FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 297,896 | 18,654 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | No change | 193,406 | 12,111 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 164,660 | 10,311 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Independent Advisor Alliance | History | No change | 101,267 | 6,341 | 0.15% | 0.15% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 92,468 | 5,790 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 84,344 | 5,281 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 67,381 | 4,219 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 59,812 | 3,745 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 58,748 | 3,678 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 52,090 | 3,011 | 0.0% | 0.0% | 10 | -5,757 | -9.95% | Q3 2026 | Nov 02, 2026 |
| UBS Group AG | History | No change | 42,113 | 2,637 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITIGROUP INC | History | Added to | 43,666 | 2,524 | 0.0% | 0.0% | 12 | +375 | 0.87% | Q3 2026 | Nov 04, 2026 |
| Cedrus Wealth Group LLC | History | No change | 35,806 | 2,242 | 1.96% | 1.96% | 13 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 33,299 | 2,085 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 29,821 | 1,867 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PGIM Custom Harvest LLC | History | No change | 28,269 | 1,770 | 0.02% | 0.02% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Janney Montgomery Scott LLC | History | No change | 25,610 | 1,604 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 23,497 | 1,471 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 22,591 | 1,414 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Reduced | 20,851 | 1,205 | 0.02% | 0.02% | 20 | -107 | -0.51% | Q3 2026 | Oct 13, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 17,182 | 1,075 | 0.17% | 0.17% | 21 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Regal Investment Advisors LLC | History | No change | 16,654 | 1,042 | 0.05% | 0.05% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 16,419 | 1,028 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 16,415 | 949 | 0.0% | 0.0% | 24 | +570 | 3.6% | Q3 2026 | Oct 30, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 14,946 | 935 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JPMORGAN CHASE & CO | History | No change | 14,643 | 929 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 13,835 | 891 | 0.92% | 0.92% | 27 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 11,994 | 693 | 0.0% | 0.0% | 28 | -219 | -1.79% | Q3 2026 | Nov 02, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 10,571 | 611 | 0.0% | 0.0% | 29 | -10,321 | -49.4% | Q3 2026 | Nov 02, 2026 |
| HRT FINANCIAL LP | History | No change | 9,535 | 597 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Worthington Financial Partners, LLC | History | Added to | 9,995 | 577 | 0.49% | 0.51% | 31 | +68 | 0.69% | Q3 2026 | Oct 13, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 8,951 | 560 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Private Advisor Group, LLC | History | No change | 8,926 | 558 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 8,558 | 535 | 0.22% | 0.22% | 34 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Waverly Advisors, LLC | History | No change | 8,543 | 534 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 8,853 | 511 | 0.0% | 0.0% | 36 | -275 | -3.01% | Q3 2026 | Oct 08, 2026 |
| Meridian Wealth Management, LLC | History | No change | 8,645 | 499 | 0.01% | 0.02% | 37 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 7,313 | 457 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HighTower Advisors, LLC | History | No change | 7,038 | 440 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GTS SECURITIES LLC | History | No change | 6,866 | 429 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 6,851 | 429 | 0.06% | 0.06% | 41 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Creative Planning | History | Reduced | 7,187 | 415 | 0.0% | 0.0% | 42 | -324 | -4.31% | Q3 2026 | Nov 02, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 6,400 | 400 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RPg Family Wealth Advisory, LLC | History | No change | 6,353 | 397 | 0.08% | 0.08% | 44 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Risk Paradigm Group, LLC | History | No change | 6,203 | 388 | 0.3% | 0.3% | 45 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 6,071 | 380 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Belpointe Asset Management LLC | History | No change | 5,490 | 343 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Summit Financial, LLC | History | No change | 5,451 | 341 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 5,138 | 321 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Trueblood Wealth Management, LLC | History | Reduced | 5,551 | 320 | 0.11% | 0.18% | 50 | -2,878 | -34.14% | Q3 2026 | Oct 23, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 4,896 | 306 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nova Wealth Management, Inc. | History | No change | 4,672 | 292 | 0.16% | 0.16% | 52 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Madden Advisory Services, Inc. | History | No change | 4,433 | 277 | 0.1% | 0.1% | 53 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Gotham Asset Management, LLC | History | No change | 4,356 | 272 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 4,607 | 266 | 0.0% | — | 55 | +4,607 | New | Q3 2026 | Oct 16, 2026 |
| Spire Wealth Management | History | Reduced | 4,472 | 258 | 0.01% | 0.01% | 56 | -1 | -0.02% | Q3 2026 | Oct 30, 2026 |
| Stonebridge Financial Planning Group, LLC | History | No change | 3,600 | 225 | 0.07% | 0.07% | 57 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 3,616 | 209 | 0.01% | 0.01% | 58 | +3 | 0.08% | Q3 2026 | Nov 04, 2026 |
| Global View Capital Management LLC | History | Reduced | 3,599 | 208 | 0.05% | 0.05% | 60 | -82 | -2.23% | Q3 2026 | Oct 28, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 3,283 | 208 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIFTH THIRD BANCORP | History | No change | 2,316 | 133 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| FMR LLC | History | No change | 2,113 | 132 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 2,111 | 132 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Geneos Wealth Management Inc. | History | No change | 2,100 | 131 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NewEdge Advisors, LLC | History | No change | 2,060 | 128 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 2,034 | 127 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,894 | 118 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | No change | 1,840 | 115 | 0.05% | 0.05% | 68 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| HOWE & RUSLING INC | History | No change | 1,714 | 107 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| BFC Planning, Inc. | History | No change | 1,396 | 87 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| CX Institutional | History | Added to | 1,436 | 83 | 0.0% | 0.0% | 71 | +113 | 8.54% | Q3 2026 | Oct 02, 2026 |
| BlackRock, Inc. | History | No change | 1,191 | 74 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 1,070 | 67 | 0.03% | 0.03% | 73 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 1,158 | 66 | 0.02% | 0.03% | 74 | -592 | -33.83% | Q3 2026 | Oct 23, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 929 | 53 | 0.0% | 0.0% | 75 | -12 | -1.28% | Q3 2026 | Oct 26, 2026 |
| Founders Financial Alliance, LLC | History | No change | 726 | 45 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Hilton Head Capital Partners, LLC | History | Reduced | 372 | 21 | 0.01% | 0.01% | 77 | -38 | -9.27% | Q3 2026 | Oct 23, 2026 |
| AE Wealth Management LLC | History | No change | 272 | 17 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| IFG Advisory, LLC | History | No change | 280 | 17 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Larson Financial Group LLC | History | No change | 285 | 16 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| SIGNATUREFD, LLC | History | No change | 274 | 15 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 254 | 14 | 0.0% | 0.0% | 85 | -590 | -69.91% | Q3 2026 | Oct 08, 2026 |
| Balance Wealth Partners LLC | History | New | 250 | 14 | 0.0% | — | 86 | +250 | New | Q3 2026 | Oct 27, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 225 | 14 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| Winch Advisory Services, LLC | History | No change | 224 | 14 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| RMG Wealth Management LLC | History | No change | 232 | 14 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 241 | 13 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 192 | 11 | 0.0% | — | 88 | +192 | New | Q3 2026 | Nov 04, 2026 |
| Arax Advisory Partners | History | No change | 149 | 9 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 153 | 8 | 0.0% | 0.0% | 90 | -100 | -39.53% | Q3 2026 | Oct 30, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 154 | 8 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Topsail Wealth Management, LLC | History | No change | 135 | 8 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | No change | 126 | 7 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Park Square Financial Group, LLC | History | No change | 119 | 7 | 0.06% | 0.06% | 94 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 125 | 7 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 100 | 6 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | New | 87 | 5 | 0.0% | — | 97 | +87 | New | Q3 2026 | Oct 08, 2026 |
| ASSETMARK, INC | History | No change | 83 | 4 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| DiNuzzo Private Wealth, Inc. | History | No change | 76 | 4 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 65 | 4 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 41 | 2 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| High Note Wealth, LLC | History | No change | 49 | 2 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| MGO ONE SEVEN LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,510 | -100.0% | Q3 2026 | Oct 28, 2026 |
| City State Bank | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q3 2026 | Oct 20, 2026 |
| MCF Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -240 | -100.0% | Q3 2026 | Oct 28, 2026 |
| AlphaCore Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -192 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Key Capital Management, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -29 | -100.0% | Q3 2026 | Nov 03, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -28 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Founders Capital Management | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q3 2026 | Oct 13, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Main Street Group, LTD | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Capital Advisor Network LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |