FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXN
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 1,572,706 | 31,815 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1,481,350 | 29,967 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 1,178,237 | 23,835 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 823,638 | 16,662 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Qube Research & Technologies Ltd | History | No change | 599,541 | 12,128 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Summit Financial, LLC | History | No change | 519,974 | 10,519 | 0.12% | 0.12% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 515,806 | 10,435 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 327,243 | 6,620 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Virtue Capital Management, LLC | History | Reduced | 249,456 | 5,450 | 0.71% | 0.82% | 9 | -53,400 | -17.63% | Q3 2026 | Oct 29, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 267,084 | 5,402 | 0.05% | 0.05% | 10 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 244,890 | 4,954 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 244,642 | 4,949 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 219,719 | 4,444 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 219,004 | 4,430 | 0.11% | 0.11% | 14 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 201,144 | 4,069 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Independent Advisor Alliance | History | No change | 188,500 | 3,813 | 0.09% | 0.09% | 16 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Crumly & Associates Inc. | History | Reduced | 139,604 | 3,050 | 0.54% | 0.55% | 17 | -1,245 | -0.88% | Q3 2026 | Oct 07, 2026 |
| GTS SECURITIES LLC | History | No change | 150,193 | 3,038 | 0.06% | 0.06% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Equitable Holdings, Inc. | History | No change | 138,613 | 2,804 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 133,964 | 2,710 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | No change | 120,431 | 2,436 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 118,684 | 2,400 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 115,604 | 2,338 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HighTower Advisors, LLC | History | No change | 111,340 | 2,252 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 106,828 | 2,161 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Financial Management Professionals, Inc. | History | New | 81,496 | 1,780 | 0.17% | — | 26 | +81,496 | New | Q3 2026 | Oct 23, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 81,277 | 1,644 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 74,102 | 1,619 | 0.0% | 0.01% | 28 | -76,878 | -50.92% | Q3 2026 | Nov 02, 2026 |
| Private Advisor Group, LLC | History | No change | 80,043 | 1,619 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| CITADEL ADVISORS LLC | History | No change | 76,750 | 1,552 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| MARSHALL WACE, LLP | History | No change | 70,111 | 1,418 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 67,337 | 1,362 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 67,103 | 1,357 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Janney Montgomery Scott LLC | History | No change | 64,995 | 1,315 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 56,454 | 1,233 | 0.0% | 0.0% | 35 | -38,433 | -40.5% | Q3 2026 | Nov 02, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 51,202 | 1,118 | 0.0% | 0.0% | 36 | +4,669 | 10.03% | Q3 2026 | Nov 02, 2026 |
| OneAscent Financial Services LLC | History | No change | 45,863 | 927 | 0.04% | 0.04% | 37 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 41,146 | 899 | 0.0% | 0.0% | 38 | -438 | -1.05% | Q3 2026 | Oct 30, 2026 |
| Kovack Advisors, Inc. | History | No change | 44,097 | 882 | 0.04% | 0.04% | 39 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Kesler, Norman & Wride, LLC | History | No change | 43,514 | 880 | 0.14% | 0.14% | 40 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| JPMORGAN CHASE & CO | History | No change | 41,813 | 847 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Prospera Financial Services Inc | History | Reduced | 32,472 | 811 | 0.01% | 0.01% | 42 | -2,336 | -6.71% | Q3 2026 | Nov 04, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 35,422 | 719 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 34,281 | 694 | 0.03% | 0.03% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Baird Financial Group, Inc. | History | No change | 33,606 | 679 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 31,242 | 632 | 0.02% | 0.02% | 46 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Global Assets Advisory, LLC | History | Reduced | 27,101 | 622 | 0.14% | 0.12% | 47 | -70 | -0.26% | Q3 2026 | Oct 28, 2026 |
| United Advisor Group, LLC | History | New | 24,335 | 531 | 0.05% | — | 48 | +24,335 | New | Q3 2026 | Nov 02, 2026 |
| Tudor Financial Inc. | History | No change | 24,237 | 490 | 0.22% | 0.22% | 49 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Sanctuary Advisors, LLC | History | No change | 23,324 | 471 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | History | Reduced | 21,194 | 463 | 0.28% | 0.26% | 51 | -55 | -0.26% | Q3 2026 | Oct 20, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 22,653 | 458 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| XTX Topco Ltd | History | No change | 21,590 | 436 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 19,484 | 425 | 0.0% | 0.0% | 54 | -588 | -2.93% | Q3 2026 | Oct 08, 2026 |
| TWO SIGMA SECURITIES, LLC | History | No change | 20,392 | 412 | 0.04% | 0.04% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 18,562 | 405 | 0.04% | 0.05% | 56 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 15,984 | 374 | 0.0% | — | 57 | +15,984 | New | Q3 2026 | Oct 13, 2026 |
| BETO FINANCIAL GROUP, LLC | History | No change | 16,932 | 361 | 0.19% | 0.19% | 58 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Retirement Planning Group, LLC | History | Reduced | 15,247 | 333 | 0.01% | 0.01% | 59 | -438 | -2.79% | Q3 2026 | Oct 19, 2026 |
| 1776 Wealth LLC | History | No change | 16,400 | 331 | 0.12% | 0.12% | 60 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Warner Group LLC | History | No change | 15,700 | 317 | 0.08% | 0.08% | 61 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 14,802 | 299 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| AE Wealth Management LLC | History | No change | 14,495 | 293 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| IHT Wealth Management, LLC | History | No change | 13,986 | 282 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JBR Co Financial Management Inc | History | Reduced | 14,092 | 281 | 0.11% | 0.11% | 65 | -330 | -2.29% | Q3 2026 | Oct 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 13,818 | 279 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 13,725 | 277 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Dunhill Financial, LLC | History | No change | 13,555 | 274 | 0.06% | 0.06% | 68 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| FIFTH THIRD BANCORP | History | No change | 13,416 | 271 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 11,435 | 249 | 0.0% | 0.0% | 70 | +5 | 0.04% | Q3 2026 | Oct 30, 2026 |
| &PARTNERS | History | No change | 12,114 | 245 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Global View Capital Management LLC | History | Reduced | 11,204 | 244 | 0.05% | 0.07% | 72 | -5,526 | -33.03% | Q3 2026 | Oct 28, 2026 |
| Moors & Cabot, Inc. | History | No change | 11,592 | 234 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Capital Square, LLC | History | New | 10,553 | 230 | 0.1% | — | 74 | +10,553 | New | Q3 2026 | Oct 19, 2026 |
| Quantinno Capital Management LP | History | No change | 11,294 | 228 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WEALTH EFFECTS LLC | History | Reduced | 10,400 | 227 | 0.06% | 0.06% | 76 | -100 | -0.95% | Q3 2026 | Oct 23, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 10,206 | 223 | 0.02% | 0.01% | 77 | +7 | 0.07% | Q3 2026 | Oct 26, 2026 |
| HFG Advisors, Inc. | History | No change | 10,991 | 222 | 0.14% | 0.14% | 78 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | New | 9,817 | 214 | 0.0% | — | 79 | +9,817 | New | Q3 2026 | Oct 13, 2026 |
| Prosperity Financial Group, Inc. | History | New | 9,526 | 208 | 0.06% | — | 80 | +9,526 | New | Q3 2026 | Oct 29, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 8,793 | 177 | 0.02% | 0.02% | 81 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Parallel Advisors, LLC | History | Added to | 7,835 | 171 | 0.0% | 0.0% | 83 | +184 | 2.4% | Q3 2026 | Nov 03, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 8,456 | 171 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Global Retirement Partners, LLC | History | No change | 6,493 | 131 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Geneos Wealth Management Inc. | History | No change | 6,200 | 125 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Arax Advisory Partners | History | No change | 5,240 | 105 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 5,168 | 104 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| REAP Financial Group, LLC | History | Added to | 4,686 | 102 | 0.02% | 0.02% | 88 | +34 | 0.73% | Q3 2026 | Nov 02, 2026 |
| IFP Advisors, Inc | History | Added to | 3,952 | 86 | 0.0% | 0.0% | 89 | +28 | 0.71% | Q3 2026 | Oct 16, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 3,866 | 84 | 0.02% | 0.02% | 90 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 3,775 | 76 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Biltmore Family Office, LLC | History | No change | 3,226 | 70 | 0.01% | 0.01% | 92 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 2,401 | 52 | 0.02% | 0.03% | 94 | +17 | 0.71% | Q3 2026 | Nov 05, 2026 |
| Topsail Wealth Management, LLC | History | No change | 2,600 | 52 | 0.01% | 0.01% | 93 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 1,534 | 33 | 0.0% | 0.0% | 95 | +11 | 0.72% | Q3 2026 | Nov 02, 2026 |
| Clearstead Advisors, LLC | History | No change | 1,598 | 32 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 1,392 | 28 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Allspring Global Investments Holdings, LLC | History | No change | 1,157 | 25 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 1,195 | 24 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 1,100 | 24 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Mechanics Financial Corp | History | No change | 1,004 | 21 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Register Financial Advisors LLC | History | No change | 1,000 | 21 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Nova Wealth Management, Inc. | History | No change | 1,076 | 21 | 0.01% | 0.01% | 103 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Ashton Thomas Private Wealth, LLC | History | No change | 875 | 19 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 795 | 17 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| FMR LLC | History | No change | 836 | 16 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 785 | 15 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| AlphaCore Capital LLC | History | No change | 700 | 15 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Root Financial Partners, LLC | History | New | 655 | 14 | 0.0% | — | 110 | +655 | New | Q3 2026 | Oct 21, 2026 |
| Mosley Wealth Management | History | Added to | 608 | 14 | 0.0% | 0.0% | 109 | +4 | 0.66% | Q3 2026 | Oct 16, 2026 |
| Blue Trust, Inc. | History | Added to | 628 | 13 | 0.0% | 0.0% | 111 | +5 | 0.8% | Q3 2026 | Oct 15, 2026 |
| Financial Perspectives, Inc | History | No change | 600 | 13 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| CX Institutional | History | Added to | 488 | 11 | 0.0% | 0.0% | 114 | +6 | 1.24% | Q3 2026 | Oct 02, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 562 | 11 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CoreCap Advisors, LLC | History | No change | 531 | 11 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Jackson, Grant Investment Advisers, Inc. | History | No change | 466 | 9 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Integrity Financial Corp /WA | History | No change | 381 | 7 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Rossby Financial, LCC | History | No change | 395 | 7 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Larson Financial Group LLC | History | No change | 275 | 5 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Spire Wealth Management | History | No change | 256 | 5 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 281 | 5 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 207 | 4 | 0.0% | 0.0% | 122 | +1 | 0.49% | Q3 2026 | Oct 30, 2026 |
| US BANCORP \DE\ | History | No change | 160 | 3 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Clayton Financial Group LLC | History | New | 55 | 1 | 0.0% | — | 125 | +55 | New | Q3 2026 | Oct 13, 2026 |
| Kiker Wealth Management, LLC | History | No change | 80 | 1 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.47% | — | -190,700 | -100.0% | Q3 2026 | Oct 28, 2026 |
| Realta Investment Advisors | History | Reduced | 1 | 0 | — | 0.2% | — | -31,626 | -100.0% | Q3 2026 | Oct 14, 2026 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.0% | — | -27,436 | -100.0% | Q3 2026 | Oct 27, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -19,238 | -100.0% | Q3 2026 | Nov 03, 2026 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,924 | -100.0% | Q3 2026 | Oct 26, 2026 |
| MCF Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q3 2026 | Oct 28, 2026 |
| Vermillion Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -980 | -100.0% | Q3 2026 | Oct 26, 2026 |
| Hilton Head Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -904 | -100.0% | Q3 2026 | Oct 23, 2026 |
| RMG Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -502 | -100.0% | Q3 2026 | Oct 26, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -101 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Wagner Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -80 | -100.0% | Q3 2026 | Oct 21, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 31 | 0 | — | — | — | -12 | -27.91% | Q3 2026 | Oct 21, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |