FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXG
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 22 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 444,087 | 26,947 | 0.0% | 0.0% | 1 | -69,105 | -13.47% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Reduced | 271,312 | 16,463 | 0.0% | 0.01% | 2 | -17,772 | -6.15% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 148,283 | 8,997 | 0.0% | 0.0% | 3 | -5,265 | -3.43% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 94,836 | 5,754 | 0.0% | 0.0% | 4 | -6,437 | -6.36% | Q4 2025 | Feb 18, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Reduced | 92,535 | 5,615 | 0.08% | 0.11% | 5 | -3,152 | -3.29% | Q4 2025 | Feb 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 85,366 | 5,180 | 0.0% | 0.0% | 6 | -476 | -0.55% | Q4 2025 | Feb 17, 2026 |
| Independent Advisor Alliance | History | Added to | 83,822 | 5,086 | 0.12% | 0.12% | 7 | +7,208 | 9.41% | Q4 2025 | Feb 04, 2026 |
| ROYAL BANK OF CANADA | History | New | 62,431 | 3,788 | 0.0% | — | 8 | +62,431 | New | Q4 2025 | Feb 17, 2026 |
| Milestones Private Investment Advisors LLC | History | Added to | 56,639 | 3,436 | 2.36% | 2.13% | 9 | +6,787 | 13.61% | Q4 2025 | Jan 26, 2026 |
| UBS Group AG | History | Added to | 54,982 | 3,336 | 0.0% | 0.0% | 10 | +18,351 | 50.1% | Q4 2025 | Jan 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 52,722 | 3,199 | 0.0% | 0.0% | 12 | +27,627 | 110.09% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 52,733 | 3,199 | 0.0% | 0.01% | 11 | -22,501 | -29.91% | Q4 2025 | Feb 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 49,475 | 3,002 | 0.0% | 0.0% | 13 | +18,974 | 62.21% | Q4 2025 | Mar 25, 2026 |
| CITIGROUP INC | History | Reduced | 42,242 | 2,563 | 0.0% | 0.0% | 14 | -1,817 | -4.12% | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 33,008 | 2,002 | 0.0% | 0.0% | 15 | -8,053 | -19.61% | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 30,676 | 1,861 | 0.0% | 0.0% | 16 | -1,113 | -3.5% | Q4 2025 | Feb 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 30,499 | 1,851 | 0.0% | 0.01% | 17 | -8,816 | -22.42% | Q4 2025 | Feb 05, 2026 |
| GRIMES & Co WEALTH MANAGEMENT, LLC | History | Added to | 30,359 | 1,842 | 0.04% | 0.03% | 18 | +8,215 | 37.1% | Q4 2025 | Feb 03, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 30,331 | 1,840 | 0.0% | 0.0% | 19 | +5,873 | 24.01% | Q4 2025 | Feb 17, 2026 |
| PGIM Custom Harvest LLC | History | Reduced | 28,815 | 1,748 | 0.03% | 0.03% | 20 | -1,729 | -5.66% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 28,346 | 1,720 | 0.0% | 0.0% | 21 | +4,750 | 20.13% | Q4 2025 | Feb 17, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Reduced | 26,346 | 1,598 | 0.03% | 0.04% | 22 | -657 | -2.43% | Q4 2025 | Feb 06, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 25,750 | 1,562 | 0.0% | 0.0% | 23 | -1,809 | -6.56% | Q4 2025 | Mar 16, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 25,644 | 1,556 | 0.0% | 0.0% | 24 | +1,815 | 7.62% | Q4 2025 | Feb 10, 2026 |
| Cetera Investment Advisers | History | Added to | 24,527 | 1,488 | 0.0% | 0.0% | 25 | +108 | 0.44% | Q4 2025 | Feb 17, 2026 |
| NAVELLIER & ASSOCIATES INC | History | New | 22,852 | 1,386 | 0.16% | — | 26 | +22,852 | New | Q4 2025 | Feb 03, 2026 |
| Regal Investment Advisors LLC | History | No change | 17,239 | 1,046 | 0.06% | 0.07% | 27 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 16,659 | 1,010 | 0.02% | 0.03% | 28 | -2,289 | -12.08% | Q4 2025 | Feb 09, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 16,501 | 1,001 | 0.0% | — | 29 | +16,501 | New | Q4 2025 | Feb 17, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 16,247 | 985 | 0.0% | 0.0% | 30 | +1,274 | 8.51% | Q4 2025 | Feb 02, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 14,947 | 906 | 0.67% | 0.69% | 31 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 14,388 | 873 | 0.0% | 0.0% | 32 | +1,793 | 14.24% | Q4 2025 | Feb 11, 2026 |
| Creative Planning | History | Reduced | 13,773 | 835 | 0.0% | 0.0% | 33 | -1,157 | -7.75% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 11,521 | 699 | 0.0% | 0.0% | 34 | -2,722 | -19.11% | Q4 2025 | Feb 13, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | Reduced | 10,628 | 644 | 0.31% | 0.37% | 35 | -1,570 | -12.87% | Q4 2025 | Feb 05, 2026 |
| Meridian Wealth Management, LLC | History | Reduced | 10,029 | 608 | 0.02% | 0.03% | 36 | -1,020 | -9.23% | Q4 2025 | Feb 04, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 9,137 | 554 | 0.01% | 0.01% | 37 | +1 | 0.01% | Q4 2025 | Jan 23, 2026 |
| Trueblood Wealth Management, LLC | History | Added to | 8,698 | 527 | 0.21% | 0.21% | 38 | +44 | 0.51% | Q4 2025 | Jan 21, 2026 |
| Proactive Wealth Strategies LLC | History | Reduced | 8,670 | 526 | 0.21% | 0.24% | 39 | -98 | -1.12% | Q4 2025 | Feb 05, 2026 |
| GTS SECURITIES LLC | History | Reduced | 8,616 | 522 | 0.02% | 0.09% | 40 | -30,382 | -77.91% | Q4 2025 | Feb 13, 2026 |
| Waverly Advisors, LLC | History | Added to | 8,569 | 519 | 0.0% | 0.01% | 41 | +478 | 5.91% | Q4 2025 | Feb 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 8,493 | 515 | 0.0% | 0.0% | 42 | -829 | -8.89% | Q4 2025 | Feb 13, 2026 |
| Worthington Financial Partners, LLC | History | New | 8,475 | 514 | 0.46% | — | 43 | +8,475 | New | Q4 2025 | Mar 05, 2026 |
| Private Advisor Group, LLC | History | Reduced | 8,151 | 494 | 0.0% | 0.0% | 44 | -721 | -8.13% | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 7,920 | 480 | 0.0% | 0.0% | 45 | +95 | 1.21% | Q4 2025 | Feb 12, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 7,394 | 448 | 0.06% | — | 46 | +7,394 | New | Q4 2025 | Feb 09, 2026 |
| HighTower Advisors, LLC | History | Reduced | 7,034 | 426 | 0.0% | 0.0% | 47 | -542 | -7.15% | Q4 2025 | Feb 06, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 6,860 | 416 | 0.0% | 0.0% | 48 | +190 | 2.85% | Q4 2025 | Jan 20, 2026 |
| IHT Wealth Management, LLC | History | New | 5,827 | 353 | 0.01% | — | 49 | +5,827 | New | Q4 2025 | Feb 17, 2026 |
| Belpointe Asset Management LLC | History | Reduced | 5,779 | 350 | 0.01% | 0.02% | 50 | -2,783 | -32.5% | Q4 2025 | Jan 27, 2026 |
| Nova Wealth Management, Inc. | History | Reduced | 5,747 | 348 | 0.24% | 0.41% | 51 | -3,628 | -38.7% | Q4 2025 | Jan 14, 2026 |
| Coppell Advisory Solutions LLC | History | Reduced | 5,319 | 324 | 0.03% | 0.04% | 52 | -55 | -1.02% | Q4 2025 | Feb 17, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 5,214 | 316 | 0.03% | 0.06% | 53 | -2,774 | -34.73% | Q4 2025 | Jan 23, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 5,166 | 313 | 0.01% | 0.01% | 54 | -286 | -5.25% | Q4 2025 | Feb 12, 2026 |
| Madden Advisory Services, Inc. | History | Reduced | 5,114 | 310 | 0.12% | 0.16% | 55 | -1,442 | -22.0% | Q4 2025 | Feb 11, 2026 |
| Atria Investments, Inc | History | Added to | 4,956 | 300 | 0.0% | 0.0% | 56 | +31 | 0.63% | Q4 2025 | Feb 05, 2026 |
| Spire Wealth Management | History | No change | 4,473 | 271 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Global View Capital Management LLC | History | Reduced | 4,423 | 268 | 0.05% | 0.08% | 59 | -1,698 | -27.74% | Q4 2025 | Jan 14, 2026 |
| Stonebridge Financial Planning Group, LLC | History | Reduced | 4,425 | 268 | 0.1% | 0.12% | 58 | -850 | -16.11% | Q4 2025 | Feb 05, 2026 |
| Gotham Asset Management, LLC | History | No change | 4,356 | 264 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Rehmann Capital Advisory Group | History | Reduced | 3,793 | 230 | 0.01% | 0.02% | 61 | -1,051 | -21.7% | Q4 2025 | Mar 04, 2026 |
| Western Wealth Management, LLC | History | Reduced | 3,800 | 230 | 0.01% | 0.01% | 62 | -513 | -11.89% | Q4 2025 | Feb 05, 2026 |
| IFP Advisors, Inc | History | Reduced | 3,785 | 229 | 0.01% | 0.01% | 63 | -250 | -6.2% | Q4 2025 | Feb 06, 2026 |
| CX Institutional | History | Reduced | 3,737 | 227 | 0.01% | 0.01% | 64 | -3,804 | -50.44% | Q4 2025 | Feb 02, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 3,609 | 219 | 0.01% | 0.01% | 65 | +2 | 0.06% | Q4 2025 | Feb 05, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 3,605 | 218 | 0.02% | 0.04% | 66 | -1,015 | -21.97% | Q4 2025 | Feb 11, 2026 |
| Sound Income Strategies, LLC | History | New | 3,383 | 215 | 0.01% | — | 67 | +3,383 | New | Q4 2025 | Jan 21, 2026 |
| CWM, LLC | History | No change | 3,525 | 214 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| COMERICA BANK | History | No change | 2,986 | 181 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 2,609 | 158 | 0.0% | 0.0% | 70 | -1,545 | -37.19% | Q4 2025 | Feb 18, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 2,486 | 150 | 0.0% | 0.0% | 71 | -285 | -10.29% | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 2,132 | 129 | 0.0% | 0.0% | 72 | +215 | 11.22% | Q4 2025 | Feb 10, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 2,100 | 127 | 0.0% | 0.01% | 73 | -1,590 | -43.09% | Q4 2025 | Jan 28, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 2,033 | 123 | 0.0% | 0.0% | 74 | +1 | 0.05% | Q4 2025 | Feb 06, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 1,882 | 114 | 0.0% | 0.0% | 75 | -781 | -29.33% | Q4 2025 | Feb 06, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | No change | 1,851 | 112 | 0.04% | 0.05% | 76 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| FMR LLC | History | Reduced | 1,794 | 108 | 0.0% | 0.0% | 77 | -315 | -14.94% | Q4 2025 | Feb 17, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 1,779 | 107 | 0.04% | 0.04% | 78 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| HOWE & RUSLING INC | History | Reduced | 1,714 | 104 | 0.01% | 0.01% | 79 | -135 | -7.3% | Q4 2025 | Feb 17, 2026 |
| MAI Capital Management | History | No change | 1,599 | 97 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 1,563 | 94 | 0.05% | 0.07% | 81 | -1,615 | -50.82% | Q4 2025 | Feb 18, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 1,307 | 79 | 0.0% | 0.0% | 82 | +1,216 | 1336.26% | Q4 2025 | Feb 11, 2026 |
| NBC SECURITIES, INC. | History | Added to | 1,025 | 62 | 0.0% | 0.0% | 83 | +17 | 1.69% | Q4 2025 | Jan 29, 2026 |
| City State Bank | History | No change | 1,000 | 60 | 0.02% | 0.02% | 84 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 844 | 51 | 0.0% | 0.0% | 85 | -302 | -26.35% | Q4 2025 | Jan 13, 2026 |
| Park Square Financial Group, LLC | History | Added to | 701 | 44 | 0.26% | 0.03% | 86 | +582 | 489.08% | Q4 2025 | Feb 05, 2026 |
| MGB Wealth Management, LLC | History | No change | 555 | 33 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 410 | 24 | 0.01% | — | 88 | +410 | New | Q4 2025 | Feb 11, 2026 |
| AE Wealth Management LLC | History | Added to | 338 | 20 | 0.0% | 0.0% | 89 | +68 | 25.19% | Q4 2025 | Jan 26, 2026 |
| Larson Financial Group LLC | History | No change | 285 | 17 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| SIGNATUREFD, LLC | History | No change | 274 | 16 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| BlackRock, Inc. | History | No change | 274 | 16 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 252 | 15 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 244 | 14 | 0.0% | 0.0% | 94 | +2 | 0.83% | Q4 2025 | Feb 06, 2026 |
| MCF Advisors LLC | History | No change | 240 | 14 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 241 | 14 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Winch Advisory Services, LLC | History | Added to | 222 | 13 | 0.0% | 0.0% | 97 | +2 | 0.91% | Q4 2025 | Feb 03, 2026 |
| AlphaCore Capital LLC | History | New | 192 | 11 | 0.0% | — | 98 | +192 | New | Q4 2025 | Feb 05, 2026 |
| Garton & Associates Financial Advisors LLC | History | New | 166 | 10 | 0.01% | — | 99 | +166 | New | Q4 2025 | Feb 18, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 154 | 9 | 0.0% | — | 101 | +154 | New | Q4 2025 | Feb 13, 2026 |
| Arax Advisory Partners | History | New | 149 | 9 | 0.0% | — | 100 | +149 | New | Q4 2025 | Feb 13, 2026 |
| Blue Trust, Inc. | History | Reduced | 162 | 9 | 0.0% | 0.0% | 102 | -14 | -7.95% | Q4 2025 | Jan 16, 2026 |
| Topsail Wealth Management, LLC | History | No change | 135 | 8 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Allworth Financial LP | History | New | 125 | 7 | 0.0% | — | 104 | +125 | New | Q4 2025 | Feb 05, 2026 |
| ASSETMARK, INC | History | No change | 95 | 5 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| DiNuzzo Private Wealth, Inc. | History | No change | 76 | 4 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| High Note Wealth, LLC | History | No change | 49 | 2 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| AdvisorNet Financial, Inc | History | New | 28 | 1 | 0.0% | — | 108 | +28 | New | Q4 2025 | Jan 20, 2026 |
| Russell Investments Group, Ltd. | History | No change | 20 | 1 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,003 | -100.0% | Q3 2025 | Nov 06, 2025 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,795 | -100.0% | Q3 2025 | Nov 14, 2025 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,424 | -100.0% | Q3 2025 | Oct 31, 2025 |
| World Investment Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -4,026 | -100.0% | Q3 2025 | Oct 15, 2025 |
| WMG Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -3,463 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Tower Research Capital LLC (TRC) | History | Reduced | 5 | 0 | — | 0.01% | — | -3,408 | -99.85% | Q4 2025 | Feb 17, 2026 |
| PARK AVENUE SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,272 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Wilmington Savings Fund Society, FSB | History | Closed out | 0 | 0 | — | 0.0% | — | -777 | -100.0% | Q3 2025 | Nov 20, 2025 |
| Founders Financial Alliance, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -715 | -100.0% | Q3 2025 | Nov 07, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -389 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Elevated Capital Advisors, LLC | History | New | 4 | 0 | — | — | — | +4 | New | Q4 2025 | Jan 27, 2026 |
| Founders Capital Management | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |