FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FTRI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PARK NATIONAL CORP /OH/ | History | Reduced | 262,713 | 4,689 | 0.14% | 0.13% | 1 | -197 | -0.07% | Q1 2026 | Apr 16, 2026 |
| Security National Bank | History | Added to | 62,974 | 1,124 | 0.16% | 0.1% | 2 | +19,631 | 45.29% | Q1 2026 | Apr 16, 2026 |
| Lauer Wealth, LLC | History | Added to | 53,580 | 977 | 0.78% | 0.53% | 3 | +9,750 | 22.25% | Q1 2026 | Apr 13, 2026 |
| Chris Bulman Inc | History | Added to | 26,057 | 465 | 0.2% | 0.18% | 4 | +21 | 0.08% | Q1 2026 | Apr 13, 2026 |
| Monument Capital Management | History | Reduced | 25,286 | 451 | 0.11% | 0.1% | 5 | -1,027 | -3.9% | Q1 2026 | Apr 15, 2026 |
| Brookstone Capital Management | History | Added to | 23,426 | 418 | 0.0% | 0.0% | 6 | +21 | 0.09% | Q1 2026 | Apr 16, 2026 |
| Focus Financial Network, Inc. | History | Added to | 19,073 | 340 | 0.01% | 0.01% | 8 | +663 | 3.6% | Q1 2026 | Apr 14, 2026 |
| Quad-Cities Investment Group, LLC | History | Added to | 19,089 | 340 | 0.14% | 0.12% | 7 | +599 | 3.24% | Q1 2026 | Apr 21, 2026 |
| Cambridge Advisors Inc. | History | Reduced | 17,082 | 304 | 0.06% | 0.05% | 9 | -287 | -1.65% | Q1 2026 | Apr 16, 2026 |
| Crumly & Associates Inc. | History | Added to | 15,862 | 283 | 0.06% | 0.04% | 10 | +3,766 | 31.13% | Q1 2026 | Apr 02, 2026 |
| Independent Wealth Network Inc. | History | Added to | 13,719 | 244 | 0.07% | 0.06% | 11 | +420 | 3.16% | Q1 2026 | Apr 20, 2026 |
| Holos Integrated Wealth LLC | History | Reduced | 12,391 | 223 | 0.11% | 0.12% | 12 | -1,018 | -7.59% | Q1 2026 | Apr 08, 2026 |
| Piscataqua Savings Bank | History | No change | 230 | 4 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Tradewinds Capital Management, LLC | History | New | 203 | 3 | 0.0% | — | 14 | +203 | New | Q1 2026 | Apr 14, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -760,432 | -100.0% | Q4 2025 | Feb 11, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -679,252 | -100.0% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -270,072 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -242,574 | -100.0% | Q4 2025 | Feb 05, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -239,370 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -211,736 | -100.0% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -190,867 | -100.0% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -148,082 | -100.0% | Q4 2025 | Feb 17, 2026 |
| BENJAMIN EDWARDS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -85,976 | -100.0% | Q4 2025 | Feb 02, 2026 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.01% | — | -75,028 | -100.0% | Q4 2025 | Jan 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -62,714 | -100.0% | Q4 2025 | Feb 10, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,450 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Modern Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -46,044 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -44,707 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Summit Financial, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -36,326 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -31,252 | -100.0% | Q4 2025 | Mar 16, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -28,816 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Treasure Coast Financial Planning | History | Closed out | 0 | 0 | — | 0.23% | — | -27,429 | -100.0% | Q4 2025 | Jan 22, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -26,401 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Waterfront Wealth Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -24,015 | -100.0% | Q4 2025 | Jan 27, 2026 |
| MANCHESTER FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.06% | — | -19,126 | -100.0% | Q4 2025 | Feb 12, 2026 |
| UMB Bank, n.a. | History | Closed out | 0 | 0 | — | 0.0% | — | -16,625 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Walkner Condon Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -16,409 | -100.0% | Q4 2025 | Jan 21, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -16,115 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Van Diest Capital, LLC | History | Closed out | 0 | 0 | — | 0.37% | — | -15,832 | -100.0% | Q4 2025 | Feb 19, 2026 |
| COLUMBIA ADVISORY PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -15,485 | -100.0% | Q4 2025 | Jan 22, 2026 |
| PCG Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -14,763 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,681 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Koshinski Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -13,948 | -100.0% | Q4 2025 | Feb 03, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,924 | -100.0% | Q4 2025 | Jan 08, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,584 | -100.0% | Q4 2025 | Feb 12, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.06% | — | -11,812 | -100.0% | Q4 2025 | Feb 03, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,198 | -100.0% | Q4 2025 | Jan 26, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,291 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Keating Financial Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -8,809 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Evelyn Partners Investment Management LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,890 | -100.0% | Q4 2025 | Feb 13, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,694 | -100.0% | Q4 2025 | Jan 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,600 | -100.0% | Q4 2025 | Feb 03, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -1,389 | -100.0% | Q4 2025 | Feb 13, 2026 |
| ANGELES WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,166 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Golden State Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,098 | -100.0% | Q4 2025 | Feb 13, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q4 2025 | Jan 21, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -874 | -100.0% | Q4 2025 | Feb 13, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -721 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Capital Analysts, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Ancora Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -313 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Triumph Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Trust Co | History | New | 30 | 0 | — | — | — | +30 | New | Q1 2026 | Apr 13, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | — | — | -13 | -100.0% | Q4 2025 | Jan 20, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q4 2025 | Jan 29, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Sankala Group LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Mar 31, 2026 |