FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXD

Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 23 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.

Shareholders (13F)

Quarter: Q4 2025 · Compare: Q3 2025
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
WELLS FARGO & COMPANY/MN History Added to 502,242 34,338 0.01% 0.01% 1 +6,488 1.31% Q4 2025 Feb 13, 2026
MORGAN STANLEY History Reduced 427,450 29,224 0.0% 0.0% 2 -101,095 -19.13% Q4 2025 Feb 13, 2026
RAYMOND JAMES FINANCIAL INC History Reduced 236,201 16,149 0.01% 0.01% 3 -20,039 -7.82% Q4 2025 Feb 18, 2026
LPL Financial LLC History Added to 171,602 11,732 0.0% 0.0% 4 +11,457 7.15% Q4 2025 Feb 11, 2026
BANK OF AMERICA CORP /DE/ History Reduced 132,786 9,078 0.0% 0.0% 5 -3,018 -2.22% Q4 2025 Feb 17, 2026
Virtue Capital Management, LLC History New 105,793 7,301 1.13% 6 +105,793 New Q4 2025 Feb 18, 2026
STIFEL FINANCIAL CORP History Added to 97,345 6,655 0.01% 0.01% 7 +2,154 2.26% Q4 2025 Feb 13, 2026
Janney Montgomery Scott LLC History Reduced 86,615 5,922 0.01% 0.01% 8 -5,820 -6.3% Q4 2025 Feb 11, 2026
IronBridge Private Wealth, LLC History No change 70,303 4,796 1.52% 1.51% 9 0 0.0% Q4 2025 Feb 23, 2026
JPMORGAN CHASE & CO History Added to 61,205 4,184 0.0% 0.0% 10 +2,867 4.91% Q4 2025 Feb 11, 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP History Added to 52,728 3,605 0.0% 0.0% 11 +41,759 380.7% Q4 2025 Feb 17, 2026
UBS Group AG History Reduced 50,226 3,433 0.0% 0.0% 12 -4,777 -8.68% Q4 2025 Jan 29, 2026
BNP PARIBAS FINANCIAL MARKETS History No change 50,000 3,418 0.0% 0.0% 13 0 0.0% Q4 2025 Feb 10, 2026
GOLDMAN SACHS GROUP INC History Reduced 49,623 3,392 0.0% 0.0% 14 -13,111 -20.9% Q4 2025 Mar 25, 2026
TRUIST FINANCIAL CORP History Added to 48,193 3,294 0.0% 0.0% 15 +4,391 10.02% Q4 2025 Feb 02, 2026
Paragon Private Wealth Management, LLC History Reduced 35,727 2,442 0.75% 0.84% 16 -1,802 -4.8% Q4 2025 Feb 11, 2026
ROYAL BANK OF CANADA History New 32,833 2,245 0.0% 17 +32,833 New Q4 2025 Feb 17, 2026
JANE STREET GROUP, LLC History New 29,001 1,982 0.0% 18 +29,001 New Q4 2025 Feb 12, 2026
OSAIC HOLDINGS, INC. History Reduced 28,010 1,915 0.0% 0.0% 19 -14,409 -33.97% Q4 2025 Feb 17, 2026
BENJAMIN EDWARDS INC History Added to 26,908 1,839 0.02% 0.02% 20 +447 1.69% Q4 2025 Feb 02, 2026
TradeWell Securities, LLC. History Added to 26,564 1,816 0.71% 0.71% 21 +1,684 6.77% Q4 2025 Feb 09, 2026
AMERIPRISE FINANCIAL INC History Reduced 25,706 1,757 0.0% 0.0% 22 -12,098 -32.0% Q4 2025 Feb 17, 2026
COTTONWOOD CAPITAL ADVISORS, LLC History Reduced 22,055 1,507 1.07% 1.1% 23 -17 -0.08% Q4 2025 Jan 14, 2026
ENVESTNET ASSET MANAGEMENT INC History Added to 21,567 1,474 0.0% 0.0% 24 +61 0.28% Q4 2025 Feb 10, 2026
Cetera Investment Advisers History Reduced 19,981 1,366 0.0% 0.0% 25 -473 -2.31% Q4 2025 Feb 17, 2026
CITADEL ADVISORS LLC History New 19,386 1,325 0.0% 26 +19,386 New Q4 2025 Feb 17, 2026
COMMONWEALTH EQUITY SERVICES, LLC History Reduced 19,224 1,314 0.0% 0.0% 27 -3,966 -17.1% Q4 2025 Feb 12, 2026
Kestra Advisory Services, LLC History Added to 17,884 1,222 0.01% 0.01% 28 +145 0.82% Q4 2025 Feb 13, 2026
PGIM Custom Harvest LLC History Reduced 15,187 1,038 0.02% 0.02% 29 -952 -5.9% Q4 2025 Feb 17, 2026
Schrum Private Wealth Management LLC History Reduced 14,206 971 0.72% 0.73% 30 -300 -2.07% Q4 2025 Feb 17, 2026
STEPHENS INC /AR/ History No change 13,998 957 0.01% 0.01% 31 0 0.0% Q4 2025 Feb 05, 2026
MML INVESTORS SERVICES, LLC History Reduced 12,904 882 0.0% 0.0% 32 -226 -1.72% Q4 2025 Feb 13, 2026
TWO SIGMA INVESTMENTS, LP History Added to 12,900 881 0.0% 0.0% 33 +9,600 290.91% Q4 2025 Feb 17, 2026
Summit Financial, LLC History Reduced 12,239 836 0.01% 0.01% 34 -1,003 -7.57% Q4 2025 Feb 13, 2026
Qube Research & Technologies Ltd History Reduced 12,226 835 0.0% 0.0% 35 -10,803 -46.91% Q4 2025 Feb 17, 2026
Cambridge Investment Research Advisors, Inc. History Reduced 11,877 812 0.0% 0.0% 36 -94 -0.79% Q4 2025 Feb 05, 2026
Coppell Advisory Solutions LLC History Reduced 11,410 787 0.08% 0.08% 37 -18 -0.16% Q4 2025 Feb 17, 2026
Private Advisor Group, LLC History Reduced 11,233 767 0.0% 0.0% 38 -619 -5.22% Q4 2025 Feb 17, 2026
Farther Finance Advisors, LLC History No change 11,034 754 0.01% 0.01% 39 0 0.0% Q4 2025 Jan 23, 2026
Retirement Planning Group, LLC History Reduced 9,960 680 0.02% 0.02% 40 -183 -1.8% Q4 2025 Feb 03, 2026
Baird Financial Group, Inc. History Reduced 9,491 648 0.0% 0.0% 41 -3,681 -27.95% Q4 2025 Feb 13, 2026
Nilsine Partners, LLC History Reduced 9,464 647 0.06% 0.06% 42 -206 -2.13% Q4 2025 Jan 15, 2026
NewEdge Advisors, LLC History Reduced 8,952 612 0.0% 0.0% 43 -1,715 -16.08% Q4 2025 Feb 18, 2026
MTM Investment Management, LLC History No change 8,523 582 0.19% 0.18% 44 0 0.0% Q4 2025 Feb 09, 2026
Sequoia Financial Advisors, LLC History No change 8,073 551 0.0% 0.0% 45 0 0.0% Q4 2025 Feb 03, 2026
RPg Family Wealth Advisory, LLC History Reduced 7,546 515 0.11% 0.15% 46 -2,643 -25.94% Q4 2025 Feb 13, 2026
Risk Paradigm Group, LLC History New 7,377 504 0.49% 47 +7,377 New Q4 2025 Feb 17, 2026
IHT Wealth Management, LLC History Added to 6,950 475 0.01% 0.01% 48 +9 0.13% Q4 2025 Feb 17, 2026
PNC FINANCIAL SERVICES GROUP, INC. History Reduced 6,328 432 0.0% 0.0% 49 -290 -4.38% Q4 2025 Feb 06, 2026
JONES FINANCIAL COMPANIES LLLP History Added to 5,789 395 0.0% 0.0% 50 +509 9.64% Q4 2025 Feb 17, 2026
Hilton Head Capital Partners, LLC History New 5,599 382 0.22% 51 +5,599 New Q4 2025 Feb 11, 2026
LEVEL FOUR ADVISORY SERVICES, LLC History Reduced 5,582 381 0.01% 0.01% 52 -398 -6.66% Q4 2025 Feb 13, 2026
Morey & Quinn Wealth Partners, LLC History No change 5,028 343 0.25% 0.25% 53 0 0.0% Q4 2025 Jan 27, 2026
Creative Planning History Reduced 4,889 334 0.0% 0.0% 54 -106 -2.12% Q4 2025 Feb 17, 2026
D. E. Shaw & Co., Inc. History No change 4,864 332 0.0% 0.0% 55 0 0.0% Q4 2025 Feb 17, 2026
Stratos Wealth Partners, LTD. History Reduced 4,509 308 0.0% 0.0% 56 -98 -2.13% Q4 2025 Jan 20, 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC History New 4,108 290 0.0% 57 +4,108 New Q4 2025 Jan 08, 2026
Mariner, LLC History New 4,033 275 0.0% 58 +4,033 New Q4 2025 Feb 13, 2026
Snowden Capital Advisors LLC History No change 3,943 269 0.01% 0.01% 59 0 0.0% Q4 2025 Feb 17, 2026
Pinnacle Financial Partners, Inc. History New 3,925 268 0.0% 60 +3,925 New Q4 2025 Feb 18, 2026
Ballew Advisors, Inc History No change 3,632 262 0.15% 0.14% 61 0 0.0% Q4 2025 Jan 14, 2026
Steward Partners Investment Advisory, LLC History No change 3,810 260 0.0% 0.0% 62 0 0.0% Q4 2025 Feb 12, 2026
MAI Capital Management History Reduced 3,715 253 0.0% 0.0% 63 -1,758 -32.12% Q4 2025 Feb 13, 2026
Rockefeller Capital Management L.P. History Added to 3,700 252 0.0% 0.0% 64 +304 8.95% Q4 2025 Mar 16, 2026
Capital Wealth Alliance, LLC History Reduced 3,256 231 0.1% 0.14% 65 -732 -18.36% Q4 2025 Feb 17, 2026
OPPENHEIMER & CO INC History Reduced 3,358 229 0.0% 0.0% 66 -859 -20.37% Q4 2025 Feb 02, 2026
TruWealth Advisors, LLC History No change 3,265 223 0.01% 0.01% 67 0 0.0% Q4 2025 Jan 07, 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC History Reduced 3,111 212 0.01% 0.02% 68 -202 -6.1% Q4 2025 Feb 03, 2026
COMERICA BANK History Reduced 2,327 159 0.0% 0.0% 69 -67 -2.8% Q4 2025 Jan 29, 2026
Topsail Wealth Management, LLC History Added to 2,339 159 0.02% 0.03% 70 +31 1.34% Q4 2025 Feb 04, 2026
IFP Advisors, Inc History Reduced 2,128 145 0.0% 0.0% 71 -31 -1.44% Q4 2025 Feb 06, 2026
Founders Financial Alliance, LLC History Reduced 1,916 130 0.02% 0.04% 72 -1,224 -38.98% Q4 2025 Feb 12, 2026
Sound Income Strategies, LLC History New 1,699 121 0.01% 73 +1,699 New Q4 2025 Jan 21, 2026
RMG Wealth Management LLC History New 486 108 0.01% 74 +486 New Q4 2025 Jan 29, 2026
CoreCap Advisors, LLC History Reduced 1,522 104 0.0% 0.01% 75 -680 -30.88% Q4 2025 Jan 13, 2026
O'SHAUGHNESSY ASSET MANAGEMENT, LLC History Reduced 1,478 101 0.0% 0.0% 76 -184 -11.07% Q4 2025 Feb 11, 2026
CX Institutional History Reduced 1,377 94 0.0% 0.01% 77 -2,166 -61.13% Q4 2025 Feb 02, 2026
REAP Financial Group, LLC History Reduced 1,233 84 0.02% 0.02% 78 -387 -23.89% Q4 2025 Feb 10, 2026
BlackRock, Inc. History No change 1,122 76 0.0% 0.0% 79 0 0.0% Q4 2025 Feb 12, 2026
FMR LLC History Reduced 1,095 74 0.0% 0.0% 80 -372 -25.36% Q4 2025 Feb 17, 2026
NATIXIS History Reduced 980 67 0.0% 0.0% 81 -28 -2.78% Q4 2025 Feb 13, 2026
CWM, LLC History Reduced 980 67 0.0% 0.0% 82 -14 -1.41% Q4 2025 Jan 26, 2026
HARBOUR INVESTMENTS, INC. History Added to 760 51 0.0% 0.0% 83 +30 4.11% Q4 2025 Feb 09, 2026
FAS Wealth Partners, Inc. History Added to 580 39 0.0% 0.0% 84 +1 0.17% Q4 2025 Feb 18, 2026
NATIONAL BANK OF CANADA /FI/ History No change 550 37 0.0% 0.0% 85 0 0.0% Q4 2025 Feb 17, 2026
ATWOOD & PALMER INC History No change 545 37 0.0% 0.0% 86 0 0.0% Q4 2025 Jan 28, 2026
SHP Wealth Management History New 530 36 0.0% 87 +530 New Q4 2025 Mar 04, 2026
Piscataqua Savings Bank History No change 465 31 0.02% 0.02% 88 0 0.0% Q4 2025 Jan 16, 2026
City State Bank History No change 425 29 0.01% 0.01% 89 0 0.0% Q4 2025 Jan 28, 2026
SIGNATUREFD, LLC History No change 400 27 0.0% 0.0% 90 0 0.0% Q4 2025 Jan 20, 2026
AE Wealth Management LLC History No change 403 27 0.0% 0.0% 91 0 0.0% Q4 2025 Jan 26, 2026
NBC SECURITIES, INC. History No change 368 25 0.0% 0.0% 92 0 0.0% Q4 2025 Jan 29, 2026
Geneos Wealth Management Inc. History Added to 322 22 0.0% 0.0% 93 +152 89.41% Q4 2025 Jan 28, 2026
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO History Added to 312 21 0.0% 0.0% 94 +50 19.08% Q4 2025 Feb 10, 2026
Newbridge Financial Services Group, Inc. History No change 315 21 0.0% 0.0% 95 0 0.0% Q4 2025 Jan 21, 2026
Aptus Capital Advisors, LLC History No change 283 19 0.0% 0.0% 96 0 0.0% Q4 2025 Feb 13, 2026
GAMMA Investing LLC History No change 269 18 0.0% 0.0% 97 0 0.0% Q4 2025 Jan 05, 2026
US BANCORP \DE\ History No change 219 14 0.0% 0.0% 98 0 0.0% Q4 2025 Jan 30, 2026
Smartleaf Asset Management LLC History No change 216 14 0.0% 0.0% 99 0 0.0% Q4 2025 Feb 13, 2026
CITIGROUP INC History No change 200 13 0.0% 0.0% 100 0 0.0% Q4 2025 Feb 13, 2026
Russell Investments Group, Ltd. History No change 197 13 0.0% 0.0% 101 0 0.0% Q4 2025 Feb 17, 2026
Mascoma Wealth Management LLC History No change 177 12 0.0% 0.0% 102 0 0.0% Q4 2025 Feb 04, 2026
Transamerica Financial Advisors, LLC History Reduced 137 9 0.0% 0.0% 103 -3 -2.14% Q4 2025 Feb 13, 2026
Park Square Financial Group, LLC History No change 134 8 0.05% 0.04% 104 0 0.0% Q4 2025 Feb 05, 2026
Keating Financial Advisory Services, Inc. History New 108 7 0.0% 105 +108 New Q4 2025 Feb 09, 2026
Nova Wealth Management, Inc. History No change 85 5 0.0% 0.0% 106 0 0.0% Q4 2025 Jan 14, 2026
Arax Advisory Partners History New 73 4 0.0% 107 +73 New Q4 2025 Feb 13, 2026
Quest 10 Wealth Builders, Inc. History No change 64 4 0.0% 0.0% 108 0 0.0% Q4 2025 Jan 29, 2026
BROADWATER CAPITAL MANAGEMENT LLC History No change 47 3 0.0% 0.0% 109 0 0.0% Q4 2025 Feb 03, 2026
Global Retirement Partners, LLC History Reduced 37 2 0.0% 0.0% 111 -119 -76.28% Q4 2025 Feb 06, 2026
BROWN, LISLE/CUMMINGS, INC. History No change 35 2 0.0% 0.0% 110 0 0.0% Q4 2025 Jan 23, 2026
Motiv8 Investments LLC History New 9 1 0.0% 113 +9 New Q4 2025 Feb 13, 2026
POM Investment Strategies, LLC History No change 17 1 0.0% 0.0% 112 0 0.0% Q4 2025 Feb 17, 2026
MPWM ADVISORY SOLUTIONS, LLC History No change 20 1 0.0% 0.0% 114 0 0.0% Q4 2025 Feb 17, 2026
NAVELLIER & ASSOCIATES INC History Closed out 0 0 0.16% -22,913 -100.0% Q3 2025 Nov 06, 2025
KESTRA PRIVATE WEALTH SERVICES, LLC History Closed out 0 0 0.01% -6,242 -100.0% Q3 2025 Nov 17, 2025
&PARTNERS History Closed out 0 0 0.0% -3,782 -100.0% Q3 2025 Nov 14, 2025
StoneX Group Inc. History Closed out 0 0 0.01% -2,988 -100.0% Q3 2025 Nov 14, 2025
Advisory Services Network, LLC History Closed out 0 0 0.0% -2,671 -100.0% Q3 2025 Nov 18, 2025
NATURAL INVESTMENTS, LLC History Closed out 0 0 0.08% -2,054 -100.0% Q3 2025 Oct 10, 2025
Ameritas Advisory Services, LLC History Closed out 0 0 0.0% -925 -100.0% Q3 2025 Nov 06, 2025
PRINCIPAL SECURITIES, INC. History Closed out 0 0 0.0% -565 -100.0% Q3 2025 Nov 12, 2025
Wilmington Savings Fund Society, FSB History Closed out 0 0 0.0% -260 -100.0% Q3 2025 Nov 20, 2025
Larson Financial Group LLC History Closed out 0 0 0.0% -86 -100.0% Q3 2025 Nov 14, 2025
Tower Research Capital LLC (TRC) History Closed out 0 0 0.0% -19 -100.0% Q3 2025 Nov 14, 2025
AdvisorNet Financial, Inc History Closed out 0 0 0.0% -15 -100.0% Q3 2025 Oct 09, 2025
Kiker Wealth Management, LLC History Closed out 0 0 0.0% -15 -100.0% Q3 2025 Oct 27, 2025
Realta Investment Advisors History No change 1 0 0 0.0% Q4 2025 Jan 20, 2026
DHJJ Financial Advisors, Ltd. History No change 5 0 0 0.0% Q4 2025 Jan 23, 2026