FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FYC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 1,503,733 | 191,485 | 0.04% | 0.04% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 649,982 | 82,768 | 0.02% | 0.02% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 606,270 | 77,202 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 472,349 | 60,148 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 313,216 | 39,884 | 0.04% | 0.04% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Added to | 321,223 | 37,043 | 0.62% | 0.18% | 6 | +245,726 | 325.48% | Q3 2026 | Nov 04, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 248,567 | 31,652 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 196,711 | 25,049 | 0.02% | 0.02% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 193,051 | 24,583 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| ROYAL BANK OF CANADA | History | No change | 175,628 | 22,364 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 156,279 | 19,902 | 0.02% | 0.02% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 154,862 | 19,720 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ECLECTIC ASSOCIATES INC /ADV | History | Reduced | 154,920 | 17,865 | 2.0% | 2.29% | 13 | -3,368 | -2.13% | Q3 2026 | Oct 08, 2026 |
| Baird Financial Group, Inc. | History | No change | 124,071 | 15,799 | 0.02% | 0.02% | 14 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 112,865 | 14,372 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Prospera Financial Services Inc | History | Added to | 116,887 | 13,328 | 0.17% | 0.01% | 16 | +112,132 | 2358.19% | Q3 2026 | Nov 04, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 100,218 | 12,761 | 0.03% | 0.03% | 17 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 99,874 | 12,717 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Integrity Advisory Solutions, LLC | History | Added to | 105,242 | 12,136 | 1.27% | 1.3% | 19 | +5,756 | 5.79% | Q3 2026 | Oct 29, 2026 |
| NEW WAVE WEALTH ADVISORS LLC | History | Added to | 102,527 | 11,707 | 3.08% | 3.55% | 20 | +137 | 0.13% | Q3 2026 | Oct 19, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 99,129 | 11,431 | 0.03% | 0.01% | 21 | +77,660 | 361.73% | Q3 2026 | Nov 02, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 98,518 | 11,361 | 0.08% | 0.11% | 22 | -505 | -0.51% | Q3 2026 | Oct 16, 2026 |
| IFP Advisors, Inc | History | Added to | 96,052 | 11,076 | 0.19% | 0.21% | 23 | +5,232 | 5.76% | Q3 2026 | Oct 16, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 86,636 | 9,991 | 0.02% | 0.03% | 24 | -8,808 | -9.23% | Q3 2026 | Nov 02, 2026 |
| Bedel Financial Consulting, Inc. | History | No change | 78,032 | 9,936 | 0.93% | 0.93% | 25 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 75,240 | 9,581 | 0.09% | 0.09% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Richmond Investment Services, LLC | History | Added to | 77,615 | 8,950 | 2.83% | 3.11% | 27 | +465 | 0.6% | Q3 2026 | Oct 29, 2026 |
| Warner Group LLC | History | No change | 63,773 | 8,120 | 2.0% | 2.0% | 28 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 64,324 | 7,979 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 59,018 | 7,515 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 62,345 | 7,189 | 0.01% | 0.01% | 31 | +8,716 | 16.25% | Q3 2026 | Nov 02, 2026 |
| Equitable Holdings, Inc. | History | No change | 54,971 | 7,000 | 0.04% | 0.04% | 32 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 48,899 | 6,226 | 0.03% | 0.03% | 33 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 46,302 | 5,896 | 0.07% | 0.07% | 34 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 45,364 | 5,776 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 45,218 | 5,758 | 0.04% | 0.04% | 36 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| &PARTNERS | History | No change | 37,935 | 4,830 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Redhawk Wealth Advisors, Inc. | History | Reduced | 39,136 | 4,513 | 0.46% | 0.5% | 38 | -580 | -1.46% | Q3 2026 | Oct 14, 2026 |
| Fiduciary Alliance LLC | History | New | 38,856 | 4,480 | 0.34% | — | 39 | +38,856 | New | Q3 2026 | Oct 13, 2026 |
| Paller Financial Services Inc | History | Added to | 32,571 | 3,756 | 2.88% | 2.88% | 40 | +2,307 | 7.62% | Q3 2026 | Oct 09, 2026 |
| CITADEL ADVISORS LLC | History | No change | 27,644 | 3,520 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| CARY STREET PARTNERS FINANCIAL LLC | History | No change | 27,275 | 3,473 | 0.08% | 0.08% | 42 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 26,063 | 3,318 | 0.04% | 0.04% | 43 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 27,908 | 3,218 | 0.0% | 0.0% | 44 | +8,579 | 44.38% | Q3 2026 | Oct 30, 2026 |
| HFG Advisors, Inc. | History | No change | 23,784 | 3,028 | 1.89% | 1.89% | 45 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 23,024 | 2,932 | 0.47% | 0.47% | 46 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| US BANCORP \DE\ | History | No change | 22,007 | 2,809 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| First Security Investment Management, Inc. | History | Reduced | 23,267 | 2,683 | 2.18% | 5.07% | 48 | -25,301 | -52.09% | Q3 2026 | Nov 05, 2026 |
| Geneos Wealth Management Inc. | History | No change | 20,033 | 2,551 | 0.05% | 0.05% | 49 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| OneAscent Financial Services LLC | History | No change | 18,932 | 2,410 | 0.12% | 0.12% | 50 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 18,216 | 2,319 | 0.06% | 0.06% | 51 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Certified Advisory Corp | History | No change | 19,569 | 2,256 | 0.19% | 0.2% | 52 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| VISTA INVESTMENT PARTNERS II, LLC | History | Added to | 17,845 | 2,057 | 0.83% | 0.77% | 53 | +2,470 | 16.07% | Q3 2026 | Oct 15, 2026 |
| Quantum Portfolio Management LLC | History | No change | 16,142 | 2,055 | 0.74% | 0.74% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Empirical Asset Management, LLC | History | No change | 15,714 | 2,001 | 0.45% | 0.45% | 55 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Summit Financial, LLC | History | No change | 14,892 | 1,896 | 0.02% | 0.02% | 56 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Summit Financial Consulting LLC | History | New | 16,170 | 1,864 | 1.37% | — | 57 | +16,170 | New | Q3 2026 | Oct 15, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 15,917 | 1,835 | 0.04% | 0.03% | 58 | +3,476 | 27.94% | Q3 2026 | Nov 02, 2026 |
| Betterment LLC | History | No change | 14,109 | 1,797 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MTM Investment Management, LLC | History | Reduced | 14,782 | 1,704 | 0.49% | 0.56% | 61 | -621 | -4.03% | Q3 2026 | Oct 30, 2026 |
| MONECO ADVISORS, LLC | History | No change | 13,382 | 1,704 | 0.1% | 0.1% | 60 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 12,021 | 1,530 | 0.05% | 0.05% | 62 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Brookwood Investment Group LLC | History | No change | 11,617 | 1,479 | 0.17% | 0.17% | 63 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 12,992 | 1,478 | 0.0% | 0.0% | 64 | +3,058 | 30.78% | Q3 2026 | Oct 13, 2026 |
| NICOLET BANKSHARES INC | History | No change | 11,335 | 1,405 | 0.04% | 0.04% | 65 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Nova Wealth Management, Inc. | History | No change | 10,513 | 1,338 | 0.74% | 0.74% | 66 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | History | No change | 10,356 | 1,318 | 0.41% | 0.41% | 67 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 9,918 | 1,262 | 0.08% | 0.08% | 68 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Western Wealth Management, LLC | History | No change | 9,864 | 1,256 | 0.04% | 0.04% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisory Group LLC | History | No change | 9,846 | 1,253 | 0.07% | 0.07% | 70 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Index Technologies Group LLC | History | No change | 9,791 | 1,246 | 1.0% | 1.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 10,433 | 1,203 | 0.01% | 0.01% | 72 | +240 | 2.35% | Q3 2026 | Oct 26, 2026 |
| RHODES INVESTMENT ADVISORS INC /ADV | History | Added to | 10,197 | 1,175 | 0.83% | 0.84% | 73 | +1,197 | 13.3% | Q3 2026 | Oct 07, 2026 |
| Private Advisor Group, LLC | History | No change | 9,103 | 1,159 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Reduced | 8,857 | 1,021 | 0.05% | 0.06% | 75 | -784 | -8.13% | Q3 2026 | Oct 28, 2026 |
| WILLNER & HELLER, LLC | History | Reduced | 8,841 | 1,019 | 0.64% | 0.72% | 76 | -252 | -2.77% | Q3 2026 | Oct 27, 2026 |
| Sylvest Advisors, LLC | History | Reduced | 8,044 | 927 | 0.41% | 0.47% | 77 | -216 | -2.62% | Q3 2026 | Oct 26, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 7,243 | 922 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Clear Point Advisors Inc. | History | New | 7,844 | 904 | 0.62% | — | 79 | +7,844 | New | Q3 2026 | Oct 30, 2026 |
| Dunhill Financial, LLC | History | No change | 7,056 | 898 | 0.18% | 0.18% | 80 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Stratos Wealth Advisors, LLC | History | No change | 6,980 | 888 | 0.05% | 0.05% | 81 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Wedmont Private Capital | History | No change | 7,624 | 867 | 0.02% | 0.03% | 82 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| TruNorth Capital Management, LLC | History | No change | 6,720 | 774 | 0.12% | 0.14% | 83 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Stonebridge Financial Group, LLC / MO | History | No change | 6,012 | 765 | 0.51% | 0.51% | 84 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| FIFTH THIRD BANCORP | History | No change | 5,796 | 738 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Blue Trust, Inc. | History | New | 6,102 | 703 | 0.01% | — | 86 | +6,102 | New | Q3 2026 | Oct 15, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 5,063 | 649 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Focus Financial Network, Inc. | History | New | 5,509 | 635 | 0.02% | — | 88 | +5,509 | New | Q3 2026 | Oct 14, 2026 |
| Belpointe Asset Management LLC | History | No change | 4,774 | 607 | 0.02% | 0.02% | 89 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| STEPHENS INC /AR/ | History | No change | 4,497 | 572 | 0.01% | 0.01% | 90 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| LexAurum Advisors, LLC | History | Added to | 4,223 | 486 | 0.05% | 0.06% | 91 | +121 | 2.95% | Q3 2026 | Oct 19, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 3,720 | 473 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JANE STREET GROUP, LLC | History | No change | 3,660 | 466 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TBH Global Asset Management, LLC | History | Added to | 3,805 | 438 | 0.08% | 0.05% | 94 | +1,485 | 64.01% | Q3 2026 | Nov 03, 2026 |
| BAM Wealth Management, LLC | History | Added to | 3,659 | 421 | 0.23% | 0.24% | 95 | +699 | 23.61% | Q3 2026 | Oct 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | No change | 3,575 | 412 | 0.0% | 0.01% | 96 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| LYELL WEALTH MANAGEMENT, LP | History | No change | 3,496 | 403 | 0.02% | 0.03% | 97 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| PFG Advisors | History | Reduced | 3,465 | 399 | 0.02% | 0.05% | 98 | -4,208 | -54.84% | Q3 2026 | Oct 15, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 3,126 | 398 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Echo Wealth Management, LLC | History | Reduced | 3,344 | 385 | 0.19% | 0.23% | 100 | -123 | -3.55% | Q3 2026 | Oct 15, 2026 |
| Strategic Blueprint, LLC | History | Added to | 3,293 | 379 | 0.02% | 0.01% | 101 | +1,041 | 46.23% | Q3 2026 | Oct 22, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | No change | 2,963 | 377 | 0.02% | 0.02% | 102 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WEALTH EFFECTS LLC | History | Reduced | 3,135 | 361 | 0.1% | 0.11% | 103 | -140 | -4.27% | Q3 2026 | Oct 23, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 3,092 | 356 | 0.06% | 0.06% | 105 | +463 | 17.61% | Q3 2026 | Oct 21, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 3,091 | 356 | 0.03% | 0.03% | 104 | +47 | 1.54% | Q3 2026 | Oct 20, 2026 |
| Waterfront Wealth Inc. | History | Reduced | 2,977 | 338 | 0.05% | 0.07% | 106 | -555 | -15.71% | Q3 2026 | Nov 03, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 2,593 | 330 | 0.01% | 0.01% | 107 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Financial Partners Group, Inc | History | Reduced | 2,827 | 326 | 0.03% | 0.04% | 108 | -38 | -1.33% | Q3 2026 | Oct 19, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 2,826 | 325 | 0.09% | 0.09% | 109 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| CreativeOne Wealth, LLC | History | No change | 2,554 | 325 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Plotkin Financial Advisors, LLC | History | No change | 2,551 | 324 | 0.13% | 0.13% | 111 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 2,713 | 312 | 0.0% | 0.01% | 112 | -8,022 | -74.73% | Q3 2026 | Oct 27, 2026 |
| Capital Analysts, LLC | History | No change | 2,425 | 309 | 0.01% | 0.01% | 113 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 2,302 | 293 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cornerstone Wealth Management, LLC | History | No change | 2,512 | 289 | 0.01% | 0.01% | 115 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| CARLSON FINANCIAL, INC. | History | Reduced | 2,496 | 287 | 0.15% | 0.18% | 117 | -241 | -8.81% | Q3 2026 | Nov 05, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | No change | 2,497 | 287 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | No change | 2,220 | 282 | 0.12% | 0.12% | 118 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| IHT Wealth Management, LLC | History | No change | 2,200 | 280 | 0.01% | 0.01% | 119 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMPASS CAPITAL CORP /MA/ /ADV | History | No change | 2,235 | 274 | 0.09% | 0.09% | 120 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Founders Financial Alliance, LLC | History | No change | 2,112 | 269 | 0.04% | 0.04% | 121 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Advisor Resource Council | History | No change | 2,153 | 267 | 0.08% | 0.08% | 122 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Creative Planning | History | New | 2,273 | 262 | 0.0% | — | 123 | +2,273 | New | Q3 2026 | Nov 02, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 2,020 | 257 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 2,000 | 254 | 0.03% | 0.03% | 125 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| First Heartland Consultants, Inc. | History | No change | 2,188 | 252 | 0.02% | 0.02% | 126 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| MONEYWISE, INC. | History | Reduced | 2,147 | 247 | 0.23% | 0.55% | 127 | -9,337 | -81.3% | Q3 2026 | Oct 29, 2026 |
| WORLD EQUITY GROUP, INC. | History | Reduced | 2,118 | 244 | 0.1% | 0.18% | 128 | -4,250 | -66.74% | Q3 2026 | Oct 14, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 1,861 | 236 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Symphony Financial Services, Inc. | History | No change | 1,819 | 231 | 0.1% | 0.1% | 130 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 1,783 | 227 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Independent Wealth Network Inc. | History | Reduced | 1,871 | 215 | 0.05% | 0.15% | 132 | -2,864 | -60.49% | Q3 2026 | Oct 19, 2026 |
| M.E. ALLISON & CO., INC. | History | Added to | 1,807 | 208 | 0.12% | 0.13% | 133 | +62 | 3.55% | Q3 2026 | Oct 08, 2026 |
| HighTower Advisors, LLC | History | No change | 1,595 | 203 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 1,538 | 195 | 0.03% | 0.03% | 135 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 1,650 | 191 | 0.05% | 0.06% | 136 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,188 | 151 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1,088 | 138 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 1,084 | 138 | 0.01% | 0.01% | 139 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Archer Investment Corp | History | Added to | 887 | 102 | 0.02% | 0.02% | 140 | +163 | 22.51% | Q3 2026 | Nov 05, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 790 | 100 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Key FInancial Inc | History | No change | 785 | 90 | 0.01% | 0.02% | 142 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Regatta Research & Money Management | History | No change | 700 | 89 | 0.08% | 0.08% | 143 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| FMR LLC | History | No change | 671 | 85 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 635 | 80 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JPMORGAN CHASE & CO | History | No change | 595 | 74 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Tidemark, LLC | History | No change | 538 | 68 | 0.02% | 0.02% | 147 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 420 | 53 | 0.01% | 0.01% | 148 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 258 | 29 | 0.01% | 0.01% | 149 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Golden State Wealth Management, LLC | History | Reduced | 232 | 26 | 0.0% | 0.0% | 150 | -91 | -28.17% | Q3 2026 | Nov 02, 2026 |
| CITY HOLDING CO | History | No change | 211 | 24 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Colonial Trust Co / SC | History | No change | 196 | 24 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Farther Finance Advisors, LLC | History | No change | 216 | 24 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 190 | 24 | 0.0% | 0.0% | 154 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 208 | 23 | 0.0% | 0.0% | 155 | -164 | -44.09% | Q3 2026 | Oct 08, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 192 | 22 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Barnes Dennig Private Wealth Management LLC | History | No change | 161 | 18 | 0.02% | 0.02% | 157 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Bogart Wealth, LLC | History | No change | 137 | 17 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Catherine Avery Investment Management LLC | History | No change | 148 | 17 | 0.01% | 0.01% | 159 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Continuum Advisory, LLC | History | No change | 129 | 16 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BFC Planning, Inc. | History | No change | 131 | 16 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Arax Advisory Partners | History | No change | 87 | 10 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 68 | 8 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| 1015 Capital Partners, LLC | History | No change | 69 | 8 | 0.01% | 0.01% | 164 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Rosenberg Matthew Hamilton | History | New | 50 | 5 | 0.0% | — | 165 | +50 | New | Q3 2026 | Oct 05, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | No change | 25 | 3 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NFSG Corp | History | No change | 20 | 2 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| SIGNATUREFD, LLC | History | No change | 12 | 1 | 0.0% | 0.0% | 168 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| IAG Wealth Partners, LLC | History | No change | 15 | 1 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| GREENUP STREET WEALTH MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.65% | — | -41,634 | -100.0% | Q3 2026 | Oct 28, 2026 |
| ROMAN BUTLER FULLERTON & CO | History | Closed out | 0 | 0 | — | 0.73% | — | -25,428 | -100.0% | Q3 2026 | Oct 26, 2026 |
| StoryOne LLC | History | Closed out | 0 | 0 | — | 1.36% | — | -22,632 | -100.0% | Q3 2026 | Oct 14, 2026 |
| Strategic Equity Management | History | Closed out | 0 | 0 | — | 0.38% | — | -8,939 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Wealthcare Advisory Partners LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,720 | -100.0% | Q3 2026 | Oct 21, 2026 |
| XML Financial, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,950 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Worth Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -2,484 | -100.0% | Q3 2026 | Oct 07, 2026 |
| Csenge Advisory Group | History | Closed out | 0 | 0 | — | 0.01% | — | -2,110 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Fulcrum Equity Management | History | Closed out | 0 | 0 | — | 0.18% | — | -1,959 | -100.0% | Q3 2026 | Oct 21, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,932 | -100.0% | Q3 2026 | Oct 09, 2026 |
| NOTTINGHAM ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -1,729 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Intrua Financial, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,710 | -100.0% | Q3 2026 | Oct 28, 2026 |
| Bullseye Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -400 | -100.0% | Q3 2026 | Oct 29, 2026 |
| AdvisorNet Financial, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -271 | -100.0% | Q3 2026 | Oct 15, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -239 | -100.0% | Q3 2026 | Oct 14, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -65 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Spectrum Wealth Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -47 | -100.0% | Q3 2026 | Oct 29, 2026 |