FIRST TRUST EXCHANGE-TRADED FUND III - FUMB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 778,240 | 15,607 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 669,696 | 13,430 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 652,475 | 13,085 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 653,180 | 12,998 | 0.02% | 0.02% | 4 | +6,871 | 1.06% | Q3 2026 | Nov 02, 2026 |
| GSG Advisors LLC | History | Added to | 521,143 | 10,370 | 2.19% | 2.29% | 5 | +3,424 | 0.66% | Q3 2026 | Nov 03, 2026 |
| ROYAL BANK OF CANADA | History | No change | 348,015 | 6,979 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 344,084 | 6,902 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 337,934 | 6,777 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 259,280 | 5,160 | 0.01% | 0.0% | 9 | +165,842 | 177.49% | Q3 2026 | Nov 02, 2026 |
| NewEdge Advisors, LLC | History | No change | 256,610 | 5,146 | 0.02% | 0.02% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | No change | 229,246 | 4,597 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VAQUERO PRIVATE WEALTH, LTD | History | Reduced | 224,622 | 4,469 | 0.94% | 0.98% | 12 | -13,175 | -5.54% | Q3 2026 | Oct 27, 2026 |
| Prospera Financial Services Inc | History | Added to | 207,365 | 4,154 | 0.05% | 0.01% | 13 | +161,458 | 351.71% | Q3 2026 | Nov 04, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 178,789 | 3,557 | 0.04% | 0.03% | 14 | +21,019 | 13.32% | Q3 2026 | Oct 30, 2026 |
| JPMORGAN CHASE & CO | History | No change | 171,091 | 3,434 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 158,631 | 3,181 | 0.05% | 0.05% | 16 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 129,731 | 2,581 | 0.01% | 0.01% | 17 | -11,500 | -8.14% | Q3 2026 | Nov 02, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 125,283 | 2,512 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Baird Financial Group, Inc. | History | No change | 124,370 | 2,494 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 109,033 | 2,186 | 0.13% | 0.13% | 20 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Insight Inv LLC | History | Reduced | 107,001 | 2,129 | 1.01% | 1.03% | 21 | -1,494 | -1.38% | Q3 2026 | Oct 26, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 99,686 | 1,999 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 91,048 | 1,811 | 0.0% | 0.0% | 23 | -3,692 | -3.9% | Q3 2026 | Oct 30, 2026 |
| Cetera Investment Advisers | History | No change | 89,304 | 1,790 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| StoneCrest Wealth Management, Inc. | History | New | 87,145 | 1,734 | 0.56% | — | 25 | +87,145 | New | Q3 2026 | Nov 03, 2026 |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV | History | No change | 82,431 | 1,653 | 0.87% | 0.87% | 26 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| White Wing Wealth Management | History | No change | 79,877 | 1,601 | 0.84% | 0.84% | 27 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 79,473 | 1,593 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Sanctuary Advisors, LLC | History | No change | 69,073 | 1,385 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Summit Financial, LLC | History | No change | 66,504 | 1,333 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Rothschild Wealth LLC | History | No change | 62,524 | 1,253 | 0.1% | 0.1% | 31 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC | History | No change | 59,548 | 1,185 | 0.78% | 0.8% | 32 | 0 | 0.0% | Q3 2026 | Oct 06, 2026 |
| WealthBridge Capital Management, LLC | History | Reduced | 56,247 | 1,119 | 0.22% | 0.23% | 33 | -1,027 | -1.79% | Q3 2026 | Oct 16, 2026 |
| Ashton Thomas Private Wealth, LLC | History | No change | 55,032 | 1,095 | 0.02% | 0.02% | 34 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | History | Added to | 52,432 | 1,043 | 0.12% | 0.11% | 35 | +3,550 | 7.26% | Q3 2026 | Oct 08, 2026 |
| JAMES INVESTMENT RESEARCH, INC. | History | No change | 45,571 | 906 | 0.1% | 0.09% | 36 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 44,651 | 895 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MCDONALD PARTNERS LLC | History | No change | 42,500 | 845 | 0.2% | 0.21% | 38 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Occidental Asset Management, LLC | History | No change | 41,526 | 832 | 0.08% | 0.08% | 39 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Private Advisor Group, LLC | History | No change | 39,887 | 799 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Meridian Wealth Management, LLC | History | No change | 35,742 | 716 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 32,766 | 652 | 0.02% | 0.02% | 42 | -2,661 | -7.51% | Q3 2026 | Oct 13, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 28,571 | 572 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 27,450 | 546 | 0.03% | 0.03% | 44 | -525 | -1.88% | Q3 2026 | Oct 30, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 27,294 | 543 | 0.0% | 0.0% | 45 | +883 | 3.34% | Q3 2026 | Oct 16, 2026 |
| RFG Advisory, LLC | History | Added to | 26,921 | 535 | 0.01% | 0.01% | 46 | +8,185 | 43.69% | Q3 2026 | Nov 03, 2026 |
| Norris Financial Group, LLC | History | No change | 24,715 | 495 | 0.2% | 0.2% | 47 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 23,513 | 471 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 22,384 | 448 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 20,148 | 404 | 0.05% | 0.05% | 50 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| AE Wealth Management LLC | History | No change | 19,864 | 398 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| HRT FINANCIAL LP | History | No change | 19,121 | 383 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 19,031 | 381 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 18,860 | 378 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Mattern Wealth Management LLC | History | New | 17,452 | 347 | 0.06% | — | 55 | +17,452 | New | Q3 2026 | Nov 04, 2026 |
| Advisory Services Network, LLC | History | No change | 16,972 | 340 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Capital Analysts, LLC | History | No change | 15,691 | 315 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 14,751 | 295 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| World Investment Advisors | History | No change | 14,294 | 286 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Equitable Holdings, Inc. | History | No change | 14,079 | 282 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Parallel Advisors, LLC | History | Added to | 13,909 | 276 | 0.0% | 0.0% | 61 | +3,400 | 32.35% | Q3 2026 | Nov 03, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 13,700 | 272 | 0.02% | 0.02% | 62 | -5,800 | -29.74% | Q3 2026 | Nov 02, 2026 |
| Advyzon Investment Management, LLC | History | No change | 13,452 | 269 | 0.02% | 0.02% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 11,645 | 231 | 0.0% | 0.0% | 65 | +4,045 | 53.22% | Q3 2026 | Oct 08, 2026 |
| XML Financial, LLC | History | No change | 11,618 | 231 | 0.02% | 0.02% | 64 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 11,046 | 221 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Ascentis Independent Advisors | History | New | 10,184 | 202 | 0.01% | — | 68 | +10,184 | New | Q3 2026 | Nov 03, 2026 |
| Visionary Wealth Advisors | History | New | 10,154 | 202 | 0.01% | — | 67 | +10,154 | New | Q3 2026 | Nov 04, 2026 |
| Csenge Advisory Group | History | New | 10,028 | 199 | 0.01% | — | 69 | +10,028 | New | Q3 2026 | Nov 04, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 9,111 | 181 | 0.02% | 0.02% | 70 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| CoreCap Advisors, LLC | History | Added to | 8,926 | 177 | 0.01% | 0.0% | 71 | +1,032 | 13.07% | Q3 2026 | Oct 08, 2026 |
| FIFTH THIRD BANCORP | History | No change | 6,945 | 139 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 6,763 | 135 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TD Capital Management LLC | History | No change | 6,157 | 123 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Tidemark, LLC | History | No change | 4,000 | 80 | 0.02% | 0.02% | 75 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| IFP Advisors, Inc | History | No change | 2,821 | 56 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| IFG Advisory, LLC | History | No change | 2,689 | 53 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CX Institutional | History | Added to | 2,363 | 47 | 0.0% | 0.0% | 78 | +16 | 0.68% | Q3 2026 | Oct 02, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 1,629 | 32 | 0.0% | 0.0% | 79 | +11 | 0.68% | Q3 2026 | Nov 02, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,200 | 24 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 1,201 | 23 | 0.0% | 0.0% | 81 | -351 | -22.62% | Q3 2026 | Oct 20, 2026 |
| IMG Wealth Management, Inc. | History | Reduced | 635 | 12 | 0.01% | 0.01% | 82 | -134 | -17.43% | Q3 2026 | Oct 26, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 505 | 10 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| VIMA LLC | History | No change | 436 | 8 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 385 | 7 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 231 | 4 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| REAP Financial Group, LLC | History | No change | 179 | 3 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Mainsail Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.43% | — | -62,540 | -100.0% | Q3 2026 | Oct 23, 2026 |
| MGO ONE SEVEN LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,515 | -100.0% | Q3 2026 | Oct 28, 2026 |