FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FYC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 1,503,733 | 191,485 | 0.04% | 0.04% | 1 | +143,449 | 10.55% | Q2 2026 | Aug 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 649,982 | 82,768 | 0.02% | 0.02% | 2 | +105,020 | 19.27% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Added to | 606,270 | 77,202 | 0.0% | 0.0% | 3 | +211,723 | 53.66% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 472,349 | 60,148 | 0.01% | 0.01% | 4 | +28,777 | 6.49% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Added to | 313,216 | 39,884 | 0.04% | 0.03% | 5 | +23,532 | 8.12% | Q2 2026 | Aug 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 248,567 | 31,652 | 0.0% | 0.0% | 6 | +4,301 | 1.76% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 196,711 | 25,049 | 0.02% | 0.02% | 7 | +98 | 0.05% | Q2 2026 | Aug 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 193,051 | 24,583 | 0.01% | 0.0% | 8 | +7,626 | 4.11% | Q2 2026 | Aug 03, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 175,628 | 22,364 | 0.0% | 0.0% | 9 | +4,488 | 2.62% | Q2 2026 | Aug 14, 2026 |
| ECLECTIC ASSOCIATES INC /ADV | History | Reduced | 158,288 | 20,155 | 2.29% | 2.05% | 10 | -955 | -0.6% | Q2 2026 | Jul 07, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 156,279 | 19,902 | 0.02% | 0.01% | 11 | +53,792 | 52.49% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Reduced | 154,862 | 19,720 | 0.0% | 0.0% | 12 | -19,752 | -11.31% | Q2 2026 | Aug 13, 2026 |
| Baird Financial Group, Inc. | History | Added to | 124,071 | 15,799 | 0.02% | 0.01% | 13 | +51,154 | 70.15% | Q2 2026 | Aug 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 112,865 | 14,372 | 0.01% | 0.0% | 14 | +52,001 | 85.44% | Q2 2026 | Aug 12, 2026 |
| NEW WAVE WEALTH ADVISORS LLC | History | Added to | 102,390 | 13,038 | 3.55% | 3.41% | 15 | +927 | 0.91% | Q2 2026 | Jul 23, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 100,218 | 12,761 | 0.03% | 0.02% | 16 | +12,482 | 14.23% | Q2 2026 | Aug 07, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 99,874 | 12,717 | 0.01% | 0.01% | 17 | +7,359 | 7.95% | Q2 2026 | Aug 07, 2026 |
| Integrity Advisory Solutions, LLC | History | Added to | 99,486 | 12,668 | 1.3% | 1.25% | 18 | +1,779 | 1.82% | Q2 2026 | Jul 31, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 99,023 | 12,609 | 0.11% | 0.11% | 19 | -1,356 | -1.35% | Q2 2026 | Jul 27, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 95,444 | 12,154 | 0.03% | 0.02% | 20 | +4,137 | 4.53% | Q2 2026 | Jul 27, 2026 |
| IFP Advisors, Inc | History | Added to | 90,820 | 11,565 | 0.21% | 0.17% | 21 | +3,974 | 4.58% | Q2 2026 | Jul 20, 2026 |
| Bedel Financial Consulting, Inc. | History | Added to | 78,032 | 9,936 | 0.93% | 0.84% | 22 | +859 | 1.11% | Q2 2026 | Jul 29, 2026 |
| Richmond Investment Services, LLC | History | Reduced | 77,150 | 9,824 | 3.11% | 2.3% | 23 | -69,794 | -47.5% | Q2 2026 | Jul 27, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | New | 75,497 | 9,613 | 0.18% | — | 24 | +75,497 | New | Q2 2026 | Aug 12, 2026 |
| Vestmark Advisory Solutions, Inc. | History | New | 75,240 | 9,581 | 0.09% | — | 25 | +75,240 | New | Q2 2026 | Aug 14, 2026 |
| Warner Group LLC | History | Added to | 63,773 | 8,120 | 2.0% | 1.21% | 26 | +44,704 | 234.43% | Q2 2026 | Jul 27, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 64,324 | 7,979 | 0.0% | 0.0% | 27 | +13,136 | 25.66% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 59,018 | 7,515 | 0.01% | 0.01% | 28 | +5,933 | 11.18% | Q2 2026 | Aug 05, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 54,971 | 7,000 | 0.04% | 0.04% | 29 | -2,541 | -4.42% | Q2 2026 | Aug 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 53,629 | 6,829 | 0.01% | 0.01% | 30 | +7,535 | 16.35% | Q2 2026 | Jul 29, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 48,899 | 6,226 | 0.03% | 0.02% | 31 | +11,573 | 31.01% | Q2 2026 | Aug 13, 2026 |
| Financial Management, Inc. | History | Added to | 48,568 | 6,184 | 5.07% | 4.38% | 32 | +516 | 1.07% | Q2 2026 | Aug 12, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 46,302 | 5,896 | 0.07% | 0.06% | 33 | +2,834 | 6.52% | Q2 2026 | Aug 18, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 45,364 | 5,776 | 0.0% | 0.0% | 34 | +17,899 | 65.17% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 45,218 | 5,758 | 0.04% | 0.04% | 35 | -4,291 | -8.67% | Q2 2026 | Sep 08, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | History | Added to | 41,634 | 5,301 | 0.65% | 0.55% | 36 | +1,109 | 2.74% | Q2 2026 | Jul 27, 2026 |
| Redhawk Wealth Advisors, Inc. | History | New | 39,716 | 5,057 | 0.5% | — | 37 | +39,716 | New | Q2 2026 | Jul 09, 2026 |
| &PARTNERS | History | Added to | 37,935 | 4,830 | 0.02% | 0.02% | 38 | +2,044 | 5.7% | Q2 2026 | Aug 14, 2026 |
| Paller Financial Services Inc | History | Reduced | 30,264 | 3,853 | 2.88% | 2.55% | 39 | -1,529 | -4.81% | Q2 2026 | Jul 07, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 27,644 | 3,520 | 0.0% | 0.0% | 40 | +14,933 | 117.48% | Q2 2026 | Sep 02, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | New | 27,275 | 3,473 | 0.08% | — | 41 | +27,275 | New | Q2 2026 | Jul 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 26,063 | 3,318 | 0.04% | 0.04% | 42 | +361 | 1.4% | Q2 2026 | Aug 12, 2026 |
| ROMAN BUTLER FULLERTON & CO | History | New | 25,428 | 3,057 | 0.73% | — | 43 | +25,428 | New | Q2 2026 | Aug 06, 2026 |
| HFG Advisors, Inc. | History | Added to | 23,784 | 3,028 | 1.89% | 1.58% | 44 | +656 | 2.84% | Q2 2026 | Aug 07, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 23,024 | 2,932 | 0.47% | 0.4% | 45 | +1,215 | 5.57% | Q2 2026 | Aug 10, 2026 |
| StoryOne LLC | History | New | 22,632 | 2,881 | 1.36% | 1.27% | 46 | +22,632 | New | Q2 2026 | Jul 24, 2026 |
| US BANCORP \DE\ | History | Added to | 22,007 | 2,809 | 0.0% | 0.0% | 47 | +6,085 | 38.22% | Q2 2026 | Aug 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 21,469 | 2,733 | 0.01% | 0.01% | 48 | +1,338 | 6.65% | Q2 2026 | Jul 28, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 20,033 | 2,551 | 0.05% | 0.05% | 49 | -516 | -2.51% | Q2 2026 | Aug 06, 2026 |
| Certified Advisory Corp | History | Reduced | 19,569 | 2,491 | 0.2% | 0.17% | 50 | -68 | -0.35% | Q2 2026 | Jul 16, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 19,329 | 2,461 | 0.0% | 0.0% | 51 | +2,130 | 12.38% | Q2 2026 | Jul 28, 2026 |
| OneAscent Financial Services LLC | History | New | 18,932 | 2,410 | 0.12% | — | 52 | +18,932 | New | Q2 2026 | Aug 11, 2026 |
| Ameritas Investment Partners, Inc. | History | Reduced | 18,216 | 2,319 | 0.06% | 0.06% | 53 | -399 | -2.14% | Q2 2026 | Aug 13, 2026 |
| Quantum Portfolio Management LLC | History | Added to | 16,142 | 2,055 | 0.74% | 0.55% | 54 | +3,017 | 22.99% | Q2 2026 | Aug 14, 2026 |
| Empirical Asset Management, LLC | History | Added to | 15,714 | 2,001 | 0.45% | 0.39% | 55 | +438 | 2.87% | Q2 2026 | Aug 10, 2026 |
| MTM Investment Management, LLC | History | Reduced | 15,403 | 1,961 | 0.56% | 0.48% | 56 | -350 | -2.22% | Q2 2026 | Aug 03, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | Added to | 15,375 | 1,957 | 0.77% | 0.2% | 57 | +10,824 | 237.84% | Q2 2026 | Jul 21, 2026 |
| Summit Financial, LLC | History | Added to | 14,892 | 1,896 | 0.02% | 0.02% | 58 | +2,322 | 18.47% | Q2 2026 | Aug 12, 2026 |
| Betterment LLC | History | Added to | 14,109 | 1,797 | 0.0% | 0.0% | 59 | +5,883 | 71.52% | Q2 2026 | Aug 14, 2026 |
| MONECO ADVISORS, LLC | History | Reduced | 13,382 | 1,704 | 0.1% | 0.1% | 60 | -3 | -0.02% | Q2 2026 | Aug 11, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 12,441 | 1,584 | 0.03% | 0.02% | 61 | +4,781 | 62.42% | Q2 2026 | Jul 29, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 12,021 | 1,530 | 0.05% | 0.04% | 62 | +356 | 3.05% | Q2 2026 | Jul 27, 2026 |
| Brookwood Investment Group LLC | History | Reduced | 11,617 | 1,479 | 0.17% | 0.17% | 63 | -2,271 | -16.35% | Q2 2026 | Jul 23, 2026 |
| MONEYWISE, INC. | History | Reduced | 11,484 | 1,462 | 0.55% | 0.51% | 64 | -506 | -4.22% | Q2 2026 | Jul 21, 2026 |
| NICOLET BANKSHARES INC | History | New | 11,335 | 1,405 | 0.04% | — | 65 | +11,335 | New | Q2 2026 | Aug 11, 2026 |
| D.A. DAVIDSON & CO. | History | No change | 10,735 | 1,366 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Nova Wealth Management, Inc. | History | Reduced | 10,513 | 1,338 | 0.74% | 0.74% | 67 | -1,181 | -10.1% | Q2 2026 | Jul 13, 2026 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | History | Added to | 10,356 | 1,318 | 0.41% | 0.19% | 68 | +5,742 | 124.45% | Q2 2026 | Jul 28, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 10,193 | 1,297 | 0.01% | 0.01% | 69 | -186 | -1.79% | Q2 2026 | Aug 03, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 9,918 | 1,262 | 0.08% | 0.07% | 70 | -8,054 | -44.81% | Q2 2026 | Aug 04, 2026 |
| Western Wealth Management, LLC | History | Reduced | 9,864 | 1,256 | 0.04% | 0.04% | 71 | -1,628 | -14.17% | Q2 2026 | Aug 14, 2026 |
| Private Advisory Group LLC | History | New | 9,846 | 1,253 | 0.07% | — | 72 | +9,846 | New | Q2 2026 | Aug 06, 2026 |
| Index Technologies Group LLC | History | Added to | 9,791 | 1,246 | 1.0% | 0.84% | 73 | +1,823 | 22.88% | Q2 2026 | Aug 14, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Reduced | 9,641 | 1,227 | 0.06% | 0.06% | 74 | -154 | -1.57% | Q2 2026 | Jul 31, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 9,934 | 1,209 | 0.0% | 0.0% | 75 | +260 | 2.69% | Q2 2026 | Jul 15, 2026 |
| Private Advisor Group, LLC | History | Reduced | 9,103 | 1,159 | 0.01% | 0.01% | 76 | -17,975 | -66.38% | Q2 2026 | Jul 27, 2026 |
| WILLNER & HELLER, LLC | History | Reduced | 9,093 | 1,157 | 0.72% | 0.67% | 77 | -124 | -1.35% | Q2 2026 | Jul 07, 2026 |
| RHODES INVESTMENT ADVISORS INC /ADV | History | Added to | 9,000 | 1,146 | 0.84% | 0.46% | 78 | +3,505 | 63.79% | Q2 2026 | Jul 28, 2026 |
| Strategic Equity Management | History | Reduced | 8,939 | 1,138 | 0.38% | 0.33% | 79 | -88 | -0.97% | Q2 2026 | Aug 10, 2026 |
| Sylvest Advisors, LLC | History | Reduced | 8,260 | 1,051 | 0.47% | 0.44% | 80 | -250 | -2.94% | Q2 2026 | Jul 22, 2026 |
| PFG Advisors | History | Added to | 7,673 | 977 | 0.05% | 0.02% | 81 | +4,330 | 129.52% | Q2 2026 | Jul 16, 2026 |
| Wedmont Private Capital | History | No change | 7,624 | 928 | 0.03% | 0.03% | 82 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 7,243 | 922 | 0.01% | 0.01% | 83 | +467 | 6.89% | Q2 2026 | Aug 11, 2026 |
| Dunhill Financial, LLC | History | No change | 7,056 | 898 | 0.18% | 0.16% | 84 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Stratos Wealth Advisors, LLC | History | Added to | 6,980 | 888 | 0.05% | 0.04% | 85 | +214 | 3.16% | Q2 2026 | Aug 11, 2026 |
| TruNorth Capital Management, LLC | History | New | 6,720 | 855 | 0.14% | — | 86 | +6,720 | New | Q2 2026 | Jul 23, 2026 |
| WORLD EQUITY GROUP, INC. | History | Added to | 6,368 | 810 | 0.18% | 0.15% | 87 | +395 | 6.61% | Q2 2026 | Jul 09, 2026 |
| Stonebridge Financial Group, LLC / MO | History | Added to | 6,012 | 765 | 0.51% | 0.31% | 88 | +2,172 | 56.56% | Q2 2026 | Jul 24, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 5,796 | 738 | 0.0% | 0.0% | 89 | -351 | -5.71% | Q2 2026 | Aug 05, 2026 |
| Wealthcare Advisory Partners LLC | History | New | 5,720 | 728 | 0.01% | — | 90 | +5,720 | New | Q2 2026 | Jul 09, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 5,063 | 649 | 0.01% | 0.01% | 91 | -171 | -3.27% | Q2 2026 | Jul 24, 2026 |
| Belpointe Asset Management LLC | History | Added to | 4,774 | 607 | 0.02% | 0.01% | 92 | +683 | 16.7% | Q2 2026 | Jul 31, 2026 |
| Prospera Financial Services Inc | History | Reduced | 4,755 | 605 | 0.01% | 0.01% | 93 | -61 | -1.27% | Q2 2026 | Jul 15, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 4,735 | 602 | 0.15% | 0.14% | 94 | -161 | -3.29% | Q2 2026 | Jul 20, 2026 |
| STEPHENS INC /AR/ | History | Added to | 4,497 | 572 | 0.01% | 0.0% | 95 | +551 | 13.96% | Q2 2026 | Jul 29, 2026 |
| LexAurum Advisors, LLC | History | Added to | 4,102 | 522 | 0.06% | 0.05% | 96 | +115 | 2.88% | Q2 2026 | Jul 15, 2026 |
| OneDigital Investment Advisors LLC | History | Reduced | 3,720 | 473 | 0.0% | 0.0% | 97 | -31 | -0.83% | Q2 2026 | Aug 06, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 3,660 | 466 | 0.0% | 0.0% | 98 | -2,945 | -44.59% | Q2 2026 | Aug 14, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 3,575 | 455 | 0.01% | 0.0% | 99 | -13 | -0.36% | Q2 2026 | Jul 28, 2026 |
| LYELL WEALTH MANAGEMENT, LP | History | New | 3,496 | 445 | 0.03% | — | 100 | +3,496 | New | Q2 2026 | Aug 05, 2026 |
| Echo Wealth Management, LLC | History | Added to | 3,467 | 441 | 0.23% | 0.19% | 101 | +27 | 0.78% | Q2 2026 | Jul 24, 2026 |
| Waterfront Wealth Inc. | History | Reduced | 3,532 | 430 | 0.07% | 0.07% | 102 | -223 | -5.94% | Q2 2026 | Jul 30, 2026 |
| WEALTH EFFECTS LLC | History | Added to | 3,275 | 417 | 0.11% | 0.09% | 103 | +715 | 27.93% | Q2 2026 | Aug 06, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 3,126 | 398 | 0.0% | 0.0% | 104 | -386 | -10.99% | Q2 2026 | Aug 14, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 3,044 | 387 | 0.03% | 0.03% | 105 | -79 | -2.53% | Q2 2026 | Jul 28, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | New | 2,963 | 377 | 0.02% | — | 106 | +2,963 | New | Q2 2026 | Aug 11, 2026 |
| BAM Wealth Management, LLC | History | Added to | 2,960 | 376 | 0.24% | 0.21% | 107 | +28 | 0.95% | Q2 2026 | Jul 14, 2026 |
| XML Financial, LLC | History | Added to | 2,950 | 375 | 0.03% | 0.02% | 108 | +550 | 22.92% | Q2 2026 | Jul 24, 2026 |
| Financial Partners Group, Inc | History | Added to | 2,865 | 364 | 0.04% | 0.03% | 109 | +223 | 8.44% | Q2 2026 | Jul 23, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 2,826 | 359 | 0.09% | 0.08% | 110 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| CARLSON FINANCIAL, INC. | History | Reduced | 2,737 | 349 | 0.18% | 0.16% | 111 | -140 | -4.87% | Q2 2026 | Aug 24, 2026 |
| Wagner Wealth Management, LLC | History | Reduced | 2,629 | 334 | 0.06% | 0.05% | 112 | -90 | -3.31% | Q2 2026 | Jul 24, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 2,593 | 330 | 0.01% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 2,554 | 325 | 0.01% | 0.01% | 114 | +134 | 5.54% | Q2 2026 | Aug 13, 2026 |
| Plotkin Financial Advisors, LLC | History | Reduced | 2,551 | 324 | 0.13% | 0.13% | 115 | -32 | -1.24% | Q2 2026 | Aug 14, 2026 |
| Cornerstone Wealth Management, LLC | History | Reduced | 2,512 | 319 | 0.01% | 0.02% | 116 | -699 | -21.77% | Q2 2026 | Jul 22, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | No change | 2,497 | 317 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Worth Asset Management, LLC | History | New | 2,484 | 316 | 0.1% | — | 118 | +2,484 | New | Q2 2026 | Jul 08, 2026 |
| Capital Analysts, LLC | History | No change | 2,425 | 309 | 0.01% | 0.01% | 119 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| TBH Global Asset Management, LLC | History | Reduced | 2,320 | 295 | 0.05% | 0.07% | 120 | -1,148 | -33.1% | Q2 2026 | Aug 05, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 2,302 | 293 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Strategic Blueprint, LLC | History | New | 2,252 | 286 | 0.01% | — | 122 | +2,252 | New | Q2 2026 | Jul 23, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 2,220 | 282 | 0.12% | 0.1% | 123 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 2,200 | 280 | 0.01% | 0.01% | 124 | -75 | -3.3% | Q2 2026 | Aug 14, 2026 |
| First Heartland Consultants, Inc. | History | No change | 2,188 | 278 | 0.02% | 0.02% | 125 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| COMPASS CAPITAL CORP /MA/ /ADV | History | New | 2,235 | 274 | 0.09% | — | 126 | +2,235 | New | Q2 2026 | Aug 13, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 2,112 | 269 | 0.04% | 0.04% | 127 | +32 | 1.54% | Q2 2026 | Aug 04, 2026 |
| Csenge Advisory Group | History | New | 2,110 | 268 | 0.01% | — | 128 | +2,110 | New | Q2 2026 | Aug 10, 2026 |
| Advisor Resource Council | History | Reduced | 2,153 | 267 | 0.08% | 0.07% | 129 | -12 | -0.55% | Q2 2026 | Jul 28, 2026 |
| Aptus Capital Advisors, LLC | History | New | 2,020 | 257 | 0.0% | — | 130 | +2,020 | New | Q2 2026 | Aug 12, 2026 |
| LaSalle St. Investment Advisors, LLC | History | New | 2,000 | 254 | 0.03% | — | 131 | +2,000 | New | Q2 2026 | Aug 11, 2026 |
| Fulcrum Equity Management | History | New | 1,959 | 249 | 0.18% | — | 132 | +1,959 | New | Q2 2026 | Jul 09, 2026 |
| Sound Income Strategies, LLC | History | No change | 1,932 | 246 | 0.01% | 0.01% | 133 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| BLAIR WILLIAM & CO/IL | History | Added to | 1,861 | 236 | 0.0% | 0.0% | 134 | +1,161 | 165.86% | Q2 2026 | Aug 11, 2026 |
| Symphony Financial Services, Inc. | History | New | 1,819 | 231 | 0.1% | — | 135 | +1,819 | New | Q2 2026 | Jul 22, 2026 |
| Ameritas Advisory Services, LLC | History | Reduced | 1,783 | 227 | 0.0% | 0.01% | 136 | -628 | -26.05% | Q2 2026 | Aug 14, 2026 |
| M.E. ALLISON & CO., INC. | History | New | 1,745 | 222 | 0.13% | — | 137 | +1,745 | New | Q2 2026 | Jul 07, 2026 |
| Intrua Financial, LLC | History | New | 1,710 | 217 | 0.02% | — | 138 | +1,710 | New | Q2 2026 | Jul 24, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 1,650 | 209 | 0.06% | 0.05% | 139 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| NOTTINGHAM ADVISORS, INC. | History | New | 1,729 | 207 | 0.02% | — | 140 | +1,729 | New | Q2 2026 | Jul 27, 2026 |
| HighTower Advisors, LLC | History | New | 1,595 | 203 | 0.0% | — | 141 | +1,595 | New | Q2 2026 | Aug 05, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 1,538 | 195 | 0.03% | 0.02% | 142 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Global Retirement Partners, LLC | History | New | 1,188 | 151 | 0.0% | — | 143 | +1,188 | New | Q2 2026 | Aug 06, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 1,088 | 138 | 0.0% | 0.0% | 144 | +580 | 114.17% | Q2 2026 | Aug 13, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 1,084 | 138 | 0.01% | 0.01% | 145 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CWM, LLC | History | No change | 1,042 | 101 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 790 | 100 | 0.0% | 0.02% | 147 | -7,589 | -90.57% | Q2 2026 | Aug 11, 2026 |
| Key FInancial Inc | History | No change | 785 | 99 | 0.02% | 0.01% | 148 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Archer Investment Corp | History | Added to | 724 | 92 | 0.02% | 0.0% | 149 | +539 | 291.35% | Q2 2026 | Aug 03, 2026 |
| Regatta Research & Money Management | History | New | 700 | 89 | 0.08% | — | 150 | +700 | New | Q2 2026 | Aug 11, 2026 |
| FMR LLC | History | Added to | 671 | 85 | 0.0% | 0.0% | 151 | +27 | 4.19% | Q2 2026 | Aug 13, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 635 | 80 | 0.0% | 0.0% | 152 | -72 | -10.18% | Q2 2026 | Aug 12, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 595 | 74 | 0.0% | 0.0% | 153 | -230 | -27.88% | Q2 2026 | Aug 12, 2026 |
| Tidemark, LLC | History | No change | 538 | 68 | 0.02% | 0.01% | 154 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Bullseye Investment Management, LLC | History | No change | 400 | 50 | 0.02% | 0.02% | 155 | 0 | 0.0% | Q2 2026 | Sep 11, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 372 | 47 | 0.0% | 0.0% | 156 | -117 | -23.93% | Q2 2026 | Jul 06, 2026 |
| Golden State Wealth Management, LLC | History | No change | 323 | 41 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| AdvisorNet Financial, Inc | History | New | 271 | 34 | 0.0% | — | 158 | +271 | New | Q2 2026 | Jul 23, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 258 | 32 | 0.01% | 0.01% | 159 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 239 | 30 | 0.01% | 0.01% | 160 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 216 | 27 | 0.0% | 0.0% | 161 | -364 | -62.76% | Q2 2026 | Jul 17, 2026 |
| CITY HOLDING CO | History | No change | 211 | 26 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | New | 190 | 24 | 0.0% | — | 165 | +190 | New | Q2 2026 | Aug 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 192 | 24 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Colonial Trust Co / SC | History | No change | 196 | 24 | 0.0% | 0.0% | 164 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Barnes Dennig Private Wealth Management LLC | History | No change | 161 | 20 | 0.02% | 0.01% | 166 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Catherine Avery Investment Management LLC | History | New | 148 | 18 | 0.01% | — | 167 | +148 | New | Q2 2026 | Jul 27, 2026 |
| Bogart Wealth, LLC | History | New | 137 | 17 | 0.0% | — | 168 | +137 | New | Q2 2026 | Jul 24, 2026 |
| Continuum Advisory, LLC | History | New | 129 | 16 | 0.0% | — | 169 | +129 | New | Q2 2026 | Aug 06, 2026 |
| Arax Advisory Partners | History | Added to | 87 | 10 | 0.0% | 0.0% | 170 | +43 | 97.73% | Q2 2026 | Aug 10, 2026 |
| 1015 Capital Partners, LLC | History | New | 69 | 8 | 0.01% | — | 173 | +69 | New | Q2 2026 | Jul 21, 2026 |
| CITIGROUP INC | History | No change | 65 | 8 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 68 | 8 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Spectrum Wealth Advisory Group, LLC | History | New | 47 | 5 | 0.0% | — | 174 | +47 | New | Q2 2026 | Aug 06, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | No change | 25 | 3 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NFSG Corp | History | New | 20 | 2 | 0.0% | — | 176 | +20 | New | Q2 2026 | Aug 14, 2026 |
| IAG Wealth Partners, LLC | History | New | 15 | 1 | 0.0% | — | 178 | +15 | New | Q2 2026 | Aug 06, 2026 |
| SIGNATUREFD, LLC | History | No change | 12 | 1 | 0.0% | 0.0% | 177 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -67,700 | -100.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,019 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Clear Point Advisors Inc. | History | Closed out | 0 | 0 | — | 0.58% | — | -7,753 | -100.0% | Q2 2026 | Jul 28, 2026 |
| Independent Advisor Alliance | History | Closed out | 0 | 0 | — | 0.01% | — | -6,077 | -100.0% | Q2 2026 | Aug 12, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,733 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,045 | -100.0% | Q2 2026 | Aug 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,694 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -2,610 | -100.0% | Q2 2026 | Aug 10, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -2,368 | -100.0% | Q2 2026 | Aug 19, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,122 | -100.0% | Q2 2026 | Aug 12, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -194 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -130 | -100.0% | Q2 2026 | Aug 06, 2026 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -128 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Hilton Head Capital Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q2 2026 | Jul 27, 2026 |