FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXN

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2026 · Compare: Q1 2026
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
MORGAN STANLEY History Reduced 1,572,706 31,815 0.0% 0.0% 1 -1,268,685 -44.65% Q2 2026 Aug 13, 2026
WELLS FARGO & COMPANY/MN History Reduced 1,481,350 29,967 0.0% 0.01% 2 -123,128 -7.67% Q2 2026 Aug 14, 2026
LPL Financial LLC History Reduced 1,178,237 23,835 0.01% 0.01% 3 -250,939 -17.56% Q2 2026 Aug 07, 2026
RAYMOND JAMES FINANCIAL INC History Added to 823,638 16,662 0.0% 0.0% 4 +183,517 28.67% Q2 2026 Aug 14, 2026
Qube Research & Technologies Ltd History Added to 599,541 12,128 0.01% 5 +599,540 59954000.0% Q2 2026 Aug 14, 2026
Summit Financial, LLC History Added to 519,974 10,519 0.12% 0.04% 6 +363,965 233.3% Q2 2026 Aug 12, 2026
ROYAL BANK OF CANADA History Added to 515,806 10,435 0.0% 0.0% 7 +190,516 58.57% Q2 2026 Aug 14, 2026
UBS Group AG History Reduced 327,243 6,620 0.0% 0.0% 8 -236,033 -41.9% Q2 2026 Aug 13, 2026
Virtue Capital Management, LLC History Reduced 302,856 6,126 0.82% 1.24% 9 -54,635 -15.28% Q2 2026 Aug 05, 2026
BENJAMIN EDWARDS INC History Added to 267,084 5,402 0.05% 0.02% 10 +177,371 197.71% Q2 2026 Jul 24, 2026
BANK OF AMERICA CORP /DE/ History Reduced 244,890 4,954 0.0% 0.0% 11 -319,248 -56.59% Q2 2026 Aug 14, 2026
TWO SIGMA INVESTMENTS, LP History Added to 244,642 4,949 0.0% 0.0% 12 +205,100 518.69% Q2 2026 Aug 14, 2026
D. E. Shaw & Co., Inc. History New 219,719 4,444 0.0% 13 +219,719 New Q2 2026 Aug 14, 2026
Tower Research Capital LLC (TRC) History Added to 219,004 4,430 0.11% 0.02% 14 +190,030 655.86% Q2 2026 Aug 11, 2026
GOLDMAN SACHS GROUP INC History Added to 201,144 4,069 0.0% 0.0% 15 +93,799 87.38% Q2 2026 Aug 14, 2026
GREENUP STREET WEALTH MANAGEMENT LLC History New 190,700 3,857 0.47% 16 +190,700 New Q2 2026 Jul 27, 2026
Independent Advisor Alliance History Reduced 188,500 3,813 0.09% 0.07% 17 -96,546 -33.87% Q2 2026 Aug 12, 2026
Cambridge Investment Research Advisors, Inc. History Reduced 150,980 3,054 0.01% 0.02% 18 -200,010 -56.98% Q2 2026 Jul 27, 2026
GTS SECURITIES LLC History New 150,193 3,038 0.06% 19 +150,193 New Q2 2026 Aug 14, 2026
Crumly & Associates Inc. History Reduced 140,849 2,849 0.55% 0.91% 20 -52,371 -27.1% Q2 2026 Jul 08, 2026
Equitable Holdings, Inc. History Added to 138,613 2,804 0.02% 0.0% 21 +103,247 291.94% Q2 2026 Aug 17, 2026
STIFEL FINANCIAL CORP History Reduced 133,964 2,710 0.0% 0.0% 22 -60,149 -30.99% Q2 2026 Aug 12, 2026
NewEdge Advisors, LLC History Reduced 120,431 2,436 0.01% 0.06% 23 -563,596 -82.39% Q2 2026 Aug 12, 2026
OSAIC HOLDINGS, INC. History Added to 118,684 2,400 0.0% 0.0% 24 +13,742 13.09% Q2 2026 Aug 14, 2026
Cetera Investment Advisers History Added to 115,604 2,338 0.0% 0.0% 25 +2,638 2.34% Q2 2026 Aug 12, 2026
HighTower Advisors, LLC History Reduced 111,340 2,252 0.0% 0.0% 26 -2,573 -2.26% Q2 2026 Aug 05, 2026
Rockefeller Capital Management L.P. History Reduced 106,828 2,161 0.0% 0.0% 27 -4,463 -4.01% Q2 2026 Aug 13, 2026
COMMONWEALTH EQUITY SERVICES, LLC History Added to 94,887 1,919 0.0% 0.0% 28 +3,768 4.14% Q2 2026 Jul 29, 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP History New 81,277 1,644 0.0% 29 +81,277 New Q2 2026 Aug 14, 2026
Private Advisor Group, LLC History Reduced 80,043 1,619 0.01% 0.01% 30 -22,882 -22.23% Q2 2026 Jul 27, 2026
CITADEL ADVISORS LLC History Reduced 76,750 1,552 0.0% 0.0% 31 -33,277 -30.24% Q2 2026 Sep 02, 2026
MARSHALL WACE, LLP History New 70,111 1,418 0.0% 32 +70,111 New Q2 2026 Aug 13, 2026
HARBOUR INVESTMENTS, INC. History Added to 67,337 1,362 0.02% 0.01% 33 +47,505 239.54% Q2 2026 Aug 12, 2026
ENVESTNET ASSET MANAGEMENT INC History Added to 67,103 1,357 0.0% 0.0% 34 +2,429 3.76% Q2 2026 Aug 03, 2026
Janney Montgomery Scott LLC History Reduced 64,995 1,315 0.0% 0.01% 35 -42,799 -39.7% Q2 2026 Aug 05, 2026
CWM, LLC History No change 45,104 1,013 0.0% 0.0% 36 0 0.0% Q1 2026 May 14, 2026
Kestra Advisory Services, LLC History Reduced 46,533 941 0.0% 0.0% 37 -4,590 -8.98% Q2 2026 Jul 28, 2026
OneAscent Financial Services LLC History Reduced 45,863 927 0.04% 0.06% 38 -155 -0.34% Q2 2026 Aug 11, 2026
Kovack Advisors, Inc. History Reduced 44,097 882 0.04% 0.05% 39 -607 -1.36% Q2 2026 Jul 28, 2026
Kesler, Norman & Wride, LLC History Added to 43,514 880 0.14% 0.17% 40 +131 0.3% Q2 2026 Jul 23, 2026
JPMORGAN CHASE & CO History Added to 41,813 847 0.0% 0.0% 41 +30,602 272.96% Q2 2026 Aug 12, 2026
TRUIST FINANCIAL CORP History Added to 41,584 841 0.0% 0.0% 42 +16,955 68.84% Q2 2026 Jul 28, 2026
JONES FINANCIAL COMPANIES LLLP History Added to 35,422 719 0.0% 0.0% 43 +6,364 21.9% Q2 2026 Aug 14, 2026
Prospera Financial Services Inc History Reduced 34,808 704 0.01% 0.01% 44 -3,299 -8.66% Q2 2026 Jul 15, 2026
FLOW TRADERS U.S. LLC History New 34,281 694 0.03% 45 +34,281 New Q2 2026 Aug 14, 2026
Baird Financial Group, Inc. History Reduced 33,606 679 0.0% 0.01% 46 -120,761 -78.23% Q2 2026 Aug 12, 2026
Jaffetilchin Investment Partners, LLC History No change 29,596 664 0.04% 0.04% 47 0 0.0% Q1 2026 May 13, 2026
Realta Investment Advisors History Reduced 31,627 639 0.2% 0.25% 48 -989 -3.03% Q2 2026 Jul 20, 2026
CENTAURUS FINANCIAL, INC. History Added to 31,242 632 0.02% 0.03% 49 +2,816 9.91% Q2 2026 Aug 17, 2026
D.A. DAVIDSON & CO. History Reduced 27,436 555 0.0% 0.03% 50 -223,621 -89.07% Q2 2026 Jul 24, 2026
Global Assets Advisory, LLC History New 27,171 545 0.12% 51 +27,171 New Q2 2026 Jul 27, 2026
Tudor Financial Inc. History New 24,237 490 0.22% 52 +24,237 New Q2 2026 Aug 10, 2026
Sanctuary Advisors, LLC History Reduced 23,324 471 0.0% 0.0% 53 -10,830 -31.71% Q2 2026 Aug 13, 2026
MML INVESTORS SERVICES, LLC History Added to 22,653 458 0.0% 0.0% 54 +443 1.99% Q2 2026 Aug 07, 2026
XTX Topco Ltd History Added to 21,590 436 0.01% 0.0% 55 +10,373 92.48% Q2 2026 Aug 14, 2026
COTTONWOOD CAPITAL ADVISORS, LLC History Reduced 21,249 429 0.26% 0.34% 56 -34 -0.16% Q2 2026 Jul 23, 2026
StoneX Group Inc. History New 19,238 415 0.02% 57 +19,238 New Q2 2026 Aug 12, 2026
TWO SIGMA SECURITIES, LLC History Added to 20,392 412 0.04% 0.05% 58 +437 2.19% Q2 2026 Aug 14, 2026
Farther Finance Advisors, LLC History Reduced 20,072 406 0.0% 0.0% 59 -8 -0.04% Q2 2026 Jul 17, 2026
COMPASS FINANCIAL MANAGEMENT LLC History New 18,562 375 0.05% 60 +18,562 New Q2 2026 Aug 12, 2026
BETO FINANCIAL GROUP, LLC History New 16,932 361 0.19% 61 +16,932 New Q2 2026 Aug 07, 2026
Global View Capital Management LLC History Reduced 16,730 338 0.07% 0.16% 62 -9,733 -36.78% Q2 2026 Jul 23, 2026
1776 Wealth LLC History No change 16,400 331 0.12% 0.14% 63 0 0.0% Q2 2026 Aug 10, 2026
Warner Group LLC History New 15,700 317 0.08% 65 +15,700 New Q2 2026 Jul 27, 2026
Retirement Planning Group, LLC History Reduced 15,685 317 0.01% 0.01% 64 -2,537 -13.92% Q2 2026 Aug 05, 2026
LEVEL FOUR ADVISORY SERVICES, LLC History No change 14,802 299 0.01% 0.01% 66 0 0.0% Q2 2026 Aug 10, 2026
AE Wealth Management LLC History Reduced 14,495 293 0.0% 0.0% 67 -1,643 -10.18% Q2 2026 Aug 03, 2026
JBR Co Financial Management Inc History Reduced 14,422 291 0.11% 0.12% 68 -3,087 -17.63% Q2 2026 Jul 09, 2026
IHT Wealth Management, LLC History Reduced 13,986 282 0.01% 0.01% 69 -794 -5.37% Q2 2026 Aug 14, 2026
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO History Added to 13,818 279 0.0% 0.0% 70 +4,800 53.23% Q2 2026 Aug 12, 2026
CAPTRUST FINANCIAL ADVISORS History Reduced 13,725 277 0.0% 0.0% 71 -147 -1.06% Q2 2026 Aug 13, 2026
Dunhill Financial, LLC History New 13,555 274 0.06% 72 +13,555 New Q2 2026 Aug 07, 2026
FIFTH THIRD BANCORP History Reduced 13,416 271 0.0% 0.0% 73 -224 -1.64% Q2 2026 Aug 05, 2026
OPPENHEIMER & CO INC History Reduced 12,924 261 0.0% 0.02% 74 -51,758 -80.02% Q2 2026 Aug 03, 2026
&PARTNERS History Reduced 12,114 245 0.0% 0.07% 75 -636,912 -98.13% Q2 2026 Aug 14, 2026
Moors & Cabot, Inc. History Added to 11,592 234 0.01% 0.01% 76 +5 0.04% Q2 2026 Aug 10, 2026
KESTRA PRIVATE WEALTH SERVICES, LLC History Reduced 11,430 231 0.0% 0.0% 77 -604 -5.02% Q2 2026 Jul 28, 2026
Quantinno Capital Management LP History New 11,294 228 0.0% 78 +11,294 New Q2 2026 Aug 13, 2026
HFG Advisors, Inc. History No change 10,991 222 0.14% 0.17% 79 0 0.0% Q2 2026 Aug 07, 2026
WEALTH EFFECTS LLC History Reduced 10,500 212 0.06% 0.09% 80 -400 -3.67% Q2 2026 Aug 06, 2026
LANARK FINANCIAL, INC. History Reduced 10,199 206 0.01% 0.02% 81 -47 -0.46% Q2 2026 Jul 21, 2026
Keating Financial Advisory Services, Inc. History No change 8,793 177 0.02% 0.03% 82 0 0.0% Q2 2026 Aug 11, 2026
PNC FINANCIAL SERVICES GROUP, INC. History Reduced 8,456 171 0.0% 0.0% 83 -30 -0.35% Q2 2026 Aug 07, 2026
Parallel Advisors, LLC History Added to 7,651 154 0.0% 0.0% 84 +620 8.82% Q2 2026 Aug 05, 2026
Global Retirement Partners, LLC History New 6,493 131 0.0% 85 +6,493 New Q2 2026 Aug 06, 2026
Geneos Wealth Management Inc. History Added to 6,200 125 0.0% 0.0% 86 +1,000 19.23% Q2 2026 Aug 06, 2026
Arax Advisory Partners History Added to 5,240 105 0.0% 0.0% 87 +2,622 100.15% Q2 2026 Aug 10, 2026
Steward Partners Investment Advisory, LLC History Reduced 5,168 104 0.0% 0.0% 88 -621 -10.73% Q2 2026 Aug 13, 2026
REAP Financial Group, LLC History Reduced 4,652 94 0.02% 0.03% 89 -2,907 -38.46% Q2 2026 Aug 04, 2026
IFP Advisors, Inc History Added to 3,924 79 0.0% 0.0% 90 +12 0.31% Q2 2026 Jul 20, 2026
HAZLETT, BURT & WATSON, INC. History No change 3,866 77 0.02% 0.03% 91 0 0.0% Q2 2026 Jul 30, 2026
Private Wealth Asset Management, LLC History No change 3,775 76 0.01% 0.01% 92 0 0.0% Q2 2026 Aug 11, 2026
RMG Wealth Management LLC History New 502 66 0.01% 93 +502 New Q2 2026 Aug 13, 2026
Biltmore Family Office, LLC History No change 3,226 65 0.01% 0.01% 94 0 0.0% Q2 2026 Aug 12, 2026
Topsail Wealth Management, LLC History No change 2,600 52 0.01% 0.01% 95 0 0.0% Q2 2026 Aug 13, 2026
MCF Advisors LLC History No change 2,500 50 0.0% 0.0% 96 0 0.0% Q2 2026 Aug 12, 2026
Silver Grove Financial Group, Inc. History Added to 2,384 48 0.03% 0.04% 97 +7 0.29% Q2 2026 Aug 13, 2026
Clearstead Advisors, LLC History No change 1,598 32 0.0% 0.0% 98 0 0.0% Q2 2026 Aug 06, 2026
Golden State Wealth Management, LLC History Added to 1,523 30 0.0% 0.0% 99 +5 0.33% Q2 2026 Jul 22, 2026
Aptus Capital Advisors, LLC History Added to 1,392 28 0.0% 100 +1,362 4540.0% Q2 2026 Aug 12, 2026
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC History Reduced 1,195 24 0.0% 0.0% 101 -2,011 -62.73% Q2 2026 Aug 13, 2026
Allspring Global Investments Holdings, LLC History No change 1,157 23 0.0% 0.0% 102 0 0.0% Q2 2026 Aug 13, 2026
Pinnacle Bancorp, Inc. History No change 1,100 22 0.01% 0.01% 103 0 0.0% Q2 2026 Jul 28, 2026
Nova Wealth Management, Inc. History Reduced 1,076 21 0.01% 0.09% 104 -5,233 -82.94% Q2 2026 Jul 13, 2026
Mechanics Financial Corp History No change 1,004 20 0.01% 0.01% 105 0 0.0% Q2 2026 Aug 05, 2026
Register Financial Advisors LLC History No change 1,000 20 0.01% 0.01% 106 0 0.0% Q2 2026 Jul 15, 2026
Vermillion Wealth Management, Inc. History Added to 980 19 0.0% 0.01% 107 +3 0.31% Q2 2026 Jul 15, 2026
Hilton Head Capital Partners, LLC History Reduced 904 18 0.01% 0.1% 108 -6,873 -88.38% Q2 2026 Jul 27, 2026
Ashton Thomas Private Wealth, LLC History Reduced 875 17 0.0% 0.0% 109 -3,750 -81.08% Q2 2026 Jul 29, 2026
FMR LLC History Reduced 836 16 0.0% 0.0% 110 -41 -4.68% Q2 2026 Aug 13, 2026
DHJJ Financial Advisors, Ltd. History No change 795 16 0.0% 0.01% 111 0 0.0% Q2 2026 Jul 24, 2026
BLAIR WILLIAM & CO/IL History No change 785 15 0.0% 0.0% 112 0 0.0% Q2 2026 Aug 11, 2026
AlphaCore Capital LLC History No change 700 14 0.0% 0.0% 113 0 0.0% Q2 2026 Aug 06, 2026
Mosley Wealth Management History Added to 604 12 0.0% 0.0% 116 +4 0.67% Q2 2026 Jul 23, 2026
Blue Trust, Inc. History Added to 623 12 0.0% 0.0% 114 +2 0.32% Q2 2026 Jul 21, 2026
Financial Perspectives, Inc History No change 600 12 0.0% 0.0% 115 0 0.0% Q2 2026 Jul 24, 2026
Transamerica Financial Advisors, LLC History Reduced 562 11 0.0% 0.11% 117 -58,792 -99.05% Q2 2026 Aug 14, 2026
CX Institutional History Added to 482 10 0.0% 0.0% 118 +41 9.3% Q2 2026 Jul 01, 2026
CoreCap Advisors, LLC History No change 531 10 0.0% 0.0% 119 0 0.0% Q2 2026 Jul 06, 2026
Jackson, Grant Investment Advisers, Inc. History New 466 9 0.0% 120 +466 New Q2 2026 Jul 31, 2026
Integrity Financial Corp /WA History No change 381 7 0.0% 0.0% 121 0 0.0% Q2 2026 Jul 31, 2026
Rossby Financial, LCC History No change 395 7 0.0% 0.0% 122 0 0.0% Q2 2026 Aug 04, 2026
FIDUCIARY FINANCIAL ADVISORS History New 281 5 0.0% 125 +281 New Q2 2026 Aug 13, 2026
Larson Financial Group LLC History No change 275 5 0.0% 0.0% 123 0 0.0% Q2 2026 Aug 14, 2026
Spire Wealth Management History No change 256 5 0.0% 0.0% 124 0 0.0% Q2 2026 Jul 15, 2026
Capital Investment Advisory Services, LLC History Added to 206 4 0.0% 0.0% 126 +1 0.49% Q2 2026 Jul 23, 2026
US BANCORP \DE\ History No change 160 3 0.0% 0.0% 127 0 0.0% Q2 2026 Aug 12, 2026
TUCKER ASSET MANAGEMENT LLC History New 101 2 0.0% 128 +101 New Q2 2026 Aug 27, 2026
Wagner Wealth Management, LLC History No change 80 1 0.0% 0.0% 129 0 0.0% Q2 2026 Jul 24, 2026
Kiker Wealth Management, LLC History No change 80 1 0.0% 0.0% 130 0 0.0% Q2 2026 Jul 30, 2026
FIRST TRUST ADVISORS LP History Closed out 0 0 0.48% -29,937,777 -100.0% Q2 2026 Aug 11, 2026
Nilsine Partners, LLC History Closed out 0 0 1.58% -939,896 -100.0% Q2 2026 Jul 24, 2026
Advisory Services Network, LLC History Closed out 0 0 0.2% -660,279 -100.0% Q2 2026 Aug 12, 2026
Quadrature Capital Ltd History Closed out 0 0 0.06% -223,025 -100.0% Q2 2026 Aug 06, 2026
Ethos Financial Group, LLC History Closed out 0 0 0.16% -94,707 -100.0% Q2 2026 Aug 07, 2026
NAVELLIER & ASSOCIATES INC History Closed out 0 0 0.17% -71,385 -100.0% Q2 2026 Aug 04, 2026
Davis Investment Partners, LLC History Closed out 0 0 0.46% -58,397 -100.0% Q2 2026 Aug 07, 2026
TriaGen Wealth Management LLC History Closed out 0 0 0.3% -49,595 -100.0% Q2 2026 Jul 21, 2026
BNP PARIBAS FINANCIAL MARKETS History Closed out 0 0 0.0% -49,200 -100.0% Q2 2026 Aug 13, 2026
JANE STREET GROUP, LLC History Closed out 0 0 0.0% -48,486 -100.0% Q2 2026 Aug 14, 2026
Element Wealth, LLC History Closed out 0 0 0.41% -44,718 -100.0% Q2 2026 Aug 14, 2026
MinichMacGregor Wealth Management, LLC History Closed out 0 0 0.12% -30,862 -100.0% Q2 2026 Jul 16, 2026
TRUST CO OF OKLAHOMA History Closed out 0 0 0.19% -28,487 -100.0% Q2 2026 Jul 14, 2026
CITIGROUP INC History Closed out 0 0 0.0% -24,610 -100.0% Q2 2026 Aug 03, 2026
RPg Family Wealth Advisory, LLC History Closed out 0 0 0.08% -18,073 -100.0% Q2 2026 Aug 04, 2026
Risk Paradigm Group, LLC History Closed out 0 0 0.33% -17,495 -100.0% Q2 2026 Aug 05, 2026
CIBC WORLD MARKET INC. History Closed out 0 0 0.0% -15,800 -100.0% Q2 2026 Aug 13, 2026
Gateway Wealth Partners, LLC History Closed out 0 0 0.01% -12,072 -100.0% Q2 2026 Aug 04, 2026
Prosperity Financial Group, Inc. History Closed out 0 0 0.08% -9,991 -100.0% Q2 2026 Jul 28, 2026
Merkkuri Wealth Advisors LLC History Closed out 0 0 0.06% -3,852 -100.0% Q2 2026 Jul 27, 2026
Sound Income Strategies, LLC History Closed out 0 0 0.0% -3,575 -100.0% Q2 2026 Jul 20, 2026
Root Financial Partners, LLC History Closed out 0 0 0.0% -655 -100.0% Q2 2026 Jul 29, 2026
WealthShield Partners, LLC History Closed out 0 0 0.0% -508 -100.0% Q2 2026 Aug 12, 2026
BlackRock, Inc. History Closed out 0 0 0.0% -375 -100.0% Q2 2026 Aug 07, 2026
CREATIVE FINANCIAL DESIGNS INC /ADV History Closed out 0 0 0.0% -209 -100.0% Q2 2026 Jul 28, 2026
Triumph Capital Management History Closed out 0 0 0.0% -143 -100.0% Q2 2026 Jul 20, 2026
SBI Securities Co., Ltd. History Reduced 43 0 0.0% -102 -70.34% Q2 2026 Jul 22, 2026
MPWM ADVISORY SOLUTIONS, LLC History Closed out 0 0 0.0% -60 -100.0% Q2 2026 Aug 13, 2026
GUARDIAN WEALTH ADVISORS, LLC / NC History Closed out 0 0 -30 -100.0% Q2 2026 Aug 14, 2026
HHM Wealth Advisors, LLC History New 10 0 +10 New Q2 2026 Jul 13, 2026