FIRST TRUST EXCHANGE-TRADED FUND III - FUMB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 778,240 | 15,607 | 0.0% | 0.0% | 1 | +117,030 | 17.7% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 669,696 | 13,430 | 0.0% | 0.0% | 2 | +20,275 | 3.12% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Reduced | 652,475 | 13,085 | 0.0% | 0.0% | 3 | -227,067 | -25.82% | Q2 2026 | Aug 07, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 646,309 | 12,961 | 0.02% | 0.01% | 4 | +354,856 | 121.75% | Q2 2026 | Jul 29, 2026 |
| GSG Advisors LLC | History | Added to | 517,719 | 10,382 | 2.29% | 0.09% | 5 | +501,234 | 3040.55% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 348,015 | 6,979 | 0.0% | 0.0% | 6 | +2,016 | 0.58% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 344,084 | 6,902 | 0.01% | 0.01% | 7 | +162,246 | 89.23% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 337,934 | 6,777 | 0.0% | 0.0% | 8 | +61,009 | 22.03% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 256,610 | 5,146 | 0.02% | 0.02% | 9 | -16,896 | -6.18% | Q2 2026 | Aug 12, 2026 |
| VAQUERO PRIVATE WEALTH, LTD | History | New | 237,797 | 4,769 | 0.98% | — | 10 | +237,797 | New | Q2 2026 | Jul 17, 2026 |
| UBS Group AG | History | Added to | 229,246 | 4,597 | 0.0% | 0.0% | 11 | +17,053 | 8.04% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 171,091 | 3,434 | 0.0% | 0.0% | 12 | -104,261 | -37.86% | Q2 2026 | Aug 12, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 158,631 | 3,181 | 0.05% | 0.1% | 13 | +4,997 | 3.25% | Q2 2026 | Jul 21, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 157,770 | 3,164 | 0.03% | 0.04% | 14 | +9,028 | 6.07% | Q2 2026 | Jul 28, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 141,231 | 2,832 | 0.01% | 0.01% | 15 | +16,651 | 13.37% | Q2 2026 | Jul 28, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 125,283 | 2,512 | 0.0% | 0.0% | 16 | -5,111 | -3.92% | Q2 2026 | Aug 13, 2026 |
| Baird Financial Group, Inc. | History | No change | 124,370 | 2,494 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 109,033 | 2,186 | 0.13% | 0.2% | 18 | -151,033 | -58.07% | Q2 2026 | Aug 04, 2026 |
| Insight Inv LLC | History | Reduced | 108,495 | 2,175 | 1.03% | 1.2% | 19 | -450 | -0.41% | Q2 2026 | Jul 23, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 99,686 | 1,999 | 0.0% | 0.0% | 20 | +7,536 | 8.18% | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 94,740 | 1,900 | 0.0% | 0.0% | 21 | -15,426 | -14.0% | Q2 2026 | Jul 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 93,438 | 1,874 | 0.0% | 0.0% | 22 | +1,290 | 1.4% | Q2 2026 | Jul 27, 2026 |
| Cetera Investment Advisers | History | Reduced | 89,304 | 1,790 | 0.0% | 0.0% | 23 | -2,627 | -2.86% | Q2 2026 | Aug 12, 2026 |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV | History | Added to | 82,431 | 1,653 | 0.87% | 0.89% | 24 | +1,490 | 1.84% | Q2 2026 | Aug 06, 2026 |
| White Wing Wealth Management | History | New | 79,877 | 1,601 | 0.84% | — | 25 | +79,877 | New | Q2 2026 | Jul 08, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 79,473 | 1,593 | 0.0% | 0.0% | 26 | -14,519 | -15.45% | Q2 2026 | Aug 03, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 69,073 | 1,385 | 0.01% | 0.01% | 27 | +4,025 | 6.19% | Q2 2026 | Aug 13, 2026 |
| Summit Financial, LLC | History | Added to | 66,504 | 1,333 | 0.01% | 0.01% | 28 | +14,943 | 28.98% | Q2 2026 | Aug 12, 2026 |
| Mainsail Financial Group, LLC | History | Reduced | 62,540 | 1,254 | 0.43% | 0.8% | 29 | -32,754 | -34.37% | Q2 2026 | Jul 15, 2026 |
| Rothschild Wealth LLC | History | No change | 62,524 | 1,253 | 0.1% | 0.11% | 30 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC | History | Reduced | 59,548 | 1,194 | 0.8% | 1.56% | 31 | -39,905 | -40.12% | Q2 2026 | Jul 13, 2026 |
| WealthBridge Capital Management, LLC | History | Added to | 57,274 | 1,148 | 0.23% | 0.25% | 32 | +2,509 | 4.58% | Q2 2026 | Jul 24, 2026 |
| Ashton Thomas Private Wealth, LLC | History | No change | 55,032 | 1,103 | 0.02% | 0.03% | 33 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | History | Reduced | 48,882 | 980 | 0.11% | 0.13% | 34 | -5,000 | -9.28% | Q2 2026 | Jul 07, 2026 |
| Prospera Financial Services Inc | History | Added to | 45,907 | 920 | 0.01% | 0.01% | 35 | +1,337 | 3.0% | Q2 2026 | Jul 15, 2026 |
| JAMES INVESTMENT RESEARCH, INC. | History | No change | 45,571 | 913 | 0.09% | 0.1% | 36 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 44,651 | 895 | 0.0% | 0.0% | 37 | +20,124 | 82.05% | Q2 2026 | Aug 14, 2026 |
| MCDONALD PARTNERS LLC | History | No change | 42,500 | 852 | 0.21% | 0.2% | 38 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Occidental Asset Management, LLC | History | Added to | 41,526 | 832 | 0.08% | 0.06% | 39 | +16,381 | 65.15% | Q2 2026 | Aug 07, 2026 |
| Private Advisor Group, LLC | History | Reduced | 39,887 | 799 | 0.0% | 0.0% | 40 | -3,437 | -7.93% | Q2 2026 | Jul 27, 2026 |
| Meridian Wealth Management, LLC | History | Added to | 35,742 | 716 | 0.02% | 0.02% | 41 | +4,840 | 15.66% | Q2 2026 | Aug 05, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 35,427 | 710 | 0.02% | 0.02% | 42 | +5,890 | 19.94% | Q2 2026 | Jul 07, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 28,571 | 572 | 0.01% | 0.0% | 43 | +7,036 | 32.67% | Q2 2026 | Jul 24, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 27,975 | 561 | 0.03% | 0.04% | 44 | +250 | 0.9% | Q2 2026 | Jul 23, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 26,411 | 529 | 0.0% | 0.01% | 45 | +344 | 1.32% | Q2 2026 | Jul 27, 2026 |
| Norris Financial Group, LLC | History | Reduced | 24,715 | 495 | 0.2% | 0.18% | 46 | -2,450 | -9.02% | Q2 2026 | Aug 05, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 23,513 | 471 | 0.0% | 0.0% | 47 | +758 | 3.33% | Q2 2026 | Jul 20, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 22,384 | 448 | 0.01% | 0.01% | 48 | -2,500 | -10.05% | Q2 2026 | Aug 12, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 20,515 | 411 | 0.01% | 0.01% | 49 | +1,140 | 5.88% | Q2 2026 | Jul 31, 2026 |
| Keating Financial Advisory Services, Inc. | History | Added to | 20,148 | 404 | 0.05% | 0.06% | 50 | +3,019 | 17.63% | Q2 2026 | Aug 11, 2026 |
| AE Wealth Management LLC | History | Added to | 19,864 | 398 | 0.0% | 0.0% | 51 | +4,170 | 26.57% | Q2 2026 | Aug 03, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 19,500 | 391 | 0.02% | 0.03% | 52 | -3,000 | -13.33% | Q2 2026 | Jul 22, 2026 |
| HRT FINANCIAL LP | History | New | 19,121 | 383 | 0.0% | — | 53 | +19,121 | New | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 19,031 | 381 | 0.0% | 0.0% | 54 | -39,062 | -67.24% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 18,860 | 378 | 0.0% | 0.0% | 55 | -13 | -0.07% | Q2 2026 | Aug 12, 2026 |
| RFG Advisory, LLC | History | Added to | 18,736 | 375 | 0.01% | 0.0% | 56 | +6,635 | 54.83% | Q2 2026 | Jul 15, 2026 |
| Advisory Services Network, LLC | History | No change | 16,972 | 340 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Capital Analysts, LLC | History | Reduced | 15,691 | 315 | 0.01% | 0.01% | 58 | -3,321 | -17.47% | Q2 2026 | Aug 05, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 14,751 | 295 | 0.01% | — | 59 | +14,751 | New | Q2 2026 | Aug 11, 2026 |
| World Investment Advisors | History | No change | 14,294 | 286 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Equitable Holdings, Inc. | History | No change | 14,079 | 282 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Advyzon Investment Management, LLC | History | Reduced | 13,452 | 269 | 0.02% | 0.03% | 62 | -1,270 | -8.63% | Q2 2026 | Aug 14, 2026 |
| XML Financial, LLC | History | Reduced | 11,618 | 232 | 0.02% | 0.85% | 63 | -514,406 | -97.79% | Q2 2026 | Jul 24, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 11,046 | 221 | 0.0% | 0.0% | 64 | +809 | 7.9% | Q2 2026 | Aug 07, 2026 |
| Parallel Advisors, LLC | History | Reduced | 10,509 | 210 | 0.0% | 0.0% | 65 | -255 | -2.37% | Q2 2026 | Aug 05, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 9,111 | 182 | 0.02% | — | 66 | +9,111 | New | Q2 2026 | Aug 12, 2026 |
| CoreCap Advisors, LLC | History | Added to | 7,894 | 158 | 0.0% | 0.0% | 67 | +1,849 | 30.59% | Q2 2026 | Jul 06, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 7,600 | 152 | 0.0% | 0.0% | 68 | -2,500 | -24.75% | Q2 2026 | Jul 17, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 6,945 | 139 | 0.0% | 0.0% | 69 | -2,549 | -26.85% | Q2 2026 | Aug 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 6,763 | 135 | 0.0% | 0.0% | 70 | +739 | 12.27% | Q2 2026 | Aug 13, 2026 |
| TD Capital Management LLC | History | No change | 6,157 | 123 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Tidemark, LLC | History | No change | 4,000 | 80 | 0.02% | 0.02% | 72 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| IFP Advisors, Inc | History | No change | 2,821 | 56 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| IFG Advisory, LLC | History | New | 2,689 | 53 | 0.0% | — | 74 | +2,689 | New | Q2 2026 | Aug 13, 2026 |
| CX Institutional | History | Added to | 2,347 | 47 | 0.0% | 0.0% | 75 | +16 | 0.69% | Q2 2026 | Jul 01, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 1,618 | 32 | 0.0% | 0.0% | 76 | -17 | -1.04% | Q2 2026 | Jul 22, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 1,552 | 31 | 0.0% | 0.0% | 77 | +541 | 53.51% | Q2 2026 | Jul 28, 2026 |
| Global Retirement Partners, LLC | History | New | 1,200 | 24 | 0.0% | — | 78 | +1,200 | New | Q2 2026 | Aug 06, 2026 |
| IMG Wealth Management, Inc. | History | Reduced | 769 | 15 | 0.01% | 0.03% | 79 | -1,943 | -71.64% | Q2 2026 | Aug 07, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 505 | 10 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| VIMA LLC | History | New | 436 | 8 | 0.01% | — | 81 | +436 | New | Q2 2026 | Jul 24, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 385 | 7 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CWM, LLC | History | No change | 333 | 6 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 231 | 4 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| REAP Financial Group, LLC | History | No change | 179 | 3 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.75% | — | -109,973 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.01% | — | -66,445 | -100.0% | Q2 2026 | Aug 12, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -54,794 | -100.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -41,537 | -100.0% | Q2 2026 | Sep 02, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -35,797 | -100.0% | Q2 2026 | Aug 14, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -32,386 | -100.0% | Q2 2026 | Aug 04, 2026 |
| Security Financial Services, INC. | History | Closed out | 0 | 0 | — | 0.09% | — | -27,413 | -100.0% | Q2 2026 | Jul 15, 2026 |
| NewEdge Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,639 | -100.0% | Q2 2026 | Aug 10, 2026 |
| Schwallier Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -14,106 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Ascentis Independent Advisors | History | Closed out | 0 | 0 | — | 0.02% | — | -10,186 | -100.0% | Q2 2026 | Aug 04, 2026 |
| Total Clarity Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -10,139 | -100.0% | Q2 2026 | Jul 23, 2026 |