FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FYX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | No change | 715,280 | 103,212 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 704,083 | 101,597 | 0.02% | 0.02% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 683,900 | 98,684 | 0.02% | 0.02% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | No change | 678,078 | 97,844 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 435,608 | 62,856 | 0.02% | 0.02% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 421,883 | 60,876 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 357,405 | 51,572 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 263,066 | 37,960 | 0.07% | 0.07% | 8 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Cetera Investment Advisers | History | No change | 151,913 | 21,920 | 0.02% | 0.02% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Genesee Capital Advisors, LLC | History | Reduced | 157,707 | 21,225 | 6.68% | 7.45% | 10 | -6,182 | -3.77% | Q3 2026 | Oct 20, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 120,332 | 17,363 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 116,422 | 15,669 | 0.04% | 0.02% | 12 | +65,937 | 130.61% | Q3 2026 | Nov 02, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 110,919 | 14,928 | 0.1% | 0.13% | 13 | +3,318 | 3.08% | Q3 2026 | Oct 16, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 101,266 | 14,612 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Prospera Financial Services Inc | History | Added to | 79,721 | 11,021 | 0.14% | 0.01% | 15 | +75,959 | 2019.11% | Q3 2026 | Nov 04, 2026 |
| Crusonia Wealth Advisors LLC | History | Added to | 73,940 | 9,951 | 1.49% | 1.74% | 16 | +487 | 0.66% | Q3 2026 | Oct 26, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 71,777 | 9,885 | 0.18% | 0.2% | 17 | +138 | 0.19% | Q3 2026 | Oct 26, 2026 |
| Per Stirling Capital Management, LLC. | History | No change | 66,712 | 9,626 | 0.91% | 0.91% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 70,917 | 9,545 | 0.02% | 0.02% | 19 | +3,209 | 4.74% | Q3 2026 | Nov 02, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 66,844 | 8,996 | 0.01% | 0.01% | 20 | +1,882 | 2.9% | Q3 2026 | Nov 02, 2026 |
| Wealth Alliance Advisory Group, LLC | History | Added to | 60,928 | 8,200 | 1.15% | 1.24% | 21 | +1,618 | 2.73% | Q3 2026 | Oct 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 54,429 | 7,854 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Geneos Wealth Management Inc. | History | No change | 53,610 | 7,735 | 0.16% | 0.16% | 23 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FWG Holdings, LLC | History | No change | 50,930 | 7,197 | 2.5% | 2.5% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 48,228 | 6,491 | 0.03% | 0.04% | 25 | -351 | -0.72% | Q3 2026 | Oct 27, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 44,404 | 6,420 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Mainsail Financial Group, LLC | History | Reduced | 44,625 | 6,006 | 2.02% | 2.19% | 27 | -48 | -0.11% | Q3 2026 | Oct 23, 2026 |
| CITY HOLDING CO | History | Added to | 42,219 | 5,681 | 0.63% | 0.58% | 28 | +6,358 | 17.73% | Q3 2026 | Oct 19, 2026 |
| Hapanowicz & Associates Financial Services, Inc | History | Reduced | 41,246 | 5,551 | 1.71% | 1.87% | 29 | -340 | -0.82% | Q3 2026 | Oct 28, 2026 |
| JPMORGAN CHASE & CO | History | No change | 37,178 | 5,328 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HighTower Advisors, LLC | History | No change | 36,502 | 5,267 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 36,340 | 5,194 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MTM Investment Management, LLC | History | Added to | 36,993 | 4,978 | 1.44% | 1.51% | 33 | +228 | 0.62% | Q3 2026 | Oct 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 34,169 | 4,612 | 0.01% | 0.01% | 34 | +1,859 | 5.75% | Q3 2026 | Oct 13, 2026 |
| Troutman Wealth Management, LLC | History | No change | 31,950 | 4,610 | 3.55% | 3.55% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Baird Financial Group, Inc. | History | No change | 30,593 | 4,414 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Arrow Investment Advisors, LLC | History | Reduced | 32,321 | 4,350 | 3.77% | 4.53% | 37 | -126 | -0.39% | Q3 2026 | Nov 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 30,029 | 4,333 | 0.06% | 0.06% | 38 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Regal Investment Advisors LLC | History | No change | 29,983 | 4,326 | 0.22% | 0.22% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 29,812 | 4,301 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Western Wealth Management, LLC | History | No change | 29,597 | 4,270 | 0.14% | 0.14% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Dorsey Wright & Associates | History | No change | 27,424 | 3,957 | 0.67% | 0.67% | 42 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Equitable Holdings, Inc. | History | No change | 22,106 | 3,189 | 0.02% | 0.02% | 43 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Arkadios Wealth Advisors | History | No change | 21,714 | 3,133 | 0.05% | 0.05% | 44 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| IFG Advisory, LLC | History | No change | 21,515 | 3,104 | 0.11% | 0.11% | 45 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 22,759 | 3,063 | 0.01% | 0.01% | 46 | +1,139 | 5.27% | Q3 2026 | Nov 05, 2026 |
| Convergence Financial, LLC | History | Added to | 21,676 | 2,917 | 0.41% | 0.02% | 47 | +19,722 | 1009.31% | Q3 2026 | Oct 27, 2026 |
| &PARTNERS | History | No change | 20,069 | 2,895 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PARK NATIONAL CORP /OH/ | History | Reduced | 21,359 | 2,874 | 0.08% | 0.09% | 49 | -1,212 | -5.37% | Q3 2026 | Oct 05, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 18,900 | 2,727 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | No change | 17,823 | 2,571 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Lakeridge Wealth Management LLC | History | No change | 15,072 | 2,174 | 0.8% | 0.8% | 52 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Private Advisor Group, LLC | History | No change | 13,691 | 1,975 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 13,381 | 1,930 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Three Seasons Wealth, LLC | History | Reduced | 12,602 | 1,696 | 0.15% | 0.17% | 55 | -117 | -0.92% | Q3 2026 | Nov 03, 2026 |
| Sun Financial Inc | History | No change | 11,270 | 1,623 | 0.77% | 0.77% | 56 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Keystone Financial Group | History | No change | 11,156 | 1,609 | 0.1% | 0.1% | 57 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Cyndeo Wealth Partners, LLC | History | Added to | 11,767 | 1,583 | 0.07% | 0.07% | 58 | +801 | 7.3% | Q3 2026 | Oct 16, 2026 |
| Riggs Asset Managment Co. Inc. | History | Added to | 11,299 | 1,520 | 0.28% | 0.28% | 59 | +249 | 2.25% | Q3 2026 | Nov 04, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 11,242 | 1,513 | 0.0% | 0.0% | 60 | -506 | -4.31% | Q3 2026 | Oct 30, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 9,529 | 1,375 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| ARS Wealth Advisors Group, LLC | History | Added to | 9,983 | 1,343 | 0.1% | 0.11% | 62 | +3 | 0.03% | Q3 2026 | Oct 16, 2026 |
| US BANCORP \DE\ | History | Added to | 9,405 | 1,265 | 0.0% | 0.0% | 63 | +132 | 1.42% | Q3 2026 | Nov 05, 2026 |
| Mariner, LLC | History | No change | 8,560 | 1,235 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Triumph Capital Management | History | Added to | 9,073 | 1,221 | 0.21% | 0.24% | 65 | +72 | 0.8% | Q3 2026 | Oct 14, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 8,116 | 1,171 | 0.05% | 0.05% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Maridea Wealth Management LLC | History | No change | 7,422 | 1,071 | 0.12% | 0.12% | 67 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 7,260 | 1,047 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 6,978 | 1,006 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Vise Technologies, Inc. | History | Reduced | 7,319 | 985 | 0.01% | 0.01% | 70 | -151 | -2.02% | Q3 2026 | Oct 28, 2026 |
| POWER WEALTH MANAGEMENT LLC | History | Added to | 7,097 | 955 | 0.32% | 0.35% | 71 | +41 | 0.58% | Q3 2026 | Oct 27, 2026 |
| DAYMARK WEALTH PARTNERS, LLC | History | No change | 6,935 | 933 | 0.02% | 0.02% | 72 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 6,196 | 893 | 0.06% | 0.06% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TCFG Investment Advisors, LLC | History | Reduced | 6,471 | 870 | 0.3% | 0.35% | 74 | -794 | -10.93% | Q3 2026 | Oct 20, 2026 |
| RFG Advisory, LLC | History | Reduced | 6,458 | 869 | 0.01% | 0.03% | 75 | -5,001 | -43.64% | Q3 2026 | Nov 03, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 6,305 | 848 | 0.03% | 0.09% | 76 | -5,387 | -46.07% | Q3 2026 | Oct 13, 2026 |
| RiverTree Advisors, LLC | History | New | 6,209 | 835 | 0.5% | — | 77 | +6,209 | New | Q3 2026 | Oct 13, 2026 |
| STEPHENS INC /AR/ | History | No change | 5,500 | 793 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Lido Advisors, LLC | History | Added to | 5,885 | 792 | 0.0% | 0.0% | 79 | +22 | 0.38% | Q3 2026 | Nov 04, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 5,186 | 748 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 5,124 | 739 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VestGen Investment Management | History | No change | 5,128 | 739 | 0.39% | 0.39% | 82 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 5,363 | 721 | 0.04% | 0.04% | 83 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Snowden Capital Advisors LLC | History | No change | 4,831 | 697 | 0.02% | 0.02% | 84 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Keystone Wealth Services, LLC | History | No change | 5,125 | 692 | 0.12% | 0.14% | 85 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Root Financial Partners, LLC | History | Reduced | 4,977 | 669 | 0.02% | 0.03% | 86 | -447 | -8.24% | Q3 2026 | Oct 21, 2026 |
| Atlas Legacy Advisors, LLC | History | No change | 4,626 | 667 | 0.1% | 0.1% | 87 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Waverly Advisors, LLC | History | No change | 4,613 | 665 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 4,614 | 665 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Corient Private Wealth LP | History | No change | 4,573 | 659 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 4,393 | 633 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Belpointe Asset Management LLC | History | No change | 4,352 | 628 | 0.02% | 0.02% | 92 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Morey & Quinn Wealth Partners, LLC | History | No change | 4,563 | 614 | 0.4% | 0.42% | 93 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Tudor Financial Inc. | History | No change | 4,180 | 603 | 0.27% | 0.27% | 94 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Brown Miller Wealth Management, LLC | History | No change | 4,397 | 591 | 0.14% | 0.16% | 95 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Trueblood Wealth Management, LLC | History | Reduced | 4,354 | 585 | 0.21% | 0.22% | 96 | -24 | -0.55% | Q3 2026 | Oct 23, 2026 |
| Creative Planning | History | Reduced | 4,325 | 582 | 0.0% | 0.0% | 97 | -227 | -4.99% | Q3 2026 | Nov 02, 2026 |
| Legacy Capital Group California, Inc. | History | No change | 3,914 | 564 | 0.17% | 0.17% | 98 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| OPPENHEIMER & CO INC | History | No change | 4,129 | 555 | 0.01% | 0.01% | 99 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 3,765 | 543 | 0.06% | 0.06% | 100 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Balboa Wealth Partners | History | Reduced | 4,031 | 542 | 0.07% | 0.09% | 101 | -489 | -10.82% | Q3 2026 | Oct 20, 2026 |
| Krilogy Financial LLC | History | No change | 3,940 | 533 | 0.01% | 0.02% | 102 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| KPP Advisory Services LLC | History | Reduced | 3,818 | 513 | 0.09% | 0.09% | 103 | -1,137 | -22.95% | Q3 2026 | Oct 26, 2026 |
| Hilton Head Capital Partners, LLC | History | Reduced | 3,809 | 512 | 0.28% | 0.28% | 104 | -33 | -0.86% | Q3 2026 | Oct 23, 2026 |
| HM PAYSON & CO | History | No change | 3,540 | 510 | 0.01% | 0.01% | 105 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 3,788 | 509 | 0.15% | 0.2% | 106 | -994 | -20.79% | Q3 2026 | Oct 23, 2026 |
| Element Wealth, LLC | History | No change | 3,414 | 492 | 0.18% | 0.18% | 107 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gibbs Wealth Management | History | Reduced | 3,625 | 487 | 0.05% | 0.07% | 108 | -127 | -3.38% | Q3 2026 | Oct 22, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 3,346 | 482 | 0.02% | 0.02% | 109 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Atria Investments, Inc | History | Added to | 3,278 | 441 | 0.0% | 0.0% | 110 | +1,525 | 86.99% | Q3 2026 | Oct 15, 2026 |
| Fragasso Financial Advisors Inc | History | No change | 3,179 | 430 | 0.02% | 0.02% | 111 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| PARTNERS WEALTH MANAGEMENT, LLC | History | Added to | 3,154 | 424 | 0.04% | 0.41% | 112 | +230 | 7.87% | Q3 2026 | Oct 28, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 2,888 | 417 | 0.01% | 0.01% | 113 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| IHT Wealth Management, LLC | History | No change | 2,769 | 399 | 0.01% | 0.01% | 114 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 2,785 | 374 | 0.03% | 0.03% | 115 | -29 | -1.03% | Q3 2026 | Oct 20, 2026 |
| ZACKS INVESTMENT MANAGEMENT | History | No change | 2,548 | 367 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WEALTH EFFECTS LLC | History | No change | 2,711 | 364 | 0.1% | 0.11% | 117 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 2,702 | 363 | 0.0% | 0.0% | 118 | -50 | -1.82% | Q3 2026 | Oct 30, 2026 |
| CITIZENS FINANCIAL GROUP INC/RI | History | New | 2,575 | 346 | 0.0% | — | 119 | +2,575 | New | Q3 2026 | Oct 23, 2026 |
| MONECO ADVISORS, LLC | History | New | 2,557 | 344 | 0.02% | — | 120 | +2,557 | New | Q3 2026 | Nov 05, 2026 |
| Allworth Financial LP | History | No change | 2,357 | 340 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| QTR Family Wealth, LLC | History | Added to | 2,510 | 337 | 0.13% | 0.13% | 123 | +2 | 0.08% | Q3 2026 | Nov 02, 2026 |
| Arax Advisory Partners | History | No change | 2,337 | 337 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CITADEL ADVISORS LLC | History | No change | 2,331 | 336 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 2,333 | 336 | 0.01% | 0.01% | 125 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tidemark, LLC | History | No change | 2,330 | 336 | 0.08% | 0.08% | 126 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| PCG Wealth Advisors, LLC | History | No change | 2,312 | 333 | 0.07% | 0.07% | 127 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Venture Visionary Partners LLC | History | No change | 2,466 | 331 | 0.01% | 0.01% | 128 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 2,408 | 324 | 0.01% | 0.01% | 129 | -135 | -5.31% | Q3 2026 | Oct 13, 2026 |
| HBK Sorce Advisory LLC | History | No change | 2,224 | 324 | 0.01% | 0.01% | 130 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JANE STREET GROUP, LLC | History | No change | 2,247 | 324 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farrell Financial LLC | History | Added to | 2,200 | 296 | 0.16% | 0.17% | 132 | +5 | 0.23% | Q3 2026 | Oct 15, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 2,185 | 294 | 0.01% | 0.01% | 133 | +298 | 15.79% | Q3 2026 | Oct 22, 2026 |
| Jaffetilchin Investment Partners, LLC | History | No change | 2,016 | 290 | 0.02% | 0.02% | 134 | 0 | 0.0% | Q2 2026 | Oct 20, 2026 |
| Advyzon Investment Management, LLC | History | No change | 1,999 | 288 | 0.02% | 0.02% | 135 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 2,123 | 285 | 0.03% | 0.03% | 136 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Aspen Capital Management, LLC | History | No change | 1,974 | 284 | 0.06% | 0.06% | 137 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Cedrus Wealth Group LLC | History | No change | 1,974 | 284 | 0.25% | 0.25% | 138 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Reduced | 2,078 | 279 | 0.0% | 0.01% | 139 | -77 | -3.57% | Q3 2026 | Nov 04, 2026 |
| GAMMA Investing LLC | History | Added to | 2,061 | 277 | 0.01% | 0.01% | 140 | +359 | 21.09% | Q3 2026 | Oct 08, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 1,846 | 266 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| American Institute for Advanced Investment Management, LLP | History | No change | 1,965 | 264 | 0.15% | 0.16% | 142 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| BFC Planning, Inc. | History | No change | 1,798 | 259 | 0.01% | 0.01% | 143 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| ADVISORTRUST PARTNERS, LLC | History | New | 1,886 | 253 | 0.08% | — | 144 | +1,886 | New | Q3 2026 | Nov 02, 2026 |
| Walkner Condon Financial Advisors LLC | History | No change | 1,843 | 248 | 0.03% | 0.03% | 145 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Arkos Global Advisors | History | No change | 1,662 | 240 | 0.03% | 0.03% | 146 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUEFG, LLC | History | Added to | 1,753 | 235 | 0.05% | 0.05% | 147 | +252 | 16.79% | Q3 2026 | Oct 14, 2026 |
| SAGESPRING WEALTH PARTNERS, LLC | History | Reduced | 1,721 | 231 | 0.0% | 0.0% | 148 | -78 | -4.34% | Q3 2026 | Oct 22, 2026 |
| Ballentine Partners, LLC | History | No change | 1,591 | 229 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| BRADY FAMILY WEALTH, LLC | History | No change | 1,660 | 223 | 0.06% | 0.07% | 150 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| IFS Group,LLC | History | No change | 1,546 | 223 | 0.31% | 0.31% | 151 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | History | No change | 1,653 | 222 | 0.01% | 0.02% | 152 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| FMR LLC | History | No change | 1,522 | 219 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 1,512 | 218 | 0.03% | 0.03% | 154 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Boston Standard Wealth Management, LLC | History | No change | 1,611 | 216 | 0.03% | 0.03% | 155 | 0 | 0.0% | Q3 2026 | Oct 07, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 1,601 | 215 | 0.0% | 0.0% | 156 | +1 | 0.06% | Q3 2026 | Nov 05, 2026 |
| Kings Path Partners LLC | History | Reduced | 1,570 | 211 | 0.06% | 0.06% | 158 | -21 | -1.32% | Q3 2026 | Oct 21, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 1,464 | 211 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Focus Partners Wealth | History | No change | 1,452 | 209 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Kovack Advisors, Inc. | History | No change | 1,442 | 207 | 0.01% | 0.01% | 160 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| BlackRock, Inc. | History | No change | 1,020 | 147 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 975 | 140 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 958 | 128 | 0.0% | 0.0% | 163 | -407 | -29.82% | Q3 2026 | Oct 08, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 702 | 101 | 0.0% | 0.0% | 164 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CX Institutional | History | Reduced | 720 | 97 | 0.0% | 0.0% | 165 | -191 | -20.97% | Q3 2026 | Oct 02, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 618 | 89 | 0.01% | 0.01% | 166 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 603 | 87 | 0.04% | 0.04% | 167 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 530 | 76 | 0.03% | 0.03% | 168 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 502 | 72 | 0.01% | 0.01% | 169 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| Synergy Investment Management, LLC | History | No change | 500 | 72 | 0.02% | 0.02% | 170 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Financial Network Wealth Advisors LLC | History | Added to | 478 | 64 | 0.06% | 0.06% | 171 | +59 | 14.08% | Q3 2026 | Oct 27, 2026 |
| REAP Financial Group, LLC | History | Added to | 475 | 63 | 0.01% | 0.01% | 172 | +2 | 0.42% | Q3 2026 | Nov 02, 2026 |
| IFP Advisors, Inc | History | Added to | 408 | 54 | 0.0% | 0.0% | 173 | +30 | 7.94% | Q3 2026 | Oct 16, 2026 |
| Jacobi Capital Management LLC | History | New | 388 | 52 | 0.0% | — | 174 | +388 | New | Q3 2026 | Nov 05, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 300 | 43 | 0.0% | 0.0% | 175 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Global Retirement Partners, LLC | History | No change | 286 | 41 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| First Bancorp, Inc /ME/ | History | No change | 300 | 40 | 0.02% | 0.02% | 177 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Avion Wealth | History | No change | 225 | 30 | 0.01% | 0.01% | 178 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| ALERUS FINANCIAL NA | History | No change | 193 | 27 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 175 | 25 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Smartleaf Asset Management LLC | History | No change | 165 | 23 | 0.0% | 0.0% | 181 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Investors Research Corp | History | New | 142 | 19 | 0.0% | — | 183 | +142 | New | Q3 2026 | Oct 07, 2026 |
| TD Capital Management LLC | History | No change | 133 | 19 | 0.0% | 0.0% | 182 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MANNING & NAPIER ADVISORS LLC | History | No change | 110 | 15 | 0.0% | 0.0% | 184 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kozak & Associates, Inc. | History | No change | 112 | 15 | 0.0% | 0.0% | 185 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| SJS Investment Consulting Inc. | History | No change | 116 | 15 | 0.0% | 0.0% | 186 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Larson Financial Group LLC | History | No change | 105 | 14 | 0.0% | 0.0% | 187 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 101 | 13 | 0.0% | — | 193 | +101 | New | Q3 2026 | Oct 30, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 93 | 13 | 0.0% | 0.0% | 188 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MCDONALD PARTNERS LLC | History | No change | 100 | 13 | 0.0% | 0.0% | 189 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Salomon & Ludwin, LLC | History | No change | 100 | 13 | 0.0% | 0.0% | 190 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Key FInancial Inc | History | No change | 97 | 13 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Financial Perspectives, Inc | History | No change | 100 | 13 | 0.0% | 0.0% | 192 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| MATHER GROUP, LLC. | History | No change | 64 | 8 | 0.0% | 0.0% | 194 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| CoreCap Advisors, LLC | History | No change | 55 | 7 | 0.0% | 0.0% | 195 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| VANGUARD ADVISERS INC | History | No change | 45 | 6 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BEACON INVESTMENT ADVISORY SERVICES, INC. | History | No change | 35 | 4 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Paladin Advisory Group, LLC | History | No change | 31 | 4 | 0.0% | 0.0% | 198 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Reduced | 29 | 3 | 0.0% | 0.02% | 199 | -376 | -92.84% | Q3 2026 | Oct 14, 2026 |
| Parallel Advisors, LLC | History | New | 16 | 2 | 0.0% | — | 200 | +16 | New | Q3 2026 | Nov 03, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 9 | 1 | 0.0% | 0.0% | 201 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| ROMAN BUTLER FULLERTON & CO | History | Closed out | 0 | 0 | — | 0.81% | — | -24,128 | -100.0% | Q3 2026 | Oct 26, 2026 |
| Catalyst Investment Management LLC | History | Closed out | 0 | 0 | — | 2.3% | — | -17,580 | -100.0% | Q3 2026 | Oct 21, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -9,023 | -100.0% | Q3 2026 | Oct 21, 2026 |
| VestGen Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,259 | -100.0% | Q3 2026 | Oct 27, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | Closed out | 0 | 0 | — | 0.02% | — | -2,498 | -100.0% | Q3 2026 | Oct 14, 2026 |
| Jefferies Financial Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,724 | -100.0% | Q3 2026 | Nov 05, 2026 |
| Fulcrum Equity Management | History | Closed out | 0 | 0 | — | 0.18% | — | -1,711 | -100.0% | Q3 2026 | Oct 21, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Closed out | 0 | 0 | — | 0.01% | — | -1,583 | -100.0% | Q3 2026 | Nov 04, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,399 | -100.0% | Q3 2026 | Oct 13, 2026 |
| MCF Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -546 | -100.0% | Q3 2026 | Oct 28, 2026 |
| NORTHSTAR ASSET MANAGEMENT Co | History | Closed out | 0 | 0 | — | 0.01% | — | -400 | -100.0% | Q3 2026 | Oct 22, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -260 | -100.0% | Q3 2026 | Oct 28, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -163 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Spectrum Wealth Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -43 | -100.0% | Q3 2026 | Oct 29, 2026 |
| CITIGROUP INC | History | New | 2 | 0 | — | — | — | +2 | New | Q3 2026 | Nov 04, 2026 |
| ASSETMARK, INC | History | New | 2 | 0 | — | — | — | +2 | New | Q3 2026 | Oct 21, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |