FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXN
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | History | New | 29,937,777 | 672,402 | 0.48% | — | 1 | +29,937,777 | New | Q1 2026 | May 13, 2026 |
| MORGAN STANLEY | History | Added to | 2,841,391 | 63,817 | 0.0% | 0.0% | 2 | +1,051,264 | 58.73% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,604,478 | 36,036 | 0.01% | 0.0% | 3 | +467,147 | 41.07% | Q1 2026 | May 11, 2026 |
| LPL Financial LLC | History | Added to | 1,429,176 | 32,099 | 0.01% | 0.01% | 4 | +183,186 | 14.7% | Q1 2026 | May 06, 2026 |
| Nilsine Partners, LLC | History | New | 939,896 | 20,198 | 1.58% | — | 5 | +939,896 | New | Q1 2026 | Apr 29, 2026 |
| NewEdge Advisors, LLC | History | Added to | 684,027 | 15,363 | 0.06% | 0.0% | 6 | +649,599 | 1886.83% | Q1 2026 | Jun 02, 2026 |
| Advisory Services Network, LLC | History | New | 660,279 | 14,829 | 0.2% | — | 7 | +660,279 | New | Q1 2026 | May 15, 2026 |
| &PARTNERS | History | Added to | 649,026 | 14,577 | 0.07% | 0.0% | 8 | +631,205 | 3541.92% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 640,121 | 14,377 | 0.0% | 0.0% | 9 | +262,334 | 69.44% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 564,138 | 12,670 | 0.0% | 0.0% | 10 | +158,356 | 39.02% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 563,276 | 12,651 | 0.0% | 0.0% | 11 | +179,153 | 46.64% | Q1 2026 | May 05, 2026 |
| Virtue Capital Management, LLC | History | New | 357,491 | 8,140 | 1.24% | — | 12 | +357,491 | New | Q1 2026 | May 07, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 350,990 | 7,883 | 0.02% | 0.0% | 13 | +263,387 | 300.66% | Q1 2026 | Apr 30, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 325,290 | 7,306 | 0.0% | 0.0% | 14 | +184,619 | 131.24% | Q1 2026 | May 15, 2026 |
| Independent Advisor Alliance | History | Added to | 285,046 | 6,402 | 0.07% | 0.07% | 15 | +114,455 | 67.09% | Q1 2026 | May 12, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 251,057 | 5,638 | 0.03% | 0.0% | 16 | +240,147 | 2201.16% | Q1 2026 | May 05, 2026 |
| Quadrature Capital Ltd | History | New | 223,025 | 5,009 | 0.06% | — | 17 | +223,025 | New | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 194,113 | 4,359 | 0.0% | 0.0% | 18 | +101,446 | 109.47% | Q1 2026 | May 12, 2026 |
| Crumly & Associates Inc. | History | No change | 193,220 | 4,339 | 0.91% | 0.67% | 19 | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |
| Summit Financial, LLC | History | Reduced | 156,009 | 3,503 | 0.04% | 0.04% | 20 | -16,016 | -9.31% | Q1 2026 | May 15, 2026 |
| Baird Financial Group, Inc. | History | New | 154,367 | 3,467 | 0.01% | — | 21 | +154,367 | New | Q1 2026 | May 14, 2026 |
| HighTower Advisors, LLC | History | Reduced | 113,913 | 2,558 | 0.0% | 0.0% | 22 | -3,004 | -2.57% | Q1 2026 | May 05, 2026 |
| Cetera Investment Advisers | History | Added to | 112,966 | 2,537 | 0.0% | 0.0% | 23 | +12,005 | 11.89% | Q1 2026 | May 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 111,291 | 2,499 | 0.0% | 0.0% | 24 | +106,496 | 2220.98% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 110,027 | 2,471 | 0.0% | 0.0% | 25 | +56,547 | 105.73% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 107,794 | 2,421 | 0.01% | 0.0% | 26 | +29,585 | 37.83% | Q1 2026 | Apr 22, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 107,345 | 2,410 | 0.0% | 0.0% | 27 | +5,381 | 5.28% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 104,942 | 2,356 | 0.0% | 0.0% | 28 | -1,396 | -1.31% | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Added to | 102,925 | 2,311 | 0.01% | 0.01% | 29 | +185 | 0.18% | Q1 2026 | Apr 24, 2026 |
| Ethos Financial Group, LLC | History | New | 94,707 | 2,127 | 0.16% | — | 30 | +94,707 | New | Q1 2026 | May 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 91,119 | 2,046 | 0.0% | 0.0% | 31 | +6,014 | 7.07% | Q1 2026 | Apr 27, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 89,713 | 2,015 | 0.02% | 0.01% | 32 | +53,587 | 148.33% | Q1 2026 | May 12, 2026 |
| NAVELLIER & ASSOCIATES INC | History | Reduced | 71,385 | 1,603 | 0.17% | 0.16% | 33 | -17,450 | -19.64% | Q1 2026 | May 07, 2026 |
| OPPENHEIMER & CO INC | History | New | 64,682 | 1,452 | 0.02% | — | 35 | +64,682 | New | Q1 2026 | Apr 23, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 64,674 | 1,452 | 0.0% | 0.0% | 34 | +28,370 | 78.15% | Q1 2026 | May 04, 2026 |
| Transamerica Financial Advisors, LLC | History | Added to | 59,354 | 1,333 | 0.11% | — | 36 | +59,328 | 228184.62% | Q1 2026 | May 15, 2026 |
| Davis Investment Partners, LLC | History | New | 58,397 | 1,311 | 0.46% | — | 37 | +58,397 | New | Q1 2026 | Apr 20, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 51,123 | 1,148 | 0.0% | 0.0% | 38 | +2,681 | 5.53% | Q1 2026 | Apr 30, 2026 |
| TriaGen Wealth Management LLC | History | New | 49,595 | 1,113 | 0.3% | — | 39 | +49,595 | New | Q1 2026 | Apr 29, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 49,200 | 1,105 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 48,486 | 1,088 | 0.0% | 0.0% | 41 | +8,394 | 20.94% | Q1 2026 | May 12, 2026 |
| OneAscent Financial Services LLC | History | Added to | 46,018 | 1,033 | 0.06% | 0.07% | 42 | +840 | 1.86% | Q1 2026 | Apr 21, 2026 |
| CWM, LLC | History | Added to | 45,104 | 1,013 | 0.0% | 0.0% | 43 | +40,805 | 949.17% | Q1 2026 | May 14, 2026 |
| Element Wealth, LLC | History | New | 44,718 | 1,004 | 0.41% | — | 44 | +44,718 | New | Q1 2026 | May 04, 2026 |
| Kovack Advisors, Inc. | History | New | 44,704 | 974 | 0.05% | — | 46 | +44,704 | New | Q1 2026 | May 12, 2026 |
| Kesler, Norman & Wride, LLC | History | Added to | 43,383 | 974 | 0.17% | 0.12% | 45 | +159 | 0.37% | Q1 2026 | May 06, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 39,542 | 888 | 0.0% | — | 47 | +39,542 | New | Q1 2026 | May 15, 2026 |
| Prospera Financial Services Inc | History | Added to | 38,107 | 855 | 0.01% | 0.01% | 48 | +802 | 2.15% | Q1 2026 | Apr 14, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 34,154 | 767 | 0.0% | 0.0% | 49 | +1,023 | 3.09% | Q1 2026 | May 05, 2026 |
| Realta Investment Advisors | History | New | 32,616 | 732 | 0.25% | — | 50 | +32,616 | New | Q1 2026 | Apr 22, 2026 |
| MinichMacGregor Wealth Management, LLC | History | New | 30,862 | 693 | 0.12% | — | 51 | +30,862 | New | Q1 2026 | Apr 20, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 29,058 | 673 | 0.0% | 0.0% | 52 | +3,778 | 14.94% | Q1 2026 | May 15, 2026 |
| Jaffetilchin Investment Partners, LLC | History | New | 29,596 | 664 | 0.04% | — | 53 | +29,596 | New | Q1 2026 | May 13, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 28,974 | 650 | 0.02% | 0.01% | 54 | +14,537 | 100.69% | Q1 2026 | May 15, 2026 |
| TRUST CO OF OKLAHOMA | History | New | 28,487 | 639 | 0.19% | — | 55 | +28,487 | New | Q1 2026 | Apr 20, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 28,426 | 638 | 0.03% | 0.02% | 56 | +1,159 | 4.25% | Q1 2026 | May 18, 2026 |
| Global View Capital Management LLC | History | New | 26,463 | 594 | 0.16% | — | 57 | +26,463 | New | Q1 2026 | May 04, 2026 |
| Equitable Holdings, Inc. | History | Added to | 35,366 | 582 | 0.0% | 0.0% | 58 | +121 | 0.34% | Q1 2026 | May 15, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 24,629 | 553 | 0.0% | 0.0% | 59 | -2,411 | -8.92% | Q1 2026 | Apr 27, 2026 |
| CITIGROUP INC | History | Reduced | 24,610 | 552 | 0.0% | 0.0% | 60 | -427 | -1.71% | Q1 2026 | May 11, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 22,210 | 498 | 0.0% | 0.0% | 61 | -490 | -2.16% | Q1 2026 | May 04, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | No change | 21,283 | 478 | 0.34% | 0.25% | 62 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 19,955 | 448 | 0.05% | — | 63 | +19,955 | New | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 19,832 | 445 | 0.01% | 0.0% | 64 | +16,283 | 458.81% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 20,080 | 437 | 0.0% | 0.0% | 65 | -8 | -0.04% | Q1 2026 | Apr 07, 2026 |
| Retirement Planning Group, LLC | History | No change | 18,222 | 409 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| RPg Family Wealth Advisory, LLC | History | Reduced | 18,073 | 405 | 0.08% | 0.11% | 67 | -12,891 | -41.63% | Q1 2026 | May 14, 2026 |
| Risk Paradigm Group, LLC | History | Reduced | 17,495 | 392 | 0.33% | 0.48% | 68 | -12,891 | -42.42% | Q1 2026 | May 14, 2026 |
| 1776 Wealth LLC | History | No change | 16,400 | 368 | 0.14% | 0.1% | 69 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| AE Wealth Management LLC | History | Reduced | 16,138 | 362 | 0.0% | 0.0% | 70 | -139 | -0.85% | Q1 2026 | May 13, 2026 |
| CIBC WORLD MARKET INC. | History | New | 15,800 | 354 | 0.0% | — | 71 | +15,800 | New | Q1 2026 | May 14, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 14,802 | 332 | 0.01% | 0.01% | 72 | +629 | 4.44% | Q1 2026 | May 14, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 14,780 | 331 | 0.01% | 0.01% | 73 | -143 | -0.96% | Q1 2026 | May 15, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | New | 13,872 | 311 | 0.0% | — | 74 | +13,872 | New | Q1 2026 | May 14, 2026 |
| FIFTH THIRD BANCORP | History | New | 13,640 | 306 | 0.0% | — | 75 | +13,640 | New | Q1 2026 | May 01, 2026 |
| JBR Co Financial Management Inc | History | No change | 17,509 | 288 | 0.12% | 0.12% | 76 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 12,072 | 271 | 0.01% | 0.02% | 77 | +1,994 | 19.79% | Q1 2026 | May 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 12,034 | 270 | 0.0% | 0.0% | 78 | +3 | 0.02% | Q1 2026 | Apr 20, 2026 |
| Moors & Cabot, Inc. | History | Reduced | 11,587 | 260 | 0.01% | 0.01% | 79 | -294 | -2.47% | Q1 2026 | May 08, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 11,211 | 255 | 0.0% | 0.0% | 80 | +8,133 | 264.23% | Q1 2026 | May 13, 2026 |
| XTX Topco Ltd | History | New | 11,217 | 251 | 0.0% | — | 81 | +11,217 | New | Q1 2026 | May 15, 2026 |
| HFG Advisors, Inc. | History | Reduced | 10,991 | 246 | 0.17% | 0.16% | 82 | -2,750 | -20.01% | Q1 2026 | May 08, 2026 |
| WEALTH EFFECTS LLC | History | Added to | 10,900 | 244 | 0.09% | 0.05% | 83 | +400 | 3.81% | Q1 2026 | Apr 21, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 10,246 | 230 | 0.02% | 0.01% | 84 | -30 | -0.29% | Q1 2026 | Apr 14, 2026 |
| Prosperity Financial Group, Inc. | History | New | 9,991 | 224 | 0.08% | — | 85 | +9,991 | New | Q1 2026 | May 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 9,018 | 202 | 0.0% | 0.0% | 86 | -1,127 | -11.11% | Q1 2026 | May 07, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 8,793 | 197 | 0.03% | 0.02% | 87 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 8,486 | 190 | 0.0% | 0.0% | 88 | +25 | 0.3% | Q1 2026 | May 08, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 7,777 | 174 | 0.1% | 0.07% | 89 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| REAP Financial Group, LLC | History | Added to | 7,559 | 169 | 0.03% | 0.03% | 90 | +28 | 0.37% | Q1 2026 | May 11, 2026 |
| Parallel Advisors, LLC | History | Added to | 7,031 | 157 | 0.0% | 0.0% | 91 | +5,731 | 440.85% | Q1 2026 | Jun 02, 2026 |
| Nova Wealth Management, Inc. | History | Added to | 6,309 | 141 | 0.09% | 0.07% | 92 | +16 | 0.25% | Q1 2026 | Apr 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 5,789 | 130 | 0.0% | 0.0% | 93 | +4 | 0.07% | Q1 2026 | May 08, 2026 |
| Geneos Wealth Management Inc. | History | No change | 5,200 | 116 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Global Retirement Partners, LLC | History | No change | 6,480 | 106 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 4,625 | 103 | 0.0% | — | 96 | +4,625 | New | Q1 2026 | May 11, 2026 |
| IFP Advisors, Inc | History | Reduced | 3,912 | 87 | 0.0% | 0.0% | 98 | -1,074 | -21.54% | Q1 2026 | Apr 13, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 3,866 | 87 | 0.03% | 0.02% | 97 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Merkkuri Wealth Advisors LLC | History | New | 3,852 | 86 | 0.06% | — | 99 | +3,852 | New | Q1 2026 | Apr 21, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 3,775 | 84 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Sound Income Strategies, LLC | History | Added to | 3,575 | 77 | 0.0% | 0.0% | 101 | +1,244 | 53.37% | Q1 2026 | Apr 27, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 3,206 | 72 | 0.0% | 0.0% | 102 | +1,501 | 88.04% | Q1 2026 | May 13, 2026 |
| Biltmore Family Office, LLC | History | No change | 3,226 | 72 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| COMERICA BANK | History | No change | 4,253 | 70 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Arax Advisory Partners | History | Added to | 2,618 | 58 | 0.0% | 0.0% | 105 | +2 | 0.08% | Q1 2026 | May 13, 2026 |
| Topsail Wealth Management, LLC | History | No change | 2,600 | 58 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| MCF Advisors LLC | History | No change | 2,500 | 56 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 2,377 | 53 | 0.04% | 0.03% | 108 | +9 | 0.38% | Q1 2026 | May 15, 2026 |
| Clearstead Advisors, LLC | History | Reduced | 1,598 | 35 | 0.0% | 0.0% | 109 | -165 | -9.36% | Q1 2026 | May 06, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 1,518 | 34 | 0.0% | 0.0% | 110 | +5 | 0.33% | Q1 2026 | Apr 28, 2026 |
| ORG Partners LLC | History | No change | 2,000 | 32 | 0.01% | 0.01% | 111 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Allspring Global Investments Holdings, LLC | History | No change | 1,157 | 25 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 1,100 | 24 | 0.01% | 0.01% | 113 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Western Wealth Management, LLC | History | New | 1,009 | 22 | 0.0% | — | 116 | +1,009 | New | Q1 2026 | May 19, 2026 |
| Mechanics Financial Corp | History | No change | 1,004 | 22 | 0.01% | 0.01% | 114 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Register Financial Advisors LLC | History | No change | 1,000 | 22 | 0.01% | 0.01% | 115 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Vermillion Wealth Management, Inc. | History | Added to | 977 | 21 | 0.01% | 0.01% | 117 | +4 | 0.41% | Q1 2026 | Apr 17, 2026 |
| FMR LLC | History | No change | 877 | 19 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 785 | 17 | 0.0% | 0.0% | 119 | -1 | -0.13% | Q1 2026 | May 08, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 795 | 17 | 0.01% | 0.0% | 120 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| AlphaCore Capital LLC | History | Reduced | 700 | 15 | 0.0% | 0.0% | 121 | -1,168 | -62.53% | Q1 2026 | May 15, 2026 |
| Root Financial Partners, LLC | History | No change | 655 | 14 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Blue Trust, Inc. | History | Added to | 621 | 13 | 0.0% | 0.0% | 123 | +2 | 0.32% | Q1 2026 | Apr 20, 2026 |
| Financial Perspectives, Inc | History | No change | 600 | 13 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 531 | 11 | 0.0% | 0.0% | 126 | -193 | -26.66% | Q1 2026 | Apr 07, 2026 |
| WealthShield Partners, LLC | History | No change | 508 | 11 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| CX Institutional | History | Added to | 441 | 10 | 0.0% | 0.0% | 127 | +1 | 0.23% | Q1 2026 | Apr 06, 2026 |
| Mosley Wealth Management | History | New | 600 | 9 | 0.0% | — | 128 | +600 | New | Q1 2026 | Apr 27, 2026 |
| BlackRock, Inc. | History | New | 375 | 8 | 0.0% | — | 131 | +375 | New | Q1 2026 | May 13, 2026 |
| Integrity Financial Corp /WA | History | No change | 381 | 8 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Rossby Financial, LCC | History | No change | 395 | 8 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Larson Financial Group LLC | History | No change | 275 | 6 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | No change | 256 | 5 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 209 | 4 | 0.0% | — | 135 | +209 | New | Q1 2026 | Apr 13, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 205 | 4 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 145 | 3 | 0.0% | — | 138 | +142 | 4733.33% | Q1 2026 | Apr 27, 2026 |
| US BANCORP \DE\ | History | No change | 160 | 3 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Triumph Capital Management | History | No change | 143 | 3 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Kiker Wealth Management, LLC | History | New | 80 | 1 | 0.0% | — | 141 | +80 | New | Q1 2026 | May 06, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | New | 60 | 1 | 0.0% | — | 142 | +60 | New | Q1 2026 | May 13, 2026 |
| Wagner Wealth Management, LLC | History | No change | 80 | 1 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 101 | 1 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Stratos Wealth Partners, LTD. | History | Closed out | 0 | 0 | — | 0.02% | — | -83,403 | -100.0% | Q1 2026 | Apr 28, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -51,426 | -100.0% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -33,138 | -100.0% | Q1 2026 | May 15, 2026 |
| Global Assets Advisory, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -27,301 | -100.0% | Q1 2026 | May 01, 2026 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,705 | -100.0% | Q1 2026 | May 15, 2026 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,073 | -100.0% | Q1 2026 | May 15, 2026 |
| Van Diest Capital, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -11,692 | -100.0% | Q1 2026 | May 15, 2026 |
| Dunhill Financial, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,180 | -100.0% | Q1 2026 | May 06, 2026 |
| Sunbelt Securities, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,030 | -100.0% | Q1 2026 | May 15, 2026 |
| RMG Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -677 | -100.0% | Q1 2026 | May 14, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -112 | -100.0% | Q1 2026 | May 07, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -75 | -100.0% | Q1 2026 | May 14, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | New | 30 | 0 | — | — | — | +30 | New | Q1 2026 | May 15, 2026 |
| Qube Research & Technologies Ltd | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 15, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |