FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 497,599 | 34,417 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 389,948 | 26,971 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 146,906 | 10,161 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 140,473 | 9,716 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 119,282 | 8,250 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 75,547 | 5,225 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 74,409 | 5,146 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 53,744 | 3,717 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 50,000 | 3,458 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| XCELSIOR ADVISOR PARTNERS LLC | History | No change | 35,256 | 3,311 | 0.44% | 0.44% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 33,215 | 2,297 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 32,783 | 2,267 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TradeWell Securities, LLC. | History | Added to | 34,947 | 2,241 | 0.76% | 0.8% | 13 | +2,460 | 7.57% | Q3 2026 | Oct 21, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 34,725 | 2,227 | 0.0% | 0.0% | 14 | -12,300 | -26.16% | Q3 2026 | Oct 30, 2026 |
| Paragon Private Wealth Management, LLC | History | Reduced | 29,117 | 1,867 | 0.57% | 0.6% | 15 | -4,260 | -12.76% | Q3 2026 | Oct 20, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 25,473 | 1,761 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 24,457 | 1,692 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 20,666 | 1,429 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 21,915 | 1,405 | 0.85% | 0.92% | 19 | -72 | -0.33% | Q3 2026 | Oct 20, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 21,415 | 1,373 | 0.0% | 0.0% | 20 | +4,236 | 24.66% | Q3 2026 | Nov 02, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 16,866 | 1,166 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 15,625 | 1,080 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STEPHENS INC /AR/ | History | No change | 13,998 | 968 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| PGIM Custom Harvest LLC | History | No change | 13,811 | 955 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 13,714 | 953 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CITADEL ADVISORS LLC | History | No change | 13,034 | 901 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Summit Financial, LLC | History | No change | 12,332 | 852 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 14,006 | 839 | 0.86% | 0.86% | 28 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 11,296 | 781 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 10,570 | 731 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 11,292 | 724 | 0.0% | 0.0% | 31 | -5,886 | -34.26% | Q3 2026 | Nov 02, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 10,636 | 682 | 0.0% | 0.01% | 32 | -389 | -3.53% | Q3 2026 | Oct 08, 2026 |
| Private Advisor Group, LLC | History | No change | 9,287 | 642 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 9,149 | 587 | 0.0% | 0.0% | 34 | -1,440 | -13.6% | Q3 2026 | Nov 02, 2026 |
| NewEdge Advisors, LLC | History | No change | 8,476 | 586 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Sequoia Financial Advisors, LLC | History | No change | 8,073 | 558 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Baird Financial Group, Inc. | History | No change | 8,066 | 557 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MTM Investment Management, LLC | History | No change | 8,422 | 540 | 0.16% | 0.17% | 38 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Elser Financial Planning, Inc | History | No change | 8,000 | 513 | 0.02% | 0.02% | 39 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Retirement Planning Group, LLC | History | No change | 7,803 | 500 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| NAVELLIER & ASSOCIATES INC | History | No change | 7,190 | 497 | 0.04% | 0.04% | 41 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 7,024 | 493 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IHT Wealth Management, LLC | History | No change | 6,939 | 479 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 6,065 | 419 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RPg Family Wealth Advisory, LLC | History | No change | 5,931 | 410 | 0.09% | 0.09% | 45 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Qube Research & Technologies Ltd | History | No change | 5,918 | 409 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 5,783 | 399 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Risk Paradigm Group, LLC | History | No change | 5,762 | 398 | 0.31% | 0.31% | 48 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Waverly Advisors, LLC | History | No change | 5,031 | 347 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Creative Planning | History | Added to | 5,409 | 346 | 0.0% | 0.0% | 50 | +687 | 14.55% | Q3 2026 | Nov 02, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 4,864 | 336 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | Added to | 5,213 | 334 | 0.22% | 0.22% | 52 | +185 | 3.68% | Q3 2026 | Oct 27, 2026 |
| Hilton Head Capital Partners, LLC | History | Reduced | 4,724 | 302 | 0.16% | 0.17% | 53 | -38 | -0.8% | Q3 2026 | Oct 23, 2026 |
| &PARTNERS | History | No change | 4,307 | 297 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 4,161 | 287 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 4,063 | 281 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 5,404 | 274 | 0.02% | 0.02% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 3,855 | 266 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 3,792 | 262 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,741 | 258 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 3,796 | 243 | 0.0% | — | 61 | +3,796 | New | Q3 2026 | Oct 16, 2026 |
| Ballew Advisors, Inc | History | No change | 3,632 | 234 | 0.12% | 0.13% | 62 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| HRT FINANCIAL LP | History | No change | 2,954 | 204 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MAI Capital Management | History | No change | 2,936 | 203 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Founders Financial Alliance, LLC | History | No change | 2,936 | 203 | 0.03% | 0.03% | 65 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 3,112 | 200 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Parallel Advisors, LLC | History | Added to | 2,541 | 162 | 0.0% | 0.0% | 67 | +962 | 60.92% | Q3 2026 | Nov 03, 2026 |
| FIFTH THIRD BANCORP | History | No change | 1,826 | 126 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,813 | 125 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Topsail Wealth Management, LLC | History | No change | 1,495 | 103 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITIGROUP INC | History | Reduced | 1,474 | 94 | 0.0% | 0.0% | 71 | -10,314 | -87.5% | Q3 2026 | Nov 04, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,345 | 93 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 1,310 | 84 | 0.0% | 0.0% | 73 | -9 | -0.68% | Q3 2026 | Oct 08, 2026 |
| FMR LLC | History | No change | 1,103 | 76 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 1,156 | 74 | 0.0% | 0.0% | 75 | -297 | -20.44% | Q3 2026 | Oct 16, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 950 | 65 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| REAP Financial Group, LLC | History | Added to | 823 | 52 | 0.01% | 0.01% | 77 | +2 | 0.24% | Q3 2026 | Nov 02, 2026 |
| CX Institutional | History | Added to | 728 | 47 | 0.0% | 0.0% | 78 | +12 | 1.68% | Q3 2026 | Oct 02, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 582 | 40 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 550 | 38 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SHP Wealth Management | History | No change | 530 | 36 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Geneos Wealth Management Inc. | History | No change | 474 | 32 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| AE Wealth Management LLC | History | No change | 433 | 29 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| IFG Advisory, LLC | History | No change | 420 | 29 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Piscataqua Savings Bank | History | No change | 465 | 29 | 0.02% | 0.02% | 85 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| ATWOOD & PALMER INC | History | Reduced | 400 | 25 | 0.0% | 0.0% | 86 | -145 | -26.61% | Q3 2026 | Oct 08, 2026 |
| SIGNATUREFD, LLC | History | No change | 400 | 25 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 330 | 21 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| NFSG Corp | History | No change | 315 | 20 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 283 | 19 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| McCarley & Cook Financial Planners | History | No change | 281 | 18 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| GAMMA Investing LLC | History | No change | 269 | 17 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| US BANCORP \DE\ | History | No change | 219 | 15 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Smartleaf Asset Management LLC | History | No change | 216 | 15 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MATHER GROUP, LLC. | History | New | 174 | 11 | 0.0% | — | 97 | +174 | New | Q3 2026 | Oct 14, 2026 |
| Russell Investments Group, Ltd. | History | No change | 171 | 11 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Mascoma Wealth Management LLC | History | No change | 177 | 11 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Park Square Financial Group, LLC | History | No change | 134 | 9 | 0.08% | 0.08% | 98 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 108 | 7 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Arax Advisory Partners | History | No change | 73 | 5 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Nova Wealth Management, Inc. | History | No change | 85 | 5 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 61 | 4 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 64 | 4 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Balance Wealth Partners LLC | History | New | 49 | 3 | 0.0% | — | 105 | +49 | New | Q3 2026 | Oct 27, 2026 |
| BROADWATER CAPITAL MANAGEMENT LLC | History | No change | 47 | 3 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | No change | 35 | 2 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| POM Investment Strategies, LLC | History | No change | 17 | 1 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 20 | 1 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Key Capital Management, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16 | -100.0% | Q3 2026 | Nov 03, 2026 |
| NATIXIS | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Realta Investment Advisors | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |