FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 504,577 | 32,303 | 0.0% | 0.0% | 1 | +77,127 | 18.04% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 397,474 | 25,446 | 0.0% | 0.01% | 2 | -104,768 | -20.86% | Q1 2026 | May 11, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 167,865 | 10,746 | 0.0% | 0.01% | 3 | -68,336 | -28.93% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Reduced | 138,851 | 8,889 | 0.0% | 0.0% | 4 | -32,751 | -19.09% | Q1 2026 | May 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 125,875 | 8,058 | 0.0% | 0.0% | 5 | -6,911 | -5.2% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 82,959 | 5,311 | 0.01% | 0.01% | 6 | -3,656 | -4.22% | Q1 2026 | Apr 22, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 80,095 | 5,127 | 0.0% | 0.01% | 7 | -17,250 | -17.72% | Q1 2026 | May 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 55,359 | 3,544 | 0.0% | 0.0% | 8 | +5,736 | 11.56% | Q1 2026 | May 15, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 47,391 | 3,033 | 0.0% | 0.0% | 9 | -802 | -1.66% | Q1 2026 | Apr 27, 2026 |
| UBS Group AG | History | Reduced | 40,632 | 2,601 | 0.0% | 0.0% | 10 | -9,594 | -19.1% | Q1 2026 | May 05, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 35,331 | 2,262 | 0.0% | 0.0% | 11 | +2,498 | 7.61% | Q1 2026 | May 15, 2026 |
| Paragon Private Wealth Management, LLC | History | Reduced | 34,569 | 2,213 | 0.69% | 0.75% | 12 | -1,158 | -3.24% | Q1 2026 | May 19, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 30,768 | 1,969 | 0.0% | 0.0% | 13 | -21,960 | -41.65% | Q1 2026 | May 15, 2026 |
| TradeWell Securities, LLC. | History | Added to | 30,014 | 1,917 | 0.81% | 0.71% | 14 | +3,450 | 12.99% | Q1 2026 | Apr 13, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 25,931 | 1,660 | 0.0% | 0.0% | 15 | +6,545 | 33.76% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 25,837 | 1,654 | 0.0% | 0.0% | 16 | +131 | 0.51% | Q1 2026 | May 15, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | No change | 22,055 | 1,411 | 1.0% | 1.07% | 17 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 21,131 | 1,352 | 0.0% | 0.0% | 18 | -436 | -2.02% | Q1 2026 | May 04, 2026 |
| NAVELLIER & ASSOCIATES INC | History | New | 20,681 | 1,323 | 0.14% | — | 19 | +20,681 | New | Q1 2026 | May 07, 2026 |
| Cetera Investment Advisers | History | Reduced | 19,980 | 1,279 | 0.0% | 0.0% | 20 | -1 | -0.01% | Q1 2026 | May 13, 2026 |
| CITIGROUP INC | History | Added to | 19,753 | 1,264 | 0.0% | 0.0% | 21 | +19,553 | 9776.5% | Q1 2026 | May 11, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 19,034 | 1,218 | 0.0% | 0.01% | 22 | +1,150 | 6.43% | Q1 2026 | Apr 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 18,177 | 1,163 | 0.0% | 0.0% | 23 | -1,047 | -5.45% | Q1 2026 | Apr 27, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 17,255 | 1,104 | 0.0% | 0.0% | 24 | -10,755 | -38.4% | Q1 2026 | May 15, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 14,206 | 909 | 0.69% | 0.72% | 25 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| STEPHENS INC /AR/ | History | No change | 13,998 | 896 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| PGIM Custom Harvest LLC | History | Reduced | 13,917 | 890 | 0.01% | 0.02% | 27 | -1,270 | -8.36% | Q1 2026 | May 13, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 14,302 | 887 | 0.0% | 0.0% | 28 | -46,903 | -76.63% | Q1 2026 | May 13, 2026 |
| Independent Advisor Alliance | History | New | 11,789 | 754 | 0.01% | — | 29 | +11,789 | New | Q1 2026 | May 12, 2026 |
| Summit Financial, LLC | History | Reduced | 11,719 | 750 | 0.01% | 0.01% | 30 | -520 | -4.25% | Q1 2026 | May 15, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 11,612 | 743 | 0.0% | 0.0% | 31 | -614 | -5.02% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 11,207 | 717 | 0.0% | 0.0% | 32 | -670 | -5.64% | Q1 2026 | Apr 30, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 11,030 | 710 | 0.01% | 0.01% | 33 | -4 | -0.04% | Q1 2026 | Apr 07, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 10,794 | 691 | 0.0% | 0.0% | 34 | -2,110 | -16.35% | Q1 2026 | May 04, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 10,355 | 662 | 0.0% | 0.0% | 35 | +6,545 | 171.78% | Q1 2026 | May 08, 2026 |
| Retirement Planning Group, LLC | History | Reduced | 9,677 | 619 | 0.02% | 0.02% | 36 | -283 | -2.84% | Q1 2026 | May 04, 2026 |
| Private Advisor Group, LLC | History | Reduced | 9,665 | 618 | 0.0% | 0.0% | 37 | -1,568 | -13.96% | Q1 2026 | Apr 24, 2026 |
| CX Institutional | History | Added to | 8,963 | 574 | 0.02% | 0.0% | 38 | +7,586 | 550.91% | Q1 2026 | Apr 06, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 8,722 | 558 | 0.0% | 0.0% | 39 | -769 | -8.1% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 8,518 | 545 | 0.0% | 0.0% | 40 | -434 | -4.85% | Q1 2026 | Jun 02, 2026 |
| MTM Investment Management, LLC | History | Reduced | 8,422 | 539 | 0.17% | 0.19% | 41 | -101 | -1.19% | Q1 2026 | May 06, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 8,073 | 516 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Elser Financial Planning, Inc | History | New | 8,000 | 505 | 0.02% | — | 43 | +8,000 | New | Q1 2026 | Apr 15, 2026 |
| IHT Wealth Management, LLC | History | Added to | 6,961 | 445 | 0.01% | 0.01% | 44 | +11 | 0.16% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 6,047 | 387 | 0.0% | 0.0% | 45 | -281 | -4.44% | Q1 2026 | May 08, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 6,169 | 385 | 0.0% | 0.0% | 46 | +380 | 6.56% | Q1 2026 | May 15, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 5,783 | 370 | 0.01% | 0.01% | 47 | +201 | 3.6% | Q1 2026 | May 14, 2026 |
| Hilton Head Capital Partners, LLC | History | Reduced | 5,584 | 357 | 0.2% | 0.22% | 48 | -15 | -0.27% | Q1 2026 | Apr 20, 2026 |
| RPg Family Wealth Advisory, LLC | History | Reduced | 5,142 | 329 | 0.07% | 0.11% | 49 | -2,404 | -31.86% | Q1 2026 | May 14, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 5,028 | 321 | 0.23% | 0.25% | 50 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Risk Paradigm Group, LLC | History | Reduced | 4,973 | 318 | 0.27% | 0.49% | 51 | -2,404 | -32.59% | Q1 2026 | May 14, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 4,864 | 311 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Creative Planning | History | Reduced | 4,842 | 309 | 0.0% | 0.0% | 53 | -47 | -0.96% | Q1 2026 | May 12, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 4,524 | 289 | 0.0% | 0.0% | 54 | +15 | 0.33% | Q1 2026 | Apr 28, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 4,098 | 262 | 0.0% | 0.0% | 55 | +398 | 10.76% | Q1 2026 | May 14, 2026 |
| Snowden Capital Advisors LLC | History | No change | 3,943 | 252 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Pinnacle Financial Partners, Inc. | History | Reduced | 3,855 | 246 | 0.0% | 0.0% | 57 | -70 | -1.78% | Q1 2026 | May 14, 2026 |
| Ballew Advisors, Inc | History | No change | 3,632 | 243 | 0.14% | 0.15% | 58 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 3,419 | 218 | 0.0% | 0.0% | 59 | +61 | 1.82% | Q1 2026 | Apr 23, 2026 |
| TruWealth Advisors, LLC | History | No change | 3,265 | 209 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Capital Wealth Alliance, LLC | History | No change | 3,256 | 208 | 0.09% | 0.1% | 61 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 3,112 | 200 | 0.01% | 0.01% | 62 | +1 | 0.03% | Q1 2026 | May 01, 2026 |
| MAI Capital Management | History | Reduced | 2,936 | 187 | 0.0% | 0.0% | 63 | -779 | -20.97% | Q1 2026 | May 15, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 2,826 | 180 | 0.03% | 0.02% | 64 | +910 | 47.49% | Q1 2026 | May 11, 2026 |
| COMERICA BANK | History | No change | 2,327 | 159 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Advisory Services Network, LLC | History | New | 2,294 | 146 | 0.0% | — | 66 | +2,294 | New | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | New | 2,266 | 145 | 0.0% | — | 67 | +2,266 | New | Q1 2026 | May 01, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 1,886 | 120 | 0.0% | 0.0% | 68 | +1,126 | 148.16% | Q1 2026 | May 15, 2026 |
| Sound Income Strategies, LLC | History | No change | 1,699 | 109 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| IFP Advisors, Inc | History | Reduced | 1,627 | 104 | 0.0% | 0.0% | 70 | -501 | -23.54% | Q1 2026 | Apr 13, 2026 |
| Topsail Wealth Management, LLC | History | Reduced | 1,495 | 95 | 0.01% | 0.02% | 71 | -844 | -36.08% | Q1 2026 | Apr 21, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 1,405 | 89 | 0.0% | 0.0% | 72 | -117 | -7.69% | Q1 2026 | Apr 07, 2026 |
| US BANCORP \DE\ | History | Added to | 1,332 | 85 | 0.0% | 0.0% | 73 | +1,113 | 508.22% | Q1 2026 | May 14, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 1,237 | 79 | 0.0% | 0.0% | 74 | -241 | -16.31% | Q1 2026 | May 13, 2026 |
| REAP Financial Group, LLC | History | Added to | 1,235 | 79 | 0.02% | 0.02% | 75 | +2 | 0.16% | Q1 2026 | May 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 1,212 | 77 | 0.0% | 0.0% | 76 | +900 | 288.46% | Q1 2026 | May 07, 2026 |
| KELLEHER FINANCIAL ADVISORS | History | New | 1,450 | 72 | 0.02% | — | 77 | +1,450 | New | Q1 2026 | May 08, 2026 |
| BlackRock, Inc. | History | No change | 1,122 | 71 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| FMR LLC | History | Reduced | 1,033 | 66 | 0.0% | 0.0% | 79 | -62 | -5.66% | Q1 2026 | May 15, 2026 |
| FRANKLIN RESOURCES INC | History | New | 950 | 60 | 0.0% | — | 80 | +950 | New | Q1 2026 | May 13, 2026 |
| CWM, LLC | History | Reduced | 887 | 56 | 0.0% | 0.0% | 81 | -93 | -9.49% | Q1 2026 | May 14, 2026 |
| Western Wealth Management, LLC | History | New | 755 | 48 | 0.0% | — | 82 | +755 | New | Q1 2026 | May 19, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 580 | 39 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 550 | 35 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ATWOOD & PALMER INC | History | No change | 545 | 34 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| SHP Wealth Management | History | No change | 530 | 33 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Piscataqua Savings Bank | History | No change | 465 | 29 | 0.02% | 0.02% | 87 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| City State Bank | History | No change | 425 | 27 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| SIGNATUREFD, LLC | History | No change | 400 | 25 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| AE Wealth Management LLC | History | No change | 403 | 25 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 330 | 21 | 0.0% | 0.0% | 91 | -38 | -10.33% | Q1 2026 | Apr 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 322 | 20 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| NFSG Corp | History | No change | 315 | 20 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | New | 283 | 18 | 0.0% | — | 95 | +283 | New | Q1 2026 | May 15, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 283 | 18 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| GAMMA Investing LLC | History | No change | 269 | 17 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Trask Adam Roland | History | New | 175 | 16 | 0.02% | — | 97 | +175 | New | Q1 2026 | May 15, 2026 |
| Smartleaf Asset Management LLC | History | No change | 216 | 13 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Russell Investments Group, Ltd. | History | No change | 197 | 12 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Mascoma Wealth Management LLC | History | No change | 177 | 11 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| NATIXIS | History | Reduced | 143 | 9 | 0.0% | 0.0% | 101 | -837 | -85.41% | Q1 2026 | May 14, 2026 |
| Park Square Financial Group, LLC | History | No change | 134 | 8 | 0.06% | 0.05% | 102 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 108 | 6 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Nova Wealth Management, Inc. | History | No change | 85 | 5 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 63 | 4 | 0.0% | 0.0% | 105 | -74 | -54.01% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | No change | 73 | 4 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 64 | 4 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 48 | 3 | 0.0% | — | 109 | +48 | New | Q1 2026 | May 11, 2026 |
| BROADWATER CAPITAL MANAGEMENT LLC | History | No change | 47 | 3 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Parallel Advisors, LLC | History | New | 40 | 2 | 0.0% | — | 112 | +40 | New | Q1 2026 | Jun 02, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | No change | 35 | 2 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Global Retirement Partners, LLC | History | No change | 37 | 2 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| POM Investment Strategies, LLC | History | No change | 17 | 1 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Motiv8 Investments LLC | History | No change | 9 | 1 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 20 | 1 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Virtue Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.13% | — | -105,793 | -100.0% | Q1 2026 | May 07, 2026 |
| IronBridge Private Wealth, LLC | History | Closed out | 0 | 0 | — | 1.52% | — | -70,303 | -100.0% | Q1 2026 | May 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Closed out | 0 | 0 | — | 0.0% | — | -50,000 | -100.0% | Q1 2026 | May 12, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,001 | -100.0% | Q1 2026 | May 12, 2026 |
| BENJAMIN EDWARDS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -26,908 | -100.0% | Q1 2026 | May 12, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,900 | -100.0% | Q1 2026 | May 15, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -11,410 | -100.0% | Q1 2026 | May 15, 2026 |
| Nilsine Partners, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -9,464 | -100.0% | Q1 2026 | Apr 29, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,108 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,033 | -100.0% | Q1 2026 | May 13, 2026 |
| RMG Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -486 | -100.0% | Q1 2026 | May 14, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 14 | 0 | — | — | — | +14 | New | Q1 2026 | May 15, 2026 |
| Realta Investment Advisors | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |