FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXO
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,832,524 | 102,969 | 0.02% | 0.03% | 1 | -589,963 | -24.35% | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | Reduced | 1,563,296 | 87,841 | 0.01% | 0.01% | 2 | -552,115 | -26.1% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 1,015,427 | 57,056 | 0.02% | 0.02% | 3 | -179,692 | -15.04% | Q1 2026 | May 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 897,360 | 50,422 | 0.02% | 0.02% | 4 | -113,667 | -11.24% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 467,381 | 26,262 | 0.0% | 0.0% | 5 | -7,343 | -1.55% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 405,597 | 22,790 | 0.0% | 0.0% | 6 | -103,124 | -20.27% | Q1 2026 | May 05, 2026 |
| WCG Wealth Advisors LLC | History | Added to | 303,823 | 17,071 | 0.48% | 0.5% | 7 | +8,936 | 3.03% | Q1 2026 | May 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 285,053 | 16,013 | 0.0% | 0.01% | 8 | -95,061 | -25.01% | Q1 2026 | May 15, 2026 |
| EARNED WEALTH ADVISORS, LLC | History | New | 252,883 | 14,209 | 0.95% | — | 9 | +252,883 | New | Q1 2026 | May 07, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 252,098 | 14,165 | 0.01% | 0.01% | 10 | +8,764 | 3.6% | Q1 2026 | May 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 214,699 | 12,063 | 0.02% | 0.02% | 11 | -7,562 | -3.4% | Q1 2026 | Apr 27, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 212,085 | 11,916 | 0.0% | 0.0% | 12 | -40,645 | -16.08% | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 204,100 | 11,468 | 0.01% | 0.01% | 13 | +142,300 | 230.26% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 160,915 | 9,042 | 0.02% | 0.02% | 14 | -15,818 | -8.95% | Q1 2026 | Apr 22, 2026 |
| PERRYMAN FINANCIAL ADVISORY INC /AD | History | Reduced | 153,581 | 8,629 | 1.29% | 1.38% | 15 | -1,778 | -1.14% | Q1 2026 | Apr 29, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 153,463 | 8,623 | 0.05% | 0.07% | 16 | -40,915 | -21.05% | Q1 2026 | May 05, 2026 |
| TradeWell Securities, LLC. | History | Added to | 149,308 | 8,374 | 3.53% | 3.14% | 17 | +15,795 | 11.83% | Q1 2026 | Apr 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 136,379 | 7,663 | 0.0% | 0.0% | 18 | -16,564 | -10.83% | Q1 2026 | May 04, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 107,319 | 6,030 | 0.02% | 0.02% | 19 | -5,094 | -4.53% | Q1 2026 | Apr 30, 2026 |
| Cetera Investment Advisers | History | Reduced | 104,681 | 5,882 | 0.01% | 0.01% | 20 | -13,036 | -11.07% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 100,442 | 5,647 | 0.01% | 0.02% | 21 | -81,819 | -44.89% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 99,351 | 5,582 | 0.01% | 0.01% | 22 | +5,558 | 5.93% | Q1 2026 | May 14, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 98,349 | 5,526 | 0.05% | 0.11% | 23 | -72,884 | -42.56% | Q1 2026 | May 12, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 83,616 | 4,698 | 0.01% | 0.01% | 24 | -7,504 | -8.24% | Q1 2026 | Apr 27, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 77,429 | 4,350 | 0.82% | 0.96% | 25 | +37,098 | 91.98% | Q1 2026 | Apr 29, 2026 |
| SFI Advisors, LLC | History | Reduced | 72,112 | 4,051 | 4.25% | 4.41% | 26 | -41,914 | -36.76% | Q1 2026 | May 05, 2026 |
| World Investment Advisors | History | Reduced | 69,621 | 3,912 | 0.06% | 0.09% | 27 | -22,535 | -24.45% | Q1 2026 | Apr 27, 2026 |
| HighTower Advisors, LLC | History | Added to | 69,206 | 3,888 | 0.0% | 0.0% | 28 | +28 | 0.04% | Q1 2026 | May 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 65,232 | 3,665 | 0.0% | 0.0% | 29 | -8,819 | -11.91% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 62,114 | 3,490 | 0.0% | 0.0% | 30 | +33,069 | 113.85% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 61,984 | 3,482 | 0.01% | 0.07% | 31 | -267,490 | -81.19% | Q1 2026 | Jun 02, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 55,538 | 3,120 | 0.01% | 0.01% | 32 | -1,119 | -1.98% | Q1 2026 | Apr 30, 2026 |
| Western Wealth Management, LLC | History | Reduced | 50,011 | 2,810 | 0.1% | 0.14% | 33 | -552 | -1.09% | Q1 2026 | May 19, 2026 |
| Private Advisor Group, LLC | History | Reduced | 49,752 | 2,795 | 0.01% | 0.02% | 34 | -3,319 | -6.25% | Q1 2026 | Apr 24, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 45,756 | 2,571 | 0.01% | 0.01% | 35 | -34,221 | -42.79% | Q1 2026 | May 04, 2026 |
| Prospera Financial Services Inc | History | Reduced | 42,959 | 2,416 | 0.04% | 0.04% | 36 | -1,582 | -3.55% | Q1 2026 | Apr 14, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 42,361 | 2,380 | 0.06% | 0.01% | 37 | +38,611 | 1029.63% | Q1 2026 | May 15, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 41,992 | 2,359 | 0.07% | 0.26% | 38 | -92,065 | -68.68% | Q1 2026 | May 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 41,909 | 2,282 | 0.0% | 0.0% | 39 | +4,268 | 11.34% | Q1 2026 | May 15, 2026 |
| Waverly Advisors, LLC | History | Reduced | 40,492 | 2,275 | 0.02% | 0.02% | 40 | -351 | -0.86% | Q1 2026 | May 15, 2026 |
| Choice Wealth Advisors LLC | History | Added to | 40,426 | 2,271 | 0.89% | 0.96% | 41 | +329 | 0.82% | Q1 2026 | Apr 08, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 39,615 | 2,225 | 0.0% | 0.0% | 42 | +10,735 | 37.17% | Q1 2026 | May 15, 2026 |
| Paller Financial Services Inc | History | Reduced | 38,483 | 2,162 | 1.79% | 1.92% | 43 | -1,185 | -2.99% | Q1 2026 | Apr 28, 2026 |
| Genesee Capital Advisors, LLC | History | Reduced | 35,947 | 2,019 | 0.85% | 0.87% | 44 | -47 | -0.13% | Q1 2026 | Apr 22, 2026 |
| Peak Planning Group, LLC | History | Reduced | 33,186 | 1,864 | 0.52% | 0.57% | 45 | -235 | -0.7% | Q1 2026 | Apr 22, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 32,420 | 1,821 | 0.04% | 0.05% | 46 | +1,433 | 4.62% | Q1 2026 | May 15, 2026 |
| Plotkin Financial Advisors, LLC | History | Reduced | 32,320 | 1,816 | 0.91% | 0.99% | 47 | -1,331 | -3.96% | Q1 2026 | May 11, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 32,294 | 1,814 | 0.02% | 0.02% | 48 | -1,710 | -5.03% | Q1 2026 | Apr 20, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | Added to | 32,030 | 1,799 | 0.87% | 0.91% | 49 | +720 | 2.3% | Q1 2026 | May 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 31,902 | 1,792 | 0.03% | 0.15% | 50 | -93,035 | -74.47% | Q1 2026 | May 15, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 29,925 | 1,681 | 0.03% | 0.06% | 51 | -21,884 | -42.24% | Q1 2026 | May 18, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 28,698 | 1,612 | 0.0% | 0.01% | 52 | -70,075 | -70.95% | Q1 2026 | May 14, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 28,620 | 1,608 | 0.02% | 0.03% | 53 | -2,599 | -8.33% | Q1 2026 | May 12, 2026 |
| Cyndeo Wealth Partners, LLC | History | Reduced | 26,660 | 1,498 | 0.08% | 0.09% | 54 | -1,855 | -6.51% | Q1 2026 | Apr 13, 2026 |
| Crumly & Associates Inc. | History | Reduced | 26,606 | 1,494 | 0.31% | 0.34% | 55 | -77 | -0.29% | Q1 2026 | Apr 02, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 26,128 | 1,470 | 0.1% | 0.11% | 56 | -431 | -1.62% | Q1 2026 | May 01, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 25,718 | 1,445 | 1.1% | 1.15% | 57 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Wagner Wealth Management, LLC | History | Reduced | 25,283 | 1,420 | 0.29% | 0.32% | 58 | -33 | -0.13% | Q1 2026 | Apr 24, 2026 |
| HRT FINANCIAL LP | History | New | 24,652 | 1,385 | 0.0% | — | 59 | +24,652 | New | Q1 2026 | May 14, 2026 |
| HARMONY ASSET MANAGEMENT LLC | History | Reduced | 24,426 | 1,372 | 0.42% | 0.52% | 60 | -1,165 | -4.55% | Q1 2026 | May 05, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 24,198 | 1,361 | 0.01% | 0.01% | 61 | +1,613 | 7.14% | Q1 2026 | Apr 07, 2026 |
| Worthington Financial Partners, LLC | History | New | 23,458 | 1,318 | 1.13% | — | 62 | +23,458 | New | Q1 2026 | Apr 21, 2026 |
| Certified Advisory Corp | History | Added to | 23,203 | 1,303 | 0.12% | 0.13% | 63 | +359 | 1.57% | Q1 2026 | Apr 17, 2026 |
| IFP Advisors, Inc | History | Reduced | 22,823 | 1,282 | 0.03% | 0.03% | 64 | -1,122 | -4.69% | Q1 2026 | Apr 13, 2026 |
| Jacobi Capital Management LLC | History | Reduced | 22,717 | 1,276 | 0.07% | 0.08% | 65 | -455 | -1.96% | Q1 2026 | May 13, 2026 |
| HFG Advisors, Inc. | History | Added to | 22,583 | 1,268 | 0.89% | 0.94% | 66 | +1,123 | 5.23% | Q1 2026 | May 08, 2026 |
| Ballew Advisors, Inc | History | Reduced | 20,828 | 1,222 | 0.69% | 0.72% | 67 | -368 | -1.74% | Q1 2026 | Apr 10, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 21,233 | 1,193 | 0.04% | — | 68 | +21,233 | New | Q1 2026 | May 15, 2026 |
| HighPoint Advisor Group LLC | History | New | 20,848 | 1,171 | 0.05% | — | 69 | +20,848 | New | Q1 2026 | May 14, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 20,556 | 1,155 | 0.01% | 0.01% | 70 | -499 | -2.37% | Q1 2026 | May 05, 2026 |
| Regal Investment Advisors LLC | History | No change | 19,155 | 1,076 | 0.06% | 0.07% | 71 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Montis Financial, LLC | History | Reduced | 18,187 | 1,021 | 0.21% | 0.22% | 72 | -432 | -2.32% | Q1 2026 | May 11, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 17,400 | 977 | 0.01% | 0.01% | 73 | +267 | 1.56% | Q1 2026 | Apr 28, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 16,964 | 953 | 0.06% | 0.07% | 74 | -137 | -0.8% | Q1 2026 | Apr 27, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 16,776 | 942 | 0.03% | 0.02% | 75 | +140 | 0.84% | Q1 2026 | Apr 23, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 16,031 | 900 | 0.02% | 0.02% | 76 | +2,107 | 15.13% | Q1 2026 | May 04, 2026 |
| COMERICA BANK | History | No change | 14,902 | 899 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| CX Institutional | History | Added to | 15,696 | 882 | 0.03% | 0.01% | 78 | +10,148 | 182.91% | Q1 2026 | Apr 06, 2026 |
| IHT Wealth Management, LLC | History | Added to | 20,675 | 866 | 0.02% | 0.01% | 79 | +16,322 | 374.96% | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 14,701 | 826 | 0.0% | 0.0% | 80 | +14,097 | 2333.94% | Q1 2026 | May 01, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 14,688 | 825 | 0.0% | 0.0% | 81 | -71 | -0.48% | Q1 2026 | May 14, 2026 |
| Apeiron RIA LLC | History | Reduced | 14,404 | 809 | 0.19% | 0.21% | 82 | -2,292 | -13.73% | Q1 2026 | Apr 27, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 14,251 | 800 | 0.01% | 0.01% | 83 | +331 | 2.38% | Q1 2026 | May 15, 2026 |
| Independent Advisor Alliance | History | New | 12,771 | 717 | 0.01% | — | 84 | +12,771 | New | Q1 2026 | May 12, 2026 |
| Creative Planning | History | Added to | 12,561 | 705 | 0.0% | 0.0% | 85 | +29 | 0.23% | Q1 2026 | May 12, 2026 |
| KKM Financial LLC | History | No change | 11,604 | 700 | 0.12% | 0.12% | 86 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 12,345 | 693 | 0.01% | 0.02% | 87 | +21 | 0.17% | Q1 2026 | May 14, 2026 |
| TrueWealth Advisors, LLC | History | Added to | 12,115 | 680 | 0.17% | 0.18% | 88 | +791 | 6.99% | Q1 2026 | Apr 09, 2026 |
| HF Advisory Group, LLC | History | Added to | 11,566 | 649 | 0.22% | 0.24% | 89 | +286 | 2.54% | Q1 2026 | Apr 21, 2026 |
| REDSTONE WEALTH MANAGEMENT, LLC | History | Reduced | 11,152 | 626 | 0.5% | 0.55% | 90 | -450 | -3.88% | Q1 2026 | Apr 16, 2026 |
| Mariner, LLC | History | Reduced | 11,107 | 624 | 0.0% | 0.0% | 91 | -416 | -3.61% | Q1 2026 | May 13, 2026 |
| Argent Trust Co | History | No change | 10,890 | 611 | 0.02% | 0.02% | 92 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 10,747 | 603 | 0.0% | 0.0% | 93 | -39,694 | -78.69% | Q1 2026 | May 15, 2026 |
| OneDigital Investment Advisors LLC | History | Added to | 10,641 | 597 | 0.01% | 0.01% | 94 | +1,154 | 12.16% | Q1 2026 | May 08, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 10,536 | 592 | 0.02% | 0.02% | 95 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 10,521 | 590 | 0.01% | 0.01% | 96 | +46 | 0.44% | Q1 2026 | May 11, 2026 |
| Global Retirement Partners, LLC | History | No change | 9,741 | 587 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 10,331 | 580 | 0.02% | 0.03% | 98 | -3,140 | -23.31% | Q1 2026 | Apr 08, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 9,980 | 560 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 9,782 | 549 | 0.04% | 0.04% | 100 | +73 | 0.75% | Q1 2026 | Apr 20, 2026 |
| &PARTNERS | History | New | 9,611 | 540 | 0.0% | — | 101 | +9,611 | New | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | Reduced | 9,444 | 530 | 0.0% | 0.0% | 102 | -123 | -1.29% | Q1 2026 | May 15, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 9,356 | 525 | 0.01% | 0.01% | 103 | -242 | -2.52% | Q1 2026 | Apr 28, 2026 |
| Dorsey Wright & Associates | History | New | 9,263 | 520 | 0.06% | — | 104 | +9,263 | New | Q1 2026 | May 06, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 9,059 | 509 | 0.06% | — | 106 | +9,059 | New | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 9,074 | 509 | 0.04% | 0.05% | 105 | -1,855 | -16.97% | Q1 2026 | Apr 14, 2026 |
| CWM, LLC | History | Reduced | 8,883 | 499 | 0.0% | 0.01% | 107 | -48,006 | -84.39% | Q1 2026 | May 14, 2026 |
| Sigma Planning Corp | History | Reduced | 8,703 | 489 | 0.01% | 0.07% | 108 | -30,510 | -77.81% | Q1 2026 | May 04, 2026 |
| Focus Financial Network, Inc. | History | Added to | 8,294 | 466 | 0.02% | 0.02% | 109 | +685 | 9.0% | Q1 2026 | Apr 14, 2026 |
| Southland Equity Partners LLC | History | Added to | 8,259 | 464 | 0.09% | 0.1% | 110 | +1 | 0.01% | Q1 2026 | Apr 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 7,450 | 418 | 0.0% | 0.0% | 111 | -852 | -10.26% | Q1 2026 | May 08, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 7,195 | 404 | 0.01% | 0.01% | 112 | +27 | 0.38% | Q1 2026 | Apr 15, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Reduced | 7,106 | 399 | 0.02% | 0.02% | 113 | -1,014 | -12.49% | Q1 2026 | May 18, 2026 |
| Kesler, Norman & Wride, LLC | History | Reduced | 7,047 | 395 | 0.07% | 0.07% | 114 | -103 | -1.44% | Q1 2026 | May 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 6,983 | 392 | 0.0% | 0.0% | 115 | -403 | -5.46% | Q1 2026 | May 08, 2026 |
| Blue Trust, Inc. | History | No change | 6,890 | 387 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Summit Financial, LLC | History | Reduced | 6,872 | 386 | 0.0% | 0.15% | 117 | -159,993 | -95.88% | Q1 2026 | May 15, 2026 |
| FWG Holdings, LLC | History | Added to | 6,586 | 375 | 0.14% | 0.16% | 118 | +13 | 0.2% | Q1 2026 | Apr 13, 2026 |
| Register Financial Advisors LLC | History | Added to | 6,555 | 368 | 0.14% | 0.15% | 119 | +131 | 2.04% | Q1 2026 | Apr 15, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 6,093 | 367 | 0.0% | 0.0% | 120 | -220 | -3.48% | Q1 2026 | May 15, 2026 |
| Advisory Advocates, LLC | History | No change | 6,501 | 365 | 0.37% | 0.39% | 121 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Parkway Wealth Management Group, LLC | History | Added to | 6,123 | 359 | 0.05% | 0.05% | 123 | +330 | 5.7% | Q1 2026 | Apr 20, 2026 |
| Clearwater Capital Advisors, LLC | History | Reduced | 6,399 | 359 | 0.03% | 0.03% | 122 | -44 | -0.68% | Q1 2026 | May 13, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 6,373 | 358 | 0.01% | 0.01% | 124 | +331 | 5.48% | Q1 2026 | May 14, 2026 |
| PFG Advisors | History | Added to | 6,347 | 356 | 0.02% | 0.02% | 125 | +1 | 0.02% | Q1 2026 | May 05, 2026 |
| Advisory Services Network, LLC | History | Reduced | 6,191 | 347 | 0.0% | 0.28% | 126 | -326,817 | -98.14% | Q1 2026 | May 15, 2026 |
| RPg Family Wealth Advisory, LLC | History | Reduced | 6,028 | 338 | 0.07% | 0.11% | 127 | -2,503 | -29.34% | Q1 2026 | May 14, 2026 |
| Sargent Investment Group, LLC | History | Added to | 6,000 | 337 | 0.04% | 0.04% | 128 | +500 | 9.09% | Q1 2026 | May 11, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 5,849 | 329 | 0.0% | 0.0% | 129 | -605 | -9.37% | Q1 2026 | Apr 07, 2026 |
| Risk Paradigm Group, LLC | History | Reduced | 5,821 | 327 | 0.28% | 0.48% | 130 | -2,503 | -30.07% | Q1 2026 | May 14, 2026 |
| Claro Advisors Inc. | History | Added to | 5,611 | 315 | 0.04% | 0.05% | 131 | +5 | 0.09% | Q1 2026 | Apr 21, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 5,491 | 310 | 0.0% | 0.0% | 132 | -952 | -14.78% | Q1 2026 | Apr 08, 2026 |
| LexAurum Advisors, LLC | History | New | 5,410 | 304 | 0.04% | — | 133 | +5,410 | New | Q1 2026 | Apr 13, 2026 |
| WealthBridge Capital Management, LLC | History | Added to | 5,257 | 295 | 0.07% | 0.05% | 134 | +1,829 | 53.35% | Q1 2026 | Apr 17, 2026 |
| Quantum Portfolio Management LLC | History | Added to | 5,253 | 295 | 0.13% | 0.12% | 135 | +682 | 14.92% | Q1 2026 | May 01, 2026 |
| Venture Visionary Partners LLC | History | No change | 5,200 | 292 | 0.01% | 0.01% | 136 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | Added to | 5,137 | 288 | 0.0% | 0.0% | 137 | +1,513 | 41.75% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | New | 5,120 | 287 | 0.0% | — | 138 | +5,120 | New | Q1 2026 | May 14, 2026 |
| US BANCORP \DE\ | History | Added to | 5,105 | 286 | 0.0% | 0.0% | 139 | +3,777 | 284.41% | Q1 2026 | May 14, 2026 |
| Prime Capital Investment Advisors, LLC | History | Added to | 5,105 | 286 | 0.0% | 0.0% | 140 | +42 | 0.83% | Q1 2026 | May 08, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 5,001 | 281 | 0.2% | 0.22% | 141 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 4,983 | 279 | 0.01% | 0.01% | 142 | +72 | 1.47% | Q1 2026 | May 11, 2026 |
| FMR LLC | History | Added to | 4,811 | 270 | 0.0% | 0.0% | 143 | +652 | 15.68% | Q1 2026 | May 15, 2026 |
| ROI Financial Advisors, LLC | History | Added to | 4,803 | 269 | 0.16% | 0.17% | 144 | +23 | 0.48% | Q1 2026 | May 15, 2026 |
| Retirement Planning Group, LLC | History | Reduced | 4,740 | 266 | 0.01% | 0.01% | 145 | -91 | -1.88% | Q1 2026 | May 04, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Reduced | 4,711 | 264 | 0.0% | 0.0% | 146 | -118 | -2.44% | Q1 2026 | May 13, 2026 |
| Petix & Botte Co | History | No change | 4,672 | 262 | 0.06% | 0.06% | 147 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 4,647 | 261 | 0.0% | 0.0% | 148 | -1,030 | -18.14% | Q1 2026 | May 13, 2026 |
| Nova Wealth Management, Inc. | History | Reduced | 4,653 | 261 | 0.17% | 0.19% | 149 | -65 | -1.38% | Q1 2026 | Apr 14, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 4,301 | 241 | 0.0% | 0.0% | 150 | +93 | 2.21% | Q1 2026 | May 15, 2026 |
| Purus Wealth Management, LLC | History | Reduced | 4,273 | 240 | 0.08% | 0.08% | 151 | -2 | -0.05% | Q1 2026 | Apr 15, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 4,194 | 235 | 0.01% | 0.01% | 152 | -272 | -6.09% | Q1 2026 | Apr 07, 2026 |
| Bellwether Advisors, LLC | History | No change | 4,065 | 228 | 0.04% | 0.04% | 153 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 3,986 | 223 | 0.0% | — | 155 | +3,986 | New | Q1 2026 | May 15, 2026 |
| Sound Income Strategies, LLC | History | No change | 3,976 | 223 | 0.01% | 0.01% | 154 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Allworth Financial LP | History | Added to | 3,932 | 220 | 0.0% | 0.0% | 156 | +8 | 0.2% | Q1 2026 | May 14, 2026 |
| Centerpoint Advisory Group | History | No change | 3,920 | 220 | 0.17% | 0.18% | 157 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| MTM Investment Management, LLC | History | No change | 3,811 | 214 | 0.07% | 0.07% | 158 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Index Technologies Group LLC | History | Added to | 3,798 | 213 | 0.23% | 0.21% | 159 | +460 | 13.78% | Q1 2026 | Apr 29, 2026 |
| OLD NATIONAL BANCORP /IN/ | History | No change | 3,785 | 212 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Stonebridge Financial Planning Group, LLC | History | No change | 3,700 | 207 | 0.08% | 0.08% | 161 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Destiny Wealth Partners, LLC | History | No change | 3,672 | 206 | 0.02% | 0.03% | 162 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 3,584 | 201 | 0.0% | 0.0% | 163 | +172 | 5.04% | Q1 2026 | Apr 20, 2026 |
| FIRST FINANCIAL CORP /IN/ | History | Reduced | 3,021 | 169 | 0.07% | 0.07% | 164 | -25 | -0.82% | Q1 2026 | Apr 07, 2026 |
| CITIGROUP INC | History | Added to | 2,708 | 152 | 0.0% | 0.0% | 165 | +436 | 19.19% | Q1 2026 | May 11, 2026 |
| Parkside Financial Bank & Trust | History | Reduced | 2,534 | 142 | 0.01% | 0.01% | 166 | -166 | -6.15% | Q1 2026 | May 13, 2026 |
| AE Wealth Management LLC | History | Added to | 2,425 | 136 | 0.0% | 0.0% | 167 | +126 | 5.48% | Q1 2026 | May 13, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 2,174 | 119 | 0.0% | 0.0% | 168 | +509 | 30.57% | Q1 2026 | May 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 1,864 | 104 | 0.01% | 0.01% | 169 | +27 | 1.47% | Q1 2026 | Apr 13, 2026 |
| Aptus Capital Advisors, LLC | History | Added to | 1,835 | 103 | 0.0% | 0.0% | 170 | +15 | 0.82% | Q1 2026 | May 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 1,800 | 101 | 0.0% | 0.0% | 171 | -108 | -5.66% | Q1 2026 | May 07, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 1,647 | 92 | 0.02% | 0.0% | 173 | +1,559 | 1771.59% | Q1 2026 | May 11, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 1,645 | 92 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | Added to | 1,545 | 86 | 0.04% | 0.03% | 174 | +11 | 0.72% | Q1 2026 | Apr 24, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Reduced | 1,311 | 73 | 0.03% | 0.09% | 175 | -2,786 | -68.0% | Q1 2026 | Apr 14, 2026 |
| REAP Financial Group, LLC | History | Added to | 1,244 | 69 | 0.01% | 0.02% | 176 | +10 | 0.81% | Q1 2026 | May 11, 2026 |
| FRANKLIN RESOURCES INC | History | New | 1,175 | 66 | 0.0% | — | 178 | +1,175 | New | Q1 2026 | May 13, 2026 |
| Addison Advisors LLC | History | No change | 1,180 | 66 | 0.01% | 0.02% | 177 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 1,121 | 62 | 0.02% | — | 179 | +1,121 | New | Q1 2026 | May 08, 2026 |
| Hurley Capital, LLC | History | No change | 1,017 | 57 | 0.03% | 0.03% | 180 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Crews Bank & Trust | History | No change | 1,000 | 56 | 0.01% | 0.01% | 181 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| HORIZON BANCORP INC /IN/ | History | No change | 898 | 50 | 0.02% | 0.03% | 182 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 800 | 47 | 0.0% | 0.0% | 183 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Hilton Head Capital Partners, LLC | History | Reduced | 821 | 46 | 0.03% | 0.04% | 184 | -335 | -28.98% | Q1 2026 | Apr 20, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 746 | 41 | 0.0% | 0.0% | 185 | +675 | 950.7% | Q1 2026 | May 13, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 720 | 40 | 0.0% | 0.0% | 186 | +4 | 0.56% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | No change | 696 | 39 | 0.0% | 0.0% | 187 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 677 | 38 | 0.0% | 0.0% | 188 | -25 | -3.56% | Q1 2026 | May 05, 2026 |
| Silver Grove Financial Group, Inc. | History | New | 665 | 37 | 0.03% | — | 189 | +665 | New | Q1 2026 | May 15, 2026 |
| Tidemark, LLC | History | Added to | 584 | 32 | 0.01% | 0.01% | 190 | +3 | 0.52% | Q1 2026 | May 07, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 552 | 31 | 0.0% | 0.0% | 191 | +222 | 67.27% | Q1 2026 | Apr 30, 2026 |
| Russell Investments Group, Ltd. | History | No change | 565 | 31 | 0.0% | 0.0% | 192 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 529 | 29 | 0.0% | 0.0% | 193 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 500 | 28 | 0.02% | 0.02% | 194 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ASSETMARK, INC | History | Reduced | 478 | 26 | 0.0% | 0.0% | 195 | -74 | -13.41% | Q1 2026 | May 06, 2026 |
| AlphaCore Capital LLC | History | Reduced | 452 | 25 | 0.0% | 0.0% | 197 | -1,281 | -73.92% | Q1 2026 | May 15, 2026 |
| TRUST CO OF VERMONT | History | No change | 420 | 25 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Godfrey Financial Associates, Inc. | History | Reduced | 428 | 24 | 0.02% | 0.03% | 199 | -203 | -32.17% | Q1 2026 | May 11, 2026 |
| Allspring Global Investments Holdings, LLC | History | No change | 429 | 24 | 0.0% | 0.0% | 198 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| MCF Advisors LLC | History | No change | 400 | 22 | 0.0% | 0.0% | 200 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 336 | 18 | 0.0% | 0.19% | 201 | -37,010 | -99.1% | Q1 2026 | May 15, 2026 |
| Aventura Private Wealth, LLC | History | No change | 304 | 17 | 0.01% | 0.01% | 202 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Westside Investment Management, Inc. | History | No change | 300 | 16 | 0.0% | 0.0% | 203 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Private Wealth Asset Management, LLC | History | New | 250 | 14 | 0.0% | — | 205 | +250 | New | Q1 2026 | May 06, 2026 |
| Monetary Solutions, Ltd | History | No change | 250 | 14 | 0.01% | 0.01% | 204 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| GPS Wealth Strategies Group, LLC | History | No change | 168 | 10 | 0.01% | 0.01% | 206 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Bank & Trust Co | History | No change | 181 | 10 | 0.01% | 0.01% | 207 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| TSFG, LLC | History | No change | 127 | 7 | 0.0% | 0.0% | 208 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Benson Wealth Management INC | History | No change | 127 | 7 | 0.01% | 0.01% | 209 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 100 | 6 | 0.0% | 0.0% | 210 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Caitlin John, LLC | History | No change | 116 | 6 | 0.0% | 0.0% | 211 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| NFSG Corp | History | No change | 98 | 5 | 0.0% | 0.0% | 212 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 105 | 5 | 0.0% | 0.0% | 213 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Larson Financial Group LLC | History | No change | 77 | 4 | 0.0% | 0.0% | 214 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 82 | 4 | 0.0% | 0.0% | 215 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Pacific Center for Financial Services | History | New | 60 | 3 | 0.0% | — | 217 | +60 | New | Q1 2026 | May 12, 2026 |
| Park Square Financial Group, LLC | History | No change | 64 | 3 | 0.02% | 0.02% | 216 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| AdvisorNet Financial, Inc | History | No change | 42 | 2 | 0.0% | 0.0% | 218 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Key FInancial Inc | History | No change | 53 | 2 | 0.0% | 0.0% | 219 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Caldwell Trust Co | History | No change | 50 | 2 | 0.0% | 0.0% | 220 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| GUARDIAN WEALTH ADVISORS, LLC / NC | History | New | 32 | 1 | 0.0% | — | 223 | +32 | New | Q1 2026 | May 15, 2026 |
| Kiker Wealth Management, LLC | History | New | 25 | 1 | 0.0% | — | 224 | +25 | New | Q1 2026 | May 06, 2026 |
| WHITTIER TRUST CO | History | No change | 35 | 1 | 0.0% | 0.0% | 221 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Spire Wealth Management | History | No change | 23 | 1 | 0.0% | 0.0% | 222 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.56% | — | -12,683,088 | -100.0% | Q1 2026 | May 13, 2026 |
| Nilsine Partners, LLC | History | Closed out | 0 | 0 | — | 1.91% | — | -366,047 | -100.0% | Q1 2026 | Apr 29, 2026 |
| NewSquare Capital LLC | History | Closed out | 0 | 0 | — | 1.29% | — | -242,392 | -100.0% | Q1 2026 | May 08, 2026 |
| Monument Capital Management | History | Closed out | 0 | 0 | — | 1.39% | — | -92,440 | -100.0% | Q1 2026 | Apr 15, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.54% | — | -62,361 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Vestmark Advisory Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -51,518 | -100.0% | Q1 2026 | May 15, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.12% | — | -44,605 | -100.0% | Q1 2026 | Apr 24, 2026 |
| TriaGen Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.6% | — | -38,653 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Garden State Investment Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.43% | — | -32,298 | -100.0% | Q1 2026 | May 13, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -29,743 | -100.0% | Q1 2026 | May 14, 2026 |
| NAVELLIER & ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.16% | — | -24,302 | -100.0% | Q1 2026 | May 07, 2026 |
| Davis Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.51% | — | -24,055 | -100.0% | Q1 2026 | Apr 20, 2026 |
| TRUST CO OF OKLAHOMA | History | Closed out | 0 | 0 | — | 0.33% | — | -18,942 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Wagner Wealth Management, Corp | History | Closed out | 0 | 0 | — | 1.12% | — | -18,771 | -100.0% | Q1 2026 | May 05, 2026 |
| Kovack Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -17,329 | -100.0% | Q1 2026 | May 12, 2026 |
| Tudor Financial Inc. | History | Closed out | 0 | 0 | — | 0.42% | — | -13,757 | -100.0% | Q1 2026 | May 15, 2026 |
| Realta Investment Advisors | History | Reduced | 1 | 0 | — | 0.25% | — | -12,516 | -99.99% | Q1 2026 | Apr 22, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,314 | -100.0% | Q1 2026 | May 12, 2026 |
| MinichMacGregor Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -11,884 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Englebert Financial Advisers, LLC | History | Closed out | 0 | 0 | — | 0.72% | — | -10,389 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -8,321 | -100.0% | Q1 2026 | May 05, 2026 |
| Leelyn Smith, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -7,547 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Gateway Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -7,173 | -100.0% | Q1 2026 | May 15, 2026 |
| Balboa Wealth Partners | History | Closed out | 0 | 0 | — | 0.05% | — | -4,631 | -100.0% | Q1 2026 | Apr 16, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,088 | -100.0% | Q1 2026 | May 15, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -3,894 | -100.0% | Q1 2026 | May 15, 2026 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,622 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Richmond Investment Services, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,496 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Prasad Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -3,389 | -100.0% | Q1 2026 | Apr 27, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,383 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Y.D. More Investments Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -2,316 | -100.0% | Q1 2026 | May 04, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,379 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -746 | -100.0% | Q1 2026 | May 15, 2026 |
| ALERUS FINANCIAL NA | History | Closed out | 0 | 0 | — | 0.0% | — | -628 | -100.0% | Q1 2026 | May 12, 2026 |
| Luminist Capital LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -244 | -100.0% | Q1 2026 | Apr 24, 2026 |
| RMG Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q1 2026 | May 14, 2026 |
| Darwin Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22 | -100.0% | Q1 2026 | May 01, 2026 |