FIRST TRUST EXCHANGE-TRADED FUND III - FUMB
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 14 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Reduced | 755,634 | 15,158 | 0.0% | 0.0% | 1 | -17,639 | -2.28% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Reduced | 720,112 | 14,445 | 0.0% | 0.0% | 2 | -176,938 | -19.72% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 688,251 | 13,806 | 0.0% | 0.0% | 3 | +74,572 | 12.15% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 660,857 | 13,256 | 0.05% | 0.06% | 4 | -11,297 | -1.68% | Q4 2025 | Feb 18, 2026 |
| XML Financial, LLC | History | Reduced | 476,298 | 9,554 | 0.78% | 0.83% | 5 | -30,884 | -6.09% | Q4 2025 | Feb 11, 2026 |
| ROYAL BANK OF CANADA | History | New | 347,487 | 6,971 | 0.0% | — | 6 | +347,487 | New | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 262,008 | 5,255 | 0.0% | 0.0% | 7 | -20,930 | -7.4% | Q4 2025 | Feb 18, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 238,936 | 4,793 | 0.0% | 0.0% | 8 | +39,606 | 19.87% | Q4 2025 | Feb 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 227,218 | 4,558 | 0.01% | 0.01% | 9 | -40,483 | -15.12% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 223,399 | 4,481 | 0.01% | 0.01% | 10 | +7,271 | 3.36% | Q4 2025 | Feb 12, 2026 |
| UBS Group AG | History | Added to | 208,321 | 4,178 | 0.0% | 0.0% | 11 | +18,698 | 9.86% | Q4 2025 | Jan 29, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 145,301 | 2,914 | 0.07% | 0.06% | 12 | +1,339 | 0.93% | Q4 2025 | Feb 11, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 137,400 | 2,756 | 0.03% | 0.03% | 13 | +36,498 | 36.17% | Q4 2025 | Jan 29, 2026 |
| Insight Inv LLC | History | Reduced | 130,745 | 2,622 | 1.47% | 1.78% | 14 | -20,000 | -13.27% | Q4 2025 | Feb 06, 2026 |
| JAMES INVESTMENT RESEARCH, INC. | History | Reduced | 129,935 | 2,606 | 0.28% | 0.3% | 15 | -8,327 | -6.02% | Q4 2025 | Jan 29, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 125,574 | 2,519 | 0.28% | 0.33% | 16 | +2,994 | 2.44% | Q4 2025 | Feb 11, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 124,464 | 2,496 | 0.0% | 0.0% | 17 | +34,765 | 38.76% | Q4 2025 | Mar 16, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 116,870 | 2,344 | 0.0% | 0.0% | 18 | -10,000 | -7.88% | Q4 2025 | Feb 13, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 116,336 | 2,333 | 0.0% | 0.0% | 19 | -2,500 | -2.1% | Q4 2025 | Feb 02, 2026 |
| Mainsail Financial Group, LLC | History | Reduced | 107,245 | 2,151 | 0.89% | 2.48% | 21 | -179,890 | -62.65% | Q4 2025 | Jan 23, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 107,243 | 2,151 | 0.01% | 0.01% | 20 | -47,355 | -30.63% | Q4 2025 | Feb 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 94,764 | 1,901 | 0.01% | 0.0% | 22 | +4,610 | 5.11% | Q4 2025 | Feb 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 94,171 | 1,889 | 0.0% | 0.0% | 23 | -11,076 | -10.52% | Q4 2025 | Feb 10, 2026 |
| Cetera Investment Advisers | History | Reduced | 90,440 | 1,814 | 0.0% | 0.0% | 24 | -2,383 | -2.57% | Q4 2025 | Feb 17, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 88,254 | 1,773 | 0.0% | 0.0% | 25 | +10,688 | 13.78% | Q4 2025 | Feb 05, 2026 |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV | History | New | 84,099 | 1,687 | 0.94% | — | 26 | +84,099 | New | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 68,101 | 1,366 | 0.0% | 0.0% | 27 | +1,353 | 2.03% | Q4 2025 | Feb 13, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 64,884 | 1,301 | 0.01% | 0.01% | 28 | +3,729 | 6.1% | Q4 2025 | Jan 29, 2026 |
| Rothschild Wealth LLC | History | New | 64,392 | 1,291 | 0.12% | — | 29 | +64,392 | New | Q4 2025 | Feb 17, 2026 |
| Ashton Thomas Private Wealth, LLC | History | No change | 61,296 | 1,229 | 0.03% | 0.03% | 30 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 56,937 | 1,142 | 0.02% | 0.03% | 31 | -1,375 | -2.36% | Q4 2025 | Feb 09, 2026 |
| Summit Financial, LLC | History | Reduced | 55,927 | 1,121 | 0.02% | 0.02% | 32 | -3,486 | -5.87% | Q4 2025 | Feb 13, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | History | Reduced | 50,011 | 1,003 | 0.12% | 0.27% | 33 | -46,925 | -48.41% | Q4 2025 | Jan 09, 2026 |
| WealthBridge Capital Management, LLC | History | Added to | 44,253 | 887 | 0.2% | 0.2% | 34 | +848 | 1.95% | Q4 2025 | Jan 21, 2026 |
| Schwallier Wealth Management LLC | History | Reduced | 44,042 | 886 | 0.57% | 0.61% | 35 | -4,878 | -9.97% | Q4 2025 | Feb 11, 2026 |
| Private Advisor Group, LLC | History | Reduced | 43,282 | 868 | 0.0% | 0.0% | 36 | -3,861 | -8.19% | Q4 2025 | Feb 17, 2026 |
| MCDONALD PARTNERS LLC | History | Reduced | 43,000 | 862 | 0.27% | 0.26% | 37 | -500 | -1.15% | Q4 2025 | Feb 02, 2026 |
| STEPHENS INC /AR/ | History | No change | 41,611 | 834 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Prospera Financial Services Inc | History | Added to | 39,578 | 793 | 0.01% | 0.01% | 39 | +951 | 2.46% | Q4 2025 | Feb 09, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 36,330 | 728 | 0.0% | 0.0% | 40 | -12,383 | -25.42% | Q4 2025 | Feb 06, 2026 |
| Meridian Wealth Management, LLC | History | Added to | 35,150 | 705 | 0.02% | 0.02% | 41 | +6,893 | 24.39% | Q4 2025 | Feb 04, 2026 |
| Westside Investment Management, Inc. | History | No change | 30,000 | 601 | 0.1% | 0.1% | 42 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 28,489 | 571 | 0.02% | 0.02% | 43 | +217 | 0.77% | Q4 2025 | Jan 09, 2026 |
| Security Financial Services, INC. | History | New | 27,259 | 546 | 0.09% | — | 44 | +27,259 | New | Q4 2025 | Jan 27, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 27,125 | 544 | 0.04% | 0.04% | 45 | -1,056 | -3.75% | Q4 2025 | Jan 21, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 26,067 | 522 | 0.01% | — | 46 | +26,067 | New | Q4 2025 | Jan 29, 2026 |
| Occidental Asset Management, LLC | History | Added to | 25,150 | 504 | 0.06% | 0.06% | 47 | +2,900 | 13.03% | Q4 2025 | Jan 08, 2026 |
| JANE STREET GROUP, LLC | History | New | 24,155 | 484 | 0.0% | — | 48 | +24,155 | New | Q4 2025 | Feb 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 23,900 | 479 | 0.03% | 0.04% | 49 | +1,400 | 6.22% | Q4 2025 | Feb 03, 2026 |
| Capital Analysts, LLC | History | Reduced | 22,348 | 448 | 0.01% | 0.02% | 50 | -13,424 | -37.53% | Q4 2025 | Feb 11, 2026 |
| Farther Finance Advisors, LLC | History | No change | 18,460 | 370 | 0.0% | 0.01% | 51 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | History | Reduced | 18,147 | 364 | 0.17% | 0.18% | 52 | -679 | -3.61% | Q4 2025 | Jan 15, 2026 |
| MGO ONE SEVEN LLC | History | New | 17,717 | 355 | 0.01% | — | 53 | +17,717 | New | Q4 2025 | Feb 03, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 17,022 | 341 | 0.0% | 0.0% | 54 | -9,562 | -35.97% | Q4 2025 | Feb 17, 2026 |
| GSG Advisors LLC | History | Added to | 16,373 | 328 | 0.08% | 0.09% | 55 | +112 | 0.69% | Q4 2025 | Jan 08, 2026 |
| TD Capital Management LLC | History | Added to | 16,109 | 323 | 0.03% | 0.03% | 56 | +1 | 0.01% | Q4 2025 | Feb 26, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 15,186 | 304 | 0.04% | — | 57 | +15,186 | New | Q4 2025 | Feb 09, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 14,942 | 299 | 0.0% | 0.0% | 58 | +2,270 | 17.91% | Q4 2025 | Feb 02, 2026 |
| Advyzon Investment Management, LLC | History | Added to | 14,402 | 288 | 0.03% | 0.05% | 59 | +850 | 6.27% | Q4 2025 | Feb 13, 2026 |
| Advisory Services Network, LLC | History | Added to | 14,176 | 284 | 0.0% | 0.0% | 60 | +10,340 | 269.55% | Q4 2025 | Feb 17, 2026 |
| World Investment Advisors | History | Reduced | 14,147 | 283 | 0.0% | 0.01% | 62 | -1,978 | -12.27% | Q4 2025 | Mar 12, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 14,129 | 283 | 0.0% | 0.0% | 61 | -275 | -1.91% | Q4 2025 | Feb 17, 2026 |
| COMERICA BANK | History | Reduced | 12,955 | 259 | 0.0% | 0.0% | 63 | -3,906 | -23.17% | Q4 2025 | Jan 29, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 12,755 | 255 | 0.0% | 0.0% | 64 | -2,444 | -16.08% | Q4 2025 | Feb 13, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | New | 12,521 | 251 | 0.02% | — | 65 | +12,521 | New | Q4 2025 | Jan 23, 2026 |
| Csenge Advisory Group | History | Reduced | 11,500 | 230 | 0.01% | 0.03% | 66 | -23,500 | -67.14% | Q4 2025 | Feb 06, 2026 |
| RFG Advisory, LLC | History | Added to | 10,620 | 213 | 0.0% | 0.0% | 67 | +415 | 4.07% | Q4 2025 | Feb 03, 2026 |
| NewEdge Wealth, LLC | History | No change | 10,301 | 206 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Total Clarity Wealth Management, Inc. | History | No change | 10,139 | 203 | 0.05% | 0.05% | 69 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| AE Wealth Management LLC | History | Added to | 10,087 | 202 | 0.0% | 0.0% | 70 | +4,984 | 97.67% | Q4 2025 | Jan 26, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 4,712 | 94 | 0.0% | 0.01% | 71 | -4,681 | -49.83% | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 4,512 | 90 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CoreCap Advisors, LLC | History | Added to | 4,445 | 89 | 0.0% | 0.0% | 73 | +3,177 | 250.55% | Q4 2025 | Jan 13, 2026 |
| Tidemark, LLC | History | No change | 4,000 | 80 | 0.02% | 0.02% | 74 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| IFP Advisors, Inc | History | No change | 2,821 | 56 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 2,500 | 50 | 0.0% | — | 76 | +2,500 | New | Q4 2025 | Jan 21, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 2,300 | 46 | 0.0% | 0.0% | 78 | -475 | -17.12% | Q4 2025 | Feb 06, 2026 |
| CX Institutional | History | Added to | 2,315 | 46 | 0.0% | 0.0% | 77 | +16 | 0.7% | Q4 2025 | Feb 02, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | New | 2,045 | 41 | 0.01% | — | 79 | +2,045 | New | Q4 2025 | Feb 05, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 1,624 | 32 | 0.0% | 0.0% | 80 | +33 | 2.07% | Q4 2025 | Feb 13, 2026 |
| IMG Wealth Management, Inc. | History | No change | 1,381 | 27 | 0.02% | 0.02% | 81 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,011 | 20 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 505 | 10 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 385 | 7 | 0.0% | 0.01% | 84 | -385 | -50.0% | Q4 2025 | Feb 18, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 231 | 4 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| REAP Financial Group, LLC | History | No change | 179 | 3 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -124,125 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Bleakley Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -57,209 | -100.0% | Q3 2025 | Nov 10, 2025 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -48,937 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Uniting Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -41,431 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Modern Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,913 | -100.0% | Q3 2025 | Nov 12, 2025 |
| CRUX WEALTH ADVISORS | History | Closed out | 0 | 0 | — | 0.19% | — | -24,060 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Sigma Planning Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -23,352 | -100.0% | Q3 2025 | Nov 10, 2025 |
| TITLEIST ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -15,200 | -100.0% | Q3 2025 | Nov 05, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -14,837 | -100.0% | Q3 2025 | Nov 14, 2025 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,163 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Golden State Equity Partners | History | Closed out | 0 | 0 | — | 0.04% | — | -10,677 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Mattern Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -9,952 | -100.0% | Q3 2025 | Oct 20, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,763 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,587 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Archer Investment Corp | History | Reduced | 1 | 0 | — | 0.0% | — | -686 | -99.85% | Q4 2025 | Jan 30, 2026 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -609 | -100.0% | Q3 2025 | Nov 06, 2025 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -395 | -100.0% | Q3 2025 | Nov 04, 2025 |