026 | Jul 07, 2026 |
| Cambridge Advisors Inc. | History | Added to | 17,103 | 271 | 0.05% | 0.06% | 38 | +21 | 0.12% | Q2 2026 | Jul 16, 2026 |
| UMB Bank, n.a. | History | No change | 16,625 | 263 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 15,676 | 248 | 0.0% | 0.0% | 40 | -149 | -0.94% | Q2 2026 | Aug 12, 2026 |
| Sanctuary Advisors, LLC | History | No change | 14,681 | 232 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COLUMBIA ADVISORY PARTNERS LLC | History | Reduced | 13,576 | 215 | 0.12% | 0.16% | 42 | -110 | -0.8% | Q2 2026 | Jul 23, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 13,519 | 214 | 0.05% | 0.07% | 43 | -200 | -1.46% | Q2 2026 | Jul 20, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 13,343 | 212 | 0.01% | — | 44 | +13,343 | New | Q2 2026 | Aug 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | New | 13,084 | 207 | 0.0% | — | 45 | +13,084 | New | Q2 2026 | Jul 15, 2026 |
| CWM, LLC | History | No change | 11,221 | 200 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Janney Montgomery Scott LLC | History | New | 11,865 | 188 | 0.0% | — | 47 | +11,865 | New | Q2 2026 | Aug 05, 2026 |
| Holos Integrated Wealth LLC | History | Reduced | 11,655 | 187 | 0.09% | 0.11% | 49 | -736 | -5.94% | Q2 2026 | Jul 15, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Added to | 11,841 | 187 | 0.05% | 0.07% | 48 | +18 | 0.15% | Q2 2026 | Aug 12, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 11,634 | 184 | 0.01% | 0.01% | 50 | -587 | -4.8% | Q2 2026 | Jul 27, 2026 |
| AE Wealth Management LLC | History | Added to | 8,942 | 141 | 0.0% | 0.0% | 51 | +176 | 2.01% | Q2 2026 | Aug 03, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 8,809 | 139 | 0.02% | 0.03% | 52 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NewEdge Advisors, LLC | History | Added to | 2,423 | 38 | 0.0% | 0.0% | 53 | +14 | 0.58% | Q2 2026 | Aug 12, 2026 |
| Evelyn Partners Investment Management LLP | History | No change | 1,890 | 33 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 1,600 | 25 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Arax Advisory Partners | History | Added to | 1,308 | 20 | 0.0% | 0.0% | 56 | +434 | 49.66% | Q2 2026 | Aug 10, 2026 |
| ASSETMARK, INC | History | New | 1,096 | 17 | 0.0% | — | 58 | +1,096 | New | Q2 2026 | Jul 30, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 1,109 | 17 | 0.0% | 0.0% | 57 | +7 | 0.64% | Q2 2026 | Jul 22, 2026 |
| Parallel Advisors, LLC | History | Reduced | 930 | 14 | 0.0% | 0.0% | 59 | -300 | -24.39% | Q2 2026 | Aug 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 695 | 11 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Avion Wealth | History | New | 506 | 8 | 0.0% | — | 62 | +506 | New | Q2 2026 | Jul 31, 2026 |
| US BANCORP \DE\ | History | No change | 540 | 8 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Capital Analysts, LLC | History | No change | 400 | 6 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | Reduced | 278 | 4 | 0.0% | 0.0% | 65 | -336 | -54.72% | Q2 2026 | Aug 14, 2026 |
| Ancora Advisors LLC | History | No change | 313 | 4 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Triumph Capital Management | History | No change | 200 | 3 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Piscataqua Savings Bank | History | No change | 230 | 3 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| FMR LLC | History | New | 135 | 2 | 0.0% | — | 68 | +135 | New | Q2 2026 | Aug 13, 2026 |
| SIMPLEX TRADING, LLC | History | New | 100 | 1 | 0.0% | — | 71 | +100 | New | Q2 2026 | Aug 12, 2026 |
| SIGNATUREFD, LLC | History | New | 93 | 1 | 0.0% | — | 70 | +93 | New | Q2 2026 | Jul 23, 2026 |
| Financial Network Wealth Advisors LLC | History | No change | 110 | 1 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -38,893 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Monument Capital Management | History | Closed out | 0 | 0 | — | 0.11% | — | -25,286 | -100.0% | Q2 2026 | Jul 22, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,715 | -100.0% | Q2 2026 | Aug 13, 2026 |
| PCG Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -14,702 | -100.0% | Q2 2026 | Aug 03, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q2 2026 | Aug 13, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -721 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Tradewinds Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -203 | -100.0% | Q2 2026 | Jul 23, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -166 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Trust Co | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Sankala Group LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |