ENERGY XXI LTD USD UNRS SHS - G10082140
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 5,454,201 | 128,883 | 0.01% | 0.01% | 1 | +1,247,314 | 29.65% | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 3,768,217 | 89,042 | 0.06% | 0.04% | 2 | +1,356,706 | 56.26% | Q2 2014 | Aug 08, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 2,893,896 | 68,383 | 0.01% | 0.01% | 3 | +641,260 | 28.47% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 2,476,827 | 58,526 | 0.05% | 0.05% | 4 | +135,657 | 5.79% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Added to | 2,434,646 | 57,531 | 0.02% | 0.01% | 5 | +369,526 | 17.89% | Q2 2014 | Aug 06, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | Added to | 2,388,854 | 56,449 | 1.1% | 0.93% | 6 | +636,017 | 36.29% | Q2 2014 | Aug 12, 2014 |
| OPPENHEIMER FUNDS INC | History | Added to | 2,038,003 | 48,158 | 0.05% | 0.04% | 7 | +584,023 | 40.17% | Q2 2014 | Aug 08, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 1,660,788 | 39,244 | 0.38% | 0.28% | 8 | +756,455 | 83.65% | Q2 2014 | Jul 30, 2014 |
| DENVER INVESTMENT ADVISORS LLC | History | Reduced | 1,354,628 | 32,009 | 0.97% | 0.96% | 9 | -29,660 | -2.14% | Q2 2014 | Aug 08, 2014 |
| PARNASSUS INVESTMENTS /CA | History | Added to | 1,240,474 | 29,312 | 0.26% | 0.17% | 10 | +482,570 | 63.67% | Q2 2014 | Jul 25, 2014 |
| MACKENZIE FINANCIAL CORP | History | Added to | 1,118,200 | 26,423 | 0.12% | 0.05% | 11 | +645,700 | 136.66% | Q2 2014 | Aug 11, 2014 |
| LSV ASSET MANAGEMENT | History | Added to | 943,091 | 22,285 | 0.05% | 0.04% | 12 | +151,046 | 19.07% | Q2 2014 | Aug 06, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 648,265 | 15,319 | 0.02% | 0.02% | 13 | -44,595 | -6.44% | Q2 2014 | Aug 04, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | New | 617,191 | 14,584 | 0.1% | — | 14 | +617,191 | New | Q2 2014 | Aug 11, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Added to | 588,575 | 13,908 | 0.08% | 0.03% | 15 | +372,142 | 171.94% | Q2 2014 | Jul 10, 2014 |
| GILDER GAGNON HOWE & CO LLC | History | New | 466,201 | 11,016 | 0.15% | — | 16 | +466,201 | New | Q2 2014 | Aug 04, 2014 |
| COMMUNITY TRUST & INVESTMENT CO | History | Added to | 449,770 | 10,628 | 1.61% | 1.23% | 17 | +141,870 | 46.08% | Q2 2014 | Jul 14, 2014 |
| RENAISSANCE GROUP LLC | History | Reduced | 403,125 | 9,526 | 0.35% | 0.52% | 18 | -151,425 | -27.31% | Q2 2014 | Aug 07, 2014 |
| Nationwide Fund Advisors | History | Added to | 395,982 | 9,357 | 0.04% | 0.03% | 19 | +112,117 | 39.5% | Q2 2014 | Aug 11, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | Added to | 350,000 | 8,271 | 0.21% | 0.37% | 20 | +62,500 | 21.74% | Q2 2014 | Aug 08, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 292,890 | 6,921 | 0.01% | 0.01% | 21 | +59,939 | 25.73% | Q2 2014 | Jul 30, 2014 |
| GABELLI FUNDS LLC | History | Added to | 292,891 | 6,921 | 0.03% | 0.03% | 22 | +9,791 | 3.46% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 292,371 | 6,909 | 0.01% | 0.01% | 23 | +43,527 | 17.49% | Q2 2014 | Aug 06, 2014 |
| LUCAS CAPITAL MANAGEMENT | History | Added to | 252,600 | 5,969 | 1.89% | 0.79% | 24 | +147,000 | 139.2% | Q2 2014 | Jul 30, 2014 |
| MASON STREET ADVISORS, LLC | History | New | 170,661 | 4,027 | 0.03% | — | 25 | +170,661 | New | Q2 2014 | Aug 05, 2014 |
| Maple Capital Management, Inc. | History | Added to | 158,775 | 3,752 | 1.37% | 1.44% | 26 | +250 | 0.16% | Q2 2014 | Jul 23, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 131,962 | 3,118 | 0.01% | 0.01% | 27 | +21,640 | 19.62% | Q2 2014 | Aug 06, 2014 |
| BlackRock Group LTD | History | Added to | 127,476 | 3,013 | 0.0% | 0.0% | 28 | +83,384 | 189.11% | Q2 2014 | Aug 06, 2014 |
| AMERICAN NATIONAL INSURANCE CO /TX/ | History | New | 123,200 | 2,911 | 0.18% | — | 29 | +123,200 | New | Q2 2014 | Aug 06, 2014 |
| GABELLI SECURITIES, INC. | History | Added to | 119,892 | 2,833 | 0.61% | 0.4% | 30 | +57,752 | 92.94% | Q2 2014 | Aug 06, 2014 |
| SENTRY INVESTMENT MANAGEMENT INC | History | Reduced | 107,841 | 2,548 | 0.13% | 0.15% | 31 | -11,059 | -9.3% | Q2 2014 | Aug 04, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 102,033 | 2,411 | 0.0% | 41.18% | 32 | +40,303 | 65.29% | Q2 2014 | Aug 06, 2014 |
| First Eagle Investment Management, LLC | History | Added to | 100,000 | 2,363 | 0.01% | 0.0% | 33 | +86,310 | 630.46% | Q2 2014 | Aug 08, 2014 |
| INVESTMENT COUNSELORS OF MARYLAND LLC | History | New | 93,808 | 2,217 | 0.1% | — | 34 | +93,808 | New | Q2 2014 | Aug 04, 2014 |
| Swiss National Bank | History | Added to | 93,063 | 2,199 | 0.01% | 0.01% | 35 | +23,763 | 34.29% | Q2 2014 | Aug 06, 2014 |
| SUFFOLK CAPITAL MANAGEMENT LLC | History | Reduced | 89,500 | 2,115 | 0.26% | 0.4% | 36 | -46,300 | -34.09% | Q2 2014 | Aug 07, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 89,360 | 2,112 | 0.01% | 0.01% | 37 | +15,846 | 21.56% | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 71,313 | 1,707 | 0.01% | 0.01% | 38 | +9,750 | 15.84% | Q2 2014 | Jul 31, 2014 |
| SELZ CAPITAL LLC | History | Reduced | 68,000 | 1,607 | 0.43% | 1.01% | 39 | -102,000 | -60.0% | Q2 2014 | Jul 10, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 63,412 | 1,498 | 0.01% | 0.01% | 40 | +13,241 | 26.39% | Q2 2014 | Aug 08, 2014 |
| ProShare Advisors LLC | History | Reduced | 51,726 | 1,222 | 0.02% | 0.02% | 41 | -26,168 | -33.59% | Q2 2014 | Aug 08, 2014 |
| Mathes Company, Inc. | History | Added to | 50,900 | 1,203 | 0.59% | 0.16% | 42 | +38,250 | 302.37% | Q2 2014 | Aug 05, 2014 |
| STONERIDGE INVESTMENT PARTNERS LLC | History | Added to | 50,164 | 1,185 | 0.18% | 0.05% | 43 | +38,925 | 346.34% | Q2 2014 | Jul 16, 2014 |
| Teton Advisors, Inc. | History | No change | 49,500 | 1,170 | 0.08% | 0.08% | 44 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Concept Capital Markets, LLC | History | Added to | 47,700 | 1,127 | 0.44% | 0.22% | 45 | +23,500 | 97.11% | Q2 2014 | Aug 08, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 45,200 | 1,068 | 0.02% | 0.02% | 46 | -200 | -0.44% | Q2 2014 | Jul 23, 2014 |
| Quantbot Technologies LP | History | Added to | 43,595 | 1,030 | 0.16% | 0.03% | 47 | +37,765 | 647.77% | Q2 2014 | Jul 08, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | New | 39,200 | 926 | 0.0% | — | 48 | +39,200 | New | Q2 2014 | Aug 05, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 36,539 | 863 | 0.04% | 0.03% | 49 | +17,295 | 89.87% | Q2 2014 | Aug 08, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | New | 35,170 | 831 | 0.01% | — | 50 | +35,170 | New | Q2 2014 | Jul 18, 2014 |
| FIRST MERCANTILE TRUST CO | History | No change | 33,450 | 790 | 0.06% | 0.06% | 51 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Calvert Investment Management Inc. | History | New | 30,834 | 729 | 0.05% | — | 52 | +30,834 | New | Q2 2014 | Jul 18, 2014 |
| BlackRock Inc. | History | Added to | 30,367 | 718 | 0.0% | 0.0% | 53 | +24,074 | 382.55% | Q2 2014 | Aug 06, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | New | 30,000 | 709 | 0.0% | — | 54 | +30,000 | New | Q2 2014 | Aug 11, 2014 |
| Clear Harbor Asset Management, LLC | History | Reduced | 29,355 | 694 | 0.15% | 0.26% | 55 | -18,000 | -38.01% | Q2 2014 | Jul 23, 2014 |
| SHELL ASSET MANAGEMENT CO | History | New | 27,801 | 657 | 0.01% | — | 56 | +27,801 | New | Q2 2014 | Aug 08, 2014 |
| WILEN INVESTMENT MANAGEMENT CORP. | History | Added to | 27,127 | 624 | 0.37% | 0.34% | 57 | +2,000 | 7.96% | Q2 2014 | Jul 08, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 24,723 | 584 | 0.02% | 0.05% | 58 | -27,462 | -52.62% | Q2 2014 | Jul 25, 2014 |
| American National Registered Investment Advisor, Inc. | History | New | 23,210 | 548 | 0.26% | — | 59 | +23,210 | New | Q2 2014 | Aug 06, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | No change | 21,835 | 516 | 0.07% | 0.08% | 60 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | Added to | 21,550 | 509 | 0.0% | 0.0% | 61 | +20,200 | 1496.3% | Q2 2014 | Jul 22, 2014 |
| Beech Hill Advisors, Inc. | History | Added to | 20,100 | 475 | 0.21% | 0.15% | 62 | +6,700 | 50.0% | Q2 2014 | Jul 21, 2014 |
| NJ State Employees Deferred Compensation Plan | History | No change | 20,000 | 473 | 0.09% | 0.1% | 63 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 19,800 | 468 | 0.0% | 0.0% | 64 | -10,800 | -35.29% | Q2 2014 | Aug 11, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 19,056 | 450 | 0.01% | 0.0% | 65 | +4,483 | 30.76% | Q2 2014 | Jul 23, 2014 |
| BlackRock Japan Co. Ltd | History | New | 18,351 | 434 | 0.0% | — | 66 | +18,351 | New | Q2 2014 | Aug 06, 2014 |
| McAdams Wright Ragen, Inc. | History | New | 16,400 | 387 | 0.02% | — | 67 | +16,400 | New | Q2 2014 | Aug 08, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | New | 14,566 | 344 | 0.0% | — | 68 | +14,566 | New | Q2 2014 | Aug 01, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Added to | 13,819 | 327 | 0.01% | 0.02% | 69 | +61 | 0.44% | Q2 2014 | Jul 21, 2014 |
| PROFUND ADVISORS LLC | History | Added to | 12,935 | 306 | 0.01% | 0.01% | 70 | +2,575 | 24.86% | Q2 2014 | Aug 08, 2014 |
| BANCORPSOUTH INC | History | New | 10,862 | 257 | 0.03% | — | 71 | +10,862 | New | Q2 2014 | Aug 06, 2014 |
| FULTON BANK, N.A. | History | Added to | 10,793 | 256 | 0.03% | 0.02% | 72 | +1,888 | 21.2% | Q2 2014 | Jul 02, 2014 |
| CYPRESS ASSET MANAGEMENT INC/TX | History | New | 10,543 | 249 | 0.04% | — | 73 | +10,543 | New | Q2 2014 | Aug 11, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | Added to | 9,500 | 224 | 0.16% | 0.12% | 74 | +3,000 | 46.15% | Q2 2014 | Aug 11, 2014 |
| Quantitative Investment Management, LLC | History | New | 9,100 | 215 | 0.04% | — | 75 | +9,100 | New | Q2 2014 | Aug 08, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Reduced | 8,906 | 210 | 0.02% | 0.04% | 76 | -12,108 | -57.62% | Q2 2014 | Aug 08, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | New | 8,750 | 207 | 0.0% | — | 77 | +8,750 | New | Q2 2014 | Aug 06, 2014 |
| REAVES W H & CO INC | History | New | 8,500 | 201 | 0.01% | — | 78 | +8,500 | New | Q2 2014 | Aug 07, 2014 |
| RidgeWorth Capital Management LLC | History | New | 7,999 | 189 | 0.0% | — | 79 | +7,999 | New | Q2 2014 | Jul 31, 2014 |
| STRS OHIO | History | Reduced | 7,000 | 165 | 0.0% | 0.0% | 80 | -15,700 | -69.16% | Q2 2014 | Jul 24, 2014 |
| SEI TRUST CO | History | Reduced | 5,500 | 130 | 0.0% | 0.0% | 81 | -300 | -5.17% | Q2 2014 | Jul 22, 2014 |
| Livforsakringsbolaget Skandia, Omsesidigt | History | New | 5,371 | 127 | 0.0% | — | 82 | +5,371 | New | Q2 2014 | Jul 17, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 5,081 | 120 | 0.0% | 0.0% | 83 | +3,008 | 145.1% | Q2 2014 | Aug 08, 2014 |
| Strategic Capital Group LLC | History | Added to | 5,000 | 118 | 0.04% | 0.01% | 84 | +3,500 | 233.33% | Q2 2014 | Jul 14, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 3,041 | 72 | 0.0% | 0.0% | 85 | +786 | 34.86% | Q2 2014 | Aug 05, 2014 |
| DAVIDSON D A & CO | History | Reduced | 2,629 | 62 | 0.0% | 0.0% | 86 | -160 | -5.74% | Q2 2014 | Jul 29, 2014 |
| MetLife Securities, Inc | History | Added to | 1,898 | 45 | 0.01% | 0.0% | 87 | +518 | 37.54% | Q2 2014 | Aug 04, 2014 |
| PRIVATE TRUST CO NA | History | Added to | 1,019 | 24 | 0.01% | — | 88 | +1,000 | 5263.16% | Q2 2014 | Jul 22, 2014 |
| TRUST CO OF VERMONT | History | Added to | 650 | 16 | 0.0% | 0.0% | 89 | +400 | 160.0% | Q2 2014 | Jul 16, 2014 |
| PATHSTONE FAMILY OFFICE, LLC | History | New | 503 | 12 | 0.03% | — | 90 | +503 | New | Q2 2014 | Jul 29, 2014 |
| Wunderlich Securities, Inc. | History | No change | 400 | 9 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | New | 145 | 3 | 0.0% | — | 92 | +145 | New | Q2 2014 | Aug 04, 2014 |
| Mount Kellett Capital Management LP | History | Closed out | 0 | 0 | — | 14.79% | — | -5,923,158 | -100.0% | Q1 2014 | May 15, 2014 |
| FIR TREE INC. | History | Closed out | 0 | 0 | — | 1.27% | — | -4,815,688 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.03% | — | -3,263,682 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.02% | — | -2,873,920 | -100.0% | Q1 2014 | May 15, 2014 |
| HAYMAN CAPITAL MANAGEMENT, L.P. | History | Closed out | 0 | 0 | — | 6.06% | — | -2,679,800 | -100.0% | Q1 2014 | May 15, 2014 |
| Serengeti Asset Management LP | History | Closed out | 0 | 0 | — | 5.15% | — | -2,500,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.17% | — | -2,255,050 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,163,720 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,009,198 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.04% | — | -1,968,081 | -100.0% | Q1 2014 | May 16, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,618,384 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,530,935 | -100.0% | Q1 2014 | May 15, 2014 |
| Gruss Capital Management LP | History | Closed out | 0 | 0 | — | 2.09% | — | -1,450,000 | -100.0% | Q1 2014 | May 15, 2014 |
| COOPERMAN LEON G | History | Closed out | 0 | 0 | — | 0.44% | — | -1,400,383 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,251,996 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -800,341 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -703,774 | -100.0% | Q1 2014 | May 16, 2014 |
| Knighthead Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.7% | — | -680,603 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -677,367 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -668,847 | -100.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -660,554 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -511,990 | -100.0% | Q1 2014 | May 15, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 1.31% | — | -481,137 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -459,601 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -453,634 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -451,755 | -100.0% | Q1 2014 | May 14, 2014 |
| Polar Securities Inc. | History | Closed out | 0 | 0 | — | 0.43% | — | -410,000 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -391,570 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -339,247 | -100.0% | Q1 2014 | May 13, 2014 |
| Royal Capital Management, LLC | History | Closed out | 0 | 0 | — | 5.92% | — | -332,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Independence Capital Asset Partners, LLC | History | Closed out | 0 | 0 | — | 1.26% | — | -321,340 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -317,502 | -100.0% | Q1 2014 | May 15, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -316,205 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -278,504 | -100.0% | Q1 2014 | May 15, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -278,028 | -100.0% | Q1 2014 | May 14, 2014 |
| THOMSON HORSTMANN & BRYANT INC | History | Closed out | 0 | 0 | — | 0.34% | — | -240,789 | -100.0% | Q1 2014 | Apr 22, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -232,098 | -100.0% | Q1 2014 | May 13, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -224,001 | -100.0% | Q1 2014 | May 15, 2014 |
| PAR CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.16% | — | -219,800 | -100.0% | Q1 2014 | May 15, 2014 |
| DREMAN VALUE MANAGEMENT, L L C | History | Closed out | 0 | 0 | — | 0.39% | — | -212,380 | -100.0% | Q1 2014 | May 15, 2014 |
| BBT Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -211,050 | -100.0% | Q1 2014 | May 09, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -203,700 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Prentice Capital Management, LP | History | Closed out | 0 | 0 | — | 4.09% | — | -200,000 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -163,518 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -159,170 | -100.0% | Q1 2014 | May 13, 2014 |
| Convergence Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.48% | — | -134,805 | -100.0% | Q1 2014 | May 08, 2014 |
| Loeb Offshore Management LP | History | Closed out | 0 | 0 | — | 0.91% | — | -134,717 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -132,664 | -100.0% | Q1 2014 | May 08, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.06% | — | -121,252 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.02% | — | -113,924 | -100.0% | Q1 2014 | May 13, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -113,200 | -100.0% | Q1 2014 | May 15, 2014 |
| ARGENT CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -110,900 | -100.0% | Q1 2014 | May 12, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.02% | — | -108,965 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -106,672 | -100.0% | Q1 2014 | May 15, 2014 |
| REDWOOD CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.07% | — | -99,300 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -90,156 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -89,485 | -100.0% | Q1 2014 | May 15, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -87,300 | -100.0% | Q1 2014 | May 09, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.03% | — | -84,500 | -100.0% | Q1 2014 | May 14, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.01% | — | -80,400 | -100.0% | Q1 2014 | May 13, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -75,969 | -100.0% | Q1 2014 | May 19, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.26% | — | -64,011 | -100.0% | Q1 2014 | May 13, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -63,950 | -100.0% | Q1 2014 | May 13, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -54,756 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -52,067 | -100.0% | Q1 2014 | May 15, 2014 |
| HAP Trading, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -51,715 | -100.0% | Q1 2014 | May 12, 2014 |
| FIC CAPITAL INC | History | Closed out | 0 | 0 | — | 0.46% | — | -47,395 | -100.0% | Q1 2014 | May 14, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -46,400 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -44,585 | -100.0% | Q1 2014 | May 15, 2014 |
| GLG Partners LP | History | Closed out | 0 | 0 | — | 0.02% | — | -42,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -37,016 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,794 | -100.0% | Q1 2014 | May 13, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -33,162 | -100.0% | Q1 2014 | May 15, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,002 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,311 | -100.0% | Q1 2014 | May 14, 2014 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -27,500 | -100.0% | Q1 2014 | Apr 17, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,598 | -100.0% | Q1 2014 | May 23, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -25,400 | -100.0% | Q1 2014 | May 28, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -25,365 | -100.0% | Q1 2014 | May 07, 2014 |
| ROOSEVELT INVESTMENT GROUP INC | History | Closed out | 0 | 0 | — | 0.03% | — | -23,550 | -100.0% | Q1 2014 | May 13, 2014 |
| OXFORD ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.02% | — | -21,584 | -100.0% | Q1 2014 | May 05, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -20,500 | -100.0% | Q1 2014 | May 16, 2014 |
| WHITE PINE CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -20,400 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,338 | -100.0% | Q1 2014 | May 13, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.01% | — | -18,000 | -100.0% | Q1 2014 | May 08, 2014 |
| GAGNON SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -17,359 | -100.0% | Q1 2014 | May 06, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -15,000 | -100.0% | Q1 2014 | May 16, 2014 |
| Merion Investment Management LP | History | Closed out | 0 | 0 | — | 5.63% | — | -15,000 | -100.0% | Q1 2014 | May 15, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,540 | -100.0% | Q1 2014 | May 12, 2014 |
| Tradeworx Inc. | History | Closed out | 0 | 0 | — | 0.3% | — | -14,397 | -100.0% | Q1 2014 | Jun 02, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,200 | -100.0% | Q1 2014 | May 09, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -12,628 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,815 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -10,983 | -100.0% | Q1 2014 | May 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,686 | -100.0% | Q1 2014 | May 15, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,750 | -100.0% | Q1 2014 | May 12, 2014 |
| BURNHAM ASSET MANAGEMENT CORP /NY/ | History | Closed out | 0 | 0 | — | 0.05% | — | -9,650 | -100.0% | Q1 2014 | Apr 25, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -8,810 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -8,385 | -100.0% | Q1 2014 | May 15, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -6,800 | -100.0% | Q1 2014 | May 12, 2014 |
| Pinnacle Holdings, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -6,500 | -100.0% | Q1 2014 | May 28, 2014 |
| Bartlett & Co. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,000 | -100.0% | Q1 2014 | May 05, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | Closed out | 0 | 0 | — | 0.04% | — | -4,180 | -100.0% | Q1 2014 | May 01, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,630 | -100.0% | Q1 2014 | May 02, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -2,619 | -100.0% | Q1 2014 | Apr 11, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,317 | -100.0% | Q1 2014 | May 15, 2014 |
| Invictus RG Pte. Ltd. | History | Closed out | 0 | 0 | — | 0.05% | — | -1,656 | -100.0% | Q1 2014 | May 14, 2014 |
| Global X Management CO LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -948 | -100.0% | Q1 2014 | May 07, 2014 |
| Sanctuary Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -600 | -100.0% | Q1 2014 | Apr 23, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -269 | -100.0% | Q1 2014 | May 14, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -122 | -100.0% | Q1 2014 | May 12, 2014 |