FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FYC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 1,360,284 | 131,920 | 0.04% | 0.03% | 1 | +176,654 | 14.92% | Q1 2026 | May 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 544,962 | 52,850 | 0.02% | 0.01% | 2 | +106,077 | 24.17% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 443,572 | 43,017 | 0.01% | 0.01% | 3 | +79,900 | 21.97% | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | Added to | 394,547 | 38,263 | 0.0% | 0.0% | 4 | +101,255 | 34.52% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 289,684 | 28,093 | 0.03% | 0.03% | 5 | +34,676 | 13.6% | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 244,266 | 23,688 | 0.0% | 0.0% | 6 | +42,752 | 21.22% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 196,613 | 19,067 | 0.02% | 0.0% | 7 | +176,094 | 858.2% | Q1 2026 | May 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 185,425 | 17,982 | 0.0% | 0.0% | 8 | +26,330 | 16.55% | Q1 2026 | May 04, 2026 |
| UBS Group AG | History | Added to | 174,614 | 16,934 | 0.0% | 0.0% | 9 | +90,358 | 107.24% | Q1 2026 | May 05, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 171,140 | 16,597 | 0.0% | 0.0% | 10 | +7,183 | 4.38% | Q1 2026 | May 15, 2026 |
| ECLECTIC ASSOCIATES INC /ADV | History | Added to | 159,243 | 15,442 | 2.05% | 2.31% | 11 | +5,325 | 3.46% | Q1 2026 | Apr 08, 2026 |
| Richmond Investment Services, LLC | History | Added to | 146,944 | 14,251 | 2.3% | 2.38% | 12 | +3,859 | 2.7% | Q1 2026 | Apr 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 102,487 | 9,939 | 0.01% | 0.01% | 13 | +9,349 | 10.04% | Q1 2026 | May 15, 2026 |
| NEW WAVE WEALTH ADVISORS LLC | History | Reduced | 101,463 | 9,839 | 3.41% | 3.81% | 14 | -6,891 | -6.36% | Q1 2026 | May 04, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 100,379 | 9,734 | 0.11% | 0.11% | 15 | +1,098 | 1.11% | Q1 2026 | Apr 20, 2026 |
| Integrity Advisory Solutions, LLC | History | New | 97,707 | 9,475 | 1.25% | — | 16 | +97,707 | New | Q1 2026 | May 11, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 92,515 | 8,972 | 0.01% | 0.0% | 17 | +15,746 | 20.51% | Q1 2026 | May 08, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 91,307 | 8,855 | 0.02% | 0.02% | 18 | +9,464 | 11.56% | Q1 2026 | Apr 30, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 87,736 | 8,508 | 0.02% | 0.02% | 19 | +21,033 | 31.53% | Q1 2026 | May 04, 2026 |
| IFP Advisors, Inc | History | Reduced | 86,846 | 8,422 | 0.17% | 0.19% | 20 | -1,970 | -2.22% | Q1 2026 | Apr 13, 2026 |
| Bedel Financial Consulting, Inc. | History | Added to | 77,173 | 7,484 | 0.84% | 0.77% | 21 | +2,731 | 3.67% | Q1 2026 | May 04, 2026 |
| Baird Financial Group, Inc. | History | Added to | 72,917 | 7,071 | 0.01% | 0.0% | 22 | +54,755 | 301.48% | Q1 2026 | May 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 67,700 | 6,565 | 0.01% | — | 23 | +67,700 | New | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 60,864 | 5,902 | 0.0% | 0.0% | 24 | +17,535 | 40.47% | Q1 2026 | May 07, 2026 |
| Equitable Holdings, Inc. | History | Added to | 57,512 | 5,527 | 0.04% | 0.04% | 25 | +1,636 | 2.93% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 53,085 | 5,148 | 0.01% | 0.01% | 26 | +8,048 | 17.87% | Q1 2026 | Apr 22, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 51,188 | 4,842 | 0.0% | 0.0% | 27 | +21,665 | 73.38% | Q1 2026 | May 15, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 49,509 | 4,801 | 0.04% | 0.05% | 28 | +1,773 | 3.71% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 46,094 | 4,470 | 0.01% | 0.0% | 29 | +7,121 | 18.27% | Q1 2026 | Apr 27, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 43,468 | 4,215 | 0.06% | 0.06% | 30 | -1,042 | -2.34% | Q1 2026 | May 12, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | History | Added to | 40,525 | 3,930 | 0.55% | 0.56% | 31 | +11 | 0.03% | Q1 2026 | Apr 20, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 37,326 | 3,619 | 0.02% | 0.01% | 32 | +16,686 | 80.84% | Q1 2026 | May 08, 2026 |
| &PARTNERS | History | Added to | 35,891 | 3,483 | 0.02% | 0.01% | 33 | +21,670 | 152.38% | Q1 2026 | May 15, 2026 |
| Paller Financial Services Inc | History | Reduced | 31,793 | 3,083 | 2.55% | 2.51% | 34 | -770 | -2.36% | Q1 2026 | Apr 28, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 27,465 | 2,663 | 0.0% | — | 35 | +27,465 | New | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Added to | 27,078 | 2,626 | 0.01% | 0.01% | 36 | +1,155 | 4.46% | Q1 2026 | Apr 24, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 25,702 | 2,492 | 0.04% | 0.04% | 37 | +4,714 | 22.46% | Q1 2026 | May 15, 2026 |
| Pursuit Wealth Management LLC | History | No change | 24,013 | 2,308 | 1.98% | 1.98% | 38 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| HFG Advisors, Inc. | History | Added to | 23,128 | 2,242 | 1.58% | 1.59% | 39 | +297 | 1.3% | Q1 2026 | May 08, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 21,809 | 2,115 | 0.4% | 0.42% | 40 | +10,904 | 99.99% | Q1 2026 | Apr 29, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 20,549 | 1,992 | 0.05% | 0.03% | 41 | +6,054 | 41.77% | Q1 2026 | May 04, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 20,131 | 1,952 | 0.01% | 0.01% | 42 | +2,422 | 13.68% | Q1 2026 | Apr 30, 2026 |
| Certified Advisory Corp | History | Added to | 19,637 | 1,904 | 0.17% | 0.17% | 43 | +443 | 2.31% | Q1 2026 | Apr 17, 2026 |
| Warner Group LLC | History | Added to | 19,069 | 1,849 | 1.21% | 0.69% | 44 | +7,363 | 62.9% | Q1 2026 | Apr 29, 2026 |
| Ameritas Investment Partners, Inc. | History | Added to | 18,615 | 1,805 | 0.06% | 0.03% | 45 | +8,025 | 75.78% | Q1 2026 | May 13, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 17,972 | 1,742 | 0.07% | 0.09% | 46 | +9,218 | 105.3% | Q1 2026 | May 15, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 17,199 | 1,667 | 0.0% | 0.0% | 47 | +3,585 | 26.33% | Q1 2026 | Apr 27, 2026 |
| US BANCORP \DE\ | History | Reduced | 15,922 | 1,549 | 0.0% | 0.0% | 48 | -4,399 | -21.65% | Q1 2026 | May 14, 2026 |
| MTM Investment Management, LLC | History | No change | 15,753 | 1,527 | 0.48% | 0.48% | 49 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Empirical Asset Management, LLC | History | Reduced | 15,276 | 1,481 | 0.39% | 0.45% | 50 | -1,359 | -8.17% | Q1 2026 | May 11, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 15,019 | 1,456 | 0.0% | — | 51 | +15,019 | New | Q1 2026 | May 15, 2026 |
| Brookwood Investment Group LLC | History | Added to | 13,888 | 1,346 | 0.17% | 0.11% | 52 | +4,100 | 41.89% | Q1 2026 | May 04, 2026 |
| MONECO ADVISORS, LLC | History | Reduced | 13,385 | 1,298 | 0.1% | 0.1% | 53 | -318 | -2.32% | Q1 2026 | May 07, 2026 |
| Quantum Portfolio Management LLC | History | Reduced | 13,125 | 1,272 | 0.55% | 0.56% | 54 | -164 | -1.23% | Q1 2026 | May 01, 2026 |
| CITADEL ADVISORS LLC | History | New | 12,711 | 1,232 | 0.0% | — | 55 | +12,711 | New | Q1 2026 | May 15, 2026 |
| Summit Financial, LLC | History | New | 12,570 | 1,219 | 0.02% | — | 56 | +12,570 | New | Q1 2026 | May 15, 2026 |
| MONEYWISE, INC. | History | Reduced | 11,990 | 1,162 | 0.51% | 0.51% | 57 | -748 | -5.87% | Q1 2026 | Apr 27, 2026 |
| Nova Wealth Management, Inc. | History | Added to | 11,694 | 1,134 | 0.74% | 0.56% | 58 | +3,131 | 36.56% | Q1 2026 | Apr 14, 2026 |
| Gladstone Institutional Advisory LLC | History | New | 11,665 | 1,131 | 0.04% | — | 59 | +11,665 | New | Q1 2026 | May 14, 2026 |
| Western Wealth Management, LLC | History | Added to | 11,492 | 1,114 | 0.04% | 0.05% | 60 | +511 | 4.65% | Q1 2026 | May 19, 2026 |
| D.A. DAVIDSON & CO. | History | New | 10,735 | 1,041 | 0.01% | — | 61 | +10,735 | New | Q1 2026 | May 05, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Reduced | 9,795 | 1,014 | 0.06% | 0.1% | 62 | -7,765 | -44.22% | Q1 2026 | Apr 17, 2026 |
| OPPENHEIMER & CO INC | History | No change | 10,379 | 1,006 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 9,674 | 956 | 0.0% | 0.0% | 64 | +6,904 | 249.24% | Q1 2026 | Apr 08, 2026 |
| WILLNER & HELLER, LLC | History | Added to | 9,217 | 893 | 0.67% | 0.56% | 65 | +1,106 | 13.64% | Q1 2026 | Apr 17, 2026 |
| Strategic Equity Management | History | Reduced | 9,027 | 875 | 0.33% | 0.31% | 66 | -347 | -3.7% | Q1 2026 | Apr 21, 2026 |
| Sylvest Advisors, LLC | History | Added to | 8,510 | 825 | 0.44% | 0.43% | 67 | +105 | 1.25% | Q1 2026 | Apr 22, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 8,379 | 812 | 0.02% | — | 68 | +8,379 | New | Q1 2026 | May 15, 2026 |
| Betterment LLC | History | New | 8,226 | 798 | 0.0% | — | 69 | +8,226 | New | Q1 2026 | May 14, 2026 |
| Wedmont Private Capital | History | No change | 7,624 | 781 | 0.03% | 0.03% | 70 | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |
| Index Technologies Group LLC | History | Reduced | 7,968 | 772 | 0.84% | 0.81% | 71 | -107 | -1.33% | Q1 2026 | Apr 29, 2026 |
| Clear Point Advisors Inc. | History | Added to | 7,753 | 751 | 0.58% | 0.56% | 72 | +231 | 3.07% | Q1 2026 | Apr 28, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 7,660 | 742 | 0.02% | 0.01% | 73 | +3,763 | 96.56% | Q1 2026 | May 11, 2026 |
| Dunhill Financial, LLC | History | No change | 7,056 | 684 | 0.16% | 0.17% | 74 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 6,776 | 657 | 0.01% | 0.01% | 75 | +294 | 4.54% | Q1 2026 | Apr 28, 2026 |
| Stratos Wealth Advisors, LLC | History | New | 6,766 | 656 | 0.04% | — | 76 | +6,766 | New | Q1 2026 | Apr 28, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 6,605 | 640 | 0.0% | 0.0% | 77 | -28,541 | -81.21% | Q1 2026 | May 12, 2026 |
| FIFTH THIRD BANCORP | History | New | 6,147 | 596 | 0.0% | — | 78 | +6,147 | New | Q1 2026 | May 01, 2026 |
| Independent Advisor Alliance | History | New | 6,077 | 589 | 0.01% | — | 79 | +6,077 | New | Q1 2026 | May 12, 2026 |
| WORLD EQUITY GROUP, INC. | History | Reduced | 5,973 | 579 | 0.15% | 0.17% | 80 | -189 | -3.07% | Q1 2026 | May 06, 2026 |
| COMERICA BANK | History | No change | 5,923 | 569 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| RHODES INVESTMENT ADVISORS INC /ADV | History | Added to | 5,495 | 532 | 0.46% | 0.28% | 82 | +1,880 | 52.01% | Q1 2026 | May 14, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 5,234 | 511 | 0.01% | 0.0% | 83 | +744 | 16.57% | Q1 2026 | May 12, 2026 |
| MGB Wealth Management, LLC | History | No change | 5,050 | 485 | 0.14% | 0.14% | 84 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 4,896 | 474 | 0.14% | 0.27% | 85 | -4,446 | -47.59% | Q1 2026 | Apr 20, 2026 |
| Prospera Financial Services Inc | History | Reduced | 4,816 | 467 | 0.01% | 0.01% | 86 | -104 | -2.11% | Q1 2026 | Apr 14, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 4,733 | 459 | 0.0% | — | 87 | +4,733 | New | Q1 2026 | May 15, 2026 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | History | Added to | 4,614 | 447 | 0.19% | 0.16% | 88 | +1,297 | 39.1% | Q1 2026 | Apr 24, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | Reduced | 4,551 | 441 | 0.2% | 1.07% | 89 | -21,410 | -82.47% | Q1 2026 | Apr 23, 2026 |
| Belpointe Asset Management LLC | History | Added to | 4,091 | 396 | 0.01% | 0.01% | 90 | +174 | 4.44% | Q1 2026 | Apr 28, 2026 |
| LexAurum Advisors, LLC | History | New | 3,987 | 386 | 0.05% | — | 91 | +3,987 | New | Q1 2026 | Apr 13, 2026 |
| STEPHENS INC /AR/ | History | Added to | 3,946 | 382 | 0.0% | 0.0% | 92 | +605 | 18.11% | Q1 2026 | Apr 28, 2026 |
| Stonebridge Financial Group, LLC / MO | History | New | 3,840 | 372 | 0.31% | — | 93 | +3,840 | New | Q1 2026 | Apr 17, 2026 |
| Waterfront Wealth Inc. | History | No change | 3,755 | 364 | 0.07% | 0.07% | 94 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| OneDigital Investment Advisors LLC | History | Added to | 3,751 | 363 | 0.0% | 0.0% | 95 | +326 | 9.52% | Q1 2026 | May 08, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 3,588 | 347 | 0.0% | 0.0% | 96 | -300 | -7.72% | Q1 2026 | Apr 20, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 3,512 | 341 | 0.0% | 0.0% | 97 | -644 | -15.5% | Q1 2026 | May 01, 2026 |
| TBH Global Asset Management, LLC | History | New | 3,468 | 335 | 0.07% | — | 98 | +3,468 | New | Q1 2026 | Apr 22, 2026 |
| Echo Wealth Management, LLC | History | Reduced | 3,440 | 333 | 0.19% | 0.25% | 99 | -1,049 | -23.37% | Q1 2026 | Apr 21, 2026 |
| PFG Advisors | History | Added to | 3,343 | 324 | 0.02% | 0.01% | 100 | +169 | 5.32% | Q1 2026 | May 05, 2026 |
| Cornerstone Wealth Management, LLC | History | No change | 3,211 | 311 | 0.02% | 0.02% | 101 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 3,123 | 302 | 0.03% | 0.02% | 102 | +512 | 19.61% | Q1 2026 | Apr 30, 2026 |
| Mariner, LLC | History | Added to | 3,045 | 295 | 0.0% | 0.0% | 103 | +220 | 7.79% | Q1 2026 | May 13, 2026 |
| BAM Wealth Management, LLC | History | New | 2,932 | 284 | 0.21% | — | 104 | +2,932 | New | Q1 2026 | Apr 17, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 2,826 | 274 | 0.08% | 0.08% | 105 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Wagner Wealth Management, LLC | History | No change | 2,719 | 263 | 0.05% | 0.06% | 106 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| AMERIPRISE FINANCIAL INC | History | New | 2,694 | 261 | 0.0% | — | 107 | +2,694 | New | Q1 2026 | May 15, 2026 |
| Financial Partners Group, Inc | History | New | 2,642 | 256 | 0.03% | — | 108 | +2,642 | New | Q1 2026 | Apr 10, 2026 |
| Arkadios Wealth Advisors | History | New | 2,610 | 253 | 0.0% | — | 109 | +2,610 | New | Q1 2026 | May 18, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 2,593 | 251 | 0.0% | 0.0% | 110 | -5 | -0.19% | Q1 2026 | May 11, 2026 |
| Plotkin Financial Advisors, LLC | History | No change | 2,583 | 250 | 0.13% | 0.12% | 111 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| WEALTH EFFECTS LLC | History | Added to | 2,560 | 248 | 0.09% | 0.08% | 112 | +10 | 0.39% | Q1 2026 | Apr 21, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | No change | 2,497 | 242 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Capital Analysts, LLC | History | Added to | 2,425 | 236 | 0.01% | 0.0% | 114 | +1,572 | 184.29% | Q1 2026 | May 14, 2026 |
| CreativeOne Wealth, LLC | History | New | 2,420 | 234 | 0.01% | — | 115 | +2,420 | New | Q1 2026 | May 15, 2026 |
| Ameritas Advisory Services, LLC | History | New | 2,411 | 233 | 0.01% | — | 116 | +2,411 | New | Q1 2026 | May 12, 2026 |
| XML Financial, LLC | History | No change | 2,400 | 232 | 0.02% | 0.02% | 117 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 2,368 | 229 | 0.0% | — | 118 | +2,368 | New | Q1 2026 | May 15, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 2,302 | 223 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| IHT Wealth Management, LLC | History | Added to | 2,275 | 220 | 0.01% | 0.01% | 120 | +75 | 3.41% | Q1 2026 | May 15, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 2,220 | 215 | 0.1% | 0.1% | 121 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| First Heartland Consultants, Inc. | History | New | 2,188 | 212 | 0.02% | — | 122 | +2,188 | New | Q1 2026 | Apr 08, 2026 |
| Advisor Resource Council | History | Reduced | 2,165 | 209 | 0.07% | 0.17% | 123 | -2,500 | -53.59% | Q1 2026 | May 07, 2026 |
| Advisory Services Network, LLC | History | Added to | 2,122 | 205 | 0.0% | 0.0% | 124 | +24 | 1.14% | Q1 2026 | May 15, 2026 |
| Founders Financial Alliance, LLC | History | New | 2,080 | 201 | 0.04% | — | 125 | +2,080 | New | Q1 2026 | May 11, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 1,932 | 189 | 0.01% | 0.01% | 126 | -2 | -0.1% | Q1 2026 | Apr 27, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 1,650 | 159 | 0.05% | 0.05% | 127 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 1,538 | 149 | 0.02% | 0.02% | 128 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,187 | 114 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 1,084 | 105 | 0.01% | 0.01% | 130 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| CWM, LLC | History | Reduced | 1,042 | 101 | 0.0% | 0.0% | 131 | -66 | -5.96% | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 825 | 76 | 0.0% | 0.0% | 132 | +381 | 85.81% | Q1 2026 | May 13, 2026 |
| Key FInancial Inc | History | No change | 785 | 76 | 0.01% | 0.01% | 133 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 707 | 68 | 0.0% | 0.0% | 134 | -208 | -22.73% | Q1 2026 | Jun 02, 2026 |
| BLAIR WILLIAM & CO/IL | History | Added to | 700 | 67 | 0.0% | 0.0% | 135 | +375 | 115.38% | Q1 2026 | May 08, 2026 |
| FMR LLC | History | Added to | 644 | 62 | 0.0% | 0.0% | 136 | +59 | 10.09% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 580 | 56 | 0.0% | 0.0% | 137 | +558 | 2536.36% | Q1 2026 | Apr 07, 2026 |
| Tidemark, LLC | History | New | 538 | 52 | 0.01% | — | 138 | +538 | New | Q1 2026 | May 07, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 508 | 49 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 489 | 47 | 0.0% | 0.0% | 140 | -496 | -50.36% | Q1 2026 | Apr 07, 2026 |
| Golden State Wealth Management, LLC | History | No change | 323 | 31 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 258 | 25 | 0.01% | 0.01% | 142 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | No change | 239 | 23 | 0.01% | 0.01% | 143 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| CITY HOLDING CO | History | No change | 211 | 20 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Colonial Trust Co / SC | History | New | 196 | 18 | 0.0% | — | 146 | +196 | New | Q1 2026 | May 12, 2026 |
| TWIN PEAKS WEALTH ADVISORS, LLC | History | New | 194 | 18 | 0.0% | — | 147 | +194 | New | Q1 2026 | May 08, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 192 | 18 | 0.0% | — | 145 | +192 | New | Q1 2026 | Apr 13, 2026 |
| Archer Investment Corp | History | Added to | 185 | 17 | 0.0% | 0.0% | 148 | +165 | 825.0% | Q1 2026 | May 04, 2026 |
| Barnes Dennig Private Wealth Management LLC | History | No change | 161 | 15 | 0.01% | 0.02% | 149 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 128 | 12 | 0.0% | — | 151 | +128 | New | Q1 2026 | May 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 130 | 12 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 68 | 6 | 0.0% | 0.0% | 153 | -24 | -26.09% | Q1 2026 | May 15, 2026 |
| CITIGROUP INC | History | No change | 65 | 6 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Arax Advisory Partners | History | Added to | 44 | 4 | 0.0% | 0.0% | 154 | +18 | 69.23% | Q1 2026 | May 13, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | New | 25 | 2 | 0.0% | — | 155 | +25 | New | Q1 2026 | May 08, 2026 |
| SIGNATUREFD, LLC | History | No change | 12 | 1 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.02% | — | -216,354 | -100.0% | Q1 2026 | May 13, 2026 |
| Redhawk Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.52% | — | -48,569 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Private Advisory Group LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -9,557 | -100.0% | Q1 2026 | May 08, 2026 |
| Ferguson Shapiro LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -9,411 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,184 | -100.0% | Q1 2026 | May 13, 2026 |
| Mutual Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,439 | -100.0% | Q1 2026 | May 01, 2026 |
| Fulcrum Equity Management | History | Closed out | 0 | 0 | — | 0.3% | — | -3,274 | -100.0% | Q1 2026 | Apr 02, 2026 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,136 | -100.0% | Q1 2026 | May 11, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -134 | -100.0% | Q1 2026 | May 11, 2026 |
| OPTIMA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -122 | -100.0% | Q1 2026 | May 04, 2026 |
| Hilltop National Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -98 | -100.0% | Q1 2026 | Apr 02, 2026 |
| Global Wealth Strategies & Associates | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | Apr 03, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |