Gabelli Global Small & Mid Cap Value Trust - GGZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Atlas Wealth LLC | History | Reduced | 487,824 | 7,527 | 1.04% | 1.22% | 1 | -35,930 | -6.86% | Q3 2026 | Nov 10, 2026 |
| MORGAN STANLEY | History | No change | 309,049 | 5,031 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PRIVATE MANAGEMENT GROUP INC | History | Reduced | 244,139 | 3,767 | 0.1% | 0.11% | 3 | -6,688 | -2.67% | Q3 2026 | Nov 04, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 177,206 | 2,734 | 0.33% | 0.35% | 4 | +7,085 | 4.16% | Q3 2026 | Oct 29, 2026 |
| 180 WEALTH ADVISORS, LLC | History | Reduced | 116,479 | 1,797 | 0.17% | 0.19% | 5 | -2,437 | -2.05% | Q3 2026 | Nov 03, 2026 |
| LPL Financial LLC | History | Added to | 97,096 | 1,498 | 0.0% | 0.0% | 6 | +27,159 | 38.83% | Q3 2026 | Nov 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 88,095 | 1,434 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 86,414 | 1,406 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GABELLI & Co INVESTMENT ADVISERS, INC. | History | No change | 82,711 | 1,346 | 0.2% | 0.2% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GatePass Capital, LLC | History | No change | 79,000 | 1,218 | 0.42% | 0.49% | 10 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| UBS Group AG | History | Reduced | 77,917 | 1,202 | 0.0% | 0.0% | 11 | -251 | -0.32% | Q3 2026 | Nov 10, 2026 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | No change | 69,157 | 1,125 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | No change | 66,046 | 1,075 | 0.07% | 0.07% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Beckerman Institutional, LLC | History | Reduced | 56,706 | 874 | 0.41% | 0.44% | 14 | -615 | -1.07% | Q3 2026 | Nov 10, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 51,462 | 837 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STEPHENS INC /AR/ | History | No change | 46,001 | 748 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | No change | 45,586 | 742 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CSS LLC/IL | History | No change | 34,071 | 554 | 0.02% | 0.02% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | Added to | 24,378 | 376 | 0.0% | 0.0% | 19 | +1,463 | 6.38% | Q3 2026 | Nov 10, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | Added to | 15,083 | 232 | 0.04% | 0.05% | 20 | +79 | 0.53% | Q3 2026 | Oct 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 11,351 | 184 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 11,255 | 173 | 0.0% | 0.0% | 22 | +5 | 0.04% | Q3 2026 | Nov 02, 2026 |
| FIFTH THIRD BANCORP | History | No change | 10,000 | 154 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Ancora Advisors LLC | History | No change | 5,000 | 81 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 2,731 | 44 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 2,570 | 39 | 0.0% | 0.0% | 26 | -300 | -10.45% | Q3 2026 | Oct 26, 2026 |
| Farther Finance Advisors, LLC | History | New | 776 | 11 | 0.0% | — | 27 | +776 | New | Q3 2026 | Oct 08, 2026 |
| North Star Investment Management Corp. | History | No change | 450 | 6 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| BFSG, LLC | History | No change | 260 | 4 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 200 | 3 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 242 | 3 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |
| Arax Advisory Partners | History | No change | 160 | 2 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Capital Advisors, Ltd. LLC | History | Added to | 71 | 1 | 0.0% | 0.0% | 34 | +1 | 1.43% | Q3 2026 | Oct 27, 2026 |
| ROYAL BANK OF CANADA | History | No change | 60 | 1 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 100 | 1 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,135 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Institute for Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -298 | -100.0% | Q3 2026 | Nov 06, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -160 | -100.0% | Q3 2026 | Oct 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 36 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Ulland Investment Advisors, LLC | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Fourth Dimension Wealth, LLC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 31 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |