FIRST TRUST EXCHANGE-TRADED FUND III - FUMB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 879,542 | 17,634 | 0.0% | 0.0% | 1 | +123,908 | 16.4% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Reduced | 661,210 | 13,257 | 0.0% | 0.0% | 2 | -58,902 | -8.18% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 649,421 | 13,020 | 0.0% | 0.0% | 3 | -38,830 | -5.64% | Q1 2026 | May 11, 2026 |
| XML Financial, LLC | History | Added to | 526,024 | 10,546 | 0.85% | 0.78% | 4 | +49,726 | 10.44% | Q1 2026 | Apr 16, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 345,999 | 6,937 | 0.0% | 0.0% | 5 | -1,488 | -0.43% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 291,453 | 5,843 | 0.01% | 0.01% | 6 | +68,054 | 30.46% | Q1 2026 | Apr 27, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 276,925 | 5,552 | 0.0% | 0.0% | 7 | +14,917 | 5.69% | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 275,352 | 5,526 | 0.0% | 0.0% | 8 | +36,416 | 15.24% | Q1 2026 | May 13, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 273,506 | 5,483 | 0.02% | 0.05% | 9 | -387,351 | -58.61% | Q1 2026 | Jun 02, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 260,066 | 5,214 | 0.2% | 0.28% | 10 | +134,492 | 107.1% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 212,193 | 4,254 | 0.0% | 0.0% | 11 | +3,872 | 1.86% | Q1 2026 | May 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 181,838 | 3,645 | 0.01% | 0.01% | 12 | -45,380 | -19.97% | Q1 2026 | May 15, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 153,634 | 3,080 | 0.1% | 0.07% | 13 | +8,333 | 5.73% | Q1 2026 | Apr 23, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 148,742 | 2,982 | 0.04% | 0.03% | 14 | +11,342 | 8.25% | Q1 2026 | Apr 20, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 130,394 | 2,614 | 0.0% | 0.0% | 15 | +5,930 | 4.76% | Q1 2026 | May 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 124,580 | 2,497 | 0.01% | 0.01% | 16 | +17,337 | 16.17% | Q1 2026 | Apr 30, 2026 |
| Baird Financial Group, Inc. | History | Added to | 124,370 | 2,493 | 0.0% | 0.0% | 17 | +7,500 | 6.42% | Q1 2026 | May 14, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 110,166 | 2,208 | 0.0% | 0.0% | 18 | -6,170 | -5.3% | Q1 2026 | Apr 27, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | New | 109,973 | 2,204 | 0.75% | — | 19 | +109,973 | New | Q1 2026 | May 12, 2026 |
| Insight Inv LLC | History | Reduced | 108,945 | 2,184 | 1.2% | 1.47% | 20 | -21,800 | -16.67% | Q1 2026 | Apr 27, 2026 |
| STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC | History | New | 99,453 | 1,994 | 1.56% | — | 21 | +99,453 | New | Q1 2026 | Apr 09, 2026 |
| Mainsail Financial Group, LLC | History | Reduced | 95,294 | 1,910 | 0.8% | 0.89% | 22 | -11,951 | -11.14% | Q1 2026 | Apr 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 93,992 | 1,884 | 0.0% | 0.0% | 23 | -179 | -0.19% | Q1 2026 | May 04, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 92,150 | 1,848 | 0.0% | 0.0% | 24 | +3,896 | 4.41% | Q1 2026 | May 01, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 92,148 | 1,848 | 0.0% | 0.01% | 25 | -2,616 | -2.76% | Q1 2026 | Apr 30, 2026 |
| Cetera Investment Advisers | History | Added to | 91,931 | 1,843 | 0.0% | 0.0% | 26 | +1,491 | 1.65% | Q1 2026 | May 13, 2026 |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV | History | Reduced | 80,941 | 1,622 | 0.89% | 0.94% | 27 | -3,158 | -3.76% | Q1 2026 | Apr 27, 2026 |
| Independent Advisor Alliance | History | New | 66,445 | 1,332 | 0.01% | — | 28 | +66,445 | New | Q1 2026 | May 12, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 65,048 | 1,304 | 0.01% | 0.01% | 29 | +164 | 0.25% | Q1 2026 | May 05, 2026 |
| Rothschild Wealth LLC | History | Reduced | 62,524 | 1,253 | 0.11% | 0.12% | 30 | -1,868 | -2.9% | Q1 2026 | May 06, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 58,093 | 1,164 | 0.0% | 0.0% | 31 | +33,938 | 140.5% | Q1 2026 | May 12, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 55,032 | 1,103 | 0.03% | 0.03% | 32 | -6,264 | -10.22% | Q1 2026 | May 11, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 54,794 | 1,098 | 0.02% | — | 34 | +54,794 | New | Q1 2026 | May 15, 2026 |
| WealthBridge Capital Management, LLC | History | Added to | 54,765 | 1,098 | 0.25% | 0.2% | 33 | +10,512 | 23.75% | Q1 2026 | Apr 17, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | History | Added to | 53,882 | 1,080 | 0.13% | 0.12% | 35 | +3,871 | 7.74% | Q1 2026 | Apr 08, 2026 |
| Summit Financial, LLC | History | Reduced | 51,561 | 1,033 | 0.01% | 0.02% | 36 | -4,366 | -7.81% | Q1 2026 | May 15, 2026 |
| JAMES INVESTMENT RESEARCH, INC. | History | Reduced | 45,571 | 913 | 0.1% | 0.28% | 37 | -84,364 | -64.93% | Q1 2026 | Apr 24, 2026 |
| Prospera Financial Services Inc | History | Added to | 44,570 | 893 | 0.01% | 0.01% | 38 | +4,992 | 12.61% | Q1 2026 | Apr 14, 2026 |
| Private Advisor Group, LLC | History | Added to | 43,324 | 868 | 0.0% | 0.0% | 39 | +42 | 0.1% | Q1 2026 | Apr 24, 2026 |
| MCDONALD PARTNERS LLC | History | Reduced | 42,500 | 852 | 0.2% | 0.27% | 40 | -500 | -1.16% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 41,537 | 832 | 0.0% | 0.0% | 41 | +24,515 | 144.02% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 35,797 | 717 | 0.0% | — | 42 | +35,797 | New | Q1 2026 | May 15, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | Added to | 32,386 | 649 | 0.05% | 0.02% | 43 | +19,865 | 158.65% | Q1 2026 | May 13, 2026 |
| Meridian Wealth Management, LLC | History | Reduced | 30,902 | 619 | 0.02% | 0.02% | 44 | -4,248 | -12.09% | Q1 2026 | May 06, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 29,537 | 592 | 0.02% | 0.02% | 45 | +1,048 | 3.68% | Q1 2026 | Apr 08, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 27,725 | 555 | 0.04% | 0.04% | 46 | +600 | 2.21% | Q1 2026 | May 05, 2026 |
| Security Financial Services, INC. | History | Added to | 27,413 | 549 | 0.09% | 0.09% | 47 | +154 | 0.56% | Q1 2026 | May 27, 2026 |
| Norris Financial Group, LLC | History | Reduced | 27,165 | 544 | 0.18% | 0.24% | 48 | -7,719 | -22.13% | Q1 2026 | May 20, 2026 |
| Concurrent Investment Advisors, LLC | History | No change | 26,067 | 522 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Occidental Asset Management, LLC | History | Reduced | 25,145 | 504 | 0.06% | 0.06% | 50 | -5 | -0.02% | Q1 2026 | Apr 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 24,884 | 498 | 0.01% | 0.02% | 51 | -32,053 | -56.3% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 24,527 | 491 | 0.0% | — | 52 | +24,527 | New | Q1 2026 | May 15, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 22,755 | 456 | 0.0% | 0.0% | 53 | -13,575 | -37.37% | Q1 2026 | Apr 29, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 22,500 | 451 | 0.03% | 0.03% | 54 | -1,400 | -5.86% | Q1 2026 | May 01, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 21,535 | 431 | 0.0% | 0.0% | 55 | +6,593 | 44.12% | Q1 2026 | May 12, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 19,375 | 388 | 0.01% | 0.01% | 56 | +1,658 | 9.36% | Q1 2026 | May 14, 2026 |
| Capital Analysts, LLC | History | Reduced | 19,012 | 382 | 0.01% | 0.01% | 57 | -3,336 | -14.93% | Q1 2026 | May 14, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 18,873 | 378 | 0.0% | 0.0% | 58 | -49,228 | -72.29% | Q1 2026 | May 12, 2026 |
| Keating Financial Advisory Services, Inc. | History | Added to | 17,129 | 343 | 0.06% | 0.04% | 59 | +1,943 | 12.79% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | Added to | 16,972 | 340 | 0.0% | 0.0% | 60 | +2,796 | 19.72% | Q1 2026 | May 15, 2026 |
| NewEdge Wealth, LLC | History | Added to | 16,639 | 333 | 0.0% | 0.0% | 61 | +6,338 | 61.53% | Q1 2026 | May 13, 2026 |
| GSG Advisors LLC | History | Added to | 16,485 | 330 | 0.09% | 0.08% | 62 | +112 | 0.68% | Q1 2026 | May 13, 2026 |
| AE Wealth Management LLC | History | Added to | 15,694 | 314 | 0.0% | 0.0% | 63 | +5,607 | 55.59% | Q1 2026 | May 13, 2026 |
| Advyzon Investment Management, LLC | History | Added to | 14,722 | 295 | 0.03% | 0.03% | 64 | +320 | 2.22% | Q1 2026 | May 12, 2026 |
| World Investment Advisors | History | Added to | 14,294 | 286 | 0.0% | 0.0% | 65 | +147 | 1.04% | Q1 2026 | Apr 27, 2026 |
| Schwallier Wealth Management LLC | History | Reduced | 14,106 | 282 | 0.21% | 0.57% | 67 | -29,936 | -67.97% | Q1 2026 | May 05, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 14,079 | 282 | 0.0% | 0.0% | 66 | -50 | -0.35% | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 12,955 | 259 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| RFG Advisory, LLC | History | Added to | 12,101 | 242 | 0.0% | 0.0% | 69 | +1,481 | 13.95% | Q1 2026 | Apr 17, 2026 |
| Parallel Advisors, LLC | History | New | 10,764 | 215 | 0.0% | — | 70 | +10,764 | New | Q1 2026 | Jun 02, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 10,237 | 205 | 0.0% | 0.0% | 71 | -2,518 | -19.74% | Q1 2026 | May 04, 2026 |
| Ascentis Independent Advisors | History | New | 10,186 | 204 | 0.02% | — | 72 | +10,186 | New | Q1 2026 | Apr 28, 2026 |
| Total Clarity Wealth Management, Inc. | History | No change | 10,139 | 203 | 0.05% | 0.05% | 73 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 10,100 | 202 | 0.0% | 0.0% | 74 | -8,360 | -45.29% | Q1 2026 | Apr 07, 2026 |
| FIFTH THIRD BANCORP | History | New | 9,494 | 190 | 0.0% | — | 75 | +9,494 | New | Q1 2026 | May 01, 2026 |
| TD Capital Management LLC | History | Reduced | 6,157 | 123 | 0.01% | 0.03% | 76 | -9,952 | -61.78% | Q1 2026 | May 11, 2026 |
| CoreCap Advisors, LLC | History | Added to | 6,045 | 121 | 0.0% | 0.0% | 77 | +1,600 | 36.0% | Q1 2026 | Apr 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 6,024 | 120 | 0.0% | 0.0% | 78 | +1,512 | 33.51% | Q1 2026 | May 08, 2026 |
| Tidemark, LLC | History | No change | 4,000 | 80 | 0.02% | 0.02% | 79 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| IFP Advisors, Inc | History | No change | 2,821 | 56 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| IMG Wealth Management, Inc. | History | Added to | 2,712 | 54 | 0.03% | 0.02% | 81 | +1,331 | 96.38% | Q1 2026 | May 15, 2026 |
| CX Institutional | History | Added to | 2,331 | 47 | 0.0% | 0.0% | 82 | +16 | 0.69% | Q1 2026 | Apr 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 2,300 | 46 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 2,045 | 41 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 1,635 | 32 | 0.0% | 0.0% | 85 | +11 | 0.68% | Q1 2026 | Apr 28, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,011 | 20 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 505 | 10 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 385 | 7 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | New | 333 | 6 | 0.0% | — | 89 | +333 | New | Q1 2026 | May 14, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 231 | 4 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| REAP Financial Group, LLC | History | No change | 179 | 3 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.01% | — | -41,611 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Westside Investment Management, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -30,000 | -100.0% | Q1 2026 | May 04, 2026 |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -18,147 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Csenge Advisory Group | History | Closed out | 0 | 0 | — | 0.01% | — | -11,500 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -4,712 | -100.0% | Q1 2026 | May 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Archer Investment Corp | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | May 04, 2026 |