FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 497,599 | 34,417 | 0.0% | 0.0% | 1 | -6,978 | -1.38% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 389,948 | 26,971 | 0.0% | 0.0% | 2 | -7,526 | -1.89% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 146,906 | 10,161 | 0.0% | 0.0% | 3 | -20,959 | -12.49% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 140,473 | 9,716 | 0.0% | 0.0% | 4 | +1,622 | 1.17% | Q2 2026 | Aug 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 119,282 | 8,250 | 0.0% | 0.0% | 5 | -6,593 | -5.24% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 75,547 | 5,225 | 0.01% | 0.01% | 6 | -7,412 | -8.93% | Q2 2026 | Aug 05, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 74,409 | 5,146 | 0.0% | 0.0% | 7 | -5,686 | -7.1% | Q2 2026 | Aug 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 53,744 | 3,717 | 0.0% | 0.0% | 8 | -1,615 | -2.92% | Q2 2026 | Aug 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | New | 50,000 | 3,458 | 0.0% | — | 9 | +50,000 | New | Q2 2026 | Aug 13, 2026 |
| XCELSIOR ADVISOR PARTNERS LLC | History | New | 35,256 | 3,311 | 0.44% | — | 10 | +35,256 | New | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 47,025 | 3,252 | 0.0% | 0.0% | 11 | -366 | -0.77% | Q2 2026 | Jul 28, 2026 |
| Paragon Private Wealth Management, LLC | History | Reduced | 33,377 | 2,308 | 0.6% | 0.69% | 12 | -1,192 | -3.45% | Q2 2026 | Jul 28, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 33,215 | 2,297 | 0.0% | 0.0% | 13 | +2,447 | 7.95% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Reduced | 32,783 | 2,267 | 0.0% | 0.0% | 14 | -7,849 | -19.32% | Q2 2026 | Aug 13, 2026 |
| TradeWell Securities, LLC. | History | Added to | 32,487 | 2,246 | 0.8% | 0.81% | 15 | +2,473 | 8.24% | Q2 2026 | Jul 28, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 25,473 | 1,761 | 0.0% | 0.0% | 16 | -364 | -1.41% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 24,457 | 1,692 | 0.0% | 0.0% | 17 | -10,874 | -30.78% | Q2 2026 | Aug 14, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 21,987 | 1,520 | 0.92% | 1.0% | 18 | -68 | -0.31% | Q2 2026 | Jul 23, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 20,666 | 1,429 | 0.0% | 0.0% | 19 | -465 | -2.2% | Q2 2026 | Aug 03, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 17,179 | 1,188 | 0.0% | 0.0% | 21 | -1,855 | -9.75% | Q2 2026 | Jul 28, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 17,178 | 1,188 | 0.0% | 0.0% | 20 | -999 | -5.5% | Q2 2026 | Jul 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 16,866 | 1,166 | 0.0% | 0.0% | 22 | -389 | -2.25% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Reduced | 15,625 | 1,080 | 0.0% | 0.0% | 23 | -4,355 | -21.8% | Q2 2026 | Aug 12, 2026 |
| STEPHENS INC /AR/ | History | No change | 13,998 | 968 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| PGIM Custom Harvest LLC | History | Reduced | 13,811 | 955 | 0.01% | 0.01% | 25 | -106 | -0.76% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 13,714 | 953 | 0.0% | 0.0% | 26 | -588 | -4.11% | Q2 2026 | Aug 12, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 13,034 | 901 | 0.0% | 0.0% | 27 | -12,897 | -49.74% | Q2 2026 | Sep 02, 2026 |
| Summit Financial, LLC | History | Added to | 12,332 | 852 | 0.01% | 0.01% | 28 | +613 | 5.23% | Q2 2026 | Aug 12, 2026 |
| Schrum Private Wealth Management LLC | History | Reduced | 14,006 | 839 | 0.86% | 0.69% | 29 | -200 | -1.41% | Q2 2026 | Aug 10, 2026 |
| CITIGROUP INC | History | Reduced | 11,788 | 815 | 0.0% | 0.0% | 30 | -7,965 | -40.32% | Q2 2026 | Aug 03, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 11,296 | 781 | 0.0% | 0.0% | 31 | +941 | 9.09% | Q2 2026 | Aug 13, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 11,025 | 762 | 0.01% | 0.01% | 32 | -5 | -0.05% | Q2 2026 | Jul 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 10,589 | 732 | 0.0% | 0.0% | 33 | -618 | -5.51% | Q2 2026 | Jul 27, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 10,570 | 731 | 0.0% | 0.0% | 34 | -224 | -2.08% | Q2 2026 | Aug 07, 2026 |
| Private Advisor Group, LLC | History | Reduced | 9,287 | 642 | 0.0% | 0.0% | 35 | -378 | -3.91% | Q2 2026 | Jul 27, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 8,476 | 586 | 0.0% | 0.0% | 36 | -42 | -0.49% | Q2 2026 | Aug 12, 2026 |
| MTM Investment Management, LLC | History | No change | 8,422 | 582 | 0.17% | 0.17% | 37 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 8,073 | 558 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 8,066 | 557 | 0.0% | 0.0% | 39 | -656 | -7.52% | Q2 2026 | Aug 12, 2026 |
| Elser Financial Planning, Inc | History | No change | 8,000 | 553 | 0.02% | 0.02% | 40 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Retirement Planning Group, LLC | History | Reduced | 7,803 | 539 | 0.01% | 0.02% | 41 | -1,874 | -19.37% | Q2 2026 | Aug 05, 2026 |
| NAVELLIER & ASSOCIATES INC | History | Reduced | 7,190 | 497 | 0.04% | 0.14% | 42 | -13,491 | -65.23% | Q2 2026 | Aug 04, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 7,024 | 493 | 0.0% | 0.0% | 43 | +855 | 13.86% | Q2 2026 | Aug 14, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 6,939 | 479 | 0.01% | 0.01% | 44 | -22 | -0.32% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | New | 6,065 | 419 | 0.0% | — | 45 | +6,065 | New | Q2 2026 | Aug 14, 2026 |
| RPg Family Wealth Advisory, LLC | History | Added to | 5,931 | 410 | 0.09% | 0.07% | 46 | +789 | 15.34% | Q2 2026 | Aug 04, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 5,918 | 409 | 0.0% | 0.0% | 47 | -5,694 | -49.04% | Q2 2026 | Aug 14, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 5,783 | 399 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Risk Paradigm Group, LLC | History | Added to | 5,762 | 398 | 0.31% | 0.27% | 49 | +789 | 15.87% | Q2 2026 | Aug 05, 2026 |
| Waverly Advisors, LLC | History | New | 5,031 | 347 | 0.0% | — | 51 | +5,031 | New | Q2 2026 | Aug 14, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 5,028 | 347 | 0.22% | 0.23% | 50 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 4,864 | 336 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Hilton Head Capital Partners, LLC | History | Reduced | 4,762 | 329 | 0.17% | 0.2% | 53 | -822 | -14.72% | Q2 2026 | Jul 27, 2026 |
| Creative Planning | History | Reduced | 4,722 | 326 | 0.0% | 0.0% | 54 | -120 | -2.48% | Q2 2026 | Aug 13, 2026 |
| &PARTNERS | History | New | 4,307 | 297 | 0.0% | — | 55 | +4,307 | New | Q2 2026 | Aug 14, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 4,161 | 287 | 0.0% | 0.0% | 56 | -363 | -8.02% | Q2 2026 | Aug 11, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 4,063 | 281 | 0.0% | 0.0% | 57 | -35 | -0.85% | Q2 2026 | Aug 13, 2026 |
| Coppell Advisory Solutions LLC | History | New | 5,404 | 274 | 0.02% | — | 58 | +5,404 | New | Q2 2026 | Aug 14, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 3,855 | 266 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | Added to | 3,792 | 262 | 0.0% | 0.0% | 60 | +2,670 | 237.97% | Q2 2026 | Aug 07, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 3,741 | 258 | 0.0% | 0.0% | 61 | -2,306 | -38.13% | Q2 2026 | Aug 07, 2026 |
| Ballew Advisors, Inc | History | No change | 3,632 | 253 | 0.13% | 0.14% | 62 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 3,112 | 214 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| TruWealth Advisors, LLC | History | No change | 3,265 | 209 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| HRT FINANCIAL LP | History | New | 2,954 | 204 | 0.0% | — | 65 | +2,954 | New | Q2 2026 | Aug 14, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 2,936 | 203 | 0.03% | 0.03% | 67 | +110 | 3.89% | Q2 2026 | Aug 04, 2026 |
| MAI Capital Management | History | No change | 2,936 | 203 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 1,826 | 126 | 0.0% | 0.0% | 68 | -440 | -19.42% | Q2 2026 | Aug 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 1,813 | 125 | 0.0% | 0.0% | 69 | -73 | -3.87% | Q2 2026 | Aug 12, 2026 |
| Parallel Advisors, LLC | History | Added to | 1,579 | 109 | 0.0% | 0.0% | 70 | +1,539 | 3847.5% | Q2 2026 | Aug 05, 2026 |
| Topsail Wealth Management, LLC | History | No change | 1,495 | 103 | 0.01% | 0.01% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 1,453 | 100 | 0.0% | 0.0% | 72 | -174 | -10.69% | Q2 2026 | Jul 20, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 1,345 | 93 | 0.0% | 0.0% | 73 | +133 | 10.97% | Q2 2026 | Aug 12, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 1,319 | 91 | 0.0% | 0.0% | 74 | -86 | -6.12% | Q2 2026 | Jul 06, 2026 |
| FMR LLC | History | Added to | 1,103 | 76 | 0.0% | 0.0% | 75 | +70 | 6.78% | Q2 2026 | Aug 13, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 950 | 65 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| REAP Financial Group, LLC | History | Reduced | 821 | 56 | 0.01% | 0.02% | 78 | -414 | -33.52% | Q2 2026 | Aug 04, 2026 |
| CWM, LLC | History | No change | 887 | 56 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CX Institutional | History | Reduced | 716 | 50 | 0.0% | 0.02% | 79 | -8,247 | -92.01% | Q2 2026 | Jul 01, 2026 |
| FAS Wealth Partners, Inc. | History | Added to | 582 | 40 | 0.0% | 0.0% | 80 | +1 | 0.17% | Q2 2026 | Jul 29, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 550 | 38 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ATWOOD & PALMER INC | History | No change | 545 | 37 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| SHP Wealth Management | History | No change | 530 | 36 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 474 | 32 | 0.0% | 0.0% | 84 | +152 | 47.2% | Q2 2026 | Aug 06, 2026 |
| Piscataqua Savings Bank | History | No change | 465 | 32 | 0.02% | 0.02% | 85 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| IFG Advisory, LLC | History | New | 420 | 29 | 0.0% | — | 87 | +420 | New | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | Added to | 433 | 29 | 0.0% | 0.0% | 86 | +30 | 7.44% | Q2 2026 | Aug 03, 2026 |
| SIGNATUREFD, LLC | History | No change | 400 | 27 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 330 | 22 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| NFSG Corp | History | No change | 315 | 21 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 283 | 19 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GAMMA Investing LLC | History | No change | 269 | 18 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Trask Adam Roland | History | No change | 175 | 16 | 0.02% | 0.02% | 93 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | Reduced | 219 | 15 | 0.0% | 0.0% | 94 | -1,113 | -83.56% | Q2 2026 | Aug 12, 2026 |
| Smartleaf Asset Management LLC | History | No change | 216 | 15 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Mascoma Wealth Management LLC | History | No change | 177 | 12 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 171 | 11 | 0.0% | 0.0% | 97 | -26 | -13.2% | Q2 2026 | Aug 06, 2026 |
| Park Square Financial Group, LLC | History | No change | 134 | 9 | 0.08% | 0.06% | 98 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 108 | 7 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Arax Advisory Partners | History | No change | 73 | 5 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Nova Wealth Management, Inc. | History | No change | 85 | 5 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 61 | 4 | 0.0% | 0.0% | 102 | -2 | -3.17% | Q2 2026 | Aug 14, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 64 | 4 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| BROADWATER CAPITAL MANAGEMENT LLC | History | No change | 47 | 3 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | No change | 35 | 2 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Key Capital Management, INC | History | New | 16 | 1 | 0.0% | — | 108 | +16 | New | Q2 2026 | Jul 27, 2026 |
| POM Investment Strategies, LLC | History | No change | 17 | 1 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 20 | 1 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.01% | — | -11,789 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Snowden Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,943 | -100.0% | Q2 2026 | Aug 13, 2026 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,419 | -100.0% | Q2 2026 | Aug 03, 2026 |
| Capital Wealth Alliance, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -3,256 | -100.0% | Q2 2026 | Jul 31, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,294 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,699 | -100.0% | Q2 2026 | Jul 20, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.02% | — | -1,450 | -100.0% | Q2 2026 | Aug 06, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,237 | -100.0% | Q2 2026 | Aug 13, 2026 |
| City State Bank | History | Closed out | 0 | 0 | — | 0.01% | — | -425 | -100.0% | Q2 2026 | Jul 14, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | Closed out | 0 | 0 | — | 0.0% | — | -283 | -100.0% | Q2 2026 | Aug 14, 2026 |
| NATIXIS | History | Reduced | 1 | 0 | — | 0.0% | — | -142 | -99.3% | Q2 2026 | Aug 13, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -48 | -100.0% | Q2 2026 | Jul 29, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -14 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Global Retirement Partners, LLC | History | New | 6 | 0 | — | — | — | +6 | New | Q2 2026 | Aug 06, 2026 |
| HHM Wealth Advisors, LLC | History | New | 5 | 0 | — | — | — | +5 | New | Q2 2026 | Jul 13, 2026 |
| Realta Investment Advisors | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |