Gabelli Global Small & Mid Cap Value Trust - GGZ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 304,727 | 4,570 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| PRIVATE MANAGEMENT GROUP INC | History | Reduced | 256,642 | 3,854 | 0.11% | 0.11% | 2 | -3,612 | -1.39% | Q1 2026 | May 08, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 148,001 | 2,220 | 0.33% | 0.33% | 3 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| 180 WEALTH ADVISORS, LLC | History | Added to | 119,812 | 1,799 | 0.2% | 0.2% | 4 | +3,332 | 2.86% | Q1 2026 | May 01, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 102,589 | 1,538 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| GatePass Capital, LLC | History | Reduced | 87,000 | 1,306 | 0.61% | 0.68% | 6 | -1,000 | -1.14% | Q1 2026 | May 06, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 85,931 | 1,288 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| GABELLI & Co INVESTMENT ADVISERS, INC. | History | No change | 82,711 | 1,240 | 0.19% | 0.19% | 8 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| UBS Group AG | History | Reduced | 78,380 | 1,177 | 0.0% | 0.0% | 9 | -1,184 | -1.49% | Q1 2026 | May 05, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 75,527 | 1,132 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| EVOLVE PRIVATE WEALTH, LLC | History | Reduced | 69,520 | 1,044 | 0.06% | 0.06% | 11 | -484 | -0.69% | Q1 2026 | Apr 16, 2026 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | No change | 69,157 | 1,037 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 58,803 | 883 | 0.0% | 0.0% | 13 | +14,001 | 31.25% | Q1 2026 | May 06, 2026 |
| Beckerman Institutional, LLC | History | Reduced | 57,529 | 864 | 0.46% | 0.5% | 14 | -1,356 | -2.3% | Q1 2026 | May 04, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 51,524 | 772 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | No change | 45,586 | 683 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| STEPHENS INC /AR/ | History | Reduced | 45,235 | 679 | 0.01% | 0.01% | 17 | -214 | -0.47% | Q1 2026 | Apr 28, 2026 |
| CSS LLC/IL | History | No change | 40,869 | 613 | 0.03% | 0.03% | 18 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | Added to | 14,928 | 224 | 0.05% | 0.05% | 19 | +578 | 4.03% | Q1 2026 | Apr 15, 2026 |
| Private Advisor Group, LLC | History | Added to | 13,154 | 197 | 0.0% | 0.0% | 20 | +1,047 | 8.65% | Q1 2026 | Apr 24, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 12,235 | 183 | 0.0% | 0.0% | 21 | +42 | 0.34% | Q1 2026 | Apr 27, 2026 |
| FIFTH THIRD BANCORP | History | New | 11,000 | 165 | 0.0% | — | 23 | +11,000 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 11,000 | 165 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Ancora Advisors LLC | History | No change | 5,000 | 75 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| NBC SECURITIES, INC. | History | No change | 2,870 | 43 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 2,135 | 32 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| North Star Investment Management Corp. | History | No change | 450 | 6 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 200 | 3 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| BFSG, LLC | History | No change | 260 | 3 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 242 | 3 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| SageView Advisory Group, LLC | History | No change | 208 | 3 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| SALEM INVESTMENT COUNSELORS INC | History | New | 160 | 2 | 0.0% | — | 32 | +160 | New | Q1 2026 | Apr 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 119 | 1 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| MAI Capital Management | History | No change | 73 | 1 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 69 | 1 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 100 | 1 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Matisse Capital | History | Closed out | 0 | 0 | — | 0.27% | — | -40,365 | -100.0% | Q1 2026 | May 08, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q1 2026 | Apr 28, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2026 | May 08, 2026 |
| Cornerstone Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -82 | -100.0% | Q1 2026 | May 08, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 50 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | No change | 36 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Larson Financial Group LLC | History | No change | 65 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Spire Wealth Management | History | No change | 40 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Beaird Harris Wealth Management, LLC | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 23, 2026 |
| Ulland Investment Advisors, LLC | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Fourth Dimension Wealth, LLC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 31 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |