FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 297,896 | 18,654 | 0.0% | 0.0% | 1 | +29,273 | 10.9% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | Reduced | 193,406 | 12,111 | 0.0% | 0.0% | 2 | -28,844 | -12.98% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 164,660 | 10,311 | 0.0% | 0.0% | 3 | -3,276 | -1.95% | Q2 2026 | Aug 14, 2026 |
| Independent Advisor Alliance | History | Reduced | 101,267 | 6,341 | 0.15% | 0.08% | 4 | -21,627 | -17.6% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 92,468 | 5,790 | 0.01% | 0.01% | 5 | +21,244 | 29.83% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 84,344 | 5,281 | 0.0% | 0.0% | 6 | +1,389 | 1.67% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 67,381 | 4,219 | 0.0% | 0.0% | 7 | +18,654 | 38.28% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 59,812 | 3,745 | 0.0% | 0.0% | 8 | -1,176 | -1.93% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 58,748 | 3,678 | 0.0% | 0.0% | 9 | -2,489 | -4.06% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 57,847 | 3,622 | 0.0% | 0.01% | 10 | -9,143 | -13.65% | Q2 2026 | Jul 29, 2026 |
| CITIGROUP INC | History | Added to | 43,291 | 2,710 | 0.0% | 0.0% | 11 | +899 | 2.12% | Q2 2026 | Aug 03, 2026 |
| UBS Group AG | History | Added to | 42,113 | 2,637 | 0.0% | 0.0% | 12 | +5,269 | 14.3% | Q2 2026 | Aug 13, 2026 |
| Cedrus Wealth Group LLC | History | New | 35,806 | 2,242 | 1.96% | — | 13 | +35,806 | New | Q2 2026 | Jul 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 33,299 | 2,085 | 0.0% | 0.0% | 14 | +708 | 2.17% | Q2 2026 | Aug 14, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 29,821 | 1,867 | 0.0% | 0.0% | 15 | +2,000 | 7.19% | Q2 2026 | Aug 13, 2026 |
| PGIM Custom Harvest LLC | History | No change | 28,269 | 1,770 | 0.02% | 0.03% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 25,610 | 1,604 | 0.0% | 0.0% | 17 | -2,216 | -7.96% | Q2 2026 | Aug 05, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 23,497 | 1,471 | 0.0% | 0.0% | 18 | -3,837 | -14.04% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 22,591 | 1,414 | 0.0% | 0.0% | 19 | -6,562 | -22.51% | Q2 2026 | Aug 03, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Reduced | 20,958 | 1,312 | 0.02% | 0.03% | 20 | -4,541 | -17.81% | Q2 2026 | Jul 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 20,892 | 1,308 | 0.0% | 0.0% | 21 | +5,886 | 39.22% | Q2 2026 | Jul 27, 2026 |
| Proactive Wealth Strategies LLC | History | Reduced | 17,182 | 1,075 | 0.17% | 0.21% | 22 | -76 | -0.44% | Q2 2026 | Aug 10, 2026 |
| Regal Investment Advisors LLC | History | Reduced | 16,654 | 1,042 | 0.05% | 0.06% | 23 | -585 | -3.39% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Reduced | 16,419 | 1,028 | 0.0% | 0.0% | 24 | -12,405 | -43.04% | Q2 2026 | Aug 12, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 15,845 | 992 | 0.0% | 0.0% | 25 | +84 | 0.53% | Q2 2026 | Jul 28, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 14,946 | 935 | 0.01% | 0.01% | 26 | -166 | -1.1% | Q2 2026 | Aug 12, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 14,643 | 929 | 0.0% | 0.0% | 27 | +240 | 1.67% | Q2 2026 | Aug 12, 2026 |
| Schrum Private Wealth Management LLC | History | Reduced | 13,835 | 891 | 0.92% | 0.73% | 28 | -1,112 | -7.44% | Q2 2026 | Aug 10, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 12,213 | 764 | 0.0% | 0.0% | 29 | +204 | 1.7% | Q2 2026 | Jul 28, 2026 |
| Worthington Financial Partners, LLC | History | Added to | 9,927 | 621 | 0.51% | 0.53% | 30 | +244 | 2.52% | Q2 2026 | Jul 21, 2026 |
| HRT FINANCIAL LP | History | New | 9,535 | 597 | 0.0% | — | 31 | +9,535 | New | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 9,128 | 571 | 0.0% | 0.01% | 32 | -5,381 | -37.09% | Q2 2026 | Jul 17, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 8,951 | 560 | 0.01% | 0.01% | 33 | -414 | -4.42% | Q2 2026 | Aug 11, 2026 |
| Private Advisor Group, LLC | History | Added to | 8,926 | 558 | 0.0% | 0.0% | 34 | +312 | 3.62% | Q2 2026 | Jul 27, 2026 |
| Meridian Wealth Management, LLC | History | Reduced | 8,645 | 541 | 0.02% | 0.02% | 35 | -1,384 | -13.8% | Q2 2026 | Aug 05, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | Reduced | 8,558 | 535 | 0.22% | 0.32% | 36 | -1,660 | -16.25% | Q2 2026 | Aug 07, 2026 |
| Waverly Advisors, LLC | History | No change | 8,543 | 534 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Trueblood Wealth Management, LLC | History | Added to | 8,429 | 527 | 0.18% | 0.21% | 38 | +9 | 0.11% | Q2 2026 | Jul 27, 2026 |
| Creative Planning | History | Reduced | 7,511 | 470 | 0.0% | 0.0% | 39 | -4,261 | -36.2% | Q2 2026 | Aug 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 7,313 | 457 | 0.0% | 0.0% | 40 | -210 | -2.79% | Q2 2026 | Aug 13, 2026 |
| HighTower Advisors, LLC | History | Added to | 7,038 | 440 | 0.0% | 0.0% | 41 | +103 | 1.49% | Q2 2026 | Aug 05, 2026 |
| GTS SECURITIES LLC | History | Reduced | 6,866 | 429 | 0.01% | 0.02% | 42 | -4,140 | -37.62% | Q2 2026 | Aug 14, 2026 |
| Keating Financial Advisory Services, Inc. | History | Reduced | 6,851 | 429 | 0.06% | 0.08% | 43 | -543 | -7.34% | Q2 2026 | Aug 11, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 6,400 | 400 | 0.0% | 0.0% | 44 | -8,600 | -57.33% | Q2 2026 | Aug 14, 2026 |
| RPg Family Wealth Advisory, LLC | History | Added to | 6,353 | 397 | 0.08% | 0.07% | 45 | +1,024 | 19.22% | Q2 2026 | Aug 04, 2026 |
| Risk Paradigm Group, LLC | History | Added to | 6,203 | 388 | 0.3% | 0.28% | 46 | +1,024 | 19.77% | Q2 2026 | Aug 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | New | 6,071 | 380 | 0.0% | — | 47 | +6,071 | New | Q2 2026 | Aug 07, 2026 |
| Belpointe Asset Management LLC | History | Added to | 5,490 | 343 | 0.01% | 0.01% | 48 | +2 | 0.04% | Q2 2026 | Jul 31, 2026 |
| Summit Financial, LLC | History | Added to | 5,451 | 341 | 0.0% | 0.0% | 49 | +615 | 12.72% | Q2 2026 | Aug 12, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 5,138 | 321 | 0.01% | 0.01% | 50 | -27 | -0.52% | Q2 2026 | Aug 10, 2026 |
| Ameritas Advisory Services, LLC | History | New | 4,896 | 306 | 0.01% | — | 51 | +4,896 | New | Q2 2026 | Aug 14, 2026 |
| Nova Wealth Management, Inc. | History | Reduced | 4,672 | 292 | 0.16% | 0.22% | 52 | -606 | -11.48% | Q2 2026 | Jul 13, 2026 |
| MGO ONE SEVEN LLC | History | New | 4,510 | 282 | 0.0% | — | 53 | +4,510 | New | Q2 2026 | Jul 31, 2026 |
| Spire Wealth Management | History | No change | 4,473 | 280 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Madden Advisory Services, Inc. | History | Reduced | 4,433 | 277 | 0.1% | 0.11% | 55 | -111 | -2.44% | Q2 2026 | Aug 04, 2026 |
| Gotham Asset Management, LLC | History | No change | 4,356 | 272 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Global View Capital Management LLC | History | Reduced | 3,681 | 230 | 0.05% | 0.07% | 57 | -577 | -13.55% | Q2 2026 | Jul 23, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 3,613 | 226 | 0.01% | 0.01% | 58 | +2 | 0.06% | Q2 2026 | Jul 22, 2026 |
| Stonebridge Financial Planning Group, LLC | History | Reduced | 3,600 | 225 | 0.07% | 0.09% | 59 | -150 | -4.0% | Q2 2026 | Jul 31, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 3,283 | 208 | 0.0% | 0.0% | 60 | +627 | 23.61% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 2,316 | 145 | 0.0% | 0.0% | 61 | -679 | -22.67% | Q2 2026 | Aug 05, 2026 |
| FMR LLC | History | Added to | 2,113 | 132 | 0.0% | 0.0% | 62 | +234 | 12.45% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 2,111 | 132 | 0.0% | 0.0% | 63 | +17 | 0.81% | Q2 2026 | Aug 12, 2026 |
| Geneos Wealth Management Inc. | History | No change | 2,100 | 131 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 2,060 | 128 | 0.0% | 0.0% | 65 | -257 | -11.09% | Q2 2026 | Aug 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 2,034 | 127 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Global Retirement Partners, LLC | History | New | 1,894 | 118 | 0.0% | — | 67 | +1,894 | New | Q2 2026 | Aug 06, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | No change | 1,840 | 115 | 0.05% | 0.06% | 68 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 1,750 | 109 | 0.03% | 0.04% | 69 | -29 | -1.63% | Q2 2026 | Jul 24, 2026 |
| HOWE & RUSLING INC | History | No change | 1,714 | 107 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CWM, LLC | History | No change | 1,533 | 97 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CX Institutional | History | Reduced | 1,323 | 83 | 0.0% | 0.01% | 72 | -6,004 | -81.94% | Q2 2026 | Jul 01, 2026 |
| BlackRock, Inc. | History | Reduced | 1,191 | 74 | 0.0% | 0.0% | 73 | -215 | -15.29% | Q2 2026 | Aug 07, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 1,070 | 67 | 0.03% | 0.03% | 74 | -20 | -1.83% | Q2 2026 | Aug 13, 2026 |
| City State Bank | History | No change | 1,000 | 62 | 0.01% | 0.02% | 75 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 941 | 58 | 0.0% | 0.0% | 76 | -84 | -8.2% | Q2 2026 | Jul 21, 2026 |
| CoreCap Advisors, LLC | History | No change | 844 | 52 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 726 | 45 | 0.01% | 0.01% | 78 | +3 | 0.41% | Q2 2026 | Aug 04, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 410 | 25 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| IFG Advisory, LLC | History | New | 280 | 17 | 0.0% | — | 83 | +280 | New | Q2 2026 | Aug 13, 2026 |
| SIGNATUREFD, LLC | History | No change | 274 | 17 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| AE Wealth Management LLC | History | No change | 272 | 17 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Larson Financial Group LLC | History | No change | 285 | 17 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 253 | 15 | 0.0% | 0.0% | 85 | +1 | 0.4% | Q2 2026 | Jul 23, 2026 |
| MCF Advisors LLC | History | No change | 240 | 15 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 241 | 15 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| RMG Wealth Management LLC | History | No change | 232 | 15 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Winch Advisory Services, LLC | History | Added to | 224 | 14 | 0.0% | 0.0% | 88 | +1 | 0.45% | Q2 2026 | Aug 06, 2026 |
| AlphaCore Capital LLC | History | No change | 192 | 12 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Arax Advisory Partners | History | No change | 149 | 9 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 154 | 9 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Topsail Wealth Management, LLC | History | No change | 135 | 8 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 125 | 7 | 0.0% | — | 95 | +125 | New | Q2 2026 | Aug 12, 2026 |
| Allworth Financial LP | History | Added to | 126 | 7 | 0.0% | 0.0% | 93 | +1 | 0.8% | Q2 2026 | Aug 11, 2026 |
| Park Square Financial Group, LLC | History | No change | 119 | 7 | 0.06% | 0.05% | 94 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 100 | 6 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ASSETMARK, INC | History | No change | 83 | 5 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| DiNuzzo Private Wealth, Inc. | History | No change | 76 | 4 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 65 | 4 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| High Note Wealth, LLC | History | No change | 49 | 3 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 41 | 2 | 0.0% | 0.0% | 101 | -1,087 | -96.37% | Q2 2026 | Aug 13, 2026 |
| Key Capital Management, INC | History | New | 29 | 1 | 0.0% | — | 103 | +29 | New | Q2 2026 | Jul 27, 2026 |
| AdvisorNet Financial, Inc | History | No change | 28 | 1 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Milestones Private Investment Advisors LLC | History | Closed out | 0 | 0 | — | 3.26% | — | -58,095 | -100.0% | Q2 2026 | Jul 24, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,574 | -100.0% | Q2 2026 | Sep 02, 2026 |
| NAVELLIER & ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.14% | — | -20,341 | -100.0% | Q2 2026 | Aug 04, 2026 |
| IHT Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,483 | -100.0% | Q2 2026 | Aug 14, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,998 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.01% | — | -3,789 | -100.0% | Q2 2026 | Aug 11, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,074 | -100.0% | Q2 2026 | Jul 20, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -1,586 | -100.0% | Q2 2026 | Aug 14, 2026 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,002 | -100.0% | Q2 2026 | Aug 12, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -245 | -100.0% | Q2 2026 | Jul 28, 2026 |
| FAS Wealth Partners, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -236 | -100.0% | Q2 2026 | Jul 29, 2026 |
| Main Street Group, LTD | History | Reduced | 1 | 0 | — | 0.0% | — | -171 | -99.42% | Q2 2026 | Jul 13, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -163 | -100.0% | Q2 2026 | Jul 21, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -60 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Merkkuri Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -41 | -100.0% | Q2 2026 | Jul 27, 2026 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -20 | -100.0% | Q2 2026 | Aug 06, 2026 |
| Princeton Global Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20 | -100.0% | Q2 2026 | Jul 16, 2026 |
| HHM Wealth Advisors, LLC | History | New | 4 | 0 | — | — | — | +4 | New | Q2 2026 | Jul 13, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Founders Capital Management | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Capital Advisor Network LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |