FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Reduced | 268,623 | 17,116 | 0.0% | 0.0% | 1 | -2,689 | -0.99% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Reduced | 222,250 | 14,161 | 0.0% | 0.0% | 2 | -221,837 | -49.95% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 167,936 | 10,700 | 0.0% | 0.0% | 3 | +19,653 | 13.25% | Q1 2026 | May 11, 2026 |
| Independent Advisor Alliance | History | Added to | 122,894 | 7,830 | 0.08% | 0.12% | 4 | +39,072 | 46.61% | Q1 2026 | May 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 82,955 | 5,285 | 0.0% | 0.0% | 5 | -11,881 | -12.53% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 71,224 | 4,538 | 0.01% | 0.0% | 6 | +18,502 | 35.09% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 66,990 | 4,268 | 0.01% | 0.0% | 7 | +14,257 | 27.04% | Q1 2026 | Apr 27, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 61,237 | 3,902 | 0.0% | 0.0% | 8 | -24,129 | -28.27% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 60,988 | 3,886 | 0.0% | 0.0% | 9 | -1,443 | -2.31% | Q1 2026 | May 15, 2026 |
| Milestones Private Investment Advisors LLC | History | Added to | 58,095 | 3,701 | 3.26% | 2.36% | 10 | +1,456 | 2.57% | Q1 2026 | May 04, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 48,727 | 3,104 | 0.0% | 0.0% | 11 | +15,719 | 47.62% | Q1 2026 | May 12, 2026 |
| CITIGROUP INC | History | Added to | 42,392 | 2,701 | 0.0% | 0.0% | 12 | +150 | 0.36% | Q1 2026 | May 11, 2026 |
| UBS Group AG | History | Reduced | 36,844 | 2,347 | 0.0% | 0.0% | 13 | -18,138 | -32.99% | Q1 2026 | May 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 32,591 | 2,076 | 0.0% | 0.0% | 14 | +4,245 | 14.98% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 29,153 | 1,857 | 0.0% | 0.0% | 15 | +3,509 | 13.68% | Q1 2026 | May 04, 2026 |
| Cetera Investment Advisers | History | Added to | 28,824 | 1,836 | 0.0% | 0.0% | 16 | +4,297 | 17.52% | Q1 2026 | May 13, 2026 |
| PGIM Custom Harvest LLC | History | Reduced | 28,269 | 1,801 | 0.03% | 0.03% | 17 | -546 | -1.89% | Q1 2026 | May 13, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 27,826 | 1,773 | 0.0% | 0.0% | 18 | -2,850 | -9.29% | Q1 2026 | Apr 22, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 27,821 | 1,772 | 0.0% | 0.0% | 19 | +2,071 | 8.04% | Q1 2026 | May 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 27,334 | 1,741 | 0.0% | 0.0% | 20 | -22,141 | -44.75% | Q1 2026 | May 15, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Reduced | 25,499 | 1,624 | 0.03% | 0.03% | 21 | -847 | -3.21% | Q1 2026 | Apr 15, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 22,574 | 1,438 | 0.0% | 0.0% | 22 | -7,757 | -25.57% | Q1 2026 | May 15, 2026 |
| NAVELLIER & ASSOCIATES INC | History | Reduced | 20,341 | 1,296 | 0.14% | 0.16% | 23 | -2,511 | -10.99% | Q1 2026 | May 07, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 17,258 | 1,099 | 0.21% | 0.21% | 24 | +8,588 | 99.05% | Q1 2026 | Apr 29, 2026 |
| Regal Investment Advisors LLC | History | No change | 17,239 | 1,098 | 0.06% | 0.06% | 25 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 15,761 | 1,004 | 0.0% | 0.0% | 26 | -486 | -2.99% | Q1 2026 | Apr 27, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 15,112 | 962 | 0.01% | 0.02% | 27 | -1,547 | -9.29% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 15,006 | 956 | 0.0% | 0.0% | 28 | -15,493 | -50.8% | Q1 2026 | Apr 30, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 15,000 | 955 | 0.0% | 0.0% | 29 | -1,501 | -9.1% | Q1 2026 | May 15, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 14,947 | 952 | 0.73% | 0.67% | 30 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 14,509 | 926 | 0.01% | 0.01% | 31 | +5,372 | 58.79% | Q1 2026 | Apr 07, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 14,403 | 910 | 0.0% | 0.0% | 32 | +15 | 0.1% | Q1 2026 | May 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 12,009 | 765 | 0.0% | 0.0% | 33 | +488 | 4.24% | Q1 2026 | Apr 30, 2026 |
| Creative Planning | History | Reduced | 11,772 | 750 | 0.0% | 0.0% | 34 | -2,001 | -14.53% | Q1 2026 | May 12, 2026 |
| GTS SECURITIES LLC | History | Added to | 11,006 | 701 | 0.02% | 0.02% | 35 | +2,390 | 27.74% | Q1 2026 | May 14, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | Reduced | 10,218 | 651 | 0.32% | 0.31% | 36 | -410 | -3.86% | Q1 2026 | May 07, 2026 |
| Meridian Wealth Management, LLC | History | No change | 10,029 | 639 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Worthington Financial Partners, LLC | History | Added to | 9,683 | 616 | 0.53% | 0.46% | 38 | +1,208 | 14.25% | Q1 2026 | Apr 21, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 9,365 | 596 | 0.01% | 0.0% | 39 | +2,505 | 36.52% | Q1 2026 | Apr 28, 2026 |
| Private Advisor Group, LLC | History | Added to | 8,614 | 548 | 0.0% | 0.0% | 40 | +463 | 5.68% | Q1 2026 | Apr 24, 2026 |
| Waverly Advisors, LLC | History | Reduced | 8,543 | 544 | 0.0% | 0.0% | 41 | -26 | -0.3% | Q1 2026 | May 15, 2026 |
| Trueblood Wealth Management, LLC | History | Reduced | 8,420 | 536 | 0.21% | 0.21% | 42 | -278 | -3.2% | Q1 2026 | Apr 21, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 7,523 | 479 | 0.0% | 0.0% | 43 | -397 | -5.01% | Q1 2026 | May 08, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 7,394 | 471 | 0.08% | 0.06% | 44 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CX Institutional | History | Added to | 7,327 | 467 | 0.01% | 0.01% | 45 | +3,590 | 96.07% | Q1 2026 | Apr 06, 2026 |
| HighTower Advisors, LLC | History | Reduced | 6,935 | 441 | 0.0% | 0.0% | 46 | -99 | -1.41% | Q1 2026 | May 05, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 5,483 | 349 | 0.01% | 0.01% | 47 | -344 | -5.9% | Q1 2026 | May 15, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 5,488 | 349 | 0.01% | 0.01% | 48 | -291 | -5.04% | Q1 2026 | Apr 28, 2026 |
| RPg Family Wealth Advisory, LLC | History | New | 5,329 | 339 | 0.07% | — | 49 | +5,329 | New | Q1 2026 | May 14, 2026 |
| Nova Wealth Management, Inc. | History | Reduced | 5,278 | 336 | 0.22% | 0.24% | 50 | -469 | -8.16% | Q1 2026 | Apr 14, 2026 |
| Risk Paradigm Group, LLC | History | New | 5,179 | 330 | 0.28% | — | 51 | +5,179 | New | Q1 2026 | May 14, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 5,165 | 329 | 0.01% | 0.01% | 52 | -1 | -0.02% | Q1 2026 | May 11, 2026 |
| Summit Financial, LLC | History | New | 4,836 | 308 | 0.0% | — | 53 | +4,836 | New | Q1 2026 | May 15, 2026 |
| Madden Advisory Services, Inc. | History | Reduced | 4,544 | 289 | 0.11% | 0.12% | 54 | -570 | -11.15% | Q1 2026 | May 11, 2026 |
| Spire Wealth Management | History | No change | 4,473 | 285 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Gotham Asset Management, LLC | History | No change | 4,356 | 277 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Global View Capital Management LLC | History | Reduced | 4,258 | 271 | 0.07% | 0.05% | 57 | -165 | -3.73% | Q1 2026 | May 04, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 3,998 | 255 | 0.01% | — | 58 | +3,998 | New | Q1 2026 | May 15, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 3,789 | 241 | 0.01% | — | 59 | +3,784 | 75680.0% | Q1 2026 | May 15, 2026 |
| Stonebridge Financial Planning Group, LLC | History | Reduced | 3,750 | 238 | 0.09% | 0.1% | 60 | -675 | -15.25% | Q1 2026 | May 08, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 3,611 | 230 | 0.01% | 0.01% | 61 | +2 | 0.06% | Q1 2026 | Apr 23, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 3,074 | 196 | 0.01% | 0.01% | 62 | -309 | -9.13% | Q1 2026 | Apr 27, 2026 |
| FIFTH THIRD BANCORP | History | New | 2,995 | 190 | 0.0% | — | 63 | +2,995 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 2,986 | 181 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Western Wealth Management, LLC | History | Reduced | 2,773 | 176 | 0.01% | 0.01% | 65 | -1,027 | -27.03% | Q1 2026 | May 19, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 2,656 | 167 | 0.0% | 0.0% | 66 | +170 | 6.84% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 2,317 | 147 | 0.0% | 0.0% | 67 | -292 | -11.19% | Q1 2026 | Jun 02, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 2,094 | 133 | 0.0% | 0.0% | 68 | -38 | -1.78% | Q1 2026 | May 07, 2026 |
| Geneos Wealth Management Inc. | History | No change | 2,100 | 133 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 2,034 | 129 | 0.0% | 0.0% | 70 | +1 | 0.05% | Q1 2026 | May 08, 2026 |
| FMR LLC | History | Added to | 1,879 | 119 | 0.0% | 0.0% | 71 | +85 | 4.74% | Q1 2026 | May 15, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | Reduced | 1,840 | 117 | 0.06% | 0.04% | 72 | -11 | -0.59% | Q1 2026 | Apr 24, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,882 | 114 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 1,779 | 113 | 0.04% | 0.04% | 74 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| HOWE & RUSLING INC | History | No change | 1,714 | 109 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| MAI Capital Management | History | Reduced | 1,586 | 101 | 0.0% | 0.0% | 76 | -13 | -0.81% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Reduced | 1,533 | 97 | 0.0% | 0.0% | 77 | -1,992 | -56.51% | Q1 2026 | May 14, 2026 |
| BlackRock, Inc. | History | Added to | 1,406 | 89 | 0.0% | 0.0% | 78 | +1,132 | 413.14% | Q1 2026 | May 13, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 1,128 | 71 | 0.0% | 0.0% | 79 | -179 | -13.7% | Q1 2026 | May 13, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 1,090 | 69 | 0.03% | 0.05% | 80 | -473 | -30.26% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | No change | 1,025 | 65 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| US BANCORP \DE\ | History | New | 1,002 | 63 | 0.0% | — | 83 | +1,002 | New | Q1 2026 | May 14, 2026 |
| City State Bank | History | No change | 1,000 | 63 | 0.02% | 0.02% | 82 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| CoreCap Advisors, LLC | History | No change | 844 | 53 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Founders Financial Alliance, LLC | History | New | 723 | 46 | 0.01% | — | 85 | +723 | New | Q1 2026 | May 11, 2026 |
| MGB Wealth Management, LLC | History | No change | 555 | 33 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 410 | 26 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Larson Financial Group LLC | History | No change | 285 | 18 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | Reduced | 272 | 17 | 0.0% | 0.0% | 90 | -66 | -19.53% | Q1 2026 | May 13, 2026 |
| SIGNATUREFD, LLC | History | No change | 274 | 17 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 252 | 16 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 245 | 15 | 0.0% | 0.0% | 92 | +1 | 0.41% | Q1 2026 | Apr 13, 2026 |
| MCF Advisors LLC | History | No change | 240 | 15 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 241 | 15 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| RMG Wealth Management LLC | History | New | 232 | 14 | 0.0% | — | 96 | +232 | New | Q1 2026 | May 14, 2026 |
| Winch Advisory Services, LLC | History | Added to | 223 | 14 | 0.0% | 0.0% | 95 | +1 | 0.45% | Q1 2026 | Apr 30, 2026 |
| AlphaCore Capital LLC | History | No change | 192 | 12 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Main Street Group, LTD | History | New | 172 | 10 | 0.0% | — | 99 | +172 | New | Q1 2026 | May 06, 2026 |
| Blue Trust, Inc. | History | Added to | 163 | 10 | 0.0% | 0.0% | 98 | +1 | 0.62% | Q1 2026 | Apr 20, 2026 |
| Arax Advisory Partners | History | No change | 149 | 9 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 154 | 9 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Topsail Wealth Management, LLC | History | No change | 135 | 8 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Park Square Financial Group, LLC | History | Reduced | 119 | 7 | 0.05% | 0.26% | 104 | -582 | -83.02% | Q1 2026 | May 13, 2026 |
| Allworth Financial LP | History | No change | 125 | 7 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| BLAIR WILLIAM & CO/IL | History | New | 100 | 6 | 0.0% | — | 105 | +100 | New | Q1 2026 | May 08, 2026 |
| ASSETMARK, INC | History | Reduced | 83 | 5 | 0.0% | 0.0% | 106 | -12 | -12.63% | Q1 2026 | May 06, 2026 |
| DiNuzzo Private Wealth, Inc. | History | No change | 76 | 4 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 65 | 4 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Advisory Services Network, LLC | History | New | 60 | 3 | 0.0% | — | 110 | +60 | New | Q1 2026 | May 15, 2026 |
| High Note Wealth, LLC | History | No change | 49 | 3 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Merkkuri Wealth Advisors LLC | History | New | 41 | 2 | 0.0% | — | 111 | +41 | New | Q1 2026 | Apr 21, 2026 |
| Princeton Global Asset Management LLC | History | New | 20 | 1 | 0.0% | — | 114 | +20 | New | Q1 2026 | Apr 22, 2026 |
| AdvisorNet Financial, Inc | History | No change | 28 | 1 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Russell Investments Group, Ltd. | History | No change | 20 | 1 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -92,535 | -100.0% | Q1 2026 | May 15, 2026 |
| GRIMES & Co WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -30,359 | -100.0% | Q1 2026 | Apr 21, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,493 | -100.0% | Q1 2026 | May 04, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -5,319 | -100.0% | Q1 2026 | May 15, 2026 |
| HBW ADVISORY SERVICES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -5,214 | -100.0% | Q1 2026 | May 04, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -4,956 | -100.0% | Q1 2026 | May 05, 2026 |
| Rehmann Capital Advisory Group | History | Closed out | 0 | 0 | — | 0.01% | — | -3,793 | -100.0% | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -3,785 | -100.0% | Q1 2026 | Apr 13, 2026 |
| Gateway Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -3,605 | -100.0% | Q1 2026 | May 15, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -166 | -100.0% | Q1 2026 | May 11, 2026 |
| Capital Advisor Network LLC | History | New | 3 | 0 | — | — | — | +3 | New | Q1 2026 | May 13, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 08, 2026 |
| Founders Capital Management | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |