FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FTRI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 1,186,341 | 21,176 | 0.01% | 0.0% | 1 | +425,909 | 56.01% | Q1 2026 | May 06, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 810,328 | 14,464 | 0.0% | 0.0% | 2 | +131,076 | 19.3% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 328,026 | 5,855 | 0.02% | 0.01% | 3 | +85,452 | 35.23% | Q1 2026 | Apr 30, 2026 |
| PARK NATIONAL CORP /OH/ | History | Reduced | 262,713 | 4,689 | 0.14% | 0.13% | 4 | -197 | -0.07% | Q1 2026 | Apr 16, 2026 |
| MORGAN STANLEY | History | Reduced | 233,782 | 4,173 | 0.0% | 0.0% | 5 | -5,588 | -2.33% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 215,792 | 3,851 | 0.01% | 0.01% | 6 | -54,280 | -20.1% | Q1 2026 | Apr 27, 2026 |
| Cetera Investment Advisers | History | Reduced | 209,145 | 3,733 | 0.0% | 0.0% | 7 | -2,591 | -1.22% | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 177,391 | 3,166 | 0.0% | 0.0% | 8 | -13,476 | -7.06% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 135,423 | 2,417 | 0.0% | 0.0% | 9 | -12,659 | -8.55% | Q1 2026 | May 15, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 79,567 | 1,420 | 0.01% | 0.01% | 10 | +4,539 | 6.05% | Q1 2026 | May 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 78,944 | 1,409 | 0.0% | 0.0% | 11 | +16,230 | 25.88% | Q1 2026 | May 04, 2026 |
| JANE STREET GROUP, LLC | History | New | 72,570 | 1,295 | 0.0% | — | 12 | +72,570 | New | Q1 2026 | May 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 70,339 | 1,255 | 0.0% | 0.0% | 13 | +19,889 | 39.42% | Q1 2026 | May 14, 2026 |
| Security National Bank | History | Added to | 62,974 | 1,124 | 0.16% | 0.1% | 14 | +19,631 | 45.29% | Q1 2026 | Apr 16, 2026 |
| Gladstone Institutional Advisory LLC | History | New | 57,649 | 1,029 | 0.04% | — | 15 | +57,649 | New | Q1 2026 | May 14, 2026 |
| Lauer Wealth, LLC | History | Added to | 53,580 | 977 | 0.78% | 0.53% | 16 | +9,750 | 22.25% | Q1 2026 | Apr 13, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 41,909 | 748 | 0.0% | 0.0% | 17 | -2,798 | -6.26% | Q1 2026 | Apr 30, 2026 |
| MANCHESTER FINANCIAL INC | History | Added to | 39,024 | 696 | 0.13% | 0.06% | 18 | +19,898 | 104.04% | Q1 2026 | Apr 23, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | New | 38,893 | 694 | 0.02% | — | 19 | +38,893 | New | Q1 2026 | May 14, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 37,871 | 681 | 0.01% | 0.01% | 20 | -8,173 | -17.75% | Q1 2026 | May 14, 2026 |
| Summit Financial, LLC | History | Reduced | 35,218 | 628 | 0.01% | 0.01% | 21 | -1,108 | -3.05% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 31,274 | 558 | 0.0% | 0.0% | 22 | +22 | 0.07% | Q1 2026 | May 14, 2026 |
| Treasure Coast Financial Planning | History | No change | 27,429 | 489 | 0.25% | 0.23% | 23 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 26,317 | 469 | 0.0% | 0.0% | 24 | -2,499 | -8.67% | Q1 2026 | May 15, 2026 |
| Chris Bulman Inc | History | Added to | 26,057 | 465 | 0.2% | 0.18% | 25 | +21 | 0.08% | Q1 2026 | Apr 13, 2026 |
| Integrated Wealth Concepts LLC | History | New | 25,553 | 456 | 0.0% | — | 26 | +25,553 | New | Q1 2026 | May 15, 2026 |
| Monument Capital Management | History | Reduced | 25,286 | 451 | 0.11% | 0.1% | 27 | -1,027 | -3.9% | Q1 2026 | Apr 15, 2026 |
| Waterfront Wealth Inc. | History | Added to | 24,090 | 430 | 0.08% | 0.08% | 28 | +75 | 0.31% | Q1 2026 | Apr 30, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 23,940 | 427 | 0.0% | 0.0% | 29 | -2,461 | -9.32% | Q1 2026 | May 12, 2026 |
| Brookstone Capital Management | History | Added to | 23,426 | 418 | 0.0% | 0.0% | 30 | +21 | 0.09% | Q1 2026 | Apr 16, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 22,137 | 395 | 0.01% | — | 31 | +22,137 | New | Q1 2026 | May 15, 2026 |
| Walkner Condon Financial Advisors LLC | History | Added to | 20,131 | 359 | 0.05% | 0.04% | 32 | +3,722 | 22.68% | Q1 2026 | Apr 28, 2026 |
| Focus Financial Network, Inc. | History | Added to | 19,073 | 340 | 0.01% | 0.01% | 34 | +663 | 3.6% | Q1 2026 | Apr 14, 2026 |
| Quad-Cities Investment Group, LLC | History | Added to | 19,089 | 340 | 0.14% | 0.12% | 33 | +599 | 3.24% | Q1 2026 | Apr 21, 2026 |
| Mariner, LLC | History | New | 18,715 | 334 | 0.0% | — | 35 | +18,715 | New | Q1 2026 | May 13, 2026 |
| Cambridge Advisors Inc. | History | Reduced | 17,082 | 304 | 0.06% | 0.05% | 36 | -287 | -1.65% | Q1 2026 | Apr 16, 2026 |
| UMB Bank, n.a. | History | No change | 16,625 | 296 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Crumly & Associates Inc. | History | Added to | 15,862 | 283 | 0.06% | 0.04% | 38 | +3,766 | 31.13% | Q1 2026 | Apr 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 15,825 | 282 | 0.0% | 0.01% | 39 | -290 | -1.8% | Q1 2026 | May 15, 2026 |
| PCG Wealth Advisors, LLC | History | Reduced | 14,702 | 262 | 0.07% | 0.07% | 41 | -61 | -0.41% | Q1 2026 | Apr 28, 2026 |
| Sanctuary Advisors, LLC | History | No change | 14,681 | 262 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Van Diest Capital, LLC | History | Reduced | 14,054 | 250 | 0.2% | 0.37% | 42 | -1,778 | -11.23% | Q1 2026 | May 15, 2026 |
| COLUMBIA ADVISORY PARTNERS LLC | History | Reduced | 13,686 | 244 | 0.16% | 0.16% | 43 | -1,799 | -11.62% | Q1 2026 | Apr 23, 2026 |
| Independent Wealth Network Inc. | History | Added to | 13,719 | 244 | 0.07% | 0.06% | 44 | +420 | 3.16% | Q1 2026 | Apr 20, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Reduced | 13,458 | 240 | 0.0% | 0.0% | 45 | -126 | -0.93% | Q1 2026 | May 13, 2026 |
| Holos Integrated Wealth LLC | History | Reduced | 12,391 | 223 | 0.11% | 0.12% | 46 | -1,018 | -7.59% | Q1 2026 | Apr 08, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 12,221 | 218 | 0.01% | 0.01% | 47 | -1,727 | -12.38% | Q1 2026 | Apr 27, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Added to | 11,823 | 211 | 0.07% | 0.06% | 48 | +11 | 0.09% | Q1 2026 | May 13, 2026 |
| CWM, LLC | History | Added to | 11,221 | 200 | 0.0% | 0.0% | 49 | +23 | 0.21% | Q1 2026 | May 14, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 8,809 | 157 | 0.03% | 0.02% | 50 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | Reduced | 8,766 | 156 | 0.0% | 0.0% | 51 | -525 | -5.65% | Q1 2026 | May 13, 2026 |
| NewEdge Advisors, LLC | History | New | 2,409 | 43 | 0.0% | — | 52 | +2,409 | New | Q1 2026 | Jun 02, 2026 |
| Evelyn Partners Investment Management LLP | History | No change | 1,890 | 33 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 1,600 | 28 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Parallel Advisors, LLC | History | Added to | 1,230 | 21 | 0.0% | 0.0% | 55 | +930 | 310.0% | Q1 2026 | Jun 02, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 1,102 | 19 | 0.0% | 0.0% | 56 | +4 | 0.36% | Q1 2026 | Apr 28, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 1,000 | 17 | 0.0% | — | 57 | +1,000 | New | Q1 2026 | May 08, 2026 |
| Arax Advisory Partners | History | No change | 874 | 15 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 695 | 12 | 0.0% | 0.0% | 59 | -694 | -49.96% | Q1 2026 | Jul 08, 2026 |
| MAI Capital Management | History | No change | 721 | 12 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | New | 614 | 10 | 0.0% | — | 61 | +614 | New | Q1 2026 | May 08, 2026 |
| US BANCORP \DE\ | History | Reduced | 540 | 9 | 0.0% | 0.0% | 62 | -1,154 | -68.12% | Q1 2026 | May 14, 2026 |
| Capital Analysts, LLC | History | No change | 400 | 7 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Ancora Advisors LLC | History | No change | 313 | 5 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Piscataqua Savings Bank | History | No change | 230 | 4 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Tradewinds Capital Management, LLC | History | New | 203 | 3 | 0.0% | — | 66 | +203 | New | Q1 2026 | Apr 14, 2026 |
| Triumph Capital Management | History | No change | 200 | 3 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| UBS Group AG | History | Added to | 166 | 2 | 0.0% | — | 68 | +163 | 5433.33% | Q1 2026 | May 05, 2026 |
| Financial Network Wealth Advisors LLC | History | New | 110 | 1 | 0.0% | — | 69 | +110 | New | Q1 2026 | May 14, 2026 |
| BENJAMIN EDWARDS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -85,976 | -100.0% | Q1 2026 | May 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,924 | -100.0% | Q1 2026 | Apr 08, 2026 |
| ANGELES WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,166 | -100.0% | Q1 2026 | May 06, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Trust Co | History | New | 30 | 0 | — | — | — | +30 | New | Q1 2026 | Apr 13, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | — | — | -13 | -100.0% | Q1 2026 | Apr 17, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Sankala Group LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Mar 31, 2026 |