FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXN
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,790,127 | 29,483 | 0.0% | 0.0% | 1 | -388,331 | -17.83% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Reduced | 1,245,990 | 20,521 | 0.01% | 0.01% | 2 | -149,235 | -10.7% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,137,331 | 18,731 | 0.0% | 0.0% | 3 | -47,742 | -4.03% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 405,782 | 6,683 | 0.0% | 0.0% | 4 | -17,592 | -4.16% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 384,123 | 6,326 | 0.0% | 0.0% | 5 | -18,284 | -4.54% | Q4 2025 | Jan 29, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 377,787 | 6,222 | 0.0% | 0.0% | 6 | -56,788 | -13.07% | Q4 2025 | Feb 18, 2026 |
| Crumly & Associates Inc. | History | No change | 193,220 | 3,182 | 0.67% | 0.69% | 7 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Summit Financial, LLC | History | Reduced | 172,025 | 2,833 | 0.04% | 0.05% | 8 | -10,704 | -5.86% | Q4 2025 | Feb 13, 2026 |
| Independent Advisor Alliance | History | Added to | 170,591 | 2,809 | 0.07% | 0.07% | 9 | +7,412 | 4.54% | Q4 2025 | Feb 04, 2026 |
| ROYAL BANK OF CANADA | History | New | 140,671 | 2,316 | 0.0% | — | 10 | +140,671 | New | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | Reduced | 116,917 | 1,925 | 0.0% | 0.0% | 11 | -3,020 | -2.52% | Q4 2025 | Feb 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 106,338 | 1,751 | 0.0% | 0.0% | 12 | -45,203 | -29.83% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Added to | 102,740 | 1,692 | 0.01% | 0.01% | 13 | +16,431 | 19.04% | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 101,964 | 1,679 | 0.0% | 0.0% | 14 | -418 | -0.41% | Q4 2025 | Mar 25, 2026 |
| Cetera Investment Advisers | History | Reduced | 100,961 | 1,662 | 0.0% | 0.0% | 15 | -7,424 | -6.85% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 92,667 | 1,526 | 0.0% | 0.0% | 16 | +58,474 | 171.01% | Q4 2025 | Feb 13, 2026 |
| NAVELLIER & ASSOCIATES INC | History | Reduced | 88,835 | 1,463 | 0.16% | 0.2% | 17 | -34,217 | -27.81% | Q4 2025 | Feb 03, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 87,603 | 1,443 | 0.0% | 0.0% | 18 | +5,843 | 7.15% | Q4 2025 | Feb 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 85,105 | 1,401 | 0.0% | 0.0% | 19 | -13,045 | -13.29% | Q4 2025 | Feb 12, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 83,403 | 1,373 | 0.02% | 0.02% | 20 | -23,725 | -22.15% | Q4 2025 | Jan 20, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 78,209 | 1,288 | 0.0% | 0.0% | 21 | +7,618 | 10.79% | Q4 2025 | Feb 11, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 53,480 | 880 | 0.0% | 0.0% | 22 | +40,765 | 320.61% | Q4 2025 | Feb 17, 2026 |
| FLOW TRADERS U.S. LLC | History | Reduced | 51,426 | 847 | 0.03% | 0.04% | 23 | -11,009 | -17.63% | Q4 2025 | Feb 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 49,200 | 810 | 0.0% | 0.0% | 24 | -150,026 | -75.3% | Q4 2025 | Feb 10, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 48,442 | 797 | 0.0% | 0.0% | 25 | -2,224 | -4.39% | Q4 2025 | Feb 13, 2026 |
| OneAscent Financial Services LLC | History | New | 45,178 | 744 | 0.07% | — | 26 | +45,178 | New | Q4 2025 | Feb 11, 2026 |
| Kesler, Norman & Wride, LLC | History | Added to | 43,224 | 711 | 0.12% | 0.13% | 27 | +1,103 | 2.62% | Q4 2025 | Feb 10, 2026 |
| JANE STREET GROUP, LLC | History | New | 40,092 | 660 | 0.0% | — | 28 | +40,092 | New | Q4 2025 | Feb 12, 2026 |
| Prospera Financial Services Inc | History | Reduced | 37,305 | 614 | 0.01% | 0.01% | 29 | -8,138 | -17.91% | Q4 2025 | Feb 09, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 36,304 | 597 | 0.0% | 0.0% | 30 | -14,808 | -28.97% | Q4 2025 | Feb 10, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 36,126 | 594 | 0.01% | 0.01% | 31 | -291 | -0.8% | Q4 2025 | Feb 02, 2026 |
| Equitable Holdings, Inc. | History | No change | 35,245 | 580 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 34,428 | 567 | 0.0% | 0.0% | 33 | -4,104 | -10.65% | Q4 2025 | Feb 18, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 33,131 | 545 | 0.0% | 0.0% | 35 | -15,026 | -31.2% | Q4 2025 | Jan 29, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 33,138 | 545 | 0.0% | 0.0% | 34 | +5,559 | 20.16% | Q4 2025 | Feb 17, 2026 |
| RPg Family Wealth Advisory, LLC | History | New | 30,964 | 509 | 0.11% | — | 36 | +30,964 | New | Q4 2025 | Feb 13, 2026 |
| Risk Paradigm Group, LLC | History | New | 30,386 | 500 | 0.48% | — | 37 | +30,386 | New | Q4 2025 | Feb 17, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 27,267 | 449 | 0.02% | 0.02% | 38 | +3,050 | 12.59% | Q4 2025 | Feb 13, 2026 |
| Global Assets Advisory, LLC | History | Reduced | 27,301 | 449 | 0.13% | 0.14% | 39 | -1,225 | -4.29% | Q4 2025 | Feb 09, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 27,040 | 445 | 0.0% | 0.0% | 40 | -1,184 | -4.2% | Q4 2025 | Feb 02, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 25,280 | 416 | 0.0% | 0.0% | 41 | -2,580 | -9.26% | Q4 2025 | Feb 17, 2026 |
| CITIGROUP INC | History | Added to | 25,037 | 412 | 0.0% | 0.0% | 42 | +1,877 | 8.1% | Q4 2025 | Feb 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 22,700 | 373 | 0.0% | 0.0% | 43 | -505 | -2.18% | Q4 2025 | Feb 13, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 21,283 | 350 | 0.25% | 0.25% | 44 | -20 | -0.09% | Q4 2025 | Jan 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 20,088 | 330 | 0.0% | 0.01% | 45 | -651 | -3.14% | Q4 2025 | Jan 23, 2026 |
| Retirement Planning Group, LLC | History | Added to | 18,222 | 300 | 0.01% | 0.01% | 46 | +3,282 | 21.97% | Q4 2025 | Feb 03, 2026 |
| &PARTNERS | History | Reduced | 17,821 | 293 | 0.0% | 0.0% | 47 | -2,953 | -14.21% | Q4 2025 | Feb 17, 2026 |
| JBR Co Financial Management Inc | History | Reduced | 17,509 | 288 | 0.12% | 0.14% | 48 | -2,975 | -14.52% | Q4 2025 | Jan 06, 2026 |
| 1776 Wealth LLC | History | No change | 16,400 | 270 | 0.1% | 0.1% | 49 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| AE Wealth Management LLC | History | Added to | 16,277 | 268 | 0.0% | 0.0% | 50 | +1,153 | 7.62% | Q4 2025 | Jan 26, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 15,073 | 248 | 0.0% | 0.0% | 51 | +288 | 1.95% | Q4 2025 | Feb 17, 2026 |
| IHT Wealth Management, LLC | History | New | 14,923 | 245 | 0.01% | — | 52 | +14,923 | New | Q4 2025 | Feb 17, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 14,437 | 237 | 0.01% | 0.04% | 53 | -81,858 | -85.01% | Q4 2025 | Feb 17, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Reduced | 14,173 | 233 | 0.01% | 0.01% | 54 | -1,101 | -7.21% | Q4 2025 | Feb 13, 2026 |
| HFG Advisors, Inc. | History | No change | 13,741 | 226 | 0.16% | 0.16% | 55 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 12,031 | 198 | 0.0% | 0.0% | 56 | +4 | 0.03% | Q4 2025 | Jan 29, 2026 |
| Moors & Cabot, Inc. | History | Added to | 11,881 | 195 | 0.01% | 0.01% | 57 | +12 | 0.1% | Q4 2025 | Feb 10, 2026 |
| Van Diest Capital, LLC | History | New | 11,692 | 192 | 0.29% | — | 58 | +11,692 | New | Q4 2025 | Feb 19, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 10,910 | 179 | 0.0% | 0.0% | 59 | -380 | -3.37% | Q4 2025 | Jan 29, 2026 |
| WEALTH EFFECTS LLC | History | No change | 10,500 | 172 | 0.05% | 0.05% | 60 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 10,276 | 169 | 0.01% | 0.01% | 61 | -378 | -3.55% | Q4 2025 | Jan 29, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 10,145 | 167 | 0.0% | 0.0% | 62 | -12,846 | -55.87% | Q4 2025 | Feb 10, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 10,078 | 165 | 0.02% | 0.03% | 63 | -1,727 | -14.63% | Q4 2025 | Feb 11, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 8,793 | 144 | 0.02% | — | 64 | +8,793 | New | Q4 2025 | Feb 09, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 8,461 | 139 | 0.0% | 0.0% | 65 | -953 | -10.12% | Q4 2025 | Feb 06, 2026 |
| Hilton Head Capital Partners, LLC | History | New | 7,777 | 128 | 0.07% | — | 66 | +7,777 | New | Q4 2025 | Feb 11, 2026 |
| REAP Financial Group, LLC | History | Reduced | 7,531 | 124 | 0.03% | 0.03% | 67 | -2,312 | -23.49% | Q4 2025 | Feb 10, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 6,480 | 106 | 0.0% | 0.0% | 68 | -1,153 | -15.11% | Q4 2025 | Feb 06, 2026 |
| Nova Wealth Management, Inc. | History | Reduced | 6,293 | 103 | 0.07% | 0.1% | 69 | -2,441 | -27.95% | Q4 2025 | Jan 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 5,785 | 95 | 0.0% | 0.0% | 70 | -1,002 | -14.76% | Q4 2025 | Feb 12, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 5,200 | 85 | 0.0% | 0.0% | 71 | -390 | -6.98% | Q4 2025 | Jan 28, 2026 |
| IFP Advisors, Inc | History | Added to | 4,986 | 82 | 0.0% | 0.0% | 72 | +28 | 0.56% | Q4 2025 | Feb 06, 2026 |
| RMG Wealth Management LLC | History | New | 677 | 80 | 0.01% | — | 73 | +677 | New | Q4 2025 | Jan 29, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 4,795 | 78 | 0.0% | 0.0% | 74 | +1,250 | 35.26% | Q4 2025 | Mar 16, 2026 |
| CWM, LLC | History | Added to | 4,299 | 71 | 0.0% | 0.0% | 75 | +1 | 0.02% | Q4 2025 | Jan 26, 2026 |
| COMERICA BANK | History | Reduced | 4,253 | 70 | 0.0% | 0.0% | 76 | -3,107 | -42.21% | Q4 2025 | Jan 29, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Added to | 3,866 | 65 | 0.02% | 0.02% | 77 | +700 | 22.11% | Q4 2025 | Feb 10, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 3,775 | 62 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 3,549 | 58 | 0.0% | 0.0% | 79 | -792 | -18.24% | Q4 2025 | Feb 09, 2026 |
| Biltmore Family Office, LLC | History | No change | 3,226 | 53 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 3,078 | 50 | 0.0% | 0.0% | 81 | -1,194 | -27.95% | Q4 2025 | Feb 11, 2026 |
| Arax Advisory Partners | History | Reduced | 2,616 | 43 | 0.0% | 1.18% | 82 | -1,277,903 | -99.8% | Q4 2025 | Feb 13, 2026 |
| Topsail Wealth Management, LLC | History | No change | 2,600 | 42 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| MCF Advisors LLC | History | No change | 2,500 | 41 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 2,368 | 39 | 0.03% | — | 86 | +2,368 | New | Q4 2025 | Feb 17, 2026 |
| Sound Income Strategies, LLC | History | New | 2,331 | 39 | 0.0% | — | 85 | +2,331 | New | Q4 2025 | Jan 21, 2026 |
| ORG Partners LLC | History | No change | 2,000 | 32 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| AlphaCore Capital LLC | History | New | 1,868 | 30 | 0.0% | — | 88 | +1,868 | New | Q4 2025 | Feb 05, 2026 |
| Clearstead Advisors, LLC | History | No change | 1,763 | 29 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 1,705 | 28 | 0.0% | — | 90 | +1,705 | New | Q4 2025 | Feb 13, 2026 |
| Corient Private Wealth LLC | History | New | 24,705 | 24 | 0.0% | — | 92 | +24,705 | New | Q4 2025 | Mar 09, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 1,513 | 24 | 0.0% | 0.0% | 91 | +10 | 0.67% | Q4 2025 | Feb 13, 2026 |
| Parallel Advisors, LLC | History | New | 1,300 | 21 | 0.0% | — | 93 | +1,300 | New | Q4 2025 | Feb 11, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 1,157 | 19 | 0.0% | — | 94 | +1,157 | New | Q4 2025 | Jan 15, 2026 |
| Dunhill Financial, LLC | History | No change | 1,180 | 19 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 1,100 | 18 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Sunbelt Securities, Inc. | History | Reduced | 1,030 | 16 | 0.0% | 0.0% | 97 | -1,164 | -53.05% | Q4 2025 | Feb 20, 2026 |
| Vermillion Wealth Management, Inc. | History | Added to | 973 | 16 | 0.01% | 0.0% | 98 | +7 | 0.72% | Q4 2025 | Feb 11, 2026 |
| Mechanics Financial Corp | History | No change | 1,004 | 16 | 0.01% | 0.01% | 99 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Register Financial Advisors LLC | History | No change | 1,000 | 16 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| FMR LLC | History | No change | 877 | 14 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 795 | 13 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 786 | 12 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 724 | 11 | 0.0% | 0.0% | 104 | -634 | -46.69% | Q4 2025 | Jan 13, 2026 |
| Blue Trust, Inc. | History | Added to | 619 | 10 | 0.0% | 0.0% | 105 | +4 | 0.65% | Q4 2025 | Jan 16, 2026 |
| Root Financial Partners, LLC | History | No change | 655 | 10 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Financial Perspectives, Inc | History | New | 600 | 9 | 0.0% | — | 107 | +600 | New | Q4 2025 | Jan 28, 2026 |
| WealthShield Partners, LLC | History | No change | 508 | 8 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| CX Institutional | History | Reduced | 440 | 7 | 0.0% | 0.0% | 109 | -470 | -51.65% | Q4 2025 | Feb 02, 2026 |
| Integrity Financial Corp /WA | History | No change | 381 | 6 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Rossby Financial, LCC | History | No change | 395 | 6 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Larson Financial Group LLC | History | No change | 275 | 4 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Spire Wealth Management | History | No change | 256 | 4 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 205 | 3 | 0.0% | 0.0% | 114 | +1 | 0.49% | Q4 2025 | Jan 21, 2026 |
| US BANCORP \DE\ | History | Reduced | 160 | 2 | 0.0% | 0.0% | 115 | -53,765 | -99.7% | Q4 2025 | Jan 30, 2026 |
| Triumph Capital Management | History | New | 143 | 2 | 0.0% | — | 116 | +143 | New | Q4 2025 | Feb 12, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | New | 101 | 1 | 0.0% | — | 118 | +101 | New | Q4 2025 | Feb 05, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | New | 75 | 1 | 0.0% | — | 120 | +75 | New | Q4 2025 | Feb 19, 2026 |
| Marshall & Sterling Wealth Advisors Inc. | History | Added to | 112 | 1 | 0.0% | 0.0% | 119 | +1 | 0.9% | Q4 2025 | Feb 10, 2026 |
| Wagner Wealth Management, LLC | History | No change | 80 | 1 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.04% | — | -222,036 | -100.0% | Q3 2025 | Nov 13, 2025 |
| PCG Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.7% | — | -146,422 | -100.0% | Q3 2025 | Nov 13, 2025 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,345 | -100.0% | Q3 2025 | Oct 29, 2025 |
| CALTON & ASSOCIATES, INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -10,543 | -100.0% | Q3 2025 | Nov 07, 2025 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,151 | -100.0% | Q3 2025 | Nov 14, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,810 | -100.0% | Q3 2025 | Nov 12, 2025 |
| MTM Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,044 | -100.0% | Q3 2025 | Nov 03, 2025 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -1,350 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Realta Investment Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Aptus Capital Advisors, LLC | History | Reduced | 30 | 0 | — | 0.0% | — | -131 | -81.37% | Q4 2025 | Feb 13, 2026 |
| Kiker Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -79 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Transamerica Financial Advisors, LLC | History | No change | 26 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| SBI Securities Co., Ltd. | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |