HOME LN SERVICING SOLUTIONS - G6648D109
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Neuberger Berman Group LLC | History | Reduced | 6,939,307 | 157,730 | 0.15% | 0.16% | 1 | -168,287 | -2.37% | Q2 2014 | Aug 05, 2014 |
| Allianz Asset Management AG | History | No change | 4,436,896 | 95,837 | 0.12% | 0.12% | 2 | 0 | 0.0% | Q1 2014 | May 28, 2014 |
| VANGUARD GROUP INC | History | Added to | 4,214,309 | 95,791 | 0.01% | 0.01% | 3 | +128,166 | 3.14% | Q2 2014 | Aug 11, 2014 |
| CANNELL PETER B & CO INC | History | Reduced | 3,618,888 | 82,257 | 2.52% | 2.61% | 4 | -73,625 | -1.99% | Q2 2014 | Aug 08, 2014 |
| EJF Capital LLC | History | No change | 2,580,326 | 55,735 | 3.33% | 3.33% | 5 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 2,560,857 | 55,315 | 0.02% | 0.02% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 2,136,687 | 48,567 | 0.01% | 0.01% | 7 | +65,261 | 3.15% | Q2 2014 | Aug 06, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Added to | 1,909,828 | 43,410 | 0.24% | 0.22% | 8 | +41,036 | 2.2% | Q2 2014 | Jul 10, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,612,245 | 36,646 | 0.01% | 0.01% | 9 | -156,405 | -8.84% | Q2 2014 | Aug 06, 2014 |
| PUTNAM INVESTMENTS LLC | History | No change | 1,563,257 | 33,766 | 0.08% | 0.08% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 1,468,223 | 31,714 | 0.09% | 0.09% | 11 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| STATE STREET CORP | History | No change | 1,358,789 | 29,351 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | Reduced | 1,077,566 | 24,493 | 0.48% | 0.53% | 13 | -6,521 | -0.6% | Q2 2014 | Aug 12, 2014 |
| NORTHERN TRUST CORP | History | No change | 1,000,706 | 21,615 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 900,900 | 19,459 | 0.05% | 0.05% | 15 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 840,532 | 18,155 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | No change | 790,124 | 17,067 | 0.04% | 0.04% | 17 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 764,455 | 16,512 | 0.05% | 0.05% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | No change | 719,557 | 15,542 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 643,809 | 13,907 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 528,002 | 11,404 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ASCEND CAPITAL, LLC | History | No change | 513,000 | 11,081 | 0.29% | 0.29% | 22 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Global X Management CO LLC | History | Added to | 485,944 | 11,046 | 0.64% | 0.59% | 23 | +80,172 | 19.76% | Q2 2014 | Jul 31, 2014 |
| BOSTON PROVIDENT, L.P. | History | No change | 500,228 | 10,805 | 3.86% | 3.86% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Yorktown Management & Research Co Inc | History | Added to | 475,000 | 10,797 | 2.01% | 1.4% | 25 | +134,000 | 39.3% | Q2 2014 | Jul 23, 2014 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | Added to | 469,933 | 10,682 | 1.43% | 1.38% | 26 | +4,514 | 0.97% | Q2 2014 | Jul 10, 2014 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | Added to | 436,290 | 9,917 | 1.95% | 1.87% | 27 | +6,565 | 1.53% | Q2 2014 | Aug 01, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 456,115 | 9,852 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| DREMAN VALUE MANAGEMENT, L L C | History | No change | 417,582 | 9,020 | 0.7% | 0.7% | 29 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | No change | 413,689 | 8,935 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Perella Weinberg Partners Capital Management LP | History | No change | 400,000 | 8,640 | 1.14% | 1.14% | 31 | 0 | 0.0% | Q1 2014 | May 22, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | No change | 384,400 | 8,303 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 378,773 | 8,181 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PRUDENTIAL FINANCIAL INC | History | No change | 365,120 | 7,886 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Advisors Capital Management, LLC | History | New | 333,898 | 7,590 | 1.02% | — | 35 | +333,898 | New | Q2 2014 | Jul 25, 2014 |
| HEARTLAND ADVISORS INC | History | No change | 327,945 | 7,084 | 0.12% | 0.12% | 36 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 323,159 | 6,980 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BALDWIN BROTHERS INC/MA | History | Added to | 303,409 | 6,896 | 1.02% | 1.03% | 38 | +6,052 | 2.04% | Q2 2014 | Aug 08, 2014 |
| CITIGROUP INC | History | No change | 309,600 | 6,686 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MD SASS INVESTORS SERVICES INC | History | No change | 295,189 | 6,376 | 0.41% | 0.41% | 40 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | No change | 279,500 | 6,038 | 0.12% | 0.12% | 41 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | No change | 263,456 | 5,690 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WHV Investment Management, Inc. | History | No change | 247,800 | 5,353 | 0.07% | 0.07% | 43 | 0 | 0.0% | Q1 2014 | Jul 31, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 237,821 | 5,136 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 222,067 | 5,048 | 0.01% | 0.01% | 45 | -20,873 | -8.59% | Q2 2014 | Aug 06, 2014 |
| RUSSELL FRANK CO/ | History | No change | 230,435 | 4,978 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| SAC Capital Advisors LP | History | No change | 216,350 | 4,673 | 0.02% | 0.02% | 47 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 186,022 | 4,229 | 0.01% | 0.01% | 48 | -450 | -0.24% | Q2 2014 | Jul 30, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | No change | 180,636 | 3,902 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BROOKFIELD ASSET MANAGEMENT INC. | History | No change | 171,360 | 3,700 | 0.02% | 0.02% | 50 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| West Family Investments, Inc. | History | No change | 168,100 | 3,631 | 0.79% | 0.79% | 51 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | No change | 162,000 | 3,499 | 0.1% | 0.1% | 52 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | No change | 160,457 | 3,374 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 154,538 | 3,338 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | No change | 145,793 | 3,150 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WASATCH ADVISORS INC | History | No change | 136,000 | 2,938 | 0.03% | 0.03% | 56 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 129,236 | 2,791 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| Nine Chapters Capital Management LLC | History | No change | 128,500 | 2,776 | 0.33% | 0.33% | 58 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 128,005 | 2,764 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Spot Trading L.L.C | History | No change | 127,600 | 2,756 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 126,911 | 2,740 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| QVT Financial LP | History | No change | 124,100 | 2,681 | 0.15% | 0.15% | 62 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | No change | 122,057 | 2,636 | 0.04% | 0.04% | 63 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | No change | 120,205 | 2,596 | 0.06% | 0.06% | 64 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | New | 107,520 | 2,444 | 0.06% | — | 65 | +107,520 | New | Q2 2014 | Aug 07, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 107,147 | 2,437 | 0.0% | 0.0% | 66 | -39,753 | -27.06% | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | Reduced | 107,055 | 2,433 | 0.01% | 0.01% | 67 | -195 | -0.18% | Q2 2014 | Aug 11, 2014 |
| Algebris Investments (UK) LLP | History | No change | 108,500 | 2,344 | 1.2% | 1.2% | 68 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CLEARARC CAPITAL INC | History | No change | 106,446 | 2,299 | 0.57% | 0.57% | 69 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DUPONT CAPITAL MANAGEMENT Corp | History | New | 97,850 | 2,224 | 0.04% | — | 70 | +97,850 | New | Q2 2014 | Aug 11, 2014 |
| Jefferies Group LLC | History | No change | 99,447 | 2,148 | 0.02% | 0.02% | 71 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 87,868 | 1,997 | 0.01% | 0.01% | 72 | +1,380 | 1.6% | Q2 2014 | Aug 06, 2014 |
| Monarch Partners Asset Management LLC | History | Reduced | 87,162 | 1,981 | 0.52% | 1.04% | 73 | -44,673 | -33.89% | Q2 2014 | Aug 06, 2014 |
| LSV ASSET MANAGEMENT | History | New | 84,600 | 1,922 | 0.0% | — | 74 | +84,600 | New | Q2 2014 | Aug 06, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Reduced | 82,625 | 1,878 | 0.01% | 0.01% | 75 | -4,775 | -5.46% | Q2 2014 | Aug 11, 2014 |
| Catalyst Capital Advisors LLC | History | No change | 83,000 | 1,793 | 0.41% | 0.41% | 76 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| BlackRock Group LTD | History | Added to | 78,101 | 1,776 | 0.0% | 0.0% | 77 | +42,883 | 121.76% | Q2 2014 | Aug 06, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 79,800 | 1,711 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| OXFORD ASSET MANAGEMENT | History | New | 73,783 | 1,682 | 0.06% | — | 79 | +73,783 | New | Q2 2014 | Jul 16, 2014 |
| Swiss National Bank | History | No change | 73,600 | 1,673 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | No change | 76,355 | 1,649 | 0.07% | 0.07% | 81 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | No change | 72,395 | 1,564 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEERE & CO | History | New | 65,433 | 1,487 | 0.08% | — | 83 | +65,433 | New | Q2 2014 | Aug 11, 2014 |
| Altus Capital Inc. | History | Reduced | 65,000 | 1,477 | 2.27% | 2.79% | 84 | -35,755 | -35.49% | Q2 2014 | Jul 29, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 56,915 | 1,307 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| PEAK6 Investments, L.P. | History | No change | 56,311 | 1,216 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q1 2014 | May 19, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 56,187 | 1,214 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 51,800 | 1,177 | 0.02% | 0.02% | 88 | -7,700 | -12.94% | Q2 2014 | Jul 23, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 51,287 | 1,107 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 47,830 | 1,087 | 0.0% | 0.0% | 90 | -1,098 | -2.24% | Q2 2014 | Aug 08, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 49,151 | 1,062 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROTHSCHILD ASSET MANAGEMENT INC | History | No change | 45,740 | 988 | 0.02% | 0.02% | 92 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 41,201 | 936 | 0.0% | 0.0% | 93 | -7,226 | -14.92% | Q2 2014 | Aug 06, 2014 |
| MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE | History | No change | 43,218 | 934 | 0.04% | 0.04% | 94 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 37,848 | 818 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Absolute Return Capital, LLC | History | No change | 37,283 | 805 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CAPITAL MANAGEMENT ASSOCIATES /NY/ | History | New | 35,200 | 800 | 0.13% | — | 98 | +35,200 | New | Q2 2014 | Aug 06, 2014 |
| Wellington Shields Capital Management, LLC | History | Added to | 35,200 | 800 | 0.13% | 0.12% | 97 | +3,500 | 11.04% | Q2 2014 | Aug 06, 2014 |
| M&T BANK CORP | History | No change | 36,888 | 796 | 0.03% | 0.03% | 99 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 36,179 | 781 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ProShare Advisors LLC | History | Reduced | 34,188 | 777 | 0.01% | 0.02% | 101 | -37,654 | -52.41% | Q2 2014 | Aug 08, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Added to | 28,000 | 636 | 0.0% | 0.0% | 102 | +500 | 1.82% | Q2 2014 | Aug 11, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 27,117 | 616 | 0.0% | 0.0% | 103 | +1,718 | 6.76% | Q2 2014 | Aug 07, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | No change | 27,978 | 605 | 0.01% | 0.01% | 104 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| BRC Investment Management LLC | History | New | 25,575 | 581 | 0.08% | — | 105 | +25,575 | New | Q2 2014 | Jul 16, 2014 |
| Invesco Ltd. | History | No change | 25,849 | 558 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| HUNTINGTON NATIONAL BANK | History | No change | 24,000 | 546 | 0.01% | 0.01% | 107 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | New | 23,525 | 535 | 0.02% | — | 108 | +23,525 | New | Q2 2014 | Jul 25, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 22,720 | 517 | 0.0% | 0.0% | 109 | +46 | 0.2% | Q2 2014 | Aug 08, 2014 |
| A.R.T. Advisors, LLC | History | No change | 22,750 | 491 | 0.03% | 0.03% | 110 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Allen Investment Management LLC | History | No change | 22,278 | 481 | 0.07% | 0.07% | 111 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 21,300 | 460 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | No change | 18,998 | 410 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2014 | May 23, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 17,633 | 401 | 0.02% | — | 114 | +17,633 | New | Q2 2014 | Aug 08, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 17,700 | 382 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| TCW GROUP INC | History | No change | 17,562 | 379 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | No change | 16,400 | 354 | 0.1% | 0.1% | 117 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | New | 15,351 | 349 | 0.03% | — | 118 | +15,351 | New | Q2 2014 | Aug 08, 2014 |
| Spark Investment Management LLC | History | No change | 13,900 | 300 | 0.05% | 0.05% | 119 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Advisors Asset Management, Inc. | History | No change | 13,127 | 284 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | No change | 13,065 | 282 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PHILADELPHIA TRUST CO | History | No change | 13,000 | 281 | 0.02% | 0.02% | 122 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| DENVER INVESTMENT ADVISORS LLC | History | No change | 10,000 | 227 | 0.01% | 0.01% | 123 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | No change | 10,350 | 224 | 0.01% | 0.01% | 124 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Quantbot Technologies LP | History | New | 9,700 | 220 | 0.03% | — | 125 | +9,700 | New | Q2 2014 | Jul 08, 2014 |
| WINDWARD CAPITAL MANAGEMENT CO /CA | History | New | 9,640 | 219 | 0.07% | — | 126 | +9,640 | New | Q2 2014 | Jul 17, 2014 |
| ROYAL BANK OF CANADA | History | No change | 9,341 | 202 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 8,800 | 190 | 0.01% | 0.01% | 128 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | No change | 8,613 | 186 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| WFG Advisors, LP | History | No change | 6,629 | 143 | 0.03% | 0.03% | 130 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| RidgeWorth Capital Management LLC | History | New | 6,061 | 138 | 0.0% | — | 131 | +6,061 | New | Q2 2014 | Jul 31, 2014 |
| SECURITY NATIONAL TRUST CO | History | No change | 5,000 | 114 | 0.04% | 0.04% | 132 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| TORONTO DOMINION BANK | History | No change | 5,000 | 113 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Parallax Volatility Advisers, LLC | History | No change | 4,300 | 93 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Inc. | History | Added to | 3,382 | 77 | 0.0% | 0.0% | 135 | +1,390 | 69.78% | Q2 2014 | Aug 06, 2014 |
| Crow Point Partners, LLC | History | No change | 3,220 | 70 | 0.01% | 0.01% | 136 | 0 | 0.0% | Q1 2014 | May 27, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 2,560 | 58 | 0.0% | 0.0% | 137 | -101 | -3.8% | Q2 2014 | Aug 05, 2014 |
| FIRST MERCANTILE TRUST CO | History | Reduced | 2,150 | 49 | 0.0% | 0.0% | 138 | -415 | -16.18% | Q2 2014 | Jul 22, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 1,000 | 22 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIRST MANHATTAN CO | History | No change | 615 | 13 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 504 | 11 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Added to | 351 | 8 | 0.0% | 0.0% | 142 | +1 | 0.29% | Q2 2014 | Jul 18, 2014 |
| Creative Planning | History | No change | 300 | 6 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | No change | 215 | 5 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 243 | 5 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| PIEDMONT INVESTMENT ADVISORS LLC | History | Reduced | 204 | 4 | 0.0% | 0.0% | 146 | -14 | -6.42% | Q2 2014 | Aug 07, 2014 |
| PRIVATE TRUST CO NA | History | Reduced | 46 | 1 | 0.0% | 0.0% | 148 | -3 | -6.12% | Q2 2014 | Jul 22, 2014 |
| US BANCORP \DE\ | History | No change | 28 | 1 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Hilton Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.85% | — | -219,940 | -100.0% | Q2 2014 | Jul 15, 2014 |
| Breton Hill Capital Ltd. | History | Closed out | 0 | 0 | — | 0.26% | — | -52,700 | -100.0% | Q2 2014 | Aug 01, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -48,100 | -100.0% | Q2 2014 | Aug 05, 2014 |
| GLOBEFLEX CAPITAL L P | History | Closed out | 0 | 0 | — | 0.11% | — | -43,449 | -100.0% | Q2 2014 | Jul 18, 2014 |
| HENNESSY ADVISORS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -20,000 | -100.0% | Q2 2014 | Jul 15, 2014 |
| BlackRock Japan Co. Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -403 | -100.0% | Q2 2014 | Aug 06, 2014 |