FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FXO
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | No change | 1,803,663 | 112,656 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 1,380,442 | 86,222 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 973,096 | 60,779 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 882,643 | 55,129 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 451,816 | 28,220 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 360,777 | 22,534 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WCG Wealth Advisors LLC | History | No change | 324,995 | 20,298 | 0.48% | 0.48% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EARNED WEALTH ADVISORS, LLC | History | No change | 245,103 | 15,309 | 0.99% | 0.99% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 212,251 | 13,257 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 199,654 | 12,470 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TradeWell Securities, LLC. | History | Added to | 169,009 | 10,245 | 3.46% | 3.6% | 11 | +7,655 | 4.74% | Q3 2026 | Oct 21, 2026 |
| Janney Montgomery Scott LLC | History | No change | 158,128 | 9,877 | 0.02% | 0.02% | 12 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PERRYMAN FINANCIAL ADVISORY INC /AD | History | Added to | 156,577 | 9,491 | 1.2% | 1.3% | 13 | +158 | 0.1% | Q3 2026 | Oct 16, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 156,368 | 9,479 | 0.01% | 0.02% | 14 | -36,706 | -19.01% | Q3 2026 | Nov 02, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 147,505 | 8,941 | 0.05% | 0.05% | 15 | +1,786 | 1.23% | Q3 2026 | Oct 27, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 127,757 | 7,979 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 118,142 | 7,162 | 0.02% | 0.02% | 17 | +12,253 | 11.57% | Q3 2026 | Nov 02, 2026 |
| Cetera Investment Advisers | History | No change | 103,678 | 6,475 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 97,304 | 6,080 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 94,668 | 5,912 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 79,697 | 4,977 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 74,518 | 4,517 | 0.01% | 0.01% | 22 | +25,360 | 51.59% | Q3 2026 | Nov 02, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 71,574 | 4,470 | 0.72% | 0.72% | 23 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 70,200 | 4,384 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 70,994 | 4,303 | 0.01% | 0.01% | 25 | +128 | 0.18% | Q3 2026 | Oct 30, 2026 |
| SFI Advisors, LLC | History | Reduced | 70,951 | 4,301 | 3.54% | 3.83% | 26 | -175 | -0.25% | Q3 2026 | Oct 30, 2026 |
| HighTower Advisors, LLC | History | No change | 67,621 | 4,223 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 62,706 | 3,916 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| World Investment Advisors | History | No change | 69,621 | 3,912 | 0.06% | 0.06% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Private Advisor Group, LLC | History | No change | 51,143 | 3,194 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Western Wealth Management, LLC | History | No change | 50,422 | 3,149 | 0.1% | 0.1% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 45,531 | 2,845 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 44,832 | 2,800 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Waverly Advisors, LLC | History | No change | 40,332 | 2,519 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Choice Wealth Advisors LLC | History | Reduced | 40,090 | 2,430 | 0.84% | 0.89% | 35 | -361 | -0.89% | Q3 2026 | Oct 16, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 40,040 | 2,427 | 0.02% | 0.02% | 36 | +7,193 | 21.9% | Q3 2026 | Oct 16, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 38,528 | 2,406 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | Reduced | 37,023 | 2,244 | 0.05% | 0.07% | 38 | -6,162 | -14.27% | Q3 2026 | Nov 04, 2026 |
| Peak Planning Group, LLC | History | No change | 33,121 | 2,068 | 0.47% | 0.47% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CreativeOne Wealth, LLC | History | No change | 32,406 | 2,024 | 0.04% | 0.04% | 40 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Paller Financial Services Inc | History | Reduced | 31,790 | 1,927 | 1.48% | 1.54% | 41 | -1,199 | -3.63% | Q3 2026 | Oct 09, 2026 |
| Prospera Financial Services Inc | History | Reduced | 29,103 | 1,864 | 0.02% | 0.03% | 42 | -2,329 | -7.41% | Q3 2026 | Nov 04, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 29,330 | 1,831 | 0.76% | 0.76% | 43 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Plotkin Financial Advisors, LLC | History | No change | 28,589 | 1,785 | 0.74% | 0.74% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 28,022 | 1,750 | 0.02% | 0.02% | 45 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Baird Financial Group, Inc. | History | No change | 27,728 | 1,731 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 27,874 | 1,701 | 0.1% | 0.11% | 47 | -70 | -0.25% | Q3 2026 | Nov 02, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 26,910 | 1,680 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Crumly & Associates Inc. | History | No change | 25,838 | 1,566 | 0.28% | 0.31% | 49 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| HARMONY ASSET MANAGEMENT LLC | History | Reduced | 25,559 | 1,549 | 0.39% | 0.43% | 50 | -32 | -0.13% | Q3 2026 | Oct 20, 2026 |
| Worthington Financial Partners, LLC | History | Reduced | 24,063 | 1,458 | 1.23% | 1.25% | 51 | -50 | -0.21% | Q3 2026 | Oct 13, 2026 |
| NAVELLIER & ASSOCIATES INC | History | No change | 23,322 | 1,456 | 0.12% | 0.12% | 52 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| HFG Advisors, Inc. | History | No change | 22,735 | 1,420 | 0.89% | 0.89% | 53 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Jacobi Capital Management LLC | History | Added to | 23,072 | 1,398 | 0.07% | 0.07% | 54 | +308 | 1.35% | Q3 2026 | Nov 05, 2026 |
| Certified Advisory Corp | History | Reduced | 22,772 | 1,380 | 0.11% | 0.11% | 55 | -69 | -0.3% | Q3 2026 | Oct 29, 2026 |
| Wagner Wealth Management, LLC | History | Reduced | 22,764 | 1,379 | 0.24% | 0.28% | 56 | -1,773 | -7.23% | Q3 2026 | Oct 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 22,062 | 1,377 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | Reduced | 22,422 | 1,359 | 0.02% | 0.03% | 58 | -786 | -3.39% | Q3 2026 | Oct 16, 2026 |
| HighPoint Advisor Group LLC | History | No change | 21,110 | 1,318 | 0.05% | 0.05% | 59 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Cyndeo Wealth Partners, LLC | History | Reduced | 21,503 | 1,303 | 0.06% | 0.09% | 60 | -9,696 | -31.08% | Q3 2026 | Oct 16, 2026 |
| &PARTNERS | History | No change | 20,365 | 1,271 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | No change | 20,191 | 1,261 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ballew Advisors, Inc | History | Reduced | 20,466 | 1,251 | 0.62% | 0.69% | 63 | -363 | -1.74% | Q3 2026 | Oct 05, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 20,501 | 1,242 | 0.01% | 0.01% | 64 | -866 | -4.05% | Q3 2026 | Oct 08, 2026 |
| Regal Investment Advisors LLC | History | No change | 19,301 | 1,205 | 0.06% | 0.06% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Schrum Private Wealth Management LLC | History | No change | 25,718 | 1,190 | 1.22% | 1.22% | 66 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 19,039 | 1,189 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Blueprint Investment Partners LLC | History | No change | 18,569 | 1,125 | 0.09% | 0.1% | 68 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Blueprint Financial Advisors LLC | History | No change | 18,569 | 1,125 | 0.12% | 0.13% | 69 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 17,848 | 1,081 | 0.02% | 0.02% | 70 | +1,245 | 7.5% | Q3 2026 | Nov 05, 2026 |
| Montis Financial, LLC | History | Reduced | 17,775 | 1,077 | 0.22% | 0.23% | 71 | -487 | -2.67% | Q3 2026 | Nov 04, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 17,083 | 1,067 | 0.02% | 0.02% | 72 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 16,312 | 1,018 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 16,548 | 1,003 | 0.05% | 0.06% | 74 | -1,201 | -6.77% | Q3 2026 | Oct 29, 2026 |
| Envision Financial Transparency, LLC | History | No change | 16,000 | 957 | 0.82% | 0.82% | 75 | 0 | 0.0% | Q2 2026 | Aug 21, 2026 |
| Geneos Wealth Management Inc. | History | No change | 14,711 | 918 | 0.02% | 0.02% | 76 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 14,503 | 905 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 13,930 | 870 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| TrueWealth Advisors, LLC | History | Added to | 13,470 | 816 | 0.18% | 0.18% | 79 | +906 | 7.21% | Q3 2026 | Oct 08, 2026 |
| Creative Planning | History | Added to | 13,056 | 791 | 0.0% | 0.0% | 80 | +382 | 3.01% | Q3 2026 | Nov 02, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 12,870 | 780 | 0.0% | 0.0% | 81 | -388 | -2.93% | Q3 2026 | Nov 05, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 12,730 | 771 | 0.01% | 0.01% | 82 | +2 | 0.02% | Q3 2026 | Oct 28, 2026 |
| HF Advisory Group, LLC | History | Reduced | 11,558 | 700 | 0.21% | 0.23% | 83 | -232 | -1.97% | Q3 2026 | Oct 09, 2026 |
| KKM Financial LLC | History | No change | 11,065 | 691 | 0.09% | 0.09% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 10,746 | 671 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 10,542 | 658 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Argent Trust Co | History | No change | 10,525 | 657 | 0.02% | 0.02% | 87 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 10,411 | 631 | 0.02% | 0.02% | 88 | +128 | 1.24% | Q3 2026 | Oct 13, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 10,067 | 628 | 0.04% | 0.04% | 89 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 9,980 | 623 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MAI Capital Management | History | No change | 9,353 | 584 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STEPHENS INC /AR/ | History | No change | 9,115 | 569 | 0.01% | 0.01% | 92 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 8,931 | 557 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Sigma Planning Corp | History | Added to | 8,570 | 519 | 0.01% | 0.01% | 94 | +45 | 0.53% | Q3 2026 | Oct 23, 2026 |
| Global Retirement Partners, LLC | History | No change | 8,272 | 516 | 0.01% | 0.01% | 95 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| CX Institutional | History | Added to | 8,492 | 515 | 0.01% | 0.02% | 96 | +54 | 0.64% | Q3 2026 | Oct 02, 2026 |
| Focus Financial Network, Inc. | History | Added to | 8,394 | 508 | 0.02% | 0.02% | 97 | +312 | 3.86% | Q3 2026 | Oct 14, 2026 |
| Southland Equity Partners LLC | History | No change | 8,172 | 495 | 0.08% | 0.09% | 98 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Parallel Advisors, LLC | History | Added to | 7,917 | 479 | 0.01% | 0.01% | 99 | +1,785 | 29.11% | Q3 2026 | Nov 03, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 7,250 | 453 | 0.02% | 0.02% | 100 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| FMR LLC | History | No change | 7,007 | 437 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RPg Family Wealth Advisory, LLC | History | No change | 6,890 | 430 | 0.09% | 0.09% | 102 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| FWG Holdings, LLC | History | No change | 6,586 | 428 | 0.15% | 0.15% | 103 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kesler, Norman & Wride, LLC | History | No change | 6,787 | 423 | 0.07% | 0.07% | 104 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Blue Trust, Inc. | History | No change | 6,890 | 417 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 6,774 | 410 | 0.03% | 0.04% | 106 | -1,976 | -22.58% | Q3 2026 | Oct 26, 2026 |
| Risk Paradigm Group, LLC | History | No change | 6,382 | 398 | 0.31% | 0.31% | 107 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 6,373 | 398 | 0.01% | 0.01% | 108 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CARLSON FINANCIAL, INC. | History | Reduced | 6,523 | 395 | 0.21% | 0.21% | 109 | -51 | -0.78% | Q3 2026 | Nov 05, 2026 |
| Summit Financial, LLC | History | No change | 6,323 | 394 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Advisory Advocates, LLC | History | No change | 6,501 | 394 | 0.34% | 0.35% | 111 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Clearwater Capital Advisors, LLC | History | No change | 6,279 | 392 | 0.03% | 0.03% | 112 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 6,286 | 392 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| XTX Topco Ltd | History | No change | 6,149 | 384 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WealthBridge Capital Management, LLC | History | Added to | 6,318 | 383 | 0.07% | 0.08% | 115 | +248 | 4.09% | Q3 2026 | Oct 16, 2026 |
| Register Financial Advisors LLC | History | Added to | 6,228 | 377 | 0.12% | 0.12% | 116 | +94 | 1.53% | Q3 2026 | Oct 23, 2026 |
| Sargent Investment Group, LLC | History | No change | 6,000 | 374 | 0.04% | 0.04% | 117 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Equitable Holdings, Inc. | History | No change | 5,893 | 368 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Parkway Wealth Management Group, LLC | History | Reduced | 5,768 | 349 | 0.04% | 0.04% | 119 | -190 | -3.19% | Q3 2026 | Oct 19, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 5,507 | 341 | 0.0% | 0.0% | 120 | +2 | 0.04% | Q3 2026 | Oct 13, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 5,551 | 336 | 0.0% | 0.0% | 121 | -67 | -1.19% | Q3 2026 | Oct 26, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Reduced | 5,434 | 329 | 0.01% | 0.01% | 122 | -301 | -5.25% | Q3 2026 | Oct 13, 2026 |
| LexAurum Advisors, LLC | History | Added to | 5,419 | 328 | 0.04% | 0.04% | 123 | +5 | 0.09% | Q3 2026 | Oct 19, 2026 |
| Quantum Portfolio Management LLC | History | No change | 5,241 | 327 | 0.12% | 0.12% | 124 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 5,120 | 319 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Venture Visionary Partners LLC | History | No change | 5,200 | 315 | 0.01% | 0.01% | 126 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| Arkadios Wealth Advisors | History | No change | 5,046 | 315 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Prime Capital Investment Advisors, LLC | History | Added to | 5,150 | 312 | 0.0% | 0.0% | 128 | +27 | 0.53% | Q3 2026 | Oct 20, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 5,054 | 306 | 0.01% | 0.01% | 129 | +70 | 1.4% | Q3 2026 | Nov 02, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | Reduced | 4,851 | 294 | 0.19% | 0.2% | 130 | -110 | -2.22% | Q3 2026 | Oct 27, 2026 |
| Petix & Botte Co | History | No change | 4,672 | 291 | 0.06% | 0.06% | 131 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 4,657 | 290 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Nova Wealth Management, Inc. | History | No change | 4,546 | 283 | 0.16% | 0.16% | 133 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| ROI Financial Advisors, LLC | History | Reduced | 4,511 | 273 | 0.14% | 0.15% | 134 | -64 | -1.4% | Q3 2026 | Oct 19, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 4,301 | 268 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Advisory Services Network, LLC | History | No change | 4,224 | 263 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | No change | 4,128 | 257 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Balboa Wealth Partners | History | New | 4,235 | 256 | 0.03% | — | 138 | +4,235 | New | Q3 2026 | Oct 20, 2026 |
| IHT Wealth Management, LLC | History | No change | 4,050 | 252 | 0.01% | 0.01% | 139 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Purus Wealth Management, LLC | History | No change | 4,127 | 250 | 0.07% | 0.07% | 140 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Sound Income Strategies, LLC | History | No change | 3,976 | 246 | 0.01% | 0.01% | 141 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| Allworth Financial LP | History | No change | 3,932 | 245 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Destiny Wealth Partners, LLC | History | New | 3,672 | 239 | 0.02% | — | 143 | +3,672 | New | Q3 2026 | Nov 04, 2026 |
| Centerpoint Advisory Group | History | No change | 3,920 | 237 | 0.15% | 0.15% | 144 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Index Technologies Group LLC | History | No change | 3,789 | 236 | 0.19% | 0.19% | 145 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Indivisible Partners | History | No change | 3,903 | 236 | 0.01% | 0.01% | 146 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Retirement Planning Group, LLC | History | Reduced | 3,868 | 234 | 0.01% | 0.01% | 147 | -51 | -1.3% | Q3 2026 | Oct 19, 2026 |
| MTM Investment Management, LLC | History | No change | 3,811 | 231 | 0.07% | 0.07% | 148 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| OLD NATIONAL BANCORP /IN/ | History | No change | 3,785 | 229 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| StoneX Group Inc. | History | Reduced | 3,543 | 226 | 0.01% | 0.02% | 150 | -3,300 | -48.22% | Q3 2026 | Nov 03, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 3,451 | 215 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Capital Square, LLC | History | New | 3,506 | 213 | 0.09% | — | 153 | +3,506 | New | Q3 2026 | Oct 19, 2026 |
| Prasad Wealth Partners, LLC | History | No change | 3,416 | 213 | 0.05% | 0.05% | 152 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Stonebridge Financial Planning Group, LLC | History | No change | 3,400 | 212 | 0.07% | 0.07% | 154 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| B. Riley Wealth Advisors, Inc. | History | New | 3,417 | 207 | 0.01% | — | 155 | +3,417 | New | Q3 2026 | Oct 13, 2026 |
| Cresset Asset Management, LLC | History | No change | 3,312 | 206 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Impact Partnership Wealth, LLC | History | No change | 3,290 | 205 | 0.02% | 0.02% | 157 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| BFC Planning, Inc. | History | No change | 3,286 | 205 | 0.01% | 0.01% | 158 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 3,324 | 201 | 0.0% | 0.0% | 159 | -64 | -1.89% | Q3 2026 | Oct 30, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Added to | 3,327 | 201 | 0.01% | 0.01% | 160 | +20 | 0.6% | Q3 2026 | Oct 23, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 3,225 | 195 | 0.01% | 0.01% | 161 | -827 | -20.41% | Q3 2026 | Oct 08, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 2,991 | 186 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FIRST FINANCIAL CORP /IN/ | History | No change | 3,021 | 183 | 0.06% | 0.07% | 163 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 3,003 | 182 | 0.01% | 0.0% | 164 | +1,946 | 184.11% | Q3 2026 | Nov 04, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 2,492 | 155 | 0.02% | 0.02% | 165 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Parkside Financial Bank & Trust | History | No change | 2,534 | 153 | 0.01% | 0.01% | 166 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2,174 | 136 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 2,154 | 134 | 0.0% | 0.0% | 168 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/ | History | No change | 1,992 | 124 | 0.05% | 0.05% | 169 | 0 | 0.0% | Q2 2026 | Sep 18, 2026 |
| US BANCORP \DE\ | History | No change | 1,946 | 117 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 1,645 | 102 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Founders Financial Alliance, LLC | History | No change | 1,609 | 100 | 0.01% | 0.01% | 172 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | No change | 1,545 | 96 | 0.04% | 0.04% | 173 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| WHITTIER TRUST CO | History | No change | 1,334 | 86 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 1,175 | 73 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Reduced | 1,192 | 72 | 0.12% | 0.17% | 176 | -6,308 | -84.11% | Q3 2026 | Oct 14, 2026 |
| AE Wealth Management LLC | History | No change | 1,111 | 69 | 0.0% | 0.0% | 177 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Crews Bank & Trust | History | No change | 1,000 | 62 | 0.01% | 0.01% | 178 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| Hurley Capital, LLC | History | No change | 1,017 | 61 | 0.03% | 0.03% | 179 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| HORIZON BANCORP INC /IN/ | History | No change | 898 | 56 | 0.03% | 0.03% | 180 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| REAP Financial Group, LLC | History | Added to | 834 | 50 | 0.01% | 0.01% | 181 | +5 | 0.6% | Q3 2026 | Nov 02, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 800 | 49 | 0.0% | 0.0% | 182 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| ASSETMARK, INC | History | Added to | 715 | 43 | 0.0% | 0.0% | 183 | +237 | 49.58% | Q3 2026 | Oct 21, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 670 | 40 | 0.02% | 0.02% | 184 | +3 | 0.45% | Q3 2026 | Nov 05, 2026 |
| Arax Advisory Partners | History | No change | 596 | 37 | 0.0% | 0.0% | 185 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Tidemark, LLC | History | No change | 585 | 36 | 0.01% | 0.01% | 186 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 529 | 33 | 0.0% | 0.0% | 187 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Russell Investments Group, Ltd. | History | No change | 523 | 32 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 500 | 31 | 0.02% | 0.02% | 189 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 497 | 30 | 0.0% | 0.0% | 190 | -91 | -15.48% | Q3 2026 | Oct 20, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 435 | 27 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Allspring Global Investments Holdings, LLC | History | No change | 429 | 26 | 0.0% | 0.0% | 192 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Godfrey Financial Associates, Inc. | History | No change | 428 | 26 | 0.02% | 0.02% | 193 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 428 | 25 | 0.0% | 0.0% | 195 | -250 | -36.87% | Q3 2026 | Oct 30, 2026 |
| TRUST CO OF VERMONT | History | No change | 420 | 25 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| IFG Advisory, LLC | History | No change | 405 | 25 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| McCarley & Cook Financial Planners | History | No change | 381 | 23 | 0.02% | 0.02% | 197 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Continuum Advisory, LLC | History | No change | 322 | 20 | 0.0% | 0.0% | 198 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Aventura Private Wealth, LLC | History | No change | 304 | 18 | 0.01% | 0.01% | 199 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 268 | 16 | 0.01% | 0.01% | 200 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| MATHER GROUP, LLC. | History | New | 251 | 15 | 0.0% | — | 207 | +251 | New | Q3 2026 | Oct 14, 2026 |
| AlphaCore Capital LLC | History | Reduced | 252 | 15 | 0.0% | 0.0% | 203 | -200 | -44.25% | Q3 2026 | Nov 04, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 251 | 15 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Westside Investment Management, Inc. | History | No change | 250 | 15 | 0.0% | 0.0% | 202 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Luminist Capital LLC | History | No change | 244 | 15 | 0.02% | 0.02% | 204 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 250 | 15 | 0.0% | 0.0% | 205 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Monetary Solutions, Ltd | History | No change | 250 | 15 | 0.01% | 0.01% | 206 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Bank & Trust Co | History | No change | 181 | 10 | 0.01% | 0.01% | 208 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| TSFG, LLC | History | No change | 128 | 8 | 0.0% | 0.0% | 209 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Caitlin John, LLC | History | No change | 116 | 7 | 0.0% | 0.0% | 210 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Benson Wealth Management INC | History | No change | 127 | 7 | 0.01% | 0.01% | 211 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 100 | 6 | 0.0% | 0.0% | 212 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 110 | 6 | 0.0% | 0.0% | 213 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NFSG Corp | History | No change | 98 | 5 | 0.0% | 0.0% | 214 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Trust Co | History | No change | 76 | 4 | 0.0% | 0.0% | 215 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| Larson Financial Group LLC | History | No change | 77 | 4 | 0.0% | 0.0% | 216 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 82 | 4 | 0.0% | 0.0% | 217 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Key FInancial Inc | History | No change | 53 | 3 | 0.0% | 0.0% | 218 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Park Square Financial Group, LLC | History | No change | 64 | 3 | 0.03% | 0.03% | 219 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Caldwell Trust Co | History | No change | 50 | 3 | 0.0% | 0.0% | 220 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 32 | 1 | 0.0% | 0.0% | 221 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Spire Wealth Management | History | No change | 23 | 1 | 0.0% | 0.0% | 222 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Kiker Wealth Management, LLC | History | No change | 25 | 1 | 0.0% | 0.0% | 223 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Genesee Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -3,356 | -100.0% | Q3 2026 | Oct 20, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,315 | -100.0% | Q3 2026 | Oct 29, 2026 |
| MCF Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q3 2026 | Oct 28, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -42 | -100.0% | Q3 2026 | Oct 15, 2026 |
| CITIGROUP INC | History | New | 1 | 0 | — | — | — | +1 | New | Q3 2026 | Nov 04, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Realta Investment Advisors | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |